13F-HR filed by Pasadena Private Wealth, LLC
Pasadena Private Wealth, LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-10-24, with 219 holding rows worth $694,882,051.
- Accession
- 0001760578-25-000008
- Filer
- CIK 1760578
- Filed
- 2025-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 228 entries on the cover page, a total value of $694,882,051 stated on the cover page (in dollars after the unit check, H1), rows summing to $694,882,051 with VALUE read as dollars as filed, 13F file number 028-19092. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 178,116 | $85,426,092 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 433,375 | $80,820,078 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 697,835 | $49,804,517 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 118,139 | $24,656,745 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 312,781 | $23,493,012 | dollars as filed | |
| GLOBAL X FDS | 37960A438 | 1 3 MO T BI ET | 210,218 | $21,110,097 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C788 | BLOOMBERG SIX MN | 404,535 | $20,396,675 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 378,269 | $19,001,985 | dollars as filed | |
| Apple Inc | 037833100 | COM | 71,718 | $18,261,447 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 54,837 | $16,320,651 | dollars as filed | |
| Fidelity Enhanced International ETF | 31609A404 | SHS | 454,560 | $16,036,861 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 589,314 | $15,817,196 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 537,356 | $14,132,467 | dollars as filed | |
| TCW ETF TRUST | 29287L700 | FLEXIBLE INCOME | 338,533 | $13,473,598 | dollars as filed | |
| GRAYSCALE BITCOIN MINI TR ET | 389930207 | SHS NEW | 221,111 | $11,194,850 | dollars as filed | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 121,362 | $10,894,655 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 105,949 | $10,668,005 | dollars as filed | |
| SPY | 78462F103 | SHS | 15,695 | $10,455,453 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 351,711 | $9,837,363 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 85,044 | $9,080,998 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 544,967 | $8,555,982 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 13,480 | $8,092,959 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 267,864 | $7,934,127 | dollars as filed | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 221,478 | $7,590,034 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 169,243 | $7,409,464 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 256,830 | $7,379,219 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 225,270 | $7,019,415 | dollars as filed | |
| Fidelity Wise Origin Bitcoin Fund | 315948109 | SHS | 57,208 | $5,709,930 | dollars as filed | |
| PGIM | 69344A834 | MUTUAL FUNDS - | 94,253 | $4,854,004 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 20,629 | $4,529,403 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 24,234 | $4,521,525 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 9,989 | $4,442,308 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,729 | $4,120,402 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 101,428 | $4,061,177 | dollars as filed | |
| GRAYSCALE ETHEREUM STAKING | 38964R203 | SHS NEW | 95,584 | $3,744,981 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 7,121 | $3,688,139 | dollars as filed | |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 46,842 | $3,384,796 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,768 | $2,860,686 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 28,346 | $2,821,261 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 53,646 | $2,767,597 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 28,500 | $2,751,675 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 49,182 | $2,472,402 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,767 | $2,378,823 | dollars as filed | |
| VTI | 922908769 | COM | 7,030 | $2,306,979 | dollars as filed | |
| SCHD | 808524797 | COM | 80,924 | $2,209,225 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 38,033 | $2,185,777 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 26,888 | $2,156,686 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,341 | $2,088,838 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,733 | $2,084,897 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,884 | $2,084,449 | dollars as filed | |
| GRAYSCALE COINDESK CRYPTO | G40705108 | USD SHS | 34,912 | $1,951,581 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,180 | $1,598,798 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 50,136 | $1,567,754 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,783 | $1,508,684 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 33,685 | $1,501,346 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 4,900 | $1,398,946 | dollars as filed | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 56,385 | $1,375,805 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 53,299 | $1,370,317 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,998 | $1,337,174 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 70,133 | $1,311,493 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 22,820 | $1,303,034 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,403 | $1,298,624 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,760 | $1,292,348 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,467 | $1,243,794 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 37,887 | $1,220,719 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 4,829 | $1,203,580 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 17,391 | $1,184,012 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 19,397 | $984,970 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,460 | $962,425 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,932 | $959,211 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 3,319 | $936,730 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4,890 | $927,633 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 18,339 | $916,057 | dollars as filed | |
| AMPLIFY ETF TR | 032108722 | CWP INTL ENHANCE | 24,563 | $915,968 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 5,686 | $873,598 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 18,781 | $868,424 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4,492 | $867,649 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 14,905 | $857,336 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 2,993 | $844,505 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,996 | $844,453 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 38,490 | $835,622 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 5,976 | $810,644 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 23,059 | $776,627 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 36,204 | $762,707 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 12,301 | $747,790 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 16,899 | $746,783 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 10,072 | $739,889 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,237 | $737,289 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 20,580 | $726,269 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 8,226 | $685,569 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,075 | $684,570 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 3,653 | $677,391 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,443 | $669,177 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 4,447 | $666,427 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 25,273 | $665,691 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,769 | $657,992 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 21,464 | $648,641 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 19,723 | $627,578 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,051 | $619,236 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 29,550 | $618,482 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 516 | $618,120 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,549 | $613,619 | dollars as filed | |
| TIDAL TRUST I | 886364835 | GOTHAM ENHNCD | 15,757 | $576,962 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 3,109 | $567,082 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,337 | $559,494 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W622 | S&P 500 PREMIUM | 10,671 | $557,346 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,617 | $552,016 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 6,476 | $548,367 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,520 | $525,838 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 25,450 | $519,435 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 37,813 | $517,660 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,544 | $511,068 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 8,144 | $510,710 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 29,640 | $505,658 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 3,909 | $504,296 | dollars as filed | |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 9,314 | $475,666 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 9,295 | $471,535 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 19,850 | $470,644 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322673 | RIVE ACTI IN ETF | 57,195 | $468,713 | dollars as filed | |
| Vanguard Core Bond ETF | 922020748 | SHS | 5,929 | $464,913 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,598 | $461,591 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 34,258 | $457,687 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 44,310 | $450,633 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 788 | $448,222 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,025 | $446,347 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,177 | $443,215 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 4,511 | $440,409 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 14,223 | $439,212 | dollars as filed | |
| PACER FDS TR | 69374H360 | US LRG CP CASH | 11,926 | $432,913 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,996 | $430,797 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,806 | $425,873 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 3,802 | $424,416 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 12,943 | $422,077 | dollars as filed | |
| Bit Digital, Inc. Ordinary Shares | 09174C104 | COM | 6,730 | $418,741 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 3,547 | $406,174 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 3,938 | $405,875 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 10,051 | $403,848 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 7,570 | $395,911 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,770 | $393,214 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,922 | $383,381 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 13,200 | $381,612 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,060 | $370,679 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,068 | $368,674 | dollars as filed | |
| VIPER ENERGY INC | 64361Q101 | CL A | 9,560 | $365,383 | dollars as filed | |
| VIPER ENERGY INC | 927959106 | CL A | 9,560 | $365,383 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,500 | $362,940 | dollars as filed | |
| GRAYSCALE FUNDS TRUST | 38963H305 | BITCOIN COVERED | 11,696 | $362,810 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 12,424 | $350,845 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 4,220 | $350,091 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 20,550 | $349,556 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 3,392 | $344,238 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 7,653 | $342,019 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q724 | HEDGED EQUITY LA | 5,241 | $340,665 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 17,940 | $339,250 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,421 | $336,931 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 653 | $317,822 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,334 | $312,616 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,326 | $307,962 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 11,651 | $303,751 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,310 | $303,317 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,192 | $303,030 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,131 | $302,016 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,522 | $301,404 | dollars as filed | |
| TE CONNECTIVITY PLC ORD SHS | G87052109 | Stock | 1,364 | $299,344 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,544 | $296,983 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,018 | $296,283 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 3,018 | $295,673 | dollars as filed | |
| BlackRock,Inc. | 09290D101 | COM | 250 | $291,468 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 651 | $291,147 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 715 | $289,711 | dollars as filed | |
| MDB CAP HLDGS LLC | 55285N109 | CL A | 85,200 | $286,570 | dollars as filed | |
| NEOS ETF TRUST | 78433H642 | BITC HIG INC ETF | 4,800 | $285,184 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,010 | $282,083 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,967 | $274,836 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,642 | $273,163 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 8,277 | $261,222 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,141 | $251,986 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 20,382 | $249,477 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,500 | $244,747 | dollars as filed | call |
| CAMECO CORP COM | 13321L108 | Stock | 2,910 | $244,033 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,551 | $238,187 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,000 | $236,370 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 1,660 | $235,933 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 12,271 | $228,734 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 15,000 | $225,750 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 600 | $224,550 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,288 | $223,797 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 6,147 | $221,282 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 1,845 | $211,254 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,485 | $208,566 | dollars as filed | |
| Intel Corp | 458140100 | COM | 6,208 | $208,289 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 429 | $208,074 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 9,000 | $205,740 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 689 | $202,387 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,964 | $199,077 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 12,500 | $169,000 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 12,881 | $164,485 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 20,000 | $151,000 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 14,114 | $116,866 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 19,000 | $110,580 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 243,911 | $106,955 | dollars as filed | |
| ANGEL STUDIOS INC. CL A COM | 034948109 | Stock | 16,334 | $94,901 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 14,428 | $93,061 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,500 | $74,555 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 8,500 | $65,535 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,500 | $63,375 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 4,121 | $49,289 | dollars as filed | |
| Intel Corp | 458140100 | COM | 2,000 | $38,900 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 10,000 | $27,810 | dollars as filed | put |
| NEW PAC METALS CORP | 64782A107 | COM | 10,000 | $27,100 | dollars as filed | |
| Boeing Company | 097023105 | COM | 500 | $17,600 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 8,500 | $10,120 | dollars as filed | call |
| SNAP INC | 83304A106 | CL A | 9,000 | $8,490 | dollars as filed | call |
| Uber Technologies | 90353T100 | COM | 200 | $6,560 | dollars as filed | call |
| Walmart Inc. | 931142103 | COM | 1,000 | $6,000 | dollars as filed | put |
| Walt Disney Co | 254687106 | COM | 1,000 | $5,400 | dollars as filed | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 7,000 | $5,100 | dollars as filed | put |
| AT&T Inc | 00206R102 | COM | 2,000 | $2,000 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 500 | $1,550 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001760578-25-000008 | this filing | 2025-10-24 | acceptance time not in the bulk data set |