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Disclosery

ECF ELLSWORTH GROWTH & INCOME FD

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COM (fund), issuer CIK 793040

56 managers (56 13F filers) reported a position in ECF shares at 2025-09-30, 6,533,845 shares in all. 2 filers opened a position and 4 filers sold out during the quarter.

Managers
56
13F filers
56
New
2
Added
17
Reduced
19
Sold out
4
Shares held by filers
6,533,845

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

The latest Form 4 transactions, non-derivative.
OwnerDateSharesPriceFiling
Saba Capital Management, L.P.10% owner2026-10-07+17,548 P$11.97Form 4

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Saba Capital Management, L.P.in group Saba Capital Management, L.P.1,635,252$19M0.63%+8,03113F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN916,262$10.6M<0.01%-4,07913F-HRTimelineGroup
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC888,713$10.3M0.21%+116,67113F-HRTimelineGroup
Pathstone Holdings, LLCin group Pathstone Holdings, LLC390,077$4.52M0.02%+115,44113F-HRTimelineGroup
Bulldog Investors, LLP312,463$3.62M0.84%013F-HRTimeline
Advisors Asset Management, Inc.227,875$2.64M0.04%+57,52013F-HR/ATimeline
Invesco Ltd.in group Invesco Ltd.198,189$2.3M<0.01%+37,08013F-HRTimelineGroup
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC185,809$2.16M0.33%+24,77713F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY166,147$1.93M<0.01%-8,16813F-HR/ATimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.146,144$1.7M<0.01%+98913F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC141,718$1.64M0.01%-6,79313F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC141,388$1.64M<0.01%-104,47013F-HRTimelineGroup
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC112,334$1.3M0.02%-24,19313F-HRTimelineGroup
Shaker Financial Services, LLC99,201$1.15M0.39%-8,80613F-HRTimeline
CAPSTONE INVESTMENT ADVISORS, LLCin group CAPSTONE INVESTMENT ADVISORS,…81,490$945K0.01%013F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC80,538$934K<0.01%+99613F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…78,042$932K<0.01%-55,46413F-HRTimeline
NewEdge Advisors, LLC74,910$869K<0.01%-49713F-HRTimeline
UHLMANN PRICE SECURITIES, LLC67,837$787K0.48%+1,15713F-HRTimeline
WNY Asset Management, LLC58,519$679K0.07%-11,30313F-HRTimeline
Institute for Wealth Management, LLC.55,884$648K0.07%+2613F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA42,780$496K<0.01%-5,06913F-HRTimelineGroup
Waverly Advisors, LLC39,807$462K<0.01%-2,61613F-HRTimeline
NorthCoast Asset Management LLC32,006$371K<0.01%013F-HRTimeline
Aviance Capital Partners, LLC30,228$351K0.04%+13313F-HRTimeline
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC24,981$290K0.01%-26,85013F-HRTimelineGroup
Private Advisor Group, LLC24,249$281K<0.01%+1213F-HRTimeline
K2 PRINCIPAL FUND, L.P.23,785$276K0.03%013F-HRTimeline
CAPTRUST FINANCIAL ADVISORS22,198$257K<0.01%013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC19,393$225K<0.01%+69913F-HRTimeline
Cambridge Investment Research Advisors,…18,862$219K<0.01%-55713F-HRTimeline
Ruggaard & Associates LLC18,772$218K0.08%013F-HRTimeline
PMG Family Office LLC18,286$212K0.24%13F-HRTimeline
LPL Financial LLC18,257$212K<0.01%-7213F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.17,342$195K<0.01%+1,98613F-HRTimelineGroup
Old Port Advisors15,082$175K0.04%-51413F-HRTimeline
Cetera Investment Advisers12,807$149K<0.01%+2,05113F-HRTimeline
Beckerman Institutional, LLC12,794$148K0.09%013F-HRTimeline
ALTFEST L J & CO INC11,636$135K0.02%013F-HRTimeline
Cordgrass Capital Advisors, LLC11,536$134K0.03%013F-HRTimeline
Creative Planningin group Creative Planning11,118$129K<0.01%new13F-HRTimelineGroup
MERIDIAN INVESTMENT COUNSEL INC.11,100$129K0.03%013F-HRTimeline
HighTower Advisors, LLC10,514$122K<0.01%-35413F-HRTimeline
UBS Group AGin group UBS Group AG10,141$118K<0.01%-8,03213F-HRTimelineGroup
Global Retirement Partners, LLC7,365$85.4K<0.01%+9813F-HRTimeline
AdvisorNet Financial, Inc3,014$35K<0.01%+713F-HRTimeline
MAI Capital Management2,000$23.2K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.2,000$23.2K<0.01%new13F-HRTimeline
Cape Investment Advisory, Inc.1,767$20.5K0.02%013F-HRTimeline
GPS Wealth Strategies Group, LLC382$4.43K<0.01%013F-HRTimeline
Medallion Wealth Advisors, LLC341$3.96K<0.01%013F-HRTimeline
VALLEY NATIONAL ADVISERS INC333$3K<0.01%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/93$1.08K<0.01%-1,50013F-HR/ATimelineGroup
COMERICA BANK67$777<0.01%-2213F-HRTimeline
GAMMA Investing LLC15$174<0.01%013F-HRTimeline
Parallel Advisors, LLC2$25<0.01%013F-HRTimeline

Events

  • Saba Capital Management, L.P. bought 17,548 ECF shares on 2026-10-07, Form 4 filed 2026-10-09. 0001510281-26-000334

    Accepted , ingested