PBAU PGIM ROCK ETF TR
FollowS&P 500 BUFFER (fund)
5 managers (5 13F filers) reported a position in PBAU shares at 2024-09-30, 97,783 shares in all. 2 filers opened a position and 1 filer sold out during the quarter.
- Managers
- 5
- 13F filers
- 5
- New
- 2
- Added
- 1
- Reduced
- 0
- Sold out
- 1
- Shares held by filers
- 97,783
Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.
13D and 13G filers
No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.
Insider trades
No Form 4 transaction on this security in the data.
13F holders, Q3 2024
Filers in the available 13F reports with a share position at 2024-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.
| Holder | Shares | Value | % of portfolio | Change | Source |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC | 51,544 | $1.36M | <0.01% | +6,544 | 13F-HRTimelineGroup |
| JIM SAULNIER & ASSOCIATES, LLC | 27,935 | $738K | 0.72% | 13F-HRTimeline | |
| Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC | 16,044 | $424K | <0.01% | new | 13F-HRTimelineGroup |
| DHJJ Financial Advisors, Ltd. | 2,260 | $59.7K | 0.02% | new | 13F-HRTimeline |
| CONCOURSE FINANCIAL GROUP SECURITIES, I… | 0 | $0 | 0% | 0 | 13F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios. |