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Disclosery

HTGC HERCULES CAPITAL INC

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COM (common), issuer CIK 1280784

352 managers (356 13F filers) reported a position in HTGC shares at 2025-12-31, 52,374,557 shares in all. 40 filers opened a position and 33 filers sold out during the quarter.

Managers
352
13F filers
356
New
40
Added
134
Reduced
97
Sold out
33
Shares held by filers
52,374,557

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Union Bancaire Privee, UBP SA27,808$81.2M0.96%-7,97313F-HRTimeline
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding3,538,656$66.6M+254,240Timeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP3,458,277$65.1M0.05%-188,90713F-HRTimelineGroup
Sound Income Strategies, LLC2,703,275$51.1M2.42%-49,59213F-HRTimeline
LPL Financial LLC1,823,405$34.3M0.01%+29,29213F-HRTimeline
UBS Group AGgroup of 2 filers holding1,673,317$31.5M+354,549Timeline
Qube Research & Technologies Ltd1,526,526$28.7M0.04%+499,25213F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC1,392,476$26.2M0.02%+30,11413F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc1,382,084$26M0.01%+209,85413F-HRTimelineGroup
Muzinich & Co., Inc.1,335,787$25.1M7.9%+342,96713F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.1,333,016$25.1M<0.01%-6,02113F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,114,173$21M<0.01%-59,45313F-HR/ATimelineGroup
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …1,018,759$19.2M0.01%+133,81313F-HRTimelineGroup
FRANKLIN RESOURCES INCin group Franklin Resources975,355$18.4M<0.01%+46,72613F-HRTimelineGroup
Advisors Capital Management, LLC828,258$15.6M0.18%+34,00713F-HRTimeline
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.825,537$15.5M0.01%+309,17513F-HRTimelineGroup
Melia Wealth LLC802,185$15.1M6.98%-11,35513F-HRTimeline
TECTONIC ADVISORS LLCin group TECTONIC ADVISORS LLC759,746$14.3M0.75%+70,23513F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN740,481$13.9M<0.01%-16,57313F-HRTimelineGroup
VOLORIDGE INVESTMENT MANAGEMENT, LLC707,651$13.3M0.05%+128,79013F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC691,064$13M<0.01%-14,90513F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA643,770$12.1M<0.01%-116,78713F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP607,140$11.4M0.01%+40,40213F-HRTimelineGroup
Gilman Hill Asset Management, LLC580,440$10.9M1.72%-3,61113F-HRTimeline
Point72 Asset Management, L.P.in group Point72 Asset Management, L.P.557,660$10.5M0.02%+482,26013F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC472,139$8.89M0.01%-431,99613F-HRTimelineGroup
HRT FINANCIAL LP441,316$8.3M0.03%-52,61913F-HRTimeline
Trexquant Investment LP402,892$7.58M0.07%+22,37213F-HRTimeline
Border to Coast Pensions Partnership Ltd400,000$7.54M0.13%+25,00013F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC385,996$7.26M<0.01%+96,98313F-HRTimelineGroup
Advisors Asset Management, Inc.364,211$6.85M0.12%-27,41813F-HR/ATimeline
Jump Financial, LLCin group Jump Financial, LLC361,092$6.8M0.09%+214,91713F-HRTimelineGroup
Schonfeld Strategic Advisors LLC360,446$6.78M0.03%+143,11713F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC358,937$6.76M0.01%+299,80713F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO320,215$6.03M<0.01%-99,37313F-HRTimelineGroup
MARSHALL WACE, LLPin group MARSHALL WACE, LLP312,719$5.89M0.01%-279,52313F-HRTimelineGroup
D.A. DAVIDSON & CO.309,211$5.82M0.04%+9,07213F-HRTimeline
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC302,845$5.7M<0.01%-18,90013F-HRTimelineGroup
Left Brain Wealth Management, LLC295,753$5.57M1.93%+4,87013F-HRTimeline
CONFLUENCE INVESTMENT MANAGEMENT LLC289,789$5.45M0.08%-12,72413F-HRTimeline
Janney Montgomery Scott LLC255,335$4.8M0.01%-32,21013F-HRTimeline
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC239,614$4.51M0.81%+132,46613F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…234,058$4.4M<0.01%-34,26013F-HRTimelineGroup
DENALI ADVISORS LLC233,249$4.39M0.49%-32,32713F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC220,042$4.14M0.01%-8,62713F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co215,596$4.06M0.01%+9,25513F-HRTimelineGroup
Cetera Investment Advisers215,036$4.05M<0.01%+3,69413F-HRTimeline
STATE STREET CORPin group STATE STREET CORP213,833$4.02M<0.01%+40,76813F-HRTimelineGroup
Quantbot Technologies LP213,689$4.02M0.13%+80,79213F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS207,439$3.9M<0.01%+128,01313F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/205,420$3.87M<0.01%+59,90213F-HRTimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC205,311$3.86M<0.01%-16,44213F-HR/ATimelineGroup
ARES MANAGEMENT LLCin group ARES MANAGEMENT LLC201,606$3.79M0.22%013F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP201,385$3.79M<0.01%-13,65413F-HRTimelineGroup
Cerity Partners LLCin group Cerity Partners LLC197,961$3.73M0.01%+169,36813F-HRTimelineGroup
S&T Bank/PA197,893$3.72M1.18%-51,12313F-HRTimeline
BLAIR WILLIAM & CO/IL195,593$3.68M0.01%-7,61213F-HRTimeline
Naviter Wealth, LLC193,963$3.65M0.48%-15,04213F-HRTimeline
XTX Topco Ltdin group XTX Topco Ltd193,304$3.64M0.1%new13F-HRTimelineGroup
Waterloo Capital, L.P.185,319$3.49M0.25%+27,26613F-HRTimeline
FAS Wealth Partners, Inc.182,746$3.44M0.22%-2,30013F-HRTimeline
Truvestments Capital LLC181,726$3.42M0.62%-6,89213F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC176,373$3.32M<0.01%-26,55413F-HRTimelineGroup
Walleye Trading LLCin group Walleye Capital LLC171,395$3.23M0.05%+156,92413F-HRTimelineGroup
FJ Capital Management LLC169,984$3.2M0.35%-34,00713F-HRTimeline
Cambridge Investment Research Advisors,…167,690$3.16M0.01%+22213F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding165,729$3.12M-19,341Timeline
Taylor Frigon Capital Management LLC163,288$3.07M1.56%+8,87413F-HRTimeline
DEUTSCHE BANK AG\in group DEUTSCHE BANK AG\141,281$2.66M<0.01%+53513F-HRTimelineGroup
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…140,996$2.65M<0.01%+213F-HR/ATimelineGroup
Private Advisor Group, LLC135,477$2.55M0.01%+9,66613F-HRTimeline
Engineers Gate Manager LP132,688$2.5M0.03%-24,61013F-HRTimeline
SAGE ADVISORS, LLC119,974$2.26M1.5%+61,94413F-HRTimeline
NATIXISin group Natixis Investment Managers118,377$2.23M0.01%+21413F-HRTimelineGroup
Verition Fund Management LLC116,530$2.19M0.01%+79,10313F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp113,607$2.14M<0.01%+94,36413F-HRTimelineGroup
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.111,276$2.09M<0.01%013F-HRTimelineGroup
PFG Investments, LLC111,111$2.09M0.1%-1,07213F-HRTimeline
Steward Partners Investment Advisory, L…109,897$2.07M0.01%-2,05913F-HRTimeline
DNB Asset Management ASin group DNB Asset Management AS107,922$2.03M0.01%-6,27013F-HRTimelineGroup
CENTAURUS FINANCIAL, INC.106,394$2M0.09%+68,57513F-HRTimeline
Triad Investment Management104,063$1.96M1.98%13F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…102,959$1.92M<0.01%+13,38413F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…100,713$1.9M0.04%+12,34713F-HRTimelineGroup
SHARPEPOINT LLC100,621$1.89M1.13%+12,28513F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.99,697$1.88M<0.01%-14,19013F-HRTimelineGroup
NATIONS FINANCIAL GROUP INC, /IA/ /ADV98,337$1.85M0.1%+1,64713F-HRTimeline
PENNINGTON PARTNERS & CO., LLC96,700$1.82M0.73%013F-HRTimeline
CAPITAL ADVISORY GROUP ADVISORY SERVICE…91,125$1.71M0.5%-1,36113F-HRTimeline
Legacy Capital Wealth Partners, LLC89,597$1.69M0.36%+7,93513F-HRTimeline
IHT Wealth Management, LLC86,883$1.64M0.04%+2,80613F-HRTimeline
Lansforsakringar Fondforvaltning AB (pu…83,979$1.58M0.01%new13F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…109,555$1.53M0.1%+30,00013F-HRTimeline
Invesco Ltd.in group Invesco Ltd.79,650$1.5M<0.01%+35,72213F-HRTimelineGroup
Tidal Investments LLCin group Tidal Investments LLC78,874$1.48M0.01%-4,24013F-HRTimelineGroup
DELPHI MANAGEMENT INC /MA/78,512$1.48M1.44%+3,81813F-HRTimeline
Creegan & Nassoura Financial Group, LLC78,420$1.48M0.96%-1,25013F-HRTimeline
CREDIT AGRICOLE S Ain group CREDIT AGRICOLE S A77,368$1.46M<0.01%-201,35213F-HRTimelineGroup
NAPLES GLOBAL ADVISORS, LLC71,569$1.35M0.1%+12013F-HRTimeline
J.M. Arbour, LLC69,603$1.31M1.31%13F-HRTimeline
Global Retirement Partners, LLC69,574$1.31M0.02%-4113F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC68,290$1.29M0.03%+47,63613F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC66,794$1.26M<0.01%+3,74813F-HRTimelineGroup
Squarepoint Ops LLCin group Squarepoint Ops LLC64,595$1.22M<0.01%+27,87313F-HRTimelineGroup
HighTower Advisors, LLC64,558$1.21M<0.01%-1,28413F-HRTimeline
RESOLUTE CAPITAL, LLC64,500$1.21M0.51%13F-HRTimeline
Golden State Wealth Management, LLC63,656$1.2M0.13%-92113F-HRTimeline
Magnetar Financial LLCin group Magnetar Financial LLC63,570$1.2M0.01%+23,19113F-HRTimelineGroup
Creative Planningin group Creative Planning62,994$1.19M<0.01%+22,37913F-HRTimelineGroup
Abundance Wealth Counselors61,609$1.16M0.2%+1,65213F-HRTimeline
Sigma Planning Corp59,352$1.12M0.03%+6,93713F-HRTimeline
Arkadios Wealth Advisors58,573$1.1M0.02%-60613F-HRTimeline
TWINBEECH CAPITAL LP58,421$1.1M0.08%+36,36513F-HRTimeline
Essex Financial Services, Inc.in group Essex Financial Services, Inc.56,739$1.07M0.06%+33013F-HRTimelineGroup
GROUP ONE TRADING LLC56,693$1.07M0.03%+50,19013F-HRTimeline
Mariner, LLCin group Mariner, LLC56,453$1.06M<0.01%+76413F-HRTimelineGroup
Kovack Advisors, Inc.55,383$1.04M0.05%new13F-HR/ATimeline
Cordoba Advisory Partners LLC55,367$1.04M0.26%13F-HRTimeline
Rare Wolf Capital LLC55,029$1.04M0.65%13F-HRTimeline
TRED AVON FAMILY WEALTH, LLC54,214$1.02M0.33%-90313F-HRTimeline
AE Wealth Management LLC53,535$1.01M0.01%+24,56913F-HRTimeline
Aquatic Capital Management LLC52,335$985K0.03%+48,62013F-HRTimeline
J.W. COLE ADVISORS, INC.56,129$946K0.02%+2,38013F-HRTimeline
Secure Asset Management, LLC48,517$913K0.14%new13F-HRTimeline
Inspire Investing, LLCgroup of 2 filers holding48,187$907K+1,148Timeline
MCDONALD PARTNERS LLC48,000$903K0.28%013F-HRTimeline
North Star Investment Management Corp.47,965$903K0.06%-2,50813F-HRTimeline
Ares Financial Consulting, LLC47,730$898K0.86%13F-HRTimeline
ExodusPoint Capital Management, LP47,430$893K0.01%-6,64413F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth45,197$851K<0.01%+26,36113F-HRTimelineGroup
Mirador Capital Partners LP43,617$821K0.11%-55013F-HRTimeline
Beacon Pointe Advisors, LLC42,447$799K0.01%+9,75013F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP41,142$774K<0.01%-10,94513F-HR/ATimelineGroup
SMH CAPITAL ADVISORS INC41,065$773K1.57%+50013F-HRTimeline
PRICE T ROWE ASSOCIATES INC /MD/40,719$767K<0.01%+2,59413F-HRTimeline
Catalyst Capital Advisors LLC40,565$763K0.02%new13F-HRTimeline
&PARTNERS40,301$758K<0.01%+3,70313F-HRTimeline
Summit Financial, LLC40,284$758K0.01%-53313F-HRTimeline
EAGLE GLOBAL ADVISORS LLC39,640$746K0.03%+8,46513F-HRTimeline
RHODES INVESTMENT ADVISORS INC /ADV39,300$740K0.6%13F-HRTimeline
Accel Wealth Management39,053$735K0.2%+6,15213F-HRTimeline
MQS Management LLC38,650$727K0.43%new13F-HRTimeline
Access Investment Management LLC38,200$722K0.19%013F-HRTimeline
Dakota Wealth Management37,835$712K0.01%-88513F-HR/ATimeline
Bramshill Investments, LLC37,385$704K0.04%+25213F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\37,182$700K<0.01%-4,28813F-HRTimelineGroup
Y-Intercept (Hong Kong) Ltd36,487$687K0.02%-16,19113F-HRTimeline
Whipplewood Advisors, LLC35,554$669K0.43%+20,23613F-HRTimeline
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC35,000$659K0.01%013F-HRTimelineGroup
Autumn Glory Partners, LLC35,000$659K0.23%+6,00013F-HRTimeline
SIMPLEX TRADING, LLC34,820$655K0.02%+16,54413F-HRTimeline
Foundations Investment Advisors, LLC33,595$632K0.01%+7,69313F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…33,518$631K0.17%-7,47813F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC33,420$629K<0.01%+2,21613F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC33,351$628K<0.01%-16,53513F-HRTimelineGroup
Americana Partners, LLC32,250$607K0.02%013F-HRTimeline
ProShare Advisors LLC32,168$605K<0.01%-58713F-HRTimeline
Balboa Wealth Partners31,017$584K0.1%013F-HRTimeline
1620 INVESTMENT ADVISORS, INC.30,993$583K0.39%-7013F-HRTimeline
Monument Capital Management30,960$583K0.14%-3,48713F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP30,533$575K<0.01%+27613F-HRTimelineGroup
Everstar Asset Management, LLC11,557$565K0.3%new13F-HRTimeline
Future Financial Wealth Managment LLC30,175$562K0.38%013F-HRTimeline
BigSur Wealth Management LLC29,500$555K0.13%013F-HRTimeline
First National Bank of Mount Dora, Trus…29,246$550K0.12%013F-HRTimeline
CAXTON ASSOCIATES LLP27,400$516K0.01%013F-HRTimeline
MML INVESTORS SERVICES, LLC27,090$510K<0.01%+4,98713F-HRTimeline
CAPTRUST FINANCIAL ADVISORS26,868$506K<0.01%+2,87913F-HRTimeline
Prime Capital Investment Advisors, LLC25,259$475K0.01%+19313F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …24,716$465K0.01%+19913F-HRTimelineGroup
Haven Private, LLC24,625$463K0.2%new13F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…24,410$459K0.01%+1,30913F-HRTimelineGroup
FOX RUN MANAGEMENT, L.L.C.24,354$458K0.07%+65713F-HRTimeline
IMC-Chicago, LLC24,177$455K0.01%new13F-HRTimeline
Summit Global Investmentsin group Summit Global Investments24,200$455K0.03%013F-HRTimelineGroup
Core Wealth Partners LLC24,153$455K0.2%013F-HRTimeline
Pasadena Private Wealth, LLC24,002$452K0.06%+6,06213F-HRTimeline
Accredited Investors Inc.23,000$433K0.02%013F-HRTimeline
Investment Research Partners LLC22,297$420K0.18%+11613F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …22,003$416K0.01%-1,53113F-HRTimelineGroup
Cornerstone Wealth Management, LLC21,050$396K0.02%-12613F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…20,995$395K<0.01%+10,67013F-HRTimelineGroup
KELLEHER FINANCIAL ADVISORS20,267$381K0.09%new13F-HRTimeline
RMR Wealth Builders20,241$381K0.03%+17913F-HRTimeline
Madison Park Capital Advisors, LLC20,000$376K0.31%013F-HRTimeline
Global Endowment Management, LPin group Global Endowment Management, …20,000$376K0.05%+5,00013F-HRTimelineGroup
Sowell Financial Services LLC19,725$371K0.01%+3,60313F-HRTimeline
First National Trust Co19,634$370K0.01%013F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC19,445$366K0.01%+30113F-HRTimelineGroup
Principle Wealth Partners LLC19,385$365K0.02%013F-HRTimeline
Chicago Partners Investment Group LLC19,260$359K0.01%+25713F-HRTimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC18,980$357K<0.01%+3613F-HRTimelineGroup
Allspring Global Investments Holdings, …in group Allspring Global Investments …18,700$352K<0.01%013F-HRTimelineGroup
Composition Wealth, LLC16,183$305K<0.01%new13F-HRTimeline
TUDOR INVESTMENT CORP ET AL15,663$295K<0.01%new13F-HRTimeline
SteelPeak Wealth, LLC15,574$293K0.01%-22,44213F-HRTimeline
HB Wealth Management, LLC15,511$292K<0.01%+3,58313F-HRTimeline
Cascade Financial Partners, LLC15,293$288K0.03%013F-HRTimeline
ALPS ADVISORS INCin group ALPS ADVISORS INC15,205$286K<0.01%new13F-HRTimelineGroup
Balyasny Asset Management L.P.in group Balyasny Asset Management15,002$282K<0.01%-4,26513F-HRTimelineGroup