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Disclosery

HTGC HERCULES CAPITAL INC

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COM (common), issuer CIK 1280784

342 managers (345 13F filers) reported a position in HTGC shares at 2025-09-30, 46,975,672 shares in all. 45 filers opened a position and 28 filers sold out during the quarter.

Managers
342
13F filers
345
New
45
Added
123
Reduced
100
Sold out
28
Shares held by filers
46,975,672

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Union Bancaire Privee, UBP SA35,781$102M1.45%013F-HRTimeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP3,647,184$69M0.06%+28,75713F-HRTimelineGroup
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding3,284,416$62.1M-117,500Timeline
Sound Income Strategies, LLC2,752,867$47M2.57%-177,47313F-HRTimeline
LPL Financial LLC1,794,113$33.9M0.01%+497,57913F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC1,362,362$25.8M0.02%-1,546,79813F-HRTimelineGroup
BlackRock, Inc.in group BlackRock, Inc.1,339,037$25.3M<0.01%+272,21913F-HRTimelineGroup
UBS Group AGin group UBS Group AG1,318,768$24.9M<0.01%+165,76213F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,173,626$22.2M<0.01%-255,95913F-HR/ATimelineGroup
Legal & General Group Plcin group Legal & General Group Plc1,172,230$22.2M<0.01%-80,97413F-HRTimelineGroup
Qube Research & Technologies Ltd1,027,274$19.4M0.03%+446,86013F-HRTimeline
Muzinich & Co., Inc.992,820$18.8M7.28%+254,65113F-HRTimeline
FRANKLIN RESOURCES INCin group Franklin Resources928,629$17.6M<0.01%+85,51513F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC904,135$17.1M0.01%+239,92513F-HRTimelineGroup
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …884,946$16.7M0.01%+263,22213F-HRTimelineGroup
Melia Wealth LLC813,540$15.4M6.74%+19,95413F-HRTimeline
Advisors Capital Management, LLC794,251$15M0.19%+39,73013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA760,557$14.4M<0.01%-27,81613F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN757,054$14.3M<0.01%+3,40013F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC705,969$13.3M<0.01%+72,22813F-HRTimelineGroup
TECTONIC ADVISORS LLCin group TECTONIC ADVISORS LLC689,511$13M0.71%+67,94913F-HRTimelineGroup
MARSHALL WACE, LLPin group MARSHALL WACE, LLP592,242$11.2M0.01%new13F-HRTimelineGroup
Gilman Hill Asset Management, LLC584,051$11M1.73%+13,67213F-HRTimeline
VOLORIDGE INVESTMENT MANAGEMENT, LLC578,861$10.9M0.04%-51,78313F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP566,738$10.7M0.01%-2,46413F-HRTimelineGroup
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.516,362$9.76M0.01%+173,50513F-HRTimelineGroup
HRT FINANCIAL LP493,935$9.34M0.03%-64,07513F-HRTimeline
Connor, Clark & Lunn Investment Managem…434,118$8.21M0.03%+216,05713F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO419,588$7.93M<0.01%-106,78113F-HR/ATimelineGroup
Advisors Asset Management, Inc.391,629$7.41M0.13%+8,87813F-HR/ATimeline
Atom Investors LP385,594$7.29M0.55%-2,88913F-HRTimeline
Trexquant Investment LP380,520$7.2M0.07%new13F-HRTimeline
Border to Coast Pensions Partnership Ltd375,000$7.09M0.12%013F-HRTimeline
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC321,745$6.08M<0.01%-27,62913F-HRTimelineGroup
CONFLUENCE INVESTMENT MANAGEMENT LLC302,513$5.72M0.08%-81,26513F-HRTimeline
D.A. DAVIDSON & CO.300,139$5.68M0.04%+4,62513F-HRTimeline
Left Brain Wealth Management, LLC290,883$5.5M1.73%+6,81513F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC289,013$5.47M<0.01%-38,01013F-HRTimelineGroup
Janney Montgomery Scott LLC287,545$5.44M0.01%new13F-HRTimeline
CREDIT AGRICOLE S Ain group CREDIT AGRICOLE S A278,720$5.27M0.02%13F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…268,318$5.07M<0.01%-38013F-HRTimelineGroup
DENALI ADVISORS LLC265,576$5.02M0.57%-68,27713F-HRTimeline
S&T Bank/PA249,016$4.71M1.32%-39,38013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC228,669$4.32M0.01%-58,48913F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC221,753$4.19M<0.01%-161,21113F-HRTimelineGroup
Schonfeld Strategic Advisors LLC217,329$4.11M0.03%+82,79613F-HRTimeline
NORTHERN TRUST CORPin group NORTHERN TRUST CORP215,039$4.07M<0.01%+91,68713F-HRTimelineGroup
Cetera Investment Advisers211,342$4M<0.01%+18,51913F-HRTimeline
Naviter Wealth, LLC209,005$3.95M0.46%+5,31413F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co206,341$3.89M0.01%+50,50913F-HRTimelineGroup
FJ Capital Management LLC203,991$3.86M0.41%+53,55613F-HRTimeline
BLAIR WILLIAM & CO/IL203,205$3.84M0.01%013F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC202,927$3.84M<0.01%+100,40513F-HR/ATimelineGroup
ARES MANAGEMENT LLCin group ARES MANAGEMENT LLC201,606$3.81M0.17%013F-HRTimelineGroup
Truvestments Capital LLC188,618$3.57M0.64%-22,52013F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding185,070$3.5M+43,123Timeline
FAS Wealth Partners, Inc.185,046$3.5M0.24%-1,49713F-HRTimeline
STATE STREET CORPin group STATE STREET CORP173,065$3.27M<0.01%+4,70313F-HRTimelineGroup
ELEVATION POINT WEALTH PARTNERS, LLC171,516$3.24M0.23%+4,32613F-HRTimeline
Cambridge Investment Research Advisors,…167,468$3.17M0.01%+2,71313F-HRTimeline
Waterloo Capital, L.P.158,053$2.99M0.22%+6,70213F-HRTimeline
Engineers Gate Manager LP157,298$2.97M0.03%-83,64813F-HRTimeline
Taylor Frigon Capital Management LLC154,414$2.92M1.45%+2,87913F-HRTimeline
Jump Financial, LLCin group Jump Financial, LLC146,175$2.76M0.04%-117,33413F-HR/ATimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/145,518$2.75M<0.01%+48,91013F-HR/ATimelineGroup
Cubist Systematic Strategies, LLC144,265$2.73M0.04%-303,37613F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…140,994$2.67M0.01%-2,35213F-HRTimelineGroup
DEUTSCHE BANK AG\in group DEUTSCHE BANK AG\140,746$2.66M<0.01%+137,49713F-HRTimelineGroup
Quantbot Technologies LP132,897$2.51M0.07%-8,89013F-HRTimeline
Private Advisor Group, LLC125,811$2.38M0.01%+40613F-HRTimeline
NATIXISin group Natixis Investment Managers118,163$2.23M0.01%+19213F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.113,887$2.2M<0.01%-6,94113F-HRTimelineGroup
DNB Asset Management ASin group DNB Asset Management AS114,192$2.16M0.01%013F-HRTimelineGroup
PFG Investments, LLC112,183$2.12M0.11%+2,35113F-HRTimeline
Steward Partners Investment Advisory, L…111,956$2.12M0.01%-20213F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.111,276$2.1M<0.01%013F-HRTimelineGroup
NAPA WEALTH MANAGEMENT111,045$2.1M0.98%+2,01513F-HRTimeline
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC107,148$2.03M0.39%+19,00013F-HRTimeline
PENNINGTON PARTNERS & CO., LLC96,700$1.83M0.87%013F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV96,690$1.83M0.11%+2,62713F-HRTimeline
CAPITAL ADVISORY GROUP ADVISORY SERVICE…92,486$1.75M0.54%+1,58213F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…88,366$1.67M0.02%+14,45613F-HRTimelineGroup
SHARPEPOINT LLC88,336$1.67M1.51%+1,87913F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…89,575$1.61M<0.01%+56,79713F-HRTimeline
IHT Wealth Management, LLC84,077$1.59M0.04%+3,28013F-HRTimeline
Tidal Investments LLCin group Tidal Investments LLC83,114$1.57M0.01%+5,93613F-HRTimelineGroup
Legacy Capital Wealth Partners, LLC81,662$1.54M0.34%-37313F-HRTimeline
Creegan & Nassoura Financial Group, LLC79,670$1.51M0.97%-50013F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS79,426$1.5M<0.01%-122,44113F-HRTimelineGroup
INTERNATIONAL ASSETS INVESTMENT MANAGEM…79,555$1.49M0.12%+60,10013F-HRTimeline
Point72 Asset Management, L.P.in group Point72 Asset Management, L.P.75,400$1.43M<0.01%+39,10113F-HRTimelineGroup
DELPHI MANAGEMENT INC /MA/74,694$1.41M1.31%-1,76113F-HRTimeline
NAPLES GLOBAL ADVISORS, LLC71,449$1.35M0.11%+1,52513F-HRTimeline
Global Retirement Partners, LLC69,615$1.32M0.03%+46,09913F-HRTimeline
HighTower Advisors, LLC65,842$1.25M<0.01%-6,85213F-HRTimeline
Golden State Wealth Management, LLC64,577$1.22M0.13%-10,96113F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC63,046$1.19M<0.01%+7,08813F-HRTimelineGroup
Campbell & CO Investment Adviser LLC61,398$1.16M0.09%-107,03813F-HRTimeline
Abundance Wealth Counselors59,957$1.13M0.19%+1,03413F-HRTimeline
Arkadios Wealth Advisors59,179$1.12M0.03%+1,54913F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC59,130$1.12M<0.01%-8,21113F-HRTimelineGroup
SAGE ADVISORS, LLC58,030$1.1M0.79%new13F-HRTimeline
Essex Financial Services, Inc.in group Essex Financial Services, Inc.56,409$1.07M0.06%-4,73213F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC55,689$1.05M<0.01%+11,54813F-HRTimelineGroup
TRED AVON FAMILY WEALTH, LLC55,117$1.04M0.36%13F-HRTimeline
ExodusPoint Capital Management, LP54,074$1.02M0.01%+28,27413F-HRTimeline
J.W. COLE ADVISORS, INC.53,749$1.02M0.02%-5,31213F-HRTimeline
Y-Intercept (Hong Kong) Ltd52,678$996K0.02%-44,76113F-HRTimeline
Sigma Planning Corp52,415$991K0.03%+2,62413F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP52,087$985K<0.01%-3,16513F-HRTimelineGroup
North Star Investment Management Corp.50,473$954K0.06%+36313F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC49,886$943K<0.01%+8,06213F-HRTimelineGroup
MCDONALD PARTNERS LLC48,000$908K0.27%013F-HRTimeline
Inspire Investing, LLCgroup of 2 filers holding47,039$889K+2,970Timeline
Mirador Capital Partners LP44,167$835K0.12%-1,43313F-HRTimeline
Invesco Ltd.in group Invesco Ltd.43,928$831K<0.01%-35,02313F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\41,470$784K<0.01%-50013F-HRTimelineGroup
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…40,996$775K0.22%-6,44213F-HRTimelineGroup
Summit Financial, LLC40,817$772K0.01%013F-HRTimeline
Creative Planningin group Creative Planning40,615$768K<0.01%+4,51513F-HRTimelineGroup
Magnetar Financial LLCin group Magnetar Financial LLC40,379$764K<0.01%+22,72213F-HRTimelineGroup
Dakota Wealth Management38,720$732K0.01%+73513F-HR/ATimeline
SMH CAPITAL ADVISORS INC40,565$727K1.48%new13F-HRTimeline
Access Investment Management LLC38,200$722K0.19%013F-HRTimeline
PRICE T ROWE ASSOCIATES INC /MD/38,125$721K<0.01%new13F-HRTimeline
SteelPeak Wealth, LLC38,016$719K0.02%-24813F-HRTimeline
CENTAURUS FINANCIAL, INC.37,819$715K0.03%+67513F-HRTimeline
Verition Fund Management LLC37,427$708K<0.01%-39,80713F-HRTimeline
Bramshill Investments, LLC37,133$702K0.05%-88613F-HRTimeline
Squarepoint Ops LLCin group Squarepoint Ops LLC36,722$694K<0.01%-12,47013F-HRTimelineGroup
&PARTNERS36,598$692K<0.01%+6,74013F-HRTimeline
DRW Securities, LLC35,947$667K0.03%new13F-HRTimeline
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC35,000$662K0.01%+16,95013F-HRTimelineGroup
Monument Capital Management34,447$651K0.16%+18,91313F-HRTimeline
Accel Wealth Management32,901$622K0.18%+10,94513F-HRTimeline
ProShare Advisors LLC32,755$619K<0.01%+2,36613F-HRTimeline
Beacon Pointe Advisors, LLC32,697$618K0.01%+98013F-HRTimeline
Americana Partners, LLC32,250$610K0.02%013F-HRTimeline
Empowered Funds, LLC31,422$594K0.01%+10,47213F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC31,204$590K<0.01%-16113F-HRTimelineGroup
EAGLE GLOBAL ADVISORS LLC31,175$590K0.02%+5,05013F-HRTimeline
1620 INVESTMENT ADVISORS, INC.31,063$587K0.4%-28213F-HRTimeline
Balboa Wealth Partners31,017$587K0.1%+1,06813F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP30,257$572K<0.01%-15813F-HRTimelineGroup
Future Financial Wealth Managment LLC30,175$571K0.36%-20013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
BigSur Wealth Management LLC29,500$558K0.14%-9,00013F-HRTimeline
First National Bank of Mount Dora, Trus…29,246$553K0.12%013F-HRTimeline
Autumn Glory Partners, LLC29,000$548K0.23%013F-HRTimeline
AE Wealth Management LLC28,966$548K<0.01%+55313F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC28,593$541K<0.01%-1,32913F-HRTimelineGroup
NorthCoast Asset Management LLC28,046$530K<0.01%-3,72913F-HRTimeline
CAXTON ASSOCIATES LLP27,400$518K0.01%-6,92313F-HRTimeline
Foundations Investment Advisors, LLC25,902$490K0.01%+73213F-HRTimeline
Prime Capital Investment Advisors, LLC25,066$474K0.01%+1,18513F-HRTimeline
Virtu Financial LLCin group Virtu Financial LLC24,898$471K0.03%new13F-HRTimelineGroup
Diligent Investors, LLC24,525$464K0.12%-3,48013F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …24,517$464K0.01%+3,23713F-HRTimelineGroup
Summit Global Investmentsin group Summit Global Investments24,200$458K0.03%013F-HRTimelineGroup
Core Wealth Partners LLC24,153$457K0.21%013F-HRTimeline
CAPTRUST FINANCIAL ADVISORS23,989$454K<0.01%+45013F-HRTimeline
FOX RUN MANAGEMENT, L.L.C.23,697$448K0.07%new13F-HRTimeline
MAS Advisors LLC23,323$441K0.7%+2,33113F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…23,101$437K0.01%-9,89213F-HRTimelineGroup
Accredited Investors Inc.23,000$435K0.02%013F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …23,534$419K0.01%+1,18913F-HRTimelineGroup
MML INVESTORS SERVICES, LLC22,103$418K<0.01%+1,17813F-HRTimeline
TWINBEECH CAPITAL LP22,056$417K0.02%-240,76613F-HRTimeline
CX Institutional21,857$413K0.01%new13F-HRTimeline
Cornerstone Wealth Management, LLC21,176$400K0.02%+73613F-HRTimeline
Investment Research Partners LLC22,181$394K0.18%13F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC20,654$391K0.01%+3,02913F-HRTimeline
Integrated Wealth Concepts LLC20,304$384K<0.01%+19813F-HRTimeline
RMR Wealth Builders20,062$379K0.03%+40713F-HRTimeline
Madison Park Capital Advisors, LLC20,000$378K0.31%013F-HRTimeline
First National Trust Co19,634$371K0.01%013F-HRTimeline
Principle Wealth Partners LLC19,385$367K0.02%013F-HRTimeline
Balyasny Asset Management L.P.in group Balyasny Asset Management19,267$364K<0.01%-133,84613F-HRTimelineGroup
Bank of New York Mellon Corpin group Bank of New York Mellon Corp19,243$364K<0.01%-94,06913F-HRTimelineGroup
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC19,144$362K0.01%+4113F-HRTimelineGroup
Pathstone Holdings, LLCin group Pathstone Holdings, LLC18,944$358K<0.01%+3313F-HRTimelineGroup
Focus Partners Wealthin group Focus Partners Wealth18,836$356K<0.01%+6,02913F-HRTimelineGroup
Allspring Global Investments Holdings, …in group Allspring Global Investments …18,700$354K<0.01%+5,60013F-HRTimelineGroup
Founders Financial Alliance, LLC18,591$352K0.07%new13F-HRTimeline
SIMPLEX TRADING, LLC18,276$345K0.01%+68013F-HRTimeline
Chicago Partners Investment Group LLC19,003$343K0.01%+23113F-HRTimeline
Pasadena Private Wealth, LLC17,940$339K0.05%-50013F-HRTimeline
Farther Finance Advisors, LLC17,869$338K0.01%+13,44913F-HRTimeline
Advisory Services Network, LLC17,307$327K<0.01%-12,24413F-HRTimeline
Laird Norton Wetherby Wealth Management…17,018$322K0.01%new13F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.16,722$316K<0.01%+3,78513F-HRTimelineGroup
Belpointe Asset Management LLC16,522$312K0.01%new13F-HRTimeline
Sowell Financial Services LLC16,122$305K0.01%+913F-HRTimeline
Sand Hill Global Advisors, LLC15,832$299K0.01%+32913F-HRTimeline
NewEdge Advisors, LLC15,794$299K<0.01%-1,08113F-HRTimeline
CWA Asset Management Group, LLC15,570$294K0.01%new13F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.15,503$293K<0.01%-6,37513F-HRTimelineGroup
WOLVERINE TRADING, LLC15,444$292K0.01%+2,71913F-HRTimeline
Colonial River Investments, LLC15,382$291K0.11%-85013F-HRTimeline
AXXCESS WEALTH MANAGEMENT, LLC15,382$291K0.01%-85013F-HRTimeline
Register Financial Advisors LLC15,338$290K0.11%+2113F-HRTimeline