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Disclosery

SPE SPECIAL OPPORTUNITIES FD INC

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COM (fund), issuer CIK 897802

43 managers (43 13F filers) reported a position in SPE shares at 2026-03-31, 3,108,626 shares in all. 4 filers opened a position and 4 filers sold out during the quarter.

Managers
43
13F filers
43
New
4
Added
29
Reduced
9
Sold out
4
Shares held by filers
3,108,626

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Focus Partners Wealthin group Focus Partners Wealth1,335,518$18.4M0.02%+12,41413F-HRTimelineGroup
Shaker Financial Services, LLC372,043$5.12M1.78%+121,46413F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC294,894$4.06M0.58%+15,98513F-HRTimeline
CSS LLC/IL118,749$1.63M0.09%+2,77013F-HRTimeline
GatePass Capital, LLC112,859$1.55M0.76%-18,89113F-HRTimeline
SCOTIA CAPITAL INC.110,043$1.51M0.01%+1,83813F-HRTimeline
Advisors Asset Management, Inc.107,254$1.48M0.02%-6,53913F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC95,283$1.31M0.02%+94,34613F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY90,762$1.25M<0.01%+17,38013F-HRTimelineGroup
RIVERNORTH CAPITAL MANAGEMENT, LLC82,069$1.13M0.06%-21,41913F-HRTimeline
FIRST MANHATTAN CO. LLC.44,280$609K<0.01%+4,27013F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC32,040$441K<0.01%-1,08113F-HRTimelineGroup
Ancora Advisors LLCin group Ancora Advisors LLC22,887$315K0.01%+4,41713F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …21,372$294K<0.01%+60613F-HRTimelineGroup
Independent Advisor Alliance21,188$292K<0.01%new13F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC20,778$286K<0.01%+57513F-HRTimelineGroup
Cetera Investment Advisers19,872$273K<0.01%-18,12913F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.19,292$265K<0.01%+1,29213F-HRTimelineGroup
Sowell Financial Services LLC17,933$247K0.01%+56413F-HRTimeline
HARBOUR INVESTMENTS, INC.16,813$231K<0.01%+52913F-HRTimeline
LANARK FINANCIAL, INC.16,657$229K0.02%-3,11313F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC16,210$223K<0.01%+32513F-HRTimeline
TrueMark Investments, LLCin group TrueMark Investments, LLC16,208$223K0.04%+1,29313F-HRTimelineGroup
Live Oak Private Wealth LLC15,333$211K0.03%+48013F-HRTimeline
PATRON PARTNERS, LLC14,274$196K0.09%+44913F-HRTimeline
NWF Advisory Services Inc.14,234$196K0.02%+63413F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…11,821$163K<0.01%-1,54613F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN11,169$154K<0.01%-70413F-HR/ATimelineGroup
Detalus Advisors, LLC10,443$144K0.03%new13F-HRTimeline
Keating Financial Advisory Services, In…5,615$77.3K0.01%+30713F-HRTimeline
MAI Capital Management5,372$73.9K<0.01%+16913F-HRTimeline
UBS Group AGin group UBS Group AG5,163$71K<0.01%+23013F-HRTimelineGroup
NewEdge Advisors, LLC2,262$31.1K<0.01%+10013F-HR/ATimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA2,250$31K<0.01%+10213F-HRTimelineGroup
WINMILL & CO. INCin group WINMILL & CO. INC2,093$28.8K0.01%+9313F-HRTimelineGroup
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…918$12.6K<0.01%+2813F-HRTimelineGroup
Advisory Services Network, LLC910$12.5K<0.01%new13F-HRTimeline
EASTERN BANK750$10.3K<0.01%+2313F-HRTimeline
Sound Income Strategies, LLC740$10.2K<0.01%+4813F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC206$2.83K<0.01%+613F-HRTimeline
CVA Family Office, LLC39$537<0.01%013F-HRTimeline
Indiana Trust & Investment Management Co26$358<0.01%-78413F-HRTimeline
DANSKE BANK A/S4$55<0.01%new13F-HRTimeline