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Disclosery

SPE SPECIAL OPPORTUNITIES FD INC

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COM (fund), issuer CIK 897802

39 managers (39 13F filers) reported a position in SPE shares at 2024-12-31, 3,110,337 shares in all. 10 filers opened a position and 11 filers sold out during the quarter.

Managers
39
13F filers
39
New
10
Added
4
Reduced
12
Sold out
11
Shares held by filers
3,110,337

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
NorthCoast Asset Management LLC1,545,405$22.6M0.11%-20,48213F-HR/ATimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC250,220$3.66M0.7%-19,33513F-HRTimeline
CSS LLC/IL202,802$2.97M0.18%-55,58213F-HRTimeline
RIVERNORTH CAPITAL MANAGEMENT, LLC202,286$2.96M0.14%-108,07713F-HRTimeline
Shaker Financial Services, LLC157,812$2.31M0.88%+94,17613F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY113,119$1.65M<0.01%-16,78113F-HR/ATimelineGroup
Independent Advisor Alliance94,349$1.38M0.02%new13F-HRTimeline
SCOTIA CAPITAL INC.89,632$1.31M0.01%+5,14113F-HRTimeline
GatePass Capital, LLC79,750$1.17M1.27%13F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC30,984$453K<0.01%13F-HR/ATimelineGroup
FIRST MANHATTAN CO. LLC.30,500$446K<0.01%013F-HRTimeline
Jefferies Financial Group Inc.in group Jefferies Financial Group Inc.30,010$439K<0.01%new13F-HR/ATimelineGroup
North Ground Capital27,500$402K0.43%13F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC24,892$364K0.01%-4,58413F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …22,766$333K<0.01%new13F-HRTimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP22,439$328K<0.01%new13F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.22,140$324K<0.01%+2,64013F-HR/ATimelineGroup
Sowell Financial Services LLC17,369$254K0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.16,284$238K0.01%013F-HRTimeline
Bay Colony Advisory Group, Inc d/b/a Ba…15,542$227K0.03%+4,57013F-HRTimeline
Live Oak Private Wealth LLC14,853$217K0.04%013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN13,894$203K<0.01%-1,69413F-HRTimelineGroup
PATRON PARTNERS, LLC13,825$202K0.11%013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC13,674$200K<0.01%-9513F-HRTimeline
ASPIRIANT, LLC13,246$194K0.01%new13F-HRTimeline
ABSOLUTE INVESTMENT ADVISERS, LLC10,504$154K0.02%new13F-HRTimeline
K2 PRINCIPAL FUND, L.P.10,000$146K0.02%new13F-HRTimeline
UBS Group AGin group UBS Group AG6,503$95.1K<0.01%-1,27413F-HRTimelineGroup
MAI Capital Management3,753$54.9K<0.01%new13F-HRTimeline
Global Retirement Partners, LLC3,103$45.4K<0.01%new13F-HRTimeline
Quarry LP3,023$44.2K0.01%new13F-HRTimeline
NewEdge Advisors, LLC2,162$31.6K<0.01%-13,20013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA2,148$31K<0.01%-113F-HRTimelineGroup
WINMILL & CO. INCin group WINMILL & CO. INC2,000$29.3K0.01%013F-HRTimelineGroup
GODSEY & GIBB, INC1,155$16.9K<0.01%013F-HRTimeline
Sound Income Strategies, LLC639$9.35K<0.01%013F-HRTimeline
CVA Family Office, LLC39$571<0.01%013F-HRTimeline
LANARK FINANCIAL, INC.15$2310.02%-15,70813F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.