13F-HR/A filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2017-09-22, with 2,248 holding rows worth $11,178,847,000.
- Accession
- 0001085146-17-001973
- Filer
- CIK 1462245
- Filed
- 2017-09-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, amendment of type restatement, 2,248 entries on the cover page, a total value of $11,178,847,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,178,847,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer12th Street Asset Management Company, LLC028-16737
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAstor Investment Management LLC028-16121
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBELMONT ASSET MANAGEMENT 028-10518
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRC Investment Management LLC028-11434
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCS MCKEE LP028-01203
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDF DENT & CO INC028-03691
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerDENVER INVESTMENT ADVISORS LLC028-05416
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHaverford Financial Services, Inc.028-11678
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHEITMAN LLC028-12002
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHORIZON ASSET MANAGEMENT LLC028-06986
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLaffer Investments028-10975
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNATIXIS028-12482
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK ASSOCIATES LTD /OH/028-02338
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerOFI SteelPath, Inc.028-15436
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerREINHART PARTNERS, INC.028-04879
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRNC CAPITAL MANAGEMENT LLC028-00970
- reports for this filerBoston Partners028-12484
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 16,020 | $381,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 7,354 | $379,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,631 | $379,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 24,795 | $378,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 8,249 | $377,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 18,942 | $377,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 30,000 | $377,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 13,689 | $376,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 7,040 | $375,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 17,431 | $375,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 14,879 | $374,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,505 | $373,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 11,733 | $372,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 5,936 | $371,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 29,119 | $370,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 6,014 | $368,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 14,809 | $368,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,884 | $367,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,929 | $367,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 5,820 | $366,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 5,820 | $366,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 10,774 | $364,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 7,369 | $364,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 9,628 | $363,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 12,540 | $363,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 9,395 | $363,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,891 | $363,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 7,864 | $361,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 34,698 | $361,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,987 | $361,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7,644 | $359,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 23,675 | $359,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,243 | $357,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,926 | $357,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 7,352 | $354,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 14,029 | $354,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 11,796 | $354,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 12,121 | $354,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 45,587 | $353,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 7,967 | $352,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 18,778 | $352,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 7,859 | $351,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,881 | $350,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,803 | $349,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 8,847 | $347,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 17,391 | $346,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 9,836 | $345,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 6,882 | $345,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,319 | $344,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 45,358 | $342,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 8,991 | $342,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,927 | $340,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,285 | $340,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 12,187 | $339,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,281 | $338,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 68,143 | $338,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 23,814 | $337,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 23,083 | $335,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 24,458 | $335,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 138,503 | $335,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,802 | $333,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 13,340 | $333,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 25,998 | $332,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 61,611 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 517,600 | $331,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 8,767 | $331,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,904 | $331,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 11,821 | $330,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 24,955 | $330,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 11,392 | $329,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,870 | $328,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 11,842 | $328,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 11,096 | $328,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 32,650 | $328,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,070 | $327,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 21,899 | $327,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 12,260 | $327,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 20,676 | $326,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,914 | $326,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,769 | $325,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,032 | $325,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,149 | $325,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,258 | $324,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 18,752 | $324,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,789 | $323,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,578 | $322,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,682 | $321,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,511 | $320,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 18,758 | $320,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 40,272 | $320,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 5,426 | $319,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 17,660 | $319,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 11,416 | $319,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 30,735 | $318,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,605 | $316,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 6,810 | $316,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 21,350 | $314,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 15,595 | $314,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 5,814 | $313,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 19,113 | $313,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,745 | $312,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,900 | $311,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 11,864 | $311,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,895 | $310,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 28,393 | $310,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 9,290 | $309,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,132 | $308,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 8,230 | $308,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 38,640 | $307,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,556 | $306,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,940 | $306,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 32,652 | $306,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 13,651 | $305,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 8,233 | $305,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,554 | $304,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,905 | $303,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 66,411 | $302,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 17,100 | $302,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 13,211 | $301,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 16,437 | $301,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,105 | $301,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,727 | $301,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 10,173 | $301,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 11,430 | $301,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 11,892 | $300,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 9,745 | $300,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 8,730 | $300,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,654 | $300,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 9,758 | $300,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 48,310 | $300,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 7,980 | $299,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 10,889 | $299,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,149 | $298,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 6,909 | $298,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,848 | $297,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,388 | $293,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,874 | $293,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 30,085 | $293,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 40,685 | $292,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 171,863 | $292,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,946 | $291,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 41,636 | $291,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 35,341 | $291,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,865 | $290,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 3,736 | $289,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,771 | $289,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,718 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,761 | $288,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,226 | $287,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,879 | $286,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 4,603 | $286,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 6,610 | $286,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,474 | $285,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 4,141 | $285,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 245,489 | $284,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 10,145 | $283,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 15,572 | $283,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,696 | $282,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,093 | $282,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 6,652 | $282,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 9,012 | $282,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,815 | $281,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 7,318 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,514 | $280,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 29,036 | $280,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,956 | $279,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 10,490 | $278,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 14,538 | $278,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 25,582 | $278,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 8,313 | $276,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 10,266 | $275,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,235 | $273,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 8,684 | $273,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,786 | $273,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 22,179 | $273,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 16,573 | $272,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 12,437 | $272,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 18,056 | $272,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 14,098 | $272,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,658 | $272,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 7,814 | $271,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,460 | $270,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,265 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,861 | $269,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,039 | $268,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 9,251 | $268,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,340 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,172 | $267,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 32,865 | $267,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 24,091 | $266,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 49,027 | $266,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 250,000 | $266,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 10,466 | $265,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 7,367 | $265,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 10,577 | $265,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,849 | $264,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,278 | $264,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 7,435 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 19,595 | $264,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 15,876 | $264,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 9,038 | $264,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 5,345 | $264,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,290 | $263,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 17,233 | $263,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 19,572 | $263,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 12,150 | $263,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 27,362 | $263,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 50,220 | $261,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,448 | $261,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 11,712 | $261,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 19,753 | $261,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 10,100 | $261,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,314 | $260,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 9,084 | $259,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 29,405 | $259,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 2,945 | $259,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 6,754 | $258,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,629 | $258,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,754 | $257,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 19,018 | $257,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 7,475 | $257,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,701 | $256,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 4,909 | $256,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 316,078 | $256,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 27,050 | $255,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 13,378 | $254,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 6,360 | $254,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,402 | $253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,592 | $253,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,060 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,400 | $252,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,851 | $252,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 59,583 | $252,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,232 | $250,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,513 | $250,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 4,864 | $250,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 11,677 | $248,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 18,960 | $248,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 8,309 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,032 | $247,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,749 | $247,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,589 | $247,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 7,480 | $245,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 148,557 | $245,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,226 | $245,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 14,401 | $244,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 11,107 | $244,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,560 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 8,572 | $244,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 8,606 | $243,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 6,184 | $242,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,946 | $241,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,803 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,312 | $241,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,990 | $241,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,444 | $241,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,070 | $241,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 9,105 | $240,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,124 | $238,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,337 | $238,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 3,968 | $238,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 20,796 | $238,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 20,016 | $237,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 9,129 | $236,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 50,000 | $235,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 28,936 | $235,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,519 | $234,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 13,322 | $233,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 6,035 | $233,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 21,156 | $233,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 5,567 | $233,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 5,900 | $233,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 9,691 | $232,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,572 | $231,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 16,584 | $231,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 8,262 | $231,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 8,230 | $230,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 3,650 | $230,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 9,082 | $229,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 12,293 | $228,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 27,424 | $227,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,893 | $227,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 84,200 | $227,000 | thousands by filing date | put |
| PROASSURANCE CORP | 74267C106 | COM | 3,715 | $226,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,681 | $226,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 6,771 | $226,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,517 | $226,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,225 | $226,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 7,550 | $226,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,491 | $225,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 8,621 | $225,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,661 | $224,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 17,277 | $224,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 6,933 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,505 | $222,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 17,357 | $222,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,337 | $221,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,463 | $221,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,672 | $220,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,393 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,827 | $219,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 11,699 | $219,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 9,159 | $218,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,934 | $217,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 15,547 | $216,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,060 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,597 | $215,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 19,996 | $215,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 11,887 | $215,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,484 | $214,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,840 | $213,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,366 | $213,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,886 | $212,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,096 | $212,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 43,598 | $212,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,883 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 17,975 | $212,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,156 | $211,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,008 | $210,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,506 | $210,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 11,947 | $210,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 2,874 | $210,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 13,429 | $209,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 22,867 | $208,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,053 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,345 | $207,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 8,115 | $207,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 4,032 | $207,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 9,312 | $206,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 3,953 | $206,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 15,000 | $206,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 19,000 | $206,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,797 | $205,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 9,365 | $205,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 6,835 | $205,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 8,872 | $204,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 28,000 | $204,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,688 | $203,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,908 | $203,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,097 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,762 | $202,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 2,311 | $202,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 751 | $201,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 4,385 | $201,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 19,879 | $200,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,392 | $199,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 15,245 | $198,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 15,861 | $196,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 13,939 | $194,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 19,177 | $191,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 167,000 | $190,000 | thousands by filing date | principal |
| TCP CAP CORP | 87238Q103 | COM | 11,179 | $189,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 41,270 | $189,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 34,900 | $187,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 13,094 | $184,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,389 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,030 | $181,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,318 | $180,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 10,670 | $177,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 13,141 | $177,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 13,400 | $176,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 11,058 | $175,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,551 | $174,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 35,949 | $174,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 32,831 | $174,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 18,165 | $173,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 19,782 | $172,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,860 | $170,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,210 | $170,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 17,203 | $170,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 10,268 | $168,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 43,647 | $168,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 13,754 | $167,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,573 | $166,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,501 | $166,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,252 | $166,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 16,632 | $166,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,434 | $165,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,004 | $164,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 16,435 | $164,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 24,147 | $162,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,174 | $162,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 17,938 | $162,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 28,603 | $161,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 46,637 | $160,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,540 | $159,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,309 | $157,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 10,200 | $157,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 17,009 | $157,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,136 | $154,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 14,741 | $149,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 11,310 | $149,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 133,700 | $149,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 134,000 | $149,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 10,816 | $147,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,125 | $146,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 156,000 | $143,000 | thousands by filing date | principal |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 11,040 | $143,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 13,442 | $142,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,161 | $142,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 19,470 | $142,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 25,698 | $141,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,007 | $140,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 10,102 | $140,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 18,869 | $139,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 11,672 | $138,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 10,238 | $138,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,000 | $136,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,835 | $136,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 107,000 | $136,000 | thousands by filing date | principal |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 7,385 | $135,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 21,000 | $135,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 12,467 | $135,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 10,600 | $134,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 130,000 | $134,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 19,092 | $133,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 63,250 | $133,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 16,018 | $132,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 17,517 | $130,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 143,000 | $130,000 | thousands by filing date | principal |
| ADECOAGRO S A | L00849106 | COM | 12,900 | $129,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,396 | $129,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,184 | $128,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 20,149 | $128,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 125,000 | $127,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394103 | COM | 16,310 | $126,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 14,107 | $125,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 10,785 | $125,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 13,251 | $124,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 18,764 | $124,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 115,000 | $123,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 121,000 | $123,000 | thousands by filing date | principal |
| ENSCO PLC | G3157S106 | SHS CLASS A | 23,096 | $121,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 19,600 | $120,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 65,000 | $119,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 117,000 | $119,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 106,000 | $118,000 | thousands by filing date | principal |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 37,200 | $115,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,919 | $115,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 17,884 | $115,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 107,000 | $115,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,400 | $114,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 58,400 | $114,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 22,346 | $114,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 102,000 | $114,000 | thousands by filing date | principal |
| MCDERMOTT INTL INC | 580037109 | COM | 15,690 | $112,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 106,000 | $112,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 104,000 | $111,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287AA6 | NOTE | 103,000 | $111,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 99,000 | $111,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 83,000 | $108,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 30,000 | $107,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 10,500 | $107,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 99,000 | $105,000 | thousands by filing date | principal |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,310 | $104,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 26,130 | $103,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 113,000 | $103,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 27,785 | $101,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,300 | $101,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 105,000 | $101,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 96,000 | $100,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 86,000 | $99,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,033 | $98,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 20,268 | $98,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 102,000 | $98,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 30,690 | $97,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 97,000 | $97,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 115,000 | $97,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 95,000 | $97,000 | thousands by filing date | principal |
| JOINT CORP | 47973J102 | COM | 25,000 | $95,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,480 | $95,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 215,000 | $95,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 79,000 | $95,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 174,000 | $94,000 | thousands by filing date | principal |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 177,966 | $93,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 10,000 | $92,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,800 | $91,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 66,139 | $91,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 10,130 | $91,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 93,000 | $91,000 | thousands by filing date | principal |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 13,303 | $90,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,900 | $88,000 | thousands by filing date | call |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 10,206 | $88,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,021 | $87,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 83,000 | $86,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 80,000 | $86,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,197 | $85,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 10,456 | $85,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 61,900 | $84,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,390 | $84,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 32,775 | $84,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 65,600 | $84,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 62,000 | $84,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 83,000 | $83,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,082 | $79,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 92,000 | $78,000 | thousands by filing date | principal |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 61,200 | $77,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 66,000 | $76,000 | thousands by filing date | principal |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,500 | $75,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 67,000 | $75,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001845 | superseded | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-17-001973 | this filing | 2017-09-22 | acceptance time not in the bulk data set |