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Disclosery

ECF ELLSWORTH GROWTH & INCOME FD

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COM (fund), issuer CIK 793040

55 managers (55 13F filers) reported a position in ECF shares at 2024-12-31, 6,188,935 shares in all. 5 filers opened a position and 7 filers sold out during the quarter.

Managers
55
13F filers
55
New
5
Added
18
Reduced
19
Sold out
7
Shares held by filers
6,188,935

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

The latest Form 4 transactions, non-derivative.
OwnerDateSharesPriceFiling
Saba Capital Management, L.P.10% owner2026-10-07+17,548 P$11.97Form 4

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Saba Capital Management, L.P.in group Saba Capital Management, L.P.1,403,987$13.6M0.34%013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1,033,114$10M<0.01%-1,12913F-HRTimelineGroup
Advisors Asset Management, Inc.368,889$3.57M0.07%+140,39213F-HR/ATimeline
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC318,285$3.08M0.07%+196,56713F-HRTimelineGroup
Bulldog Investors, LLP314,426$3.05M0.8%+221,44713F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC303,119$2.94M<0.01%-49,73413F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY283,861$2.75M<0.01%-20,36713F-HR/ATimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…241,524$2.34M<0.01%-22,65413F-HR/ATimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC189,043$1.83M0.01%+69,64613F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC159,410$1.54M0.01%+8,24513F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.144,107$1.4M<0.01%+92613F-HRTimelineGroup
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC138,308$1.34M0.26%+10,57413F-HRTimeline
WNY Asset Management, LLC130,171$1.26M0.16%-25,88613F-HRTimeline
Shaker Financial Services, LLC106,451$1.03M0.4%-4,81413F-HRTimeline
Invesco Ltd.in group Invesco Ltd.97,844$948K<0.01%-6,06213F-HRTimelineGroup
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC96,082$931K0.02%-36,98013F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC90,891$881K<0.01%13F-HR/ATimelineGroup
CAPSTONE INVESTMENT ADVISORS, LLCin group CAPSTONE INVESTMENT ADVISORS,…79,774$773K0.01%+51,26213F-HRTimelineGroup
Sanctuary Advisors, LLC69,370$698K<0.01%+4,71513F-HRTimeline
UHLMANN PRICE SECURITIES, LLC59,661$578K0.44%+83713F-HRTimeline
Institute for Wealth Management, LLC.59,078$572K0.07%+2713F-HRTimeline
NewEdge Advisors, LLC52,000$504K<0.01%-4,73313F-HRTimeline
Waverly Advisors, LLC44,338$430K0.01%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA32,660$316K<0.01%+38713F-HRTimelineGroup
NorthCoast Asset Management LLC32,006$310K<0.01%013F-HR/ATimeline
Aviance Capital Partners, LLC29,807$289K0.04%+13513F-HRTimeline
CAPTRUST FINANCIAL ADVISORS25,287$245K<0.01%013F-HRTimeline
LPL Financial LLC25,119$243K<0.01%-3,87013F-HRTimeline
UBS Group AGin group UBS Group AG24,915$241K<0.01%+1,24913F-HRTimelineGroup
Private Advisor Group, LLC21,831$212K<0.01%-1,14013F-HRTimeline
Cambridge Investment Research Advisors,…21,387$207K<0.01%-44113F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC20,270$196K<0.01%-79413F-HRTimeline
Old Port Advisors19,712$191K0.05%-1,09213F-HRTimeline
Ruggaard & Associates LLC18,772$182K0.08%013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.15,300$148K<0.01%-5,67113F-HR/ATimelineGroup
K2 PRINCIPAL FUND, L.P.15,193$147K0.02%new13F-HRTimeline
HighTower Advisors, LLC14,070$136K<0.01%-2,28013F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…13,003$126K<0.01%new13F-HRTimelineGroup
Beckerman Institutional, LLC12,794$124K0.1%+12613F-HRTimeline
ALTFEST L J & CO INC11,636$113K0.01%013F-HRTimeline
Cordgrass Capital Advisors, LLC11,536$112K0.03%-3,09013F-HRTimeline
Cetera Investment Advisers11,106$108K<0.01%+14813F-HRTimeline
MERIDIAN INVESTMENT COUNSEL INC.11,100$108K0.03%013F-HRTimeline
CEERA INVESTMENTS, LLC10,219$99K0.03%013F-HRTimeline
COMERICA BANK2,429$23.5K<0.01%-1513F-HR/ATimeline
MAI Capital Management2,000$19.4K<0.01%new13F-HRTimeline
Glassman Wealth Services1,541$14.9K<0.01%new13F-HRTimeline
BESSEMER GROUP INCin group BESSEMER GROUP INC461$4K<0.01%-213F-HRTimelineGroup
GPS Wealth Strategies Group, LLC382$3.7K<0.01%+513F-HRTimeline
Medallion Wealth Advisors, LLC341$3.1K<0.01%13F-HRTimeline
Steward Partners Investment Advisory, L…253$2.45K<0.01%+313F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/55$533<0.01%013F-HRTimelineGroup
GAMMA Investing LLC15$145<0.01%013F-HRTimeline
Parallel Advisors, LLC2$21<0.01%013F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.

Events

  • Saba Capital Management, L.P. bought 17,548 ECF shares on 2026-10-07, Form 4 filed 2026-10-09. 0001510281-26-000334

    Accepted , ingested