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Disclosery

HTGC HERCULES CAPITAL INC

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COM (common), issuer CIK 1280784

325 managers (328 13F filers) reported a position in HTGC shares at 2025-06-30, 46,191,372 shares in all. 37 filers opened a position and 37 filers sold out during the quarter.

Managers
325
13F filers
328
New
37
Added
138
Reduced
87
Sold out
37
Shares held by filers
46,191,372

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Union Bancaire Privee, UBP SA35,781$93.9M1.36%+1,73113F-HRTimeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP3,618,427$66.1M0.07%+255,02813F-HRTimelineGroup
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding3,401,916$62.2M+117,232Timeline
Sound Income Strategies, LLC2,930,340$53.6M3.07%+55,88513F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC2,909,160$53.2M0.05%+2,520,72113F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,429,585$26.1M<0.01%-144,91413F-HRTimelineGroup
LPL Financial LLC1,296,534$23.7M0.01%+166,17213F-HRTimeline
Legal & General Group Plcin group Legal & General Group Plc1,253,204$22.9M0.01%+77,18713F-HRTimelineGroup
UBS Group AGin group UBS Group AG1,153,006$21.1M<0.01%+341,95113F-HRTimelineGroup
BlackRock, Inc.in group BlackRock, Inc.1,066,818$19.5M<0.01%+184,51913F-HRTimelineGroup
FRANKLIN RESOURCES INCin group Franklin Resources843,114$15.4M<0.01%+247,86213F-HRTimelineGroup
Melia Wealth LLC793,586$14.5M6.95%+31,07413F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA788,373$14.4M<0.01%-15,70413F-HR/ATimelineGroup
Advisors Capital Management, LLC754,521$13.8M0.19%-258,66113F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN753,654$13.8M<0.01%-4,63813F-HRTimelineGroup
Muzinich & Co., Inc.738,169$13.5M6.16%+227,79813F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC664,210$12.1M0.01%-599,35613F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC633,741$11.6M<0.01%-10,47613F-HRTimelineGroup
VOLORIDGE INVESTMENT MANAGEMENT, LLC630,644$11.5M0.04%+191,62813F-HRTimeline
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …621,724$11.4M0.01%+122,02513F-HRTimelineGroup
TECTONIC ADVISORS LLCin group TECTONIC ADVISORS LLC621,562$11.4M0.66%+89,77013F-HRTimelineGroup
Qube Research & Technologies Ltd580,414$10.6M0.01%+469,98913F-HRTimeline
Gilman Hill Asset Management, LLC570,379$10.4M1.7%+1,70613F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP569,202$10.4M0.01%+90,30613F-HRTimelineGroup
HRT FINANCIAL LP558,010$10.2M0.04%+280,19813F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO526,369$9.62M<0.01%-154,45713F-HRTimelineGroup
Cubist Systematic Strategies, LLC447,641$8.18M0.09%+110,65313F-HRTimeline
Atom Investors LP388,483$7.1M0.63%+331,58513F-HRTimeline
CONFLUENCE INVESTMENT MANAGEMENT LLC383,778$7.02M0.1%+1,14913F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC382,964$7M<0.01%+347,22413F-HRTimelineGroup
Advisors Asset Management, Inc.382,751$7M0.13%-30,66413F-HR/ATimeline
Border to Coast Pensions Partnership Ltd375,000$6.86M0.13%+25,00013F-HRTimeline
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC349,374$6.39M<0.01%+229,92113F-HR/ATimelineGroup
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.342,857$6.27M0.01%+59,54613F-HRTimelineGroup
DENALI ADVISORS LLC333,853$6.1M0.64%-7,19213F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC327,023$5.98M<0.01%-2,76213F-HRTimelineGroup
D.A. DAVIDSON & CO.295,514$5.4M0.04%+9,58513F-HRTimeline
S&T Bank/PA288,396$5.27M1.6%-18,22913F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC287,158$5.25M0.01%+12,74513F-HRTimeline
Left Brain Wealth Management, LLC284,068$5.19M1.83%+5,17413F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…268,698$4.91M<0.01%-5,30613F-HRTimelineGroup
Jump Financial, LLCin group Jump Financial, LLC263,509$4.82M0.06%+244,79613F-HR/ATimelineGroup
TWINBEECH CAPITAL LP262,822$4.8M0.11%+151,39113F-HRTimeline
Engineers Gate Manager LP240,946$4.4M0.05%+129,22713F-HRTimeline
Connor, Clark & Lunn Investment Managem…218,061$3.99M0.01%-151,30713F-HRTimeline
Truvestments Capital LLC211,138$3.86M0.77%-18013F-HRTimeline
Naviter Wealth, LLC203,691$3.72M0.46%+19,23713F-HRTimeline
BLAIR WILLIAM & CO/IL203,205$3.71M0.01%+3,20513F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS201,867$3.69M<0.01%+45,02713F-HRTimelineGroup
ARES MANAGEMENT LLCin group ARES MANAGEMENT LLC201,606$3.69M0.19%013F-HRTimelineGroup
Cetera Investment Advisers192,823$3.52M0.01%+1,72613F-HRTimeline
FAS Wealth Partners, Inc.186,543$3.41M0.25%-1,55413F-HRTimeline
Baker Avenue Asset Management, LP173,508$3.17M0.09%+7,61013F-HRTimeline
Graypoint LLC169,462$3.1M0.17%+3,86513F-HRTimeline
Campbell & CO Investment Adviser LLC168,436$3.08M0.19%+146,42213F-HRTimeline
STATE STREET CORPin group STATE STREET CORP168,362$3.08M<0.01%+119,41513F-HRTimelineGroup
ELEVATION POINT WEALTH PARTNERS, LLC167,190$3.06M0.24%+13,33913F-HR/ATimeline
Cambridge Investment Research Advisors,…164,755$3.01M0.01%+11,60813F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co155,832$2.85M<0.01%+4,44813F-HRTimelineGroup
Balyasny Asset Management L.P.in group Balyasny Asset Management153,113$2.8M0.01%new13F-HRTimelineGroup
Taylor Frigon Capital Management LLC151,535$2.77M1.47%+36,87113F-HRTimeline
Waterloo Capital, L.P.151,351$2.77M0.22%-31513F-HRTimeline
FJ Capital Management LLC150,435$2.75M0.29%+56,60613F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…143,346$2.62M0.01%+69713F-HR/ATimelineGroup
Kestra Advisory Services, LLCgroup of 2 filers holding141,947$2.59M+18,077Timeline
Quantbot Technologies LP141,787$2.59M0.07%+125,02213F-HRTimeline
Schonfeld Strategic Advisors LLC134,533$2.46M0.02%new13F-HRTimeline
TUDOR INVESTMENT CORP ET AL128,987$2.36M0.02%+49,26413F-HRTimeline
Private Advisor Group, LLC125,405$2.29M0.01%-15,16013F-HRTimeline
NORTHERN TRUST CORPin group NORTHERN TRUST CORP123,352$2.25M<0.01%+113,05713F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.120,828$2.21M<0.01%-2,68313F-HR/ATimelineGroup
NATIXISin group Natixis Investment Managers117,971$2.16M0.01%+24,60313F-HRTimelineGroup
DNB Asset Management ASin group DNB Asset Management AS114,192$2.09M0.01%013F-HRTimelineGroup
Bank of New York Mellon Corpin group Bank of New York Mellon Corp113,312$2.07M<0.01%+2,10013F-HRTimelineGroup
Steward Partners Investment Advisory, L…112,158$2.05M0.02%-4,35613F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.111,276$2.03M<0.01%-2,72613F-HRTimelineGroup
PFG Investments, LLC109,832$2.01M0.12%-2,23013F-HRTimeline
NAPA WEALTH MANAGEMENT109,030$1.99M0.95%-14,58013F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC102,522$1.87M<0.01%+30,82013F-HR/ATimelineGroup
Y-Intercept (Hong Kong) Ltd97,439$1.78M0.04%+66,04313F-HRTimeline
PENNINGTON PARTNERS & CO., LLC96,700$1.77M0.95%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/96,608$1.77M<0.01%-28,98413F-HRTimelineGroup
NATIONS FINANCIAL GROUP INC, /IA/ /ADV94,063$1.72M0.12%+1,09513F-HRTimeline
CAPITAL ADVISORY GROUP ADVISORY SERVICE…90,904$1.66M0.6%+3,85113F-HRTimeline
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC88,148$1.61M0.36%new13F-HRTimeline
SHARPEPOINT LLC86,457$1.58M1.63%+10,76113F-HRTimeline
Legacy Capital Wealth Partners, LLC82,035$1.5M0.34%-2,56713F-HRTimeline
IHT Wealth Management, LLC80,797$1.48M0.04%+11,12813F-HRTimeline
Creegan & Nassoura Financial Group, LLC80,170$1.47M0.95%013F-HRTimeline
Invesco Ltd.in group Invesco Ltd.78,951$1.44M<0.01%+1,25213F-HRTimelineGroup
Verition Fund Management LLC77,234$1.41M0.01%+34,33413F-HRTimeline
Tidal Investments LLCin group Tidal Investments LLC77,178$1.41M0.01%-2,26213F-HRTimelineGroup
DELPHI MANAGEMENT INC /MA/76,455$1.4M1.35%+3,88513F-HRTimeline
Golden State Wealth Management, LLC75,538$1.38M0.17%-27,94813F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…73,910$1.35M0.01%new13F-HRTimelineGroup
HighTower Advisors, LLC72,694$1.33M<0.01%-3,78913F-HRTimeline
NAPLES GLOBAL ADVISORS, LLC69,924$1.28M0.11%+5,85013F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC67,341$1.23M<0.01%new13F-HRTimelineGroup
TFG Advisers LLC65,371$1.19M0.41%+5,18313F-HRTimeline
Essex Financial Services, Inc.in group Essex Financial Services, Inc.61,141$1.12M0.07%+46313F-HRTimelineGroup
J.W. COLE ADVISORS, INC.59,061$1.08M0.02%+7,86613F-HRTimeline
Abundance Wealth Counselors58,923$1.08M0.2%+76813F-HRTimeline
Arkadios Wealth Advisors57,630$1.05M0.03%+5113F-HRTimeline
GROUP ONE TRADING LLC56,817$1.04M0.03%+54,96613F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC55,958$1.02M0.01%-5,31113F-HRTimelineGroup
Corient Private Wealth LPin group Corient Private Wealth LP55,252$1.01M<0.01%+29,29913F-HR/ATimelineGroup
North Star Investment Management Corp.50,110$916K0.06%-3,49413F-HRTimeline
Sigma Planning Corp49,791$910K0.03%+2,98013F-HRTimeline
Squarepoint Ops LLCin group Squarepoint Ops LLC49,192$899K<0.01%-3,12813F-HR/ATimelineGroup
MCDONALD PARTNERS LLC48,000$877K0.21%013F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…47,438$867K0.29%+4,11013F-HRTimelineGroup
Mirador Capital Partners LP45,600$834K0.14%+1,91813F-HRTimeline
Mariner, LLCin group Mariner, LLC44,141$807K<0.01%+5,74813F-HRTimelineGroup
Inspire Investing, LLCgroup of 2 filers holding44,069$806K+1,954Timeline
US BANCORP \DE\in group US BANCORP \DE\41,970$767K<0.01%-71213F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC41,824$765K<0.01%-40,66613F-HRTimelineGroup
Summit Financial, LLC40,817$746K0.02%new13F-HRTimeline
BigSur Wealth Management LLC38,500$704K0.18%-1,00013F-HRTimeline
SteelPeak Wealth, LLC38,264$699K0.03%+5,10413F-HRTimeline
Access Investment Management LLC38,200$698K0.2%13F-HRTimeline
Bramshill Investments, LLC38,019$695K0.07%-25613F-HRTimeline
Dakota Wealth Management37,985$694K0.01%+60013F-HRTimeline
CENTAURUS FINANCIAL, INC.37,144$679K0.04%new13F-HRTimeline
Bryce Point Capital, LLC36,842$673K0.57%new13F-HRTimeline
Hennion & Walsh Asset Management, Inc.36,798$673K0.03%-51,73313F-HRTimeline
Point72 Asset Management, L.P.in group Point72 Asset Management, L.P.36,299$664K<0.01%+14,64813F-HRTimelineGroup
Creative Planningin group Creative Planning36,100$660K<0.01%-17,42613F-HRTimelineGroup
CAXTON ASSOCIATES LLP34,323$627K0.02%new13F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…32,778$610K<0.01%-5413F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…32,993$603K0.01%+4,39613F-HRTimelineGroup
Americana Partners, LLC32,250$590K0.02%new13F-HRTimeline
NorthCoast Asset Management LLC31,775$581K<0.01%+3,42713F-HRTimeline
Beacon Pointe Advisors, LLC31,717$580K0.01%+17,66813F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC31,365$573K<0.01%+1,66313F-HRTimelineGroup
1620 INVESTMENT ADVISORS, INC.31,345$573K0.41%-12813F-HRTimeline
MQS Management LLC31,240$571K0.31%new13F-HRTimeline
ProShare Advisors LLC30,389$556K<0.01%+45113F-HRTimeline
Future Financial Wealth Managment LLC30,375$555K0.38%-17513F-HRTimeline
OXFORD ASSET MANAGEMENT LLP30,338$555K0.18%new13F-HRTimeline
Advisory Services Network, LLC29,551$554K0.01%-20,10813F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP30,415$550K<0.01%-1,82113F-HRTimelineGroup
Balboa Wealth Partners29,949$547K0.11%+1,50013F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC29,922$547K<0.01%+1,36513F-HRTimelineGroup
&PARTNERS29,858$546K<0.01%-77713F-HRTimeline
First National Bank of Mount Dora, Trus…29,246$535K0.12%013F-HRTimeline
Autumn Glory Partners, LLC29,000$530K0.25%013F-HRTimeline
AE Wealth Management LLC28,413$519K<0.01%+2,30513F-HRTimeline
Diligent Investors, LLC28,005$512K0.12%+3,52213F-HRTimeline
DARK FOREST CAPITAL MANAGEMENT LP27,059$495K0.02%-3,69413F-HRTimeline
EAGLE GLOBAL ADVISORS LLC26,125$478K0.02%-12,58013F-HRTimeline
ExodusPoint Capital Management, LP25,800$472K0.01%new13F-HRTimeline
Foundations Investment Advisors, LLC25,170$460K0.01%-10,54713F-HRTimeline
Summit Global Investmentsin group Summit Global Investments24,200$442K0.03%013F-HRTimelineGroup
Core Wealth Partners LLC24,153$442K0.22%013F-HRTimeline
Prime Capital Investment Advisors, LLC23,881$437K0.01%-7,40413F-HRTimeline
CAPTRUST FINANCIAL ADVISORS23,539$430K<0.01%+1,62713F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …22,345$430K0.02%new13F-HRTimelineGroup
Global Retirement Partners, LLC23,516$430K0.01%13F-HRTimeline
Aigen Investment Management, LP23,367$427K0.06%new13F-HRTimeline
Accredited Investors Inc.23,000$420K0.02%013F-HRTimeline
Atria Wealth Solutions, Inc.22,726$415K0.01%-215,68013F-HRTimeline
MACKENZIE FINANCIAL CORP22,482$411K<0.01%+19813F-HRTimeline
Accel Wealth Management21,956$401K0.13%+1,11513F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.21,878$400K<0.01%-1,58013F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …21,280$389K0.01%+1,06213F-HRTimelineGroup
MAS Advisors LLC20,992$384K0.63%+72813F-HRTimeline
MML INVESTORS SERVICES, LLC20,925$383K<0.01%+2813F-HRTimeline
Empowered Funds, LLC20,950$383K<0.01%-1,90413F-HRTimeline
Cornerstone Wealth Management, LLC20,440$374K0.02%-3,03013F-HRTimeline
Integrated Wealth Concepts LLC20,106$368K<0.01%+2,86513F-HRTimeline
Chicago Partners Investment Group LLC18,772$366K0.01%+3,24213F-HRTimeline
Global Endowment Management, LPin group Global Endowment Management, …20,000$366K0.05%013F-HRTimelineGroup
Madison Park Capital Advisors, LLC20,000$366K0.31%013F-HRTimeline
RMR Wealth Builders19,655$359K0.03%+42313F-HRTimeline
First National Trust Co19,634$359K0.01%013F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…19,455$356K0.03%-1,57713F-HRTimeline
HARBOUR INVESTMENTS, INC.19,410$355K0.01%-1,81713F-HRTimeline
Principle Wealth Partners LLC19,385$354K0.02%013F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV19,297$353K<0.01%+2,03013F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC19,103$349K0.01%-97013F-HRTimelineGroup
Pathstone Holdings, LLCin group Pathstone Holdings, LLC18,911$346K<0.01%+3313F-HRTimelineGroup
Pasadena Private Wealth, LLC18,440$337K0.06%+20013F-HRTimeline
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC18,050$330K0.01%013F-HRTimelineGroup
Magnetar Financial LLCin group Magnetar Financial LLC17,657$323K<0.01%new13F-HRTimelineGroup
INDEPENDENT FINANCIAL GROUP, LLC17,625$322K0.01%-16,60913F-HRTimeline
SIMPLEX TRADING, LLC17,596$321K0.01%-55,25813F-HRTimeline
BROWN ADVISORY INCin group BROWN ADVISORY INC16,919$309K<0.01%013F-HRTimelineGroup
NewEdge Advisors, LLC16,875$308K<0.01%+2,41413F-HRTimeline
Colonial River Investments, LLC16,232$304K0.13%-94513F-HRTimeline
AXXCESS WEALTH MANAGEMENT, LLC16,232$297K0.01%-94513F-HRTimeline
Sowell Financial Services LLC16,113$295K0.01%-20013F-HRTimeline
Monument Capital Management15,534$284K0.07%-88713F-HRTimeline
Sand Hill Global Advisors, LLC15,503$283K0.01%+2,34813F-HRTimeline
Sciencast Management LP15,442$282K0.06%new13F-HRTimeline
Register Financial Advisors LLC15,317$280K0.12%+2213F-HRTimeline
Cascade Financial Partners, LLC15,293$280K0.03%013F-HRTimeline
Chung Wu Investment Group, LLC15,178$277K0.29%013F-HRTimeline
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD15,017$275K<0.01%-15813F-HRTimelineGroup
Allie Family Office LLC15,000$274K0.14%013F-HRTimeline
Sunbelt Securities, Inc.13,538$272K0.02%-1013F-HRTimeline