Skip to content
Disclosery

HTGC HERCULES CAPITAL INC

Follow

COM (common), issuer CIK 1280784

347 managers (351 13F filers) reported a position in HTGC shares at 2026-03-31, 52,991,236 shares in all. 49 filers opened a position and 52 filers sold out during the quarter.

Managers
347
13F filers
351
New
49
Added
130
Reduced
103
Sold out
52
Shares held by filers
52,991,236

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Sound Income Strategies, LLC3,382,058$49.2M2.38%+678,78313F-HRTimeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP3,163,981$46.7M0.04%-294,29613F-HRTimelineGroup
UBS Group AGgroup of 2 filers holding2,495,597$36.9M+822,280Timeline
TWO SIGMA INVESTMENTS, LPin group TWO SIGMA INVESTMENTS, LP2,324,859$34.3M0.03%+708,40313F-HRTimelineGroup
Qube Research & Technologies Ltd2,235,750$33M0.05%+709,22413F-HRTimeline
LPL Financial LLC1,795,677$26.5M0.01%-27,72813F-HRTimeline
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.1,548,960$22.9M0.02%+723,42313F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc1,498,653$22.1M0.01%+116,56913F-HRTimelineGroup
Muzinich & Co., Inc.1,350,125$19.9M6.98%+14,33813F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY1,264,616$18.7M<0.01%+150,44313F-HRTimelineGroup
FRANKLIN RESOURCES INCin group Franklin Resources1,135,489$16.8M<0.01%+160,13413F-HRTimelineGroup
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …1,025,337$15.1M0.01%+6,57813F-HRTimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC985,160$14.6M0.01%-407,31613F-HRTimelineGroup
TECTONIC ADVISORS LLCin group TECTONIC ADVISORS LLC893,102$13.2M0.7%+133,35613F-HRTimelineGroup
Advisors Capital Management, LLC856,216$12.6M0.15%+27,95813F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.855,052$12.6M<0.01%-477,96413F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO878,600$12.5M<0.01%+558,38513F-HR/ATimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC815,385$12M0.01%+343,24613F-HRTimelineGroup
Melia Wealth LLC799,708$11.8M5.72%-2,47713F-HRTimeline
ARES MANAGEMENT LLCin group ARES MANAGEMENT LLC776,606$11.5M0.76%+575,00013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN749,207$11.1M<0.01%+8,72613F-HR/ATimelineGroup
Gilman Hill Asset Management, LLC617,833$9.13M1.38%+37,39313F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP501,728$7.41M0.01%-105,41213F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA496,406$7.33M<0.01%-147,36413F-HRTimelineGroup
HRT FINANCIAL LP495,278$7.32M0.02%+53,96213F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC476,568$7.04M<0.01%-214,49613F-HRTimelineGroup
Border to Coast Pensions Partnership Ltd475,000$7.04M0.12%+75,00013F-HRTimeline
Trexquant Investment LP470,541$6.95M0.05%+67,64913F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…442,571$6.54M0.01%+421,57613F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC438,077$6.47M<0.01%+52,08113F-HR/ATimelineGroup
Engineers Gate Manager LP391,972$5.79M0.07%+259,28413F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC384,372$5.68M<0.01%+179,06113F-HRTimelineGroup
D.A. DAVIDSON & CO.323,397$4.78M0.03%+14,18613F-HRTimeline
Advisors Asset Management, Inc.307,016$4.53M0.08%-57,19513F-HRTimeline
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC301,673$4.46M<0.01%-1,17213F-HRTimelineGroup
VOLORIDGE INVESTMENT MANAGEMENT, LLC301,173$4.45M0.02%-406,47813F-HRTimeline
FJ Capital Management LLC277,666$4.1M0.46%+107,68213F-HRTimeline
CONFLUENCE INVESTMENT MANAGEMENT LLC273,343$4.04M0.06%-16,44613F-HRTimeline
Cetera Investment Advisers256,621$3.79M<0.01%+41,58513F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC240,270$3.55M<0.01%+63,89713F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…234,092$3.46M<0.01%+3413F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/227,010$3.35M<0.01%+21,59013F-HRTimelineGroup
DENALI ADVISORS LLC224,350$3.31M0.37%-8,89913F-HRTimeline
STATE STREET CORPin group STATE STREET CORP223,172$3.3M<0.01%+9,33913F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC213,346$3.15M<0.01%-6,69613F-HRTimeline
Naviter Wealth, LLC210,445$3.11M0.39%+16,48213F-HRTimeline
ELEVATION POINT WEALTH PARTNERS, LLC206,303$3.05M0.07%new13F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC197,967$2.92M<0.01%+613F-HRTimelineGroup
Jump Financial, LLCin group Jump Financial, LLC196,273$2.9M0.04%-164,81913F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS193,310$2.86M<0.01%-14,12913F-HRTimelineGroup
BLAIR WILLIAM & CO/IL191,193$2.82M0.01%-4,40013F-HRTimeline
Waterloo Capital, L.P.186,760$2.76M0.19%+1,44113F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co184,580$2.74M<0.01%-31,01613F-HRTimelineGroup
FAS Wealth Partners, Inc.180,756$2.67M0.17%-1,99013F-HRTimeline
Taylor Frigon Capital Management LLC158,491$2.34M1.33%-4,79713F-HRTimeline
Cambridge Investment Research Advisors,…157,097$2.32M0.01%-10,59313F-HRTimeline
Balyasny Asset Management L.P.in group Balyasny Asset Management151,940$2.24M<0.01%+136,93813F-HRTimelineGroup
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC151,796$2.24M0.04%+132,35113F-HRTimelineGroup
Bank of New York Mellon Corpin group Bank of New York Mellon Corp144,459$2.13M<0.01%+30,85213F-HRTimelineGroup
SHARPEPOINT LLC142,488$2.1M1.25%+41,86713F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…142,061$2.1M<0.01%+1,06513F-HRTimelineGroup
Rare Wolf Capital LLC130,771$1.93M1.25%+75,74213F-HRTimeline
Schonfeld Strategic Advisors LLC128,549$1.9M0.02%-231,89713F-HRTimeline
Significant Wealth Partners LLC125,136$1.85M2.28%new13F-HRTimeline
LAZARD ASSET MANAGEMENT LLCin group LAZARD ASSET MANAGEMENT LLC124,353$1.84M<0.01%new13F-HRTimelineGroup
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…122,078$1.8M0.02%+21,36513F-HRTimelineGroup
NATIXISin group Natixis Investment Managers118,634$1.75M0.01%+25713F-HRTimelineGroup
PFG Investments, LLC113,676$1.68M0.08%+2,56513F-HRTimeline
CIBC Bancorp USA Inc.in group CIBC Bancorp USA Inc.111,276$1.64M<0.01%13F-HRTimelineGroup
MATHER GROUP, LLC.109,084$1.61M0.02%new13F-HRTimeline
XTX Topco Ltdin group XTX Topco Ltd107,976$1.59M0.03%-85,32813F-HRTimelineGroup
CENTAURUS FINANCIAL, INC.107,492$1.59M0.08%+1,09813F-HRTimeline
Lansforsakringar Fondforvaltning AB (pu…106,912$1.58M0.01%+22,93313F-HRTimeline
S&T Bank/PA106,315$1.57M0.59%-91,57813F-HRTimeline
Triad Investment Management104,563$1.54M1.82%+50013F-HR/ATimeline
Private Advisor Group, LLC104,541$1.54M0.01%-30,93613F-HRTimeline
GROUP ONE TRADING LLC101,940$1.51M0.05%+45,24713F-HRTimeline
IHT Wealth Management, LLC100,895$1.49M0.03%+14,01213F-HRTimeline
AE Wealth Management LLC100,693$1.49M0.01%+47,15813F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.100,251$1.48M<0.01%+55413F-HRTimelineGroup
Legacy Capital Wealth Partners, LLC98,333$1.45M0.3%+8,73613F-HRTimeline
PENNINGTON PARTNERS & CO., LLC96,700$1.43M0.49%013F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…124,677$1.42M0.1%+15,12213F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV94,616$1.4M0.07%-3,72113F-HRTimeline
Truvestments Capital LLC93,754$1.38M0.25%-87,97213F-HRTimeline
Jefferies Financial Group Inc.in group Jefferies Financial Group Inc.92,230$1.36M0.02%+89,25313F-HRTimelineGroup
RIVERBRIDGE PARTNERS LLC90,672$1.34M0.03%new13F-HRTimeline
NORTHERN TRUST CORPin group NORTHERN TRUST CORP86,233$1.27M<0.01%-115,15213F-HRTimelineGroup
INDEPENDENT FINANCIAL GROUP, LLC84,349$1.25M0.03%+16,05913F-HR/ATimeline
Steward Partners Investment Advisory, L…82,022$1.21M0.01%-27,87513F-HRTimeline
Triumph Capital Management81,862$1.21M0.25%+72,25713F-HRTimeline
NAPLES GLOBAL ADVISORS, LLC79,899$1.18M0.09%+8,33013F-HRTimeline
Invesco Ltd.in group Invesco Ltd.78,563$1.16M<0.01%-1,08713F-HRTimelineGroup
Lido Advisors, LLCin group Lido Advisors, LLC77,549$1.15M<0.01%+10,75513F-HRTimelineGroup
Tidal Investments LLCin group Tidal Investments LLC77,178$1.14M<0.01%-1,69613F-HRTimelineGroup
&PARTNERS76,856$1.14M0.01%+36,55513F-HRTimeline
RESOLUTE CAPITAL, LLC76,767$1.13M0.46%+12,26713F-HRTimeline
ROMANO BROTHERS AND COMPANY75,900$1.12M0.13%new13F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding75,864$1.12M-89,865Timeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…71,116$1.06M<0.01%-31,84313F-HRTimeline
Creative Planningin group Creative Planning68,784$1.02M<0.01%+5,79013F-HRTimelineGroup
DELPHI MANAGEMENT INC /MA/66,999$990K1.18%-11,51313F-HRTimeline
Beacon Pointe Advisors, LLC66,525$983K0.01%+24,07813F-HRTimeline
Secure Asset Management, LLC65,539$968K0.15%+17,02213F-HRTimeline
CMH Wealth Management LLC65,120$962K0.17%new13F-HRTimeline
Arkadios Wealth Advisors64,717$956K0.02%+6,14413F-HRTimeline
Quantbot Technologies LP63,983$945K0.04%-149,70613F-HRTimeline
IMC-Chicago, LLC63,773$942K0.01%+39,59613F-HRTimeline
HighTower Advisors, LLC63,711$941K<0.01%-84713F-HRTimeline
TRED AVON FAMILY WEALTH, LLC63,707$941K0.31%+9,49313F-HRTimeline
Abundance Wealth Counselors62,147$918K0.13%+53813F-HRTimeline
DNB Asset Management ASin group DNB Asset Management AS59,801$883K<0.01%-48,12113F-HRTimelineGroup
Whipplewood Advisors, LLC59,045$872K0.45%+23,49113F-HRTimeline
Cordoba Advisory Partners LLC58,770$866K0.24%+3,40313F-HRTimeline
Essex Financial Services, Inc.in group Essex Financial Services, Inc.55,412$818K0.05%-1,32713F-HRTimelineGroup
Golden State Wealth Management, LLC55,239$816K0.09%-8,41713F-HRTimeline
Kovack Advisors, Inc.54,761$814K0.04%-62213F-HRTimeline
Mariner, LLCin group Mariner, LLC53,984$797K<0.01%-2,46913F-HRTimelineGroup
Sigma Planning Corp52,069$769K0.02%-7,28313F-HRTimeline
Campbell & CO Investment Adviser LLC51,378$759K0.04%+40,62213F-HRTimeline
North Star Investment Management Corp.49,061$725K0.04%+1,09613F-HRTimeline
Foundations Investment Advisors, LLC48,527$717K0.01%+14,93213F-HRTimeline
MCDONALD PARTNERS LLC48,000$709K0.17%013F-HRTimeline
Commerce Advisors, LLC45,142$667K0.56%13F-HRTimeline
Autumn Glory Partners, LLC45,000$665K0.24%+10,00013F-HRTimeline
Mirador Capital Partners LP44,700$660K0.09%+1,08313F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC44,381$656K<0.01%+11,03013F-HRTimelineGroup
Diversify Advisory Services, LLCgroup of 2 filers holding41,949$650K+19,946Timeline
Focus Partners Wealthin group Focus Partners Wealth43,317$640K<0.01%-1,88013F-HRTimelineGroup
SMH CAPITAL ADVISORS INC41,065$607K1.72%013F-HR/ATimeline
Corient Private Wealth LPin group Corient Private Wealth LP40,742$602K<0.01%-40013F-HRTimelineGroup
EAGLE GLOBAL ADVISORS LLC40,640$600K0.02%+1,00013F-HRTimeline
Catalyst Capital Advisors LLC40,565$599K0.01%013F-HRTimeline
Fieldview Capital Management, LLC40,418$597K0.17%new13F-HRTimeline
Summit Financial, LLC40,284$595K0.01%013F-HRTimeline
Accel Wealth Management39,741$587K0.15%+68813F-HRTimeline
Empowered Funds, LLC39,643$586K<0.01%new13F-HR/ATimeline
Aquatic Capital Management LLC39,470$583K0.02%-12,86513F-HRTimeline
Access Investment Management LLC38,200$564K0.15%013F-HRTimeline
Dakota Wealth Management37,710$557K0.01%-12513F-HR/ATimeline
US BANCORP \DE\in group US BANCORP \DE\37,182$549K<0.01%013F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC37,120$548K<0.01%+3,70013F-HRTimelineGroup
Haven Private, LLC36,082$533K0.23%+11,45713F-HRTimeline
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC35,000$517K0.01%013F-HRTimelineGroup
Palogic Value Management, L.P.34,783$514K0.23%new13F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…34,656$512K0.14%+1,13813F-HRTimelineGroup
J.M. Arbour, LLC33,641$497K0.48%-35,96213F-HRTimeline
MQS Management LLC32,520$480K0.32%-6,13013F-HRTimeline
Americana Partners, LLC32,250$476K0.01%013F-HRTimeline
ProShare Advisors LLC31,479$465K<0.01%-68913F-HRTimeline
1620 INVESTMENT ADVISORS, INC.30,993$458K0.31%013F-HRTimeline
Monument Capital Management30,873$456K0.11%-8713F-HRTimeline
FOX RUN MANAGEMENT, L.L.C.31,986$454K0.08%+7,63213F-HRTimeline
Future Financial Wealth Managment LLC28,175$442K0.28%-2,00013F-HRTimeline
Closed-End Fund Advisors, Inc.29,845$441K0.45%+15,63413F-HRTimeline
BigSur Wealth Management LLC29,500$436K0.12%013F-HRTimeline
First National Bank of Mount Dora, Trus…29,246$432K0.09%013F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP29,224$432K<0.01%-1,30913F-HRTimelineGroup
Magnetar Financial LLCin group Magnetar Financial LLC28,919$427K<0.01%-34,65113F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …28,876$426K0.01%+4,16013F-HRTimelineGroup
Balboa Wealth Partners28,477$421K0.07%-2,54013F-HRTimeline
CAPTRUST FINANCIAL ADVISORS27,989$413K<0.01%+1,12113F-HRTimeline
Entropy Technologies, LP27,414$405K0.02%new13F-HRTimeline
CAXTON ASSOCIATES LLP27,400$405K0.01%013F-HRTimeline
EVERGREEN CAPITAL MANAGEMENT LLC25,523$377K0.01%+13,01913F-HRTimeline
Atom Investors LP24,882$368K0.03%new13F-HRTimeline
ExodusPoint Capital Management, LP24,686$365K<0.01%-22,74413F-HRTimeline
PRICE T ROWE ASSOCIATES INC /MD/24,308$360K<0.01%-16,41113F-HRTimeline
Summit Global Investmentsin group Summit Global Investments24,200$357K0.02%013F-HRTimelineGroup
Core Wealth Partners LLC24,153$357K0.17%013F-HRTimeline
Investment Research Partners LLC24,085$356K0.14%+1,78813F-HRTimeline
ADIRONDACK TRUST CO24,000$354K0.12%new13F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…23,836$352K<0.01%-57413F-HRTimelineGroup
MML INVESTORS SERVICES, LLC23,746$351K<0.01%-3,34413F-HRTimeline
Accredited Investors Inc.23,000$340K0.02%013F-HRTimeline
IFC Advisors LLC22,721$336K0.05%new13F-HRTimeline
Principle Wealth Partners LLC22,235$328K0.02%+2,85013F-HRTimeline
Pasadena Private Wealth, LLC21,802$322K0.04%-2,20013F-HRTimeline
Orion Porfolio Solutions, LLC21,567$319K<0.01%new13F-HRTimeline
Founders Financial Alliance, LLC21,567$319K0.06%new13F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.21,122$312K<0.01%+6,49813F-HRTimelineGroup
Prime Capital Investment Advisors, LLC20,675$305K<0.01%-4,58413F-HRTimeline
KELLEHER FINANCIAL ADVISORS20,387$301K0.08%+12013F-HRTimeline
Madison Park Capital Advisors, LLC20,000$295K0.23%013F-HRTimeline
MACKENZIE FINANCIAL CORP19,920$294K<0.01%+8,17513F-HRTimeline
First National Trust Co19,634$290K0.01%013F-HRTimeline
RMR Wealth Builders19,561$289K0.02%-68013F-HRTimeline
Virtu Financial LLCin group Virtu Financial LLC19,387$286K0.01%new13F-HRTimelineGroup
Pathstone Holdings, LLCin group Pathstone Holdings, LLC18,995$281K<0.01%+1513F-HRTimelineGroup
Sowell Financial Services LLC18,893$279K0.01%-83213F-HRTimeline
Cornerstone Wealth Management, LLC18,632$275K0.01%-2,41813F-HRTimeline
CANTOR FITZGERALD, L. P.in group CANTOR FITZGERALD, L. P.18,000$266K0.01%new13F-HRTimelineGroup
Farther Finance Advisors, LLC18,166$264K<0.01%+4,87013F-HRTimeline
CALTON & ASSOCIATES, INC.16,929$250K0.04%+6,55013F-HRTimeline
NewEdge Advisors, LLC16,259$240K<0.01%+15,12713F-HR/ATimeline
Inspire Investing, LLCgroup of 2 filers holding16,121$238K-1,612Timeline
Integrated Wealth Concepts LLC16,059$237K<0.01%new13F-HRTimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…15,592$231K<0.01%new13F-HRTimelineGroup
HB Wealth Management, LLC15,321$226K<0.01%-19013F-HRTimeline
Cascade Financial Partners, LLC15,293$226K0.02%013F-HRTimeline