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Disclosery

ECF ELLSWORTH GROWTH & INCOME FD

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COM (fund), issuer CIK 793040

52 managers (52 13F filers) reported a position in ECF shares at 2025-12-31, 6,444,103 shares in all. 4 filers opened a position and 9 filers sold out during the quarter.

Managers
52
13F filers
52
New
4
Added
18
Reduced
16
Sold out
9
Shares held by filers
6,444,103

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

The latest Form 4 transactions, non-derivative.
OwnerDateSharesPriceFiling
Saba Capital Management, L.P.10% owner2026-10-07+17,548 P$11.97Form 4

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Saba Capital Management, L.P.in group Saba Capital Management, L.P.1,680,620$19.5M0.66%+45,36813F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN946,404$11M<0.01%+30,14213F-HRTimelineGroup
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC932,552$10.8M0.21%+43,83913F-HRTimelineGroup
Advisors Asset Management, Inc.393,918$4.58M0.08%+166,04313F-HR/ATimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC277,902$3.23M0.01%-112,17513F-HRTimelineGroup
Bulldog Investors, LLP267,836$3.11M0.69%-44,62713F-HRTimeline
Invesco Ltd.in group Invesco Ltd.232,215$2.7M<0.01%+34,02613F-HRTimelineGroup
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC199,783$2.32M0.34%+13,97413F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC164,329$1.91M0.01%+22,61113F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY154,779$1.8M<0.01%-11,36813F-HR/ATimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.144,880$1.68M<0.01%-1,26413F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC107,816$1.25M<0.01%-33,57213F-HRTimelineGroup
CAPSTONE INVESTMENT ADVISORS, LLCin group CAPSTONE INVESTMENT ADVISORS,…81,490$948K0.01%013F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC81,369$946K<0.01%+83113F-HRTimelineGroup
EVOLVE PRIVATE WEALTH, LLC69,771$811K0.05%13F-HRTimeline
NewEdge Advisors, LLC68,987$802K<0.01%-5,92313F-HRTimeline
UHLMANN PRICE SECURITIES, LLC67,718$788K0.47%-11913F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…62,147$740K<0.01%-15,89513F-HRTimeline
Institute for Wealth Management, LLC.53,857$626K0.07%-2,02713F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA47,354$550K<0.01%+4,57413F-HRTimelineGroup
Waverly Advisors, LLC41,199$479K<0.01%+1,39213F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC32,592$379K<0.01%+13,19913F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth32,006$372K<0.01%new13F-HRTimelineGroup
Aviance Capital Partners, LLC30,580$356K0.04%+35213F-HRTimeline
Shaker Financial Services, LLC29,647$345K0.11%-69,55413F-HRTimeline
Private Advisor Group, LLC25,099$292K<0.01%+85013F-HRTimeline
K2 PRINCIPAL FUND, L.P.24,619$286K0.03%+83413F-HRTimeline
LPL Financial LLC23,308$271K<0.01%+5,05113F-HRTimeline
CAPTRUST FINANCIAL ADVISORS22,198$258K<0.01%013F-HRTimeline
Ruggaard & Associates LLC18,772$218K0.09%013F-HRTimeline
PMG Family Office LLC18,286$213K0.25%013F-HRTimeline
Cambridge Investment Research Advisors,…16,702$194K<0.01%-2,16013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.16,319$190K<0.01%-1,02313F-HRTimelineGroup
Old Port Advisors14,327$167K0.04%-75513F-HRTimeline
Beckerman Institutional, LLC12,794$149K0.08%013F-HRTimeline
MERIDIAN INVESTMENT COUNSEL INC.11,100$129K0.03%013F-HRTimeline
Cetera Investment Advisers11,012$128K<0.01%-1,79513F-HRTimeline
UBS Group AGin group UBS Group AG10,627$124K<0.01%+48613F-HRTimelineGroup
GILPIN WEALTH MANAGEMENT, LLC4,000$46.5K0.04%13F-HRTimeline
AdvisorNet Financial, Inc3,032$35.3K<0.01%+1813F-HRTimeline
Global Retirement Partners, LLC2,052$23.9K<0.01%-5,31313F-HRTimeline
MAI Capital Management2,000$23.3K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.2,000$23.3K<0.01%013F-HRTimeline
Cape Investment Advisory, Inc.1,767$20.6K0.01%013F-HRTimeline
Basepoint Wealth LLC1,062$12.4K0.01%new13F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP455$5.29K<0.01%new13F-HRTimelineGroup
Medallion Wealth Advisors, LLC352$4.09K<0.01%+1113F-HRTimeline
VALLEY NATIONAL ADVISERS INC333$3K<0.01%013F-HRTimeline
Sound Income Strategies, LLC62$771<0.01%new13F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/57$663<0.01%-3613F-HRTimelineGroup
GAMMA Investing LLC15$174<0.01%013F-HRTimeline
Parallel Advisors, LLC2$25<0.01%013F-HRTimeline

Events

  • Saba Capital Management, L.P. bought 17,548 ECF shares on 2026-10-07, Form 4 filed 2026-10-09. 0001510281-26-000334

    Accepted , ingested