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Disclosery

HTGC HERCULES CAPITAL INC

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COM (common), issuer CIK 1280784

324 managers (327 13F filers) reported a position in HTGC shares at 2025-03-31, 40,369,781 shares in all. 36 filers opened a position and 39 filers sold out during the quarter.

Managers
324
13F filers
327
New
36
Added
146
Reduced
80
Sold out
39
Shares held by filers
40,369,781

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP3,363,399$64.6M0.08%-75,04813F-HRTimelineGroup
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding3,284,684$63.1M+931,935Timeline
Sound Income Strategies, LLC2,874,455$55.2M3.26%+59,24113F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY1,574,499$30.2M<0.01%+294,81613F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC1,263,566$24.3M0.02%+434,75713F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc1,176,017$22.6M0.01%+98,16613F-HRTimelineGroup
LPL Financial LLC1,130,362$21.7M0.01%+143,04213F-HRTimeline
Advisors Capital Management, LLC1,013,182$19.5M0.3%-5,02813F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.882,299$16.9M<0.01%+24,78413F-HRTimelineGroup
UBS Group AGin group UBS Group AG811,055$15.6M<0.01%+360,16513F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA804,077$15.4M<0.01%+15,72413F-HR/ATimelineGroup
Melia Wealth LLC762,512$14.6M7.56%+2,15313F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN758,292$14.6M<0.01%+87,61813F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO680,826$13.1M<0.01%+237,71213F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC644,217$12.4M<0.01%+48,75813F-HRTimelineGroup
FRANKLIN RESOURCES INCin group Franklin Resources595,252$11.4M<0.01%+205,97213F-HRTimelineGroup
Gilman Hill Asset Management, LLC568,673$10.9M1.9%-8,48513F-HRTimeline
TECTONIC ADVISORS LLCin group TECTONIC ADVISORS LLC531,792$10.2M0.64%+37,98413F-HRTimelineGroup
CREDIT AGRICOLE S Ain group CREDIT AGRICOLE S A527,236$10.1M0.04%+166,67113F-HRTimelineGroup
Muzinich & Co., Inc.510,371$9.8M5.99%+60,37513F-HRTimeline
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …499,699$9.6M0.01%+56,93213F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP478,896$9.2M0.01%+58,61713F-HRTimelineGroup
VOLORIDGE INVESTMENT MANAGEMENT, LLC439,016$8.43M0.03%+53,01013F-HRTimeline
Advisors Asset Management, Inc.413,415$7.94M0.15%+7,22413F-HR/ATimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC388,439$7.46M0.01%-40,68613F-HRTimelineGroup
CONFLUENCE INVESTMENT MANAGEMENT LLC382,629$7.35M0.11%+46613F-HRTimeline
Connor, Clark & Lunn Investment Managem…369,368$7.1M0.03%+206,06613F-HRTimeline
Border to Coast Pensions Partnership Ltd350,000$6.72M0.14%013F-HRTimeline
DENALI ADVISORS LLC341,045$6.55M0.75%-8,45513F-HRTimeline
Cubist Systematic Strategies, LLC336,988$6.47M0.08%+212,32513F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC329,785$6.33M<0.01%+3,87313F-HRTimelineGroup
S&T Bank/PA306,625$5.89M1.93%-5,95013F-HRTimeline
D.A. DAVIDSON & CO.285,929$5.49M0.04%-3,25413F-HRTimeline
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.283,311$5.44M0.01%-309,26313F-HRTimelineGroup
Left Brain Wealth Management, LLC278,894$5.36M2.34%+3,01813F-HRTimeline
HRT FINANCIAL LP277,812$5.34M0.03%-44,15313F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC274,413$5.27M0.01%-52,95913F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…274,004$5.26M<0.01%-20,67613F-HRTimelineGroup
Atria Wealth Solutions, Inc.238,406$4.58M0.06%-15,02213F-HRTimeline
Truvestments Capital LLC211,318$4.06M0.88%+67,21413F-HRTimeline
ARES MANAGEMENT LLCin group ARES MANAGEMENT LLC201,606$3.87M0.24%-25,00013F-HRTimelineGroup
BLAIR WILLIAM & CO/IL200,000$3.84M0.01%-12,81013F-HRTimeline
Cetera Investment Advisers191,097$3.67M0.01%+38,52413F-HRTimeline
FAS Wealth Partners, Inc.188,097$3.61M0.29%-8,11113F-HRTimeline
Naviter Wealth, LLC184,454$3.55M0.43%+26,36713F-HRTimeline
Baker Avenue Asset Management, LP165,898$3.19M0.1%+3,04813F-HRTimeline
Graypoint LLC165,597$3.18M0.2%+69413F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS156,840$3.01M<0.01%+54,16613F-HRTimelineGroup
ELEVATION POINT WEALTH PARTNERS, LLC153,851$2.96M0.25%+6,30913F-HR/ATimeline
Cambridge Investment Research Advisors,…153,147$2.94M0.01%-8,95913F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co151,384$2.92M0.01%+31,56213F-HRTimelineGroup
Waterloo Capital, L.P.151,666$2.91M0.27%+8,66613F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…142,649$2.74M0.01%+4,28513F-HRTimelineGroup
Private Advisor Group, LLC140,565$2.7M0.02%+9,41613F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/125,592$2.41M<0.01%-3,39313F-HRTimelineGroup
Kestra Advisory Services, LLCgroup of 2 filers holding123,870$2.38M+10,458Timeline
Trexquant Investment LP123,706$2.38M0.03%+16,37413F-HRTimeline
NAPA WEALTH MANAGEMENT123,610$2.37M1.34%-58513F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.123,511$2.37M0.01%+16,30913F-HRTimelineGroup
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC119,453$2.29M<0.01%+56,28213F-HRTimelineGroup
Steward Partners Investment Advisory, L…116,514$2.24M0.02%+22,39213F-HRTimeline
Taylor Frigon Capital Management LLC114,664$2.2M1.31%+82313F-HRTimeline
DNB Asset Management ASin group DNB Asset Management AS114,192$2.19M0.01%-39,77313F-HRTimelineGroup
PFG Investments, LLC112,062$2.15M0.14%-46413F-HRTimeline
Engineers Gate Manager LP111,719$2.15M0.04%+62,66813F-HRTimeline
TWINBEECH CAPITAL LP111,431$2.14M0.04%new13F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp111,212$2.14M<0.01%+28,83213F-HRTimelineGroup
Qube Research & Technologies Ltd110,425$2.12M<0.01%new13F-HRTimeline
Golden State Wealth Management, LLC103,486$1.99M0.3%-12,17213F-HR/ATimeline
PENNINGTON PARTNERS & CO., LLC96,700$1.86M1.06%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.114,002$1.85M<0.01%-67613F-HRTimelineGroup
FJ Capital Management LLC93,829$1.8M0.19%+38,86113F-HRTimeline
NATIXISin group Natixis Investment Managers93,368$1.79M0.01%+38,47113F-HR/ATimelineGroup
NATIONS FINANCIAL GROUP INC, /IA/ /ADV92,968$1.79M0.14%+52113F-HRTimeline
Aquatic Capital Management LLC90,989$1.75M0.04%-12,66513F-HRTimeline
FIL Ltdin group FIL Ltd88,901$1.7M<0.01%new13F-HRTimelineGroup
Hennion & Walsh Asset Management, Inc.88,531$1.7M0.08%+1613F-HRTimeline
CAPITAL ADVISORY GROUP ADVISORY SERVICE…87,053$1.67M0.64%-58,52913F-HRTimeline
Legacy Capital Wealth Partners, LLC84,602$1.63M0.4%-4,33213F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC82,490$1.58M<0.01%-51,96513F-HRTimelineGroup
Creegan & Nassoura Financial Group, LLC80,170$1.54M1.03%013F-HRTimeline
TUDOR INVESTMENT CORP ET AL79,723$1.53M0.01%new13F-HRTimeline
Tidal Investments LLCin group Tidal Investments LLC79,440$1.53M0.01%+57013F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.77,699$1.49M<0.01%-15,98113F-HRTimelineGroup
HighTower Advisors, LLC76,483$1.47M<0.01%-79313F-HRTimeline
SIMPLEX TRADING, LLC72,854$1.4M0.05%new13F-HRTimeline
DELPHI MANAGEMENT INC /MA/72,570$1.39M1.42%-4,85613F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC71,702$1.38M<0.01%+66613F-HR/ATimelineGroup
SHARPEPOINT LLC75,696$1.37M1.2%+10,57113F-HRTimeline
IHT Wealth Management, LLC69,669$1.34M0.04%+2,30713F-HRTimeline
NAPLES GLOBAL ADVISORS, LLC64,074$1.23M0.12%+1,81513F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC61,269$1.18M0.01%+1,68513F-HRTimelineGroup
Essex Financial Services, Inc.in group Essex Financial Services, Inc.60,678$1.17M0.08%-21913F-HRTimelineGroup
TFG Advisers LLC60,188$1.16M0.42%+9,92013F-HRTimeline
Abundance Wealth Counselors58,155$1.12M0.23%+2,40713F-HRTimeline
Arkadios Wealth Advisors57,579$1.11M0.04%+2,00613F-HRTimeline
Atom Investors LP56,898$1.09M0.13%-25,49513F-HRTimeline
OMERS ADMINISTRATION Corp56,700$1.09M0.01%new13F-HRTimeline
Bristlecone Advisors, LLC55,845$1.07M0.09%+8,66113F-HRTimeline
North Star Investment Management Corp.53,604$1.03M0.07%+1,15413F-HRTimeline
Creative Planningin group Creative Planning53,526$1.03M<0.01%+16,96013F-HRTimelineGroup
Squarepoint Ops LLCin group Squarepoint Ops LLC52,320$1.01M<0.01%new13F-HR/ATimelineGroup
J.W. COLE ADVISORS, INC.51,195$983K0.03%new13F-HRTimeline
Advisory Services Network, LLC49,659$954K0.02%+34,53513F-HRTimeline
STATE STREET CORPin group STATE STREET CORP48,947$940K<0.01%new13F-HRTimelineGroup
MCDONALD PARTNERS LLC48,000$922K0.24%013F-HRTimeline
Bleakley Financial Group, LLC47,068$904K0.03%+8,55913F-HRTimeline
Sigma Planning Corp46,811$899K0.03%-79213F-HRTimeline
SummitTX Capital, L.P.45,863$881K0.04%13F-HRTimeline
Mirador Capital Partners LP43,682$839K0.15%+60513F-HRTimeline
Virtus Investment Advisers, LLCgroup of 2 filers holding43,328$832K-960Timeline
Verition Fund Management LLC42,900$824K<0.01%new13F-HRTimeline
Generali Investments CEE, investicni sp…42,750$821K0.08%new13F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\42,682$820K<0.01%+6313F-HRTimelineGroup
WOLVERINE TRADING, LLC42,401$817K0.03%new13F-HRTimeline
Inspire Investing, LLCgroup of 2 filers holding42,115$809K-1,333Timeline
BigSur Wealth Management LLC39,500$759K0.21%+15,00013F-HRTimeline
EAGLE GLOBAL ADVISORS LLC38,705$744K0.03%+11,80513F-HRTimeline
Mariner, LLCin group Mariner, LLC38,393$738K<0.01%+12,84813F-HRTimelineGroup
Bramshill Investments, LLC38,275$735K0.08%+6,96313F-HRTimeline
Dakota Wealth Management37,385$718K0.02%-1,34213F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC35,740$687K<0.01%-171,10013F-HR/ATimelineGroup
Foundations Investment Advisors, LLC35,717$686K0.01%+23,20213F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC34,234$658K0.02%-11,05313F-HRTimeline
Union Bancaire Privee, UBP SA34,050$654K0.01%013F-HRTimeline
SteelPeak Wealth, LLC33,160$637K0.03%+2,85313F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…32,832$631K<0.01%+62813F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP32,236$619K<0.01%-88613F-HRTimelineGroup
1620 INVESTMENT ADVISORS, INC.31,473$605K0.46%-21713F-HRTimeline
Y-Intercept (Hong Kong) Ltd31,396$603K0.04%new13F-HRTimeline
Prime Capital Investment Advisors, LLC31,285$601K0.01%+18,95013F-HRTimeline
DARK FOREST CAPITAL MANAGEMENT LP30,753$591K0.03%+11,29113F-HRTimeline
Future Financial Wealth Managment LLC30,550$587K0.43%013F-HRTimeline
&PARTNERS30,635$578K0.01%-3,21413F-HRTimeline
ProShare Advisors LLC29,938$575K<0.01%+2,97213F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC29,702$571K0.01%-42913F-HRTimelineGroup
First National Bank of Mount Dora, Trus…29,246$562K0.14%013F-HRTimeline
Autumn Glory Partners, LLC29,000$557K0.28%+8,50013F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP28,615$550K<0.01%-711,59513F-HRTimelineGroup
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…28,597$549K0.01%-1,01813F-HRTimelineGroup
Cerity Partners LLCin group Cerity Partners LLC28,557$549K<0.01%+7,64913F-HRTimelineGroup
Balboa Wealth Partners28,449$547K0.13%013F-HRTimeline
NorthCoast Asset Management LLC28,348$545K<0.01%-11,97813F-HR/ATimeline
Brookstone Capital Managementin group Brookstone Capital Management26,951$518K0.01%+6,72213F-HRTimelineGroup
Virtu Financial LLCin group Virtu Financial LLC26,339$506K0.03%new13F-HRTimelineGroup
AE Wealth Management LLC26,108$502K<0.01%-81613F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP25,953$499K<0.01%+6,05913F-HRTimelineGroup
Penbrook Management LLC24,982$480K0.36%+38013F-HRTimeline
Diligent Investors, LLC24,483$470K0.11%+2013F-HRTimeline
Summit Global Investmentsin group Summit Global Investments24,200$465K0.03%new13F-HRTimelineGroup
Core Wealth Partners LLC24,153$464K0.27%013F-HRTimeline
Cornerstone Wealth Management, LLC23,470$451K0.03%+2,02913F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.23,458$451K<0.01%+43713F-HRTimelineGroup
Accredited Investors Inc.23,000$442K0.03%013F-HRTimeline
Empowered Funds, LLC22,854$439K0.01%+10,55913F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…22,580$434K<0.01%-25,94013F-HRTimelineGroup
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…22,405$432K<0.01%+4,68813F-HRTimelineGroup
MACKENZIE FINANCIAL CORP22,284$428K<0.01%-11,00513F-HRTimeline
Campbell & CO Investment Adviser LLC22,014$423K0.03%+1,12313F-HRTimeline
CAPTRUST FINANCIAL ADVISORS21,912$421K<0.01%-1,50113F-HRTimeline
Point72 Asset Management, L.P.in group Point72 Asset Management, L.P.21,651$416K<0.01%new13F-HR/ATimelineGroup
HARBOUR INVESTMENTS, INC.21,227$408K0.01%+18,75313F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…21,032$404K0.04%+29013F-HRTimeline
MML INVESTORS SERVICES, LLC20,897$401K<0.01%-1,08113F-HRTimeline
Accel Wealth Management20,841$400K0.14%+3,83813F-HRTimeline
MAS Advisors LLC20,264$389K0.6%+1,34313F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …20,218$388K0.01%+4,35213F-HRTimelineGroup
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC20,073$386K0.01%+4,45113F-HRTimelineGroup
Global Endowment Management, LPin group Global Endowment Management, …20,000$384K0.05%013F-HRTimelineGroup
Madison Park Capital Advisors, LLC20,000$384K0.34%013F-HRTimeline
First National Trust Co19,634$377K0.02%013F-HRTimeline
Principle Wealth Partners LLC19,385$372K0.03%013F-HRTimeline
RMR Wealth Builders19,232$369K0.04%+14813F-HRTimeline
Fieldview Capital Management, LLC19,025$365K0.05%new13F-HRTimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC18,878$363K<0.01%+1,23313F-HRTimelineGroup
Lansforsakringar Fondforvaltning AB (pu…18,837$362K<0.01%new13F-HRTimeline
Centiva Capital, LP18,767$361K0.02%new13F-HRTimeline
Jump Financial, LLCin group Jump Financial, LLC18,713$359K0.01%-80,53913F-HR/ATimelineGroup
Pasadena Private Wealth, LLC18,240$350K0.07%new13F-HRTimeline
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC18,050$347K0.01%013F-HRTimelineGroup
Prossimo Advisors, LLC17,459$335K0.25%+15513F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV17,267$332K<0.01%+3,86813F-HRTimeline
Integrated Wealth Concepts LLC17,241$331K<0.01%+95913F-HRTimeline
Colonial River Investments, LLC17,177$330K0.18%013F-HRTimeline
AXXCESS WEALTH MANAGEMENT, LLC17,177$330K0.01%013F-HRTimeline
BROWN ADVISORY INCin group BROWN ADVISORY INC16,919$325K<0.01%013F-HRTimelineGroup
Quantbot Technologies LP16,765$322K0.01%-93,02613F-HRTimeline
Clearstead Advisors, LLC16,519$317K<0.01%+8,66913F-HRTimeline
Monument Capital Management16,421$315K0.1%-74013F-HRTimeline
Sowell Financial Services LLC16,313$313K0.01%-12,44513F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth15,747$302K<0.01%+3,25013F-HR/ATimelineGroup
Register Financial Advisors LLC15,295$294K0.15%-8013F-HRTimeline
Cascade Financial Partners, LLC15,293$294K0.04%+1,10013F-HRTimeline
Chung Wu Investment Group, LLC15,178$292K0.35%013F-HRTimeline
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD15,175$292K<0.01%-1,21313F-HRTimelineGroup
Allie Family Office LLC15,000$288K0.16%013F-HRTimeline
Parallel Advisors, LLC14,759$284K0.01%-64413F-HRTimeline
Anfield Capital Management, LLCin group Anfield Capital Management, L…14,748$283K0.1%013F-HRTimelineGroup
FourThought Financial Partners, LLC14,694$282K0.03%-49613F-HRTimeline
Modern Wealth Management, LLC14,545$279K0.01%+53113F-HR/ATimeline