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Disclosery

SPE SPECIAL OPPORTUNITIES FD INC

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COM (fund), issuer CIK 897802

38 managers (38 13F filers) reported a position in SPE shares at 2025-03-31, 2,941,718 shares in all. 7 filers opened a position and 7 filers sold out during the quarter.

Managers
38
13F filers
38
New
7
Added
11
Reduced
9
Sold out
7
Shares held by filers
2,941,718

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
NorthCoast Asset Management LLC1,535,479$23.1M0.12%-9,92613F-HR/ATimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC245,523$3.69M0.7%-4,69713F-HRTimeline
CSS LLC/IL167,776$2.52M0.18%-35,02613F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY116,873$1.76M<0.01%+3,75413F-HRTimelineGroup
GatePass Capital, LLC114,650$1.72M1.29%+34,90013F-HRTimeline
Advisors Asset Management, Inc.112,810$1.69M0.03%new13F-HR/ATimeline
RIVERNORTH CAPITAL MANAGEMENT, LLC103,488$1.55M0.08%-98,79813F-HRTimeline
SCOTIA CAPITAL INC.99,215$1.49M0.01%+9,58313F-HRTimeline
Shaker Financial Services, LLC77,098$1.16M0.45%-80,71413F-HRTimeline
FIRST MANHATTAN CO. LLC.31,510$473K<0.01%+1,01013F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC29,115$437K<0.01%-1,86913F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …24,766$372K0.01%+2,00013F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC24,197$363K<0.01%new13F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.20,724$311K<0.01%-1,41613F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…20,486$308K<0.01%new13F-HRTimelineGroup
Cetera Investment Advisers19,530$293K<0.01%new13F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP19,254$289K<0.01%-3,18513F-HRTimelineGroup
Ancora Advisors LLCin group Ancora Advisors LLC18,560$279K0.01%-6,33213F-HRTimelineGroup
Sowell Financial Services LLC17,369$261K0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.16,284$245K0.01%013F-HRTimeline
LANARK FINANCIAL, INC.15,965$239K0.02%+15,95013F-HRTimeline
Live Oak Private Wealth LLC14,853$223K0.04%013F-HRTimeline
NWF Advisory Services Inc.14,700$221K0.03%new13F-HRTimeline
UBS Group AGin group UBS Group AG14,534$218K<0.01%+8,03113F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN14,404$216K<0.01%+51013F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC13,845$208K<0.01%+17113F-HRTimeline
PATRON PARTNERS, LLC13,825$208K0.11%013F-HRTimeline
K2 PRINCIPAL FUND, L.P.11,878$178K0.03%+1,87813F-HRTimeline
MAI Capital Management3,753$56.4K<0.01%013F-HRTimeline
NewEdge Advisors, LLC2,162$32.5K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA2,148$32K<0.01%013F-HR/ATimelineGroup
WINMILL & CO. INCin group WINMILL & CO. INC2,000$30K0.01%013F-HRTimelineGroup
GODSEY & GIBB, INC1,155$17.4K<0.01%013F-HRTimeline
EASTERN BANK727$10.9K<0.01%new13F-HRTimeline
Sound Income Strategies, LLC648$9.74K<0.01%+913F-HRTimeline
CoreCap Advisors, LLC375$5.63K<0.01%new13F-HRTimeline
CVA Family Office, LLC39$586<0.01%013F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.