13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-15, with 1,344 holding rows worth $3,994,912,000.
- Accession
- 0001085146-13-002030
- Filer
- CIK 1462245
- Filed
- 2013-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 1,344 entries on the cover page, a total value of $3,994,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,994,912,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAdvanced Investment Partners, LLC028-13572
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAFAM CAPITAL, INC.028-10139
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerApex Capital Management028-11050
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAstor Asset Management, LLC028-13903
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Inc.028-12019
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRC Investment Management LLC028-11434
- reports for this filerBRINKER CAPITAL INC028-14331
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCambridge Financial Group, Inc.028-11448
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerCHILTON CAPITAL MANAGEMENT LLC028-03569
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCS MCKEE LP028-01203
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerDENVER INVESTMENT ADVISORS LLC028-05416
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerEQUITY INVESTMENT CORP/GA028-10606
- reports for this filerEstabrook Capital Management028-11540
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHaverford Financial Services, Inc.028-11678
- reports for this filerHAVERFORD TRUST CO028-02396
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHEITMAN LLC028-12002
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerHorizon Kinetics LLC028-14519
- reports for this filerING INVESTMENT MANAGEMENT CO028-01217
- reports for this filerING INVESTMENTS LLC028-04547
- reports for this filerInvesco Ltd.028-11246
- reports for this filerINVESTMENT MANAGEMENT OF VIRGINIA LLC028-05332
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLEGG MASON CAPITAL MANAGEMENT LLC028-01701
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerNORTHROAD CAPITAL MANAGEMENT LLC028-10409
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK ASSOCIATES LTD /OH/028-02338
- reports for this filerOPPENHEIMER FUNDS INC028-00203
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPENN CAPITAL MANAGEMENT CO INC028-11296
- reports for this filerPerkins Investment Management, LLC028-10527
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL FINANCIAL GROUP INC028-10106
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerREAVES W H & CO INC028-01347
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRNC CAPITAL MANAGEMENT LLC028-00970
- reports for this filerRobeco Investment Management, Inc.028-12484
- reports for this filerROOSEVELT INVESTMENT GROUP INC028-03511
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSAROFIM FAYEZ028-00132
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSCHMEIDLER A R & CO INC028-00858
- reports for this filerSCOUT INVESTMENTS, INC.028-10260
- reports for this filerAdditional Managers Do Not Fit The Template Page
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 8,856 | $325,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,243 | $324,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,583 | $324,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 16,720 | $324,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,627 | $323,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 28,681 | $323,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 6,555 | $322,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 1,769 | $321,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 4,379 | $320,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 11,242 | $318,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 736 | $316,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 5,937 | $316,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 11,938 | $315,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 67,839 | $315,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,920 | $313,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 6,892 | $313,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7,812 | $309,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 231,400 | $308,000 | thousands by filing date | call |
| ISHARES TR | 464287564 | SELECT US REIT | 3,955 | $304,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,234 | $304,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 36,725 | $303,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,869 | $303,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,954 | $303,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 6,136 | $301,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,915 | $301,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,010 | $299,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 14,641 | $298,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 5,378 | $296,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 32,147 | $295,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 10,634 | $294,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,307 | $294,000 | thousands by filing date | |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 67,171 | $294,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 46,292 | $293,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 31,080 | $292,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 11,231 | $290,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 14,450 | $290,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 21,773 | $288,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 12,042 | $286,000 | thousands by filing date | |
| CFS BANCORP INC | 12525D102 | COM | 25,834 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,679 | $285,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 10,531 | $285,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,140 | $284,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 5,524 | $284,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 7,040 | $283,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,577 | $282,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 26,000 | $280,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 3,669 | $279,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,975 | $278,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 8,336 | $278,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,134 | $277,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,612 | $277,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 12,674 | $277,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,540 | $275,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,696 | $274,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 15,537 | $274,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 177,300 | $273,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 20,000 | $272,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 26,410 | $272,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 11,090 | $271,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,508 | $270,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,785 | $269,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 80,196 | $269,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,562 | $269,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 23,034 | $269,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,896 | $268,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 12,368 | $268,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 43,413 | $264,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 34,542 | $260,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 25,070 | $260,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 20,809 | $260,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 52,246 | $259,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 20,849 | $259,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 20,000 | $257,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,852 | $256,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,058 | $255,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,360 | $255,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,542 | $254,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,400 | $253,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,877 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,351 | $251,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 19,153 | $251,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 43,580 | $251,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,595 | $250,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,438 | $250,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,172 | $250,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 4,591 | $250,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 805 | $249,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 3,274 | $249,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 19,981 | $248,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28,690 | $247,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 28,506 | $247,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,909 | $246,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,687 | $245,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,554 | $245,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 14,023 | $245,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 61,618 | $244,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 11,001 | $244,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,018 | $243,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 10,296 | $243,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 12,804 | $241,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 45,000 | $241,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 9,503 | $240,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,975 | $238,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,235 | $237,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 21,300 | $237,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 29,414 | $237,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,315 | $236,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,022 | $235,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 17,317 | $234,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,447 | $234,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 14,550 | $234,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,370 | $232,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 9,854 | $232,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 9,940 | $231,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 14,854 | $231,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 14,727 | $230,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 6,789 | $230,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,485 | $228,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 16,105 | $227,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,061 | $227,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 26,740 | $226,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 24,570 | $225,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 8,516 | $225,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 37,800 | $225,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,066 | $224,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,525 | $224,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,494 | $224,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,202 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,483 | $223,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 24,414 | $223,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 6,361 | $223,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,533 | $222,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 2,146 | $222,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 15,170 | $222,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 11,048 | $221,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 12,088 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,274 | $218,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 16,302 | $218,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,377 | $217,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,602 | $217,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,021 | $217,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,180 | $216,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,989 | $216,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 18,290 | $215,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 8,984 | $215,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,328 | $214,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 5,580 | $214,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 7,549 | $213,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 9,980 | $211,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 24,718 | $210,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,925 | $210,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,228 | $209,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 3,464 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,909 | $206,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 8,440 | $205,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 5,090 | $205,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,260 | $204,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 28,263 | $203,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 7,975 | $202,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 6,878 | $201,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 14,310 | $201,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 19,844 | $201,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 13,600 | $200,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 18,111 | $200,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 13,429 | $197,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 15,000 | $196,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 14,580 | $195,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,000 | $194,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 32,962 | $192,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 16,714 | $191,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 12,800 | $189,000 | thousands by filing date | call |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 11,444 | $188,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,730 | $183,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 30,000 | $183,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 10,438 | $183,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 39,000 | $176,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,070 | $173,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 20,000 | $173,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 12,494 | $172,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 18,854 | $171,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 16,429 | $170,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 22,513 | $169,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 143,500 | $168,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 15,534 | $167,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 37,590 | $166,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 335,000 | $161,000 | thousands by filing date | put |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,803 | $160,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 14,044 | $155,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 15,824 | $154,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 22,000 | $151,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,484 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 13,917 | $148,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 10,563 | $146,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 11,905 | $145,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 11,049 | $142,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11,025 | $141,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 20,289 | $139,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 10,501 | $137,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 53,000 | $136,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 56,675 | $132,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 36,830 | $130,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 16,600 | $129,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 10,000 | $126,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 10,097 | $124,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 10,850 | $122,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 10,013 | $122,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 189,262 | $115,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 18,020 | $113,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 18,000 | $110,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,376 | $108,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 18,240 | $105,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,000 | $103,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 38,446 | $103,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 49,196 | $102,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 84,100 | $100,000 | thousands by filing date | call |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 15,900 | $100,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 100,500 | $97,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 12,138 | $97,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 15,645 | $93,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 24,700 | $91,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 24,700 | $85,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 16,000 | $85,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 20,200 | $80,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 38,400 | $78,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 32,590 | $75,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 64,500 | $74,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 19,600 | $73,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,551 | $72,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 10,971 | $71,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 100,000 | $69,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 58,300 | $67,000 | thousands by filing date | call |
| DEMAND MEDIA INC | 24802N109 | COM | 10,538 | $67,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 10,700 | $66,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 49,750 | $65,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,000 | $63,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 26,405 | $61,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 185,077 | $61,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 48,500 | $59,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 25,284 | $58,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 22,500 | $57,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 16,500 | $55,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,500 | $54,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 50,000 | $52,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 19,300 | $51,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 11,482 | $51,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,000 | $49,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 12,300 | $48,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 14,300 | $47,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 17,700 | $45,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,300 | $44,000 | thousands by filing date | put |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 27,500 | $44,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 12,858 | $41,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,280 | $40,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 29,400 | $39,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 13,000 | $39,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 30,000 | $39,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 12,700 | $37,000 | thousands by filing date | call |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 16,225 | $37,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $36,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 32,000 | $36,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 29,000 | $35,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 25,000 | $35,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 35,000 | $35,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 41,400 | $34,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 16,200 | $34,000 | thousands by filing date | call |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 31,000 | $34,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 32,000 | $34,000 | thousands by filing date | principal |
| MAST THERAPEUTICS INC | 576314108 | COM | 77,147 | $34,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 17,618 | $34,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 28,000 | $34,000 | thousands by filing date | principal |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 31,800 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 34,000 | $32,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 30,000 | $31,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 30,000 | $31,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 31,000 | $31,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 25,000 | $31,000 | thousands by filing date | principal |
| LUCAS ENERGY INC | 549333201 | COM NEW | 25,000 | $31,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 13,225 | $31,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 20,000 | $31,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648102 | COM | 119,300 | $30,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 29,000 | $30,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 24,000 | $29,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 36,975 | $29,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 31,000 | $29,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 34,800 | $28,000 | thousands by filing date | call |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 26,000 | $27,000 | thousands by filing date | principal |
| RARE ELEMENT RES LTD | 75381M102 | COM | 10,000 | $27,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 35,000 | $27,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 25,000 | $26,000 | thousands by filing date | principal |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 23,000 | $26,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 19,000 | $25,000 | thousands by filing date | principal |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 19,000 | $25,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 18,000 | $24,000 | thousands by filing date | principal |
| AVON PRODS INC | 054303102 | COM | 118,900 | $24,000 | thousands by filing date | call |
| COGENT COMM GROUP INC | 19239VAB0 | NOTE 1.000% 6/1 | 24,000 | $24,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 23,000 | $24,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 50,000 | $23,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 23,000 | $23,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 23,000 | $23,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 20,000 | $23,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,900 | $22,000 | thousands by filing date | call |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 26,000 | $22,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 15,000 | $21,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 16,000 | $21,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 10,000 | $20,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 19,000 | $20,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 20,000 | $20,000 | thousands by filing date | principal |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 18,000 | $20,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 20,000 | $19,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 20,000 | $18,000 | thousands by filing date | principal |
| COMMAND SEC CORP | 20050L100 | COM | 12,446 | $18,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,600 | $17,000 | thousands by filing date | put |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 16,000 | $17,000 | thousands by filing date | principal |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 44,500 | $17,000 | thousands by filing date | call |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 11,000 | $17,000 | thousands by filing date | principal |
| BAXTER INTL INC | 071813109 | COM | 15,900 | $15,000 | thousands by filing date | put |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 15,000 | $15,000 | thousands by filing date | principal |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 14,000 | $15,000 | thousands by filing date | principal |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 13,000 | $14,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 21,600 | $12,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 10,500 | $12,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 11,000 | $12,000 | thousands by filing date | principal |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 22,300 | $11,000 | thousands by filing date | call |
| U S GEOTHERMAL INC | 90338S102 | COM | 22,000 | $10,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 10,000 | $10,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 10,900 | $10,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 18,100 | $9,000 | thousands by filing date | put |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 14,000 | $9,000 | thousands by filing date | principal |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 22,000 | $9,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 21,300 | $8,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 20,900 | $8,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 11,000 | $8,000 | thousands by filing date | put |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 30,250 | $8,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 36,100 | $7,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 10,800 | $6,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 22,000 | $4,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 17,000 | $4,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 18,000 | $4,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 20,000 | $3,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 33,200 | $2,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 12,600 | $2,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 40,500 | $2,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 26,000 | $1,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 14,500 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-002030 | this filing | 2013-11-15 | acceptance time not in the bulk data set |