13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2025-03-31, filed 2025-05-15, with 317 holding rows worth $788,186,181.
- Accession
- 0001461790-25-000039
- Filer
- CIK 1461790
- Filed
- 2025-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2025
A holdings report, 317 entries on the cover page, a total value of $788,186,181 stated on the cover page (in dollars after the unit check, H1), rows summing to $788,186,181 with VALUE read as dollars as filed, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 70,000 | $20,169,801 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 65,246 | $18,799,983 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 15,679 | $14,860,560 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 11,000 | $14,691,600 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 92,000 | $14,373,160 | dollars as filed | call |
| OPENDOOR TECHNOLOGIES IN | 683712AA1 | 0.250 08/15/26 CVT | 15,429 | $13,732,273 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 13,859 | $13,682,990 | dollars as filed | principal |
| VIRGIN GALATIC HOLDINGS | 92766KAA4 | 2.500 02/01/27 CVT | 33,000 | $13,545,510 | dollars as filed | principal |
| TripAdvisor Inc | 896945AD4 | CONV | 14,000 | $13,330,800 | dollars as filed | principal |
| AIR CANADA | 008911BF5 | 4.00 7/1/2025 | 13,230 | $12,674,605 | dollars as filed | principal |
| KAR AUCTION | 48238TAA7 | 5.125 6/1/2025 | 12,487 | $12,471,891 | dollars as filed | principal |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 225,000 | $10,532,250 | dollars as filed | |
| HENNESSY CAP INVT CORP VII | G4405D107 | ORD SHS CL A | 1,049,683 | $10,370,868 | dollars as filed | |
| Sphere Entertainment Co Note 3.500 percent 12/0 | 55826TAB8 | Convertible | 8,500 | $10,273,950 | dollars as filed | principal |
| STRATHCONA RESOU | 86304TAA6 | 6.875 01/08/2026 | 10,000 | $9,987,600 | dollars as filed | principal |
| MICROSTRATEGY | 594972AR2 | 0 01/12/2029 | 12,000 | $9,720,000 | dollars as filed | principal |
| XPLR INFRASTRUCTURE LP | 65341BAG1 | 2.500 06/15/26 CVT | 10,000 | $9,560,200 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $9,440,000 | dollars as filed | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 32,500 | $9,364,550 | dollars as filed | put |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 10,000 | $9,338,000 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 10,000 | $9,165,000 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 9,321 | $9,095,430 | dollars as filed | principal |
| MARA Holdings Inc | 565788AE6 | CONV | 12,500 | $9,018,750 | dollars as filed | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 9,500 | $8,904,350 | dollars as filed | principal |
| IIP OPERATING PARTNER | 44988FAD2 | 5.500 05/25/26 '26 | 9,082 | $8,888,281 | dollars as filed | principal |
| BLACKBERRY LTD | 09228FAM5 | NOTE 3.000% 2/1 | 7,000 | $8,824,200 | dollars as filed | principal |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 9,249 | $8,777,300 | dollars as filed | principal |
| LCID 1 1/4 12/15/26 | 549498AA1 | FIXED INCOME | 10,000 | $7,950,000 | dollars as filed | principal |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 8,000 | $7,896,000 | dollars as filed | principal |
| CEC ENTERTAIN | 125137AC3 | 6.75 01/05/2026 | 7,961 | $7,860,771 | dollars as filed | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 15,000 | $7,708,650 | dollars as filed | put |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 7,344 | $7,606,180 | dollars as filed | principal |
| GREENFIRE RESOUR | 39525UAA5 | 12.00 01/10/2028 | 7,000 | $7,425,460 | dollars as filed | principal |
| HE EQUIPMENT | 404030AJ7 | 3.875 15/12/2028 | 7,230 | $7,216,263 | dollars as filed | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 7,100 | $7,068,050 | dollars as filed | principal |
| Ast Spacemobile Inc | 00217DAA8 | Note 4.250 03/01 | 6,000 | $7,054,560 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 6,000 | $7,032,000 | dollars as filed | principal |
| GETTY IMAGES INC | 374276AJ2 | 9.75 01/03/2027 | 7,000 | $7,004,060 | dollars as filed | principal |
| CENTURY ALUM CO | 156431AQ1 | NOTE 2.750% 5/0 | 5,750 | $6,912,650 | dollars as filed | principal |
| MUVICO LLC | 62844JAA6 | 8.000 04/30/30 CVT | 7,158 | $6,817,481 | dollars as filed | principal |
| COIN 0.250 04/01/30 CVT | 19260QAE7 | CONVERTIBLE BOND | 7,000 | $6,510,000 | dollars as filed | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 12,500 | $6,423,875 | dollars as filed | call |
| APPLIED OPTOELECTRONICS INC | 03823UAE2 | NOTE 2.750% 1/1 | 8,000 | $6,348,800 | dollars as filed | principal |
| SABRE GLBL INC | 78573NAE2 | BOND | 6,309 | $6,298,270 | dollars as filed | principal |
| CORE SCIENTIFIC INC NEW | 21874AAE6 | 06/15/31 CVT PUT | 7,500 | $6,247,500 | dollars as filed | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 6,000 | $6,192,000 | dollars as filed | principal |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 485,355 | $6,105,766 | dollars as filed | |
| WISDOMTREE INC | 97717PAG9 | 3.25 15/08/2029 | 6,000 | $6,036,180 | dollars as filed | principal |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 271,039 | $5,897,809 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 36,782 | $5,875,189 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 6,000 | $5,728,200 | dollars as filed | principal |
| TALEN ENERGY CORP COM | 87422Q109 | Stock | 28,207 | $5,632,092 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 44,104 | $5,576,069 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 5,000 | $5,370,000 | dollars as filed | principal |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 110,000 | $5,233,800 | dollars as filed | put |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 5,000 | $5,221,500 | dollars as filed | principal |
| IRIS ENERGY LTD | 46270CAA7 | 3.25 15/06/2030 | 7,000 | $5,107,130 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 5,000 | $5,010,000 | dollars as filed | principal |
| TERAWULF INC | 88080TAB0 | 2.75 01/02/2030 | 6,500 | $4,547,985 | dollars as filed | principal |
| GALAXY DIGITAL HOLDIN LP | 36317GAB2 | 2.500 12/01/29 CVT | 5,500 | $4,499,165 | dollars as filed | principal |
| INFINERA CORP | 45667GAG8 | BOND | 3,500 | $4,469,500 | dollars as filed | principal |
| IONQ INC COM | 46222L108 | Stock | 200,000 | $4,414,000 | dollars as filed | put |
| GOPRO INC | 38268TAD5 | BOND | 5,000 | $4,413,000 | dollars as filed | principal |
| Net Lease Office Properties | 64110Y108 | COM | 140,000 | $4,393,200 | dollars as filed | |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 5,095 | $4,190,640 | dollars as filed | principal |
| ADVANCED ENERGY INDS | 007973AE0 | NOTE 2.500% 9/1 | 4,000 | $4,100,000 | dollars as filed | principal |
| WILLOW LANE ACQUISITION CORP | G9675P102 | ORD SHS CL A | 407,894 | $4,087,098 | dollars as filed | |
| MARATHON DIGITAL | 565788AC0 | 2.125 01/09/2031 | 5,000 | $4,080,200 | dollars as filed | principal |
| TALEN ENERGY CORP COM | 87422Q109 | Stock | 20,000 | $3,993,400 | dollars as filed | put |
| LIB TRIP ADV HOL | 531465AA0 | 0.50 30/06/2051 | 4,000 | $3,991,760 | dollars as filed | principal |
| SPIRIT LOYALTY | 84859BAC5 | 11.00 06/03/2030 | 4,197 | $3,892,908 | dollars as filed | principal |
| MICROSTRATEGY | 594972AT8 | 0 01/03/2030 | 4,000 | $3,825,440 | dollars as filed | principal |
| COHENCIRCLEACQUISITIONCOR | G3730H106 | SHS CL A | 333,306 | $3,736,360 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 4,000 | $3,716,400 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 4,000 | $3,715,200 | dollars as filed | principal |
| CANTOR EQUITY PARTNERS I INC | G1827K107 | SHS CL A | 361,517 | $3,701,934 | dollars as filed | |
| Rithm Acquisition Corp Unit 99/99/9999 | G75751126 | Unit | 350,000 | $3,535,000 | dollars as filed | |
| I-80 GOLD CORP | 44955LAA4 | 8.00 22-FEB-27 PIK | 4,000 | $3,400,000 | dollars as filed | principal |
| STELLAR V CAP CORP | G8475V103 | SHS CL A | 339,920 | $3,395,801 | dollars as filed | |
| BOLD EAGLE ACQUISITION CORP | G2003N105 | CL A | 330,416 | $3,353,722 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K106 | CL A | 300,000 | $3,285,000 | dollars as filed | |
| ARCHIMEDES TECH SPAC PARTNER | G04537117 | UNIT 10/15/2029 | 319,790 | $3,223,483 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 991,196 | $3,201,563 | dollars as filed | |
| CORZ 3 09/01/29 | 21874AAC0 | FIXED INCOME | 3,000 | $3,183,840 | dollars as filed | principal |
| iShares Silver Trust | 46428Q109 | COM | 102,700 | $3,182,673 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 30,000 | $3,137,100 | dollars as filed | put |
| NEWHOLD INVT CORP III | G6486E128 | UNIT 99/99/9999 | 311,335 | $3,128,917 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 37,000 | $3,067,670 | dollars as filed | put |
| B2GOLD CORP | 11777QAC4 | 2.75 01/02/2030 | 2,500 | $2,907,150 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 2,888 | $2,904,170 | dollars as filed | principal |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 61,446 | $2,864,612 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 60,000 | $2,808,600 | dollars as filed | call |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 3,000 | $2,761,200 | dollars as filed | principal |
| BITDEER TECHNOLOGIES GRP | 09175RAB6 | 5.250 12/01/29 CVT PUT | 3,000 | $2,757,930 | dollars as filed | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 17,500 | $2,757,300 | dollars as filed | call |
| Amazon.com, Inc | 023135106 | COM | 14,372 | $2,734,417 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 12,000 | $2,730,600 | dollars as filed | call |
| BRP INC COM SUN VTG | 05577W200 | Stock | 80,000 | $2,704,800 | dollars as filed | put |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 71,074 | $2,548,714 | dollars as filed | |
| LIVE OAK ACQUISITION CORP V | G5509P128 | UNIT | 250,000 | $2,520,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 34,430 | $2,508,570 | dollars as filed | |
| NEXTERA ENGY PTR | 65341BAD8 | 0 15/11/2025 | 2,500 | $2,420,350 | dollars as filed | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 40,000 | $2,417,200 | dollars as filed | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 59,279 | $2,396,650 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 20,000 | $2,389,200 | dollars as filed | put |
| BEACON ROOFING S | 073685AH2 | 4.125 15/05/2029 | 2,300 | $2,317,963 | dollars as filed | principal |
| CARVANA CO CL A | 146869102 | Stock | 11,000 | $2,299,880 | dollars as filed | call |
| Apple Inc | 037833100 | COM | 10,000 | $2,221,300 | dollars as filed | put |
| SK GROWTH OPPORTUNITIES CORP | G8192N103 | CLASS A COM | 172,857 | $2,108,855 | dollars as filed | |
| OAKTREE ACQUISITION CORP III | G6717R104 | SHS CL A | 195,292 | $1,997,837 | dollars as filed | |
| PLUM ACQUISITION CORP IV | G7134A104 | SHS CL A | 195,699 | $1,964,818 | dollars as filed | |
| GALAXY DIGITAL HOLDIN LP | 36317GAA4 | 3.000 12/15/26 CVT | 2,000 | $1,901,440 | dollars as filed | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 12,000 | $1,890,720 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 2,000 | $1,820,800 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 50,000 | $1,819,000 | dollars as filed | put |
| MKS INSTRUMENTS | 55306NAA2 | 1.25 01/06/2030 | 2,000 | $1,788,540 | dollars as filed | principal |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 2,000 | $1,781,800 | dollars as filed | principal |
| EQV VENTURES ACQUISITION COR | G3106N109 | CMN | 174,421 | $1,765,141 | dollars as filed | |
| Boeing Company | 097023105 | COM | 10,000 | $1,705,500 | dollars as filed | put |
| RIOT PLATFORMS | 767292AA3 | 0.75 15/01/2030 | 2,000 | $1,590,800 | dollars as filed | principal |
| iShares Silver Trust | 46428Q109 | COM | 50,000 | $1,549,500 | dollars as filed | put |
| PERPETUA RESOURCES CORP | 714266103 | COM | 142,901 | $1,527,612 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 10,000 | $1,499,400 | dollars as filed | put |
| FACT II ACQUISITION CORP | G32901103 | ORD SHS CL A | 149,498 | $1,497,970 | dollars as filed | |
| COLOMBIERACQUISITIONCORPI | G2283U100 | COM SHS CL A | 137,945 | $1,469,114 | dollars as filed | |
| TPI COMPOSITES INC | 87266jab0 | FIXED | 9,000 | $1,440,000 | dollars as filed | principal |
| GRINDR INC | 39854F101 | COM | 80,000 | $1,432,000 | dollars as filed | put |
| MARA HOLDINGS | 565788AG1 | 0 01/06/2031 | 2,000 | $1,430,420 | dollars as filed | principal |
| JACKSON ACQUISITION CO II | G4992A110 | COM SHS CL A | 136,000 | $1,368,160 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 40,000 | $1,359,600 | dollars as filed | call |
| VEREN INC | 92340V107 | COM NEW | 137,500 | $1,309,000 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 60,000 | $1,305,600 | dollars as filed | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 10,000 | $1,264,300 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 12,429 | $1,226,742 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 99,918 | $1,210,007 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 2,000 | $1,201,200 | dollars as filed | principal |
| WARRIOR MET COAL INC | 93627C101 | COM | 25,000 | $1,193,000 | dollars as filed | call |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 15,393 | $1,192,188 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 184,809 | $1,167,993 | dollars as filed | |
| HELIX ACQUISITION CORP II | G4444H101 | CL A ORD SHS | 100,000 | $1,130,000 | dollars as filed | |
| ARTIUS II ACQUISITION INC | G0509J107 | UNIT 11/27/2029 | 112,006 | $1,129,020 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 47,851 | $1,122,584 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,000 | $1,099,900 | dollars as filed | put |
| ROMAN DBDR ACQUISITION CORP | G7633M104 | ORD SHS CL A | 107,090 | $1,074,113 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,784 | $1,057,732 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 25,000 | $1,056,500 | dollars as filed | call |
| BEACON ROOFING S | 073685AK5 | 6.50 01/08/2030 | 1,000 | $1,053,000 | dollars as filed | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,755 | $1,011,696 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 5,000 | $1,008,150 | dollars as filed | put |
| MOUNTAIN LAKE ACQUISITION-A | G6301B101 | Common | 100,000 | $1,005,000 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAD7 | BOND | 1,000 | $996,600 | dollars as filed | principal |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 30,000 | $995,100 | dollars as filed | put |
| GESHER ACQUISITION CORP. II | G3852D123 | UNIT 03/11/2030 | 99,180 | $994,775 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 10,000 | $987,000 | dollars as filed | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 12,500 | $985,625 | dollars as filed | call |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 30,000 | $981,600 | dollars as filed | call |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 38,590 | $979,028 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,120 | $973,107 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 20,000 | $936,200 | dollars as filed | put |
| TRANSALTA CORP | 89346D107 | COM | 100,000 | $935,000 | dollars as filed | put |
| MA-COM TECH | 55405YAC4 | 0 15/12/2029 | 1,000 | $904,090 | dollars as filed | principal |
| Peakstone Realty Trust | 39818P799 | REIT | 67,509 | $850,613 | dollars as filed | |
| CANTOR EQUITY PARTNERS INC | G4491L104 | SHS CL A | 78,449 | $842,542 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 11,394 | $815,241 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 1,000,000 | $810,000 | dollars as filed | call |
| CHURCHILL CAPITAL CORP IX | G21301109 | CL A SHS | 73,100 | $788,749 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 13,013 | $786,376 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,648 | $775,828 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 10,000 | $774,500 | dollars as filed | put |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 172,890 | $760,716 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 20,000 | $757,200 | dollars as filed | call |
| CANNABIST CO | 13765YAF0 | 6.00 29/06/2025 | 1,000 | $750,000 | dollars as filed | principal |
| CANNABIST CO | 13765YAC7 | 6.00 29/06/2025 | 1,000 | $750,000 | dollars as filed | principal |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 90,000 | $749,700 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 30,000 | $747,600 | dollars as filed | put |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 27,000 | $723,600 | dollars as filed | put |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 120,500 | $719,385 | dollars as filed | call |
| Broadcom Inc. | 11135F101 | COM | 4,072 | $681,775 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 20,000 | $676,200 | dollars as filed | call |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 4,100 | $653,048 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 6,000 | $650,280 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 20,000 | $619,800 | dollars as filed | call |
| GREENFIRE RES LTD NEW | 39525U107 | COM SHS | 102,600 | $602,262 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,520 | $596,506 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 20,000 | $591,000 | dollars as filed | put |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 8,000 | $590,880 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 20,000 | $585,600 | dollars as filed | call |
| CERTARA INC COM | 15687V109 | Stock | 58,951 | $583,615 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 26,065 | $550,232 | dollars as filed | |
| MODIVCARE | 60783XAA2 | 5.00 01/10/2029 | 2,000 | $538,940 | dollars as filed | principal |
| ALDEL FINL II INC | G01558108 | CL A | 49,297 | $498,393 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 18,952 | $485,361 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 30,000 | $484,800 | dollars as filed | call |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 42,943 | $477,097 | dollars as filed | |
| PAR TECH CORP | 698884AG8 | 1.00 15/01/2030 | 500 | $473,575 | dollars as filed | principal |
| WOLFSPEED INC | 977852102 | COM | 150,000 | $459,000 | dollars as filed | put |
| VERSABANK NEW | 92512J106 | COM | 41,982 | $434,934 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 30,000 | $424,800 | dollars as filed | put |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 30,000 | $424,800 | dollars as filed | call |
| KINROSS GOLD CORP | 496902404 | COM | 33,000 | $416,130 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 40,000 | $412,000 | dollars as filed | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 50,000 | $411,000 | dollars as filed | call |
| DYNAMIX CORP | G2949D104 | SHS CL A | 40,992 | $407,870 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 690,879 | $379,983 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 539,612 | $350,748 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 20,830 | $310,367 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,000 | $308,000 | dollars as filed | call |
| 0 | G32901111 | 0 | 30,000 | $300,600 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 15,826 | $300,536 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 390,183 | $288,735 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 32,984 | $283,662 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 8,832 | $282,889 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 227,177 | $279,428 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,000 | $278,400 | dollars as filed | put |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 15,000 | $275,850 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 19,108 | $272,098 | dollars as filed | |
| HCM II ACQUISITION CORP | G43658122 | *W EXP 99/99/999 | 382,768 | $264,110 | dollars as filed | |
| VALKYRIE ETF TRUST II | 91917A207 | COINSHARES BITCN | 20,000 | $255,400 | dollars as filed | put |
| GOLD ROYALTY CORP | 38071H122 | *W EXP 05/31/202 | 988,295 | $247,074 | dollars as filed | |
| COHEN CIRCLE ACQUISITION COR | G3730H114 | *W EXP 01/31/202 | 135,397 | $243,715 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 25,000 | $233,750 | dollars as filed | call |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 11,967 | $232,638 | dollars as filed | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 75,018 | $231,055 | dollars as filed | |
| DMY SQUARED TECHNOLOGY GROUP | 233276104 | CL A COM | 20,000 | $223,400 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 35,000 | $219,100 | dollars as filed | |
| HENNESSY CAP INVT CORP VII | G4405D115 | RIGHT 01/17/2030 | 1,086,568 | $217,314 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 23,785 | $215,968 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,336 | $209,376 | dollars as filed | |
| ARES ACQUISITION CORP II | G33033104 | SHS CLASS A | 18,722 | $208,750 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 10,000 | $200,900 | dollars as filed | call |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 23,000 | $200,100 | dollars as filed | |
| EQV VENTURES ACQUISITION COR | G3106N117 | *W EXP 07/01/203 | 530,857 | $191,109 | dollars as filed | |
| M3BRIGADE ACQUISITION V CORP | G63212115 | *W EXP 99/99/999 | 629,642 | $182,596 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 24,000 | $182,400 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 11,878 | $178,408 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 29,178 | $174,193 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 284,791 | $170,875 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 19,702 | $167,073 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 20,000 | $162,400 | dollars as filed | put |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 20,000 | $162,400 | dollars as filed | call |
| COLOMBIER ACQUISITION CORP I | G2283U118 | WARRANT | 199,060 | $159,248 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 20,000 | $158,400 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 12,000 | $150,960 | dollars as filed | call |
| NABORS ENERGY TRANSITION COR | G6363K114 | *W EXP 09/01/202 | 377,383 | $150,953 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A103 | ORD SHS | 13,798 | $144,741 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 81,780 | $142,297 | dollars as filed | |
| WILLOW LANE ACQUISITION CORP | G9675P110 | *W EXP 10/31/203 | 572,194 | $131,605 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 11,119 | $126,312 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 39,668 | $120,194 | dollars as filed | |
| Bold Eagle Acquisition Corp Right 10/11/2029 | G2003N121 | SPACS | 521,356 | $119,912 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 43,125 | $113,419 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 16,717 | $111,168 | dollars as filed | |
| DYNAMIX CORP | G2949D112 | W EXP 10/25/202 | 372,500 | $108,025 | dollars as filed | |
| RTS/IRON HORSE ACQUISITIONS CORP EXP12/31/2099 | 462837121 | COM | 350,354 | $105,106 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 477,069 | $104,955 | dollars as filed | |
| INFLECTION POINT ACQUISITION | G1169T138 | RIGHT 11/04/2026 | 490,776 | $98,155 | dollars as filed | |
| ALDEL FINL II INC | G01558124 | *W EXP 09/26/203 | 298,680 | $89,604 | dollars as filed | |
| USA RARE EARTH INC | 91733P115 | *W EXP 03/13/203 | 130,125 | $87,184 | dollars as filed | |
| HELPORT AI LTD | G4R52R103 | ORD SHS | 29,152 | $85,707 | dollars as filed | |
| LAUNCH TWO ACQUISITION CORP. | G5S87A113 | *W EXP 10/09/202 | 381,754 | $80,168 | dollars as filed | |
| Zeo Energy Corp W Exp 03/13/202 | 98944F117 | SPAC Combination | 1,277,536 | $76,652 | dollars as filed | |
| ARES ACQUISITION CORP II-28 | G33033120 | *W EXP 99/99/999 | 258,953 | $75,096 | dollars as filed | |
| Melar Acquisition Corp. I W Exp 06/01/203 | G6004G118 | SPACS Warrant | 529,029 | $74,064 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A111 | *W EXP 05/08/203 | 367,983 | $73,597 | dollars as filed | |
| LAUNCH ONE ACQUISITION CORP | G5S86M126 | *W EXP 06/01/203 | 438,716 | $65,807 | dollars as filed | |
| MOUNTAIN LAKE ACQUISITION CO | G6301B127 | RIGHT 11/15/2028 | 366,749 | $58,680 | dollars as filed | |
| Newbury Str Ii Acquisition C W Exp 06/01/203 | G6439S117 | SPACS Warrant | 266,570 | $58,645 | dollars as filed | |
| BLACK SPADE ACQUISITION II C | G1153L117 | *W EXP 02/15/202 | 262,382 | $57,724 | dollars as filed | |
| Charlton Aria Acquisition Co Right 12/31/2026 | G9877L115 | SPACS | 300,000 | $54,000 | dollars as filed | |
| Sim Acquisition Corp. I W Exp 06/01/203 | G8431T119 | SPACS Warrant | 406,721 | $52,874 | dollars as filed | |
| Fact Ii Acquisition Corp W Exp 11/26/203 | G32901129 | SPACS Warrant | 276,675 | $49,802 | dollars as filed | |
| Lionheart Holdings W Exp 06/07/203 | G5501C117 | SPACS Warrant | 413,314 | $49,598 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 348,041 | $48,726 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,000 | $47,200 | dollars as filed | |
| Centurion Acquisition Corp W Exp 05/31/203 | G20315118 | SPACS Warrant | 308,153 | $46,223 | dollars as filed | |
| Co2 Energy Transition Corp W Exp 08/17/202 | 12664M111 | SPACS Warrant | 457,063 | $45,706 | dollars as filed | |
| VOYAGER ACQUISITION CORP | G93A7H112 | *W EXP 05/16/203 | 293,200 | $43,980 | dollars as filed | |
| TRANSLATIONAL DEV ACQUISITIO | G9008W113 | *W EXP 12/18/202 | 295,689 | $41,396 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 18,799 | $40,982 | dollars as filed | |
| VINE HILL CAP INVT CORP. | G93Y09115 | *W EXP 07/01/203 | 193,134 | $40,558 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 30,000 | $39,600 | dollars as filed | put |
| Co2 Energy Transition Corp Right 10/15/2028 | 12664M129 | SPACS | 190,000 | $36,100 | dollars as filed | |
| K&F GROWTH ACQUISITION CORP | G52258129 | RIGHT 08/29/2031 | 299,909 | $35,989 | dollars as filed | |
| STELLAR V CAP CORP | G8475V111 | *W EXP 10/15/202 | 169,960 | $35,692 | dollars as filed | |
| SPARK I ACQUISITION CORP | G8316B118 | *W EXP 10/01/203 | 264,020 | $34,323 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,400 | $34,320 | dollars as filed | |
| Vivid Seats Inc W Exp 10/18/202 | 92854T118 | SPAC Combination | 162,704 | $34,168 | dollars as filed | |
| ROMAN DBDR ACQUISITION CORP | G7633M112 | *W EXP 10/31/203 | 103,595 | $33,150 | dollars as filed | |
| BLAIZE HLDGS INC | 092915115 | *W EXP 01/13/203 | 169,985 | $32,297 | dollars as filed | |
| MURANO GLOBAL INVT PLC | G63369113 | *W EXP 03/19/202 | 140,174 | $32,240 | dollars as filed | |
| JACKSON ACQUISITION CO II | G4992A136 | RIGHT 99/99/9999 | 136,000 | $31,280 | dollars as filed | |
| OAKTREE ACQUISITION CORP III | G6717R112 | W EXP 09/01/203 | 39,058 | $29,294 | dollars as filed | |
| GIGCAPITAL7 CORP | G38648120 | *W EXP 08/29/202 | 261,500 | $26,150 | dollars as filed | |
| Plum Acquisition Corp Iv W Exp 08/19/202 | G7134A120 | SPACS Warrant | 150,000 | $24,000 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 13,789 | $23,855 | dollars as filed | |
| Andretti Acquisition Corp Ii W Exp 06/01/203 | G26745128 | SPACS Warrant | 111,237 | $20,023 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 500,340 | $20,014 | dollars as filed | |
| Veea Inc W Exp 09/13/202 | 693489114 | SPAC Combination | 228,890 | $18,311 | dollars as filed | |
| Agriculture & Nat Sol Acq Co W Exp 10/01/202 | G0131Y118 | SPACS Warrant | 59,840 | $17,952 | dollars as filed | |
| Dt Cloud Star Acquisition Co Right 07/09/2029 | G2853N114 | SPACS | 99,000 | $15,840 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N115 | W EXP 03/01/202 | 183,091 | $12,816 | dollars as filed | |
| Xbp Global Holdings Inc W Exp 11/30/202 | 98400V119 | SPAC Combination | 233,305 | $11,665 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 37,091 | $11,127 | dollars as filed | |
| IB ACQUISITION CORP | 44934N116 | RIGHT 09/28/2026 | 150,000 | $9,000 | dollars as filed | |
| BOLT PROJECTS HLDS | 09769b115 | WT | 300,000 | $9,000 | dollars as filed | |
| AA MISSION ACQUISITION CORP | G1000R127 | *W EXP 08/01/203 | 125,000 | $8,750 | dollars as filed | |
| ESH ACQUISITION CORP | 296424112 | RIGHT 06/13/2028 | 92,627 | $8,336 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 100,000 | $8,000 | dollars as filed | |
| BOWEN ACQUISITION CORP | G12729128 | RIGHT 99/99/9999 | 29,596 | $7,695 | dollars as filed | |
| Keen Vision Acquisition Corp W Exp 03/15/202 | G52443127 | SPACS Warrant | 224,607 | $6,738 | dollars as filed | |
| Graf Global Corp W Exp 05/31/203 | G4036C122 | SPACS Warrant | 32,657 | $5,878 | dollars as filed | |
| Chenghe Acquisition II Co | G20873116 | Warrant | 105,037 | $5,252 | dollars as filed | |
| RF ACQUISITION CORP II | G75389117 | RIGHT 05/01/2026 | 50,000 | $3,500 | dollars as filed | |
| HAYMAKER ACQUISITION CORP IV | G4375F116 | *W EXP 05/31/202 | 12,500 | $2,625 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 55,548 | $2,222 | dollars as filed | |
| HERAMBA ELECTRIC EQ | g4411j106 | WT | 214,336 | $2,143 | dollars as filed | |
| Alphatime Acquisition Corp | G0223V121 | Warrant | 141,606 | $1,416 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-25-000039 | this filing | 2025-05-15 | acceptance time not in the bulk data set |