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Disclosery

SPE SPECIAL OPPORTUNITIES FD INC

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COM (fund), issuer CIK 897802

37 managers (37 13F filers) reported a position in SPE shares at 2025-06-30, 2,948,852 shares in all. 0 filers opened a position and 3 filers sold out during the quarter.

Managers
37
13F filers
37
New
0
Added
13
Reduced
7
Sold out
3
Shares held by filers
2,948,852

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
NorthCoast Asset Management LLC1,477,420$22.9M0.1%-58,05913F-HRTimeline
Shaker Financial Services, LLC266,728$4.13M1.5%+189,63013F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC246,594$3.82M0.64%+1,07113F-HRTimeline
CSS LLC/IL118,279$1.83M0.12%-49,49713F-HRTimeline
Advisors Asset Management, Inc.115,104$1.78M0.03%+2,29413F-HR/ATimeline
SCOTIA CAPITAL INC.105,746$1.64M0.01%+6,53113F-HRTimeline
RIVERNORTH CAPITAL MANAGEMENT, LLC103,488$1.6M0.09%013F-HRTimeline
GatePass Capital, LLC88,900$1.38M0.91%-25,75013F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY71,070$1.1M<0.01%-45,80313F-HRTimelineGroup
FIRST MANHATTAN CO. LLC.31,510$488K<0.01%013F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC31,197$483K<0.01%+2,08213F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC26,167$405K<0.01%+1,97013F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …25,766$399K0.01%+1,00013F-HRTimelineGroup
Cetera Investment Advisers23,341$362K<0.01%+3,81113F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC21,560$334K0.01%+3,00013F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.20,474$317K<0.01%-25013F-HR/ATimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP19,290$299K<0.01%+3613F-HRTimelineGroup
Sowell Financial Services LLC17,369$269K0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.16,284$252K0.01%013F-HRTimeline
LANARK FINANCIAL, INC.16,099$249K0.02%+13413F-HRTimeline
Live Oak Private Wealth LLC14,853$230K0.03%013F-HRTimeline
NWF Advisory Services Inc.14,700$228K0.03%013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN14,315$222K<0.01%-8913F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC13,884$215K<0.01%+3913F-HRTimeline
PATRON PARTNERS, LLC13,825$214K0.11%013F-HRTimeline
Laird Norton Wetherby Wealth Management…12,637$196K0.01%13F-HRTimeline
UBS Group AGin group UBS Group AG6,364$98.6K<0.01%-8,17013F-HRTimelineGroup
MAI Capital Management3,753$58.1K<0.01%013F-HRTimeline
Global Retirement Partners, LLC3,241$50.2K<0.01%13F-HRTimeline
NewEdge Advisors, LLC2,162$33.5K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA2,148$33K<0.01%013F-HR/ATimelineGroup
WINMILL & CO. INCin group WINMILL & CO. INC2,000$31K0.01%013F-HRTimelineGroup
GODSEY & GIBB, INC1,155$17.9K<0.01%013F-HRTimeline
EASTERN BANK727$11.3K<0.01%013F-HRTimeline
Sound Income Strategies, LLC663$10.3K<0.01%+1513F-HRTimeline
CVA Family Office, LLC39$604<0.01%013F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.