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Disclosery

SPE SPECIAL OPPORTUNITIES FD INC

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COM (fund), issuer CIK 897802

41 managers (41 13F filers) reported a position in SPE shares at 2025-09-30, 3,145,460 shares in all. 8 filers opened a position and 3 filers sold out during the quarter.

Managers
41
13F filers
41
New
8
Added
12
Reduced
10
Sold out
3
Shares held by filers
3,145,460

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
NorthCoast Asset Management LLC1,383,383$21.4M0.08%-94,03713F-HRTimeline
Shaker Financial Services, LLC354,678$5.5M1.89%+87,95013F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC272,298$4.22M0.64%+25,70413F-HRTimeline
GatePass Capital, LLC134,300$2.08M1.2%+45,40013F-HRTimeline
CSS LLC/IL115,979$1.8M0.11%-2,30013F-HRTimeline
Advisors Asset Management, Inc.113,302$1.76M0.03%-1,80213F-HR/ATimeline
SCOTIA CAPITAL INC.107,016$1.66M0.01%+1,27013F-HRTimeline
SEVEN MILE ADVISORY106,074$1.64M0.27%new13F-HRTimeline
RIVERNORTH CAPITAL MANAGEMENT, LLC103,125$1.6M0.09%-36313F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY80,300$1.24M<0.01%+9,23013F-HR/ATimelineGroup
Cetera Investment Advisers31,826$493K<0.01%+8,48513F-HRTimeline
FIRST MANHATTAN CO. LLC.31,510$488K<0.01%013F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC28,355$440K<0.01%-2,84213F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …22,266$345K<0.01%-3,50013F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC21,677$336K<0.01%-4,49013F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC20,714$321K<0.01%new13F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.20,100$315K<0.01%-37413F-HRTimelineGroup
Ancora Advisors LLCin group Ancora Advisors LLC18,470$286K0.01%-3,09013F-HRTimelineGroup
Sowell Financial Services LLC17,369$269K0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.16,284$252K0.01%013F-HRTimeline
LANARK FINANCIAL, INC.16,231$252K0.02%+13213F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC15,515$240K<0.01%+1,63113F-HRTimeline
Live Oak Private Wealth LLC14,853$230K0.03%013F-HRTimeline
NWF Advisory Services Inc.14,700$228K0.03%013F-HRTimeline
TrueMark Investments, LLCin group TrueMark Investments, LLC14,552$226K0.04%new13F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN14,268$221K<0.01%-4713F-HRTimelineGroup
PATRON PARTNERS, LLC13,825$214K0.1%013F-HRTimeline
HighTower Advisors, LLC10,567$164K<0.01%new13F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC7,252$112K<0.01%new13F-HRTimelineGroup
UBS Group AGin group UBS Group AG6,433$99.7K<0.01%+6913F-HRTimelineGroup
MAI Capital Management5,203$80.6K<0.01%+1,45013F-HRTimeline
Global Retirement Partners, LLC3,310$51.3K<0.01%+6913F-HRTimeline
NewEdge Advisors, LLC2,162$33.5K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA2,148$33K<0.01%013F-HRTimelineGroup
WINMILL & CO. INCin group WINMILL & CO. INC2,000$31K0.01%013F-HRTimelineGroup
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…890$13.8K<0.01%new13F-HRTimelineGroup
Advisory Services Network, LLC882$13.7K<0.01%new13F-HRTimeline
EASTERN BANK727$11.3K<0.01%013F-HRTimeline
Sound Income Strategies, LLC677$10.5K<0.01%+1413F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC200$3.1K<0.01%new13F-HRTimeline
CVA Family Office, LLC39$605<0.01%013F-HRTimeline