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Disclosery

SPE SPECIAL OPPORTUNITIES FD INC

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COM (fund), issuer CIK 897802

44 managers (44 13F filers) reported a position in SPE shares at 2025-12-31, 3,014,177 shares in all. 4 filers opened a position and 2 filers sold out during the quarter.

Managers
44
13F filers
44
New
4
Added
15
Reduced
10
Sold out
2
Shares held by filers
3,014,177

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Focus Partners Wealthin group Focus Partners Wealth1,323,104$19.4M0.02%new13F-HRTimelineGroup
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC278,909$4.1M0.6%+6,61113F-HRTimeline
Shaker Financial Services, LLC250,579$3.95M1.25%-104,09913F-HRTimeline
GatePass Capital, LLC131,750$1.94M1%-2,55013F-HRTimeline
CSS LLC/IL115,979$1.7M0.1%013F-HRTimeline
Advisors Asset Management, Inc.113,793$1.67M0.03%+49113F-HR/ATimeline
SEVEN MILE ADVISORY108,416$1.59M0.27%+2,34213F-HRTimeline
SCOTIA CAPITAL INC.108,205$1.59M0.01%+1,18913F-HRTimeline
RIVERNORTH CAPITAL MANAGEMENT, LLC103,488$1.52M0.07%+36313F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY73,382$1.08M<0.01%-6,91813F-HR/ATimelineGroup
FIRST MANHATTAN CO. LLC.40,010$620K<0.01%+8,50013F-HRTimeline
Cetera Investment Advisers38,001$558K<0.01%+6,17513F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC33,121$487K<0.01%+4,76613F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC24,735$363K<0.01%+3,05813F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …20,766$305K<0.01%-1,50013F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC20,203$297K<0.01%-51113F-HRTimelineGroup
LANARK FINANCIAL, INC.19,770$290K0.02%+3,53913F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC18,470$271K0.01%013F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.18,000$264K<0.01%-2,10013F-HRTimelineGroup
Sowell Financial Services LLC17,369$255K0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.16,284$239K<0.01%013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC15,885$233K<0.01%+37013F-HRTimeline
TrueMark Investments, LLCin group TrueMark Investments, LLC14,915$219K0.04%+36313F-HRTimelineGroup
Live Oak Private Wealth LLC14,853$218K0.03%013F-HRTimeline
PATRON PARTNERS, LLC13,825$203K0.09%013F-HRTimeline
NWF Advisory Services Inc.13,600$200K0.02%-1,10013F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…13,367$196K<0.01%new13F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN11,873$174K<0.01%-2,39513F-HRTimelineGroup
HighTower Advisors, LLC10,598$156K<0.01%+3113F-HRTimeline
Keating Financial Advisory Services, In…5,308$78K0.01%13F-HRTimeline
MAI Capital Management5,203$76.4K<0.01%013F-HRTimeline
UBS Group AGin group UBS Group AG4,933$72.5K<0.01%-1,50013F-HRTimelineGroup
Global Retirement Partners, LLC3,383$49.7K<0.01%+7313F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA2,148$32K<0.01%013F-HRTimelineGroup
NewEdge Advisors, LLC2,162$31.8K<0.01%013F-HRTimeline
WINMILL & CO. INCin group WINMILL & CO. INC2,000$29.4K0.01%013F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC1,495$22K<0.01%new13F-HRTimelineGroup
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC937$13.8K<0.01%-6,31513F-HRTimelineGroup
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…890$13.1K<0.01%013F-HR/ATimelineGroup
Indiana Trust & Investment Management Co810$11.9K<0.01%new13F-HRTimeline
EASTERN BANK727$10.7K<0.01%013F-HRTimeline
Sound Income Strategies, LLC692$10.5K<0.01%+1513F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC200$2.94K<0.01%013F-HRTimeline
CVA Family Office, LLC39$573<0.01%013F-HRTimeline