13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-13, with 338 holding rows worth $1,231,447,683.
- Accession
- 0001461790-25-000054
- Filer
- CIK 1461790
- Filed
- 2025-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 338 entries on the cover page, a total value of $1,231,447,683 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,231,447,683 with VALUE read as dollars as filed, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 205,000 | $72,871,350 | dollars as filed | call |
| Vanguard S&P 500 ETF | 922908363 | COM | 55,000 | $33,680,900 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 69,646 | $24,757,064 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102AT2 | NOTE 3.000%11/1 | 7,500 | $24,024,750 | dollars as filed | principal |
| iShares Silver Trust | 46428Q109 | COM | 550,000 | $23,303,499 | dollars as filed | call |
| IREN LTD | 46270CAC3 | 3.500 12/15/29 CVT | 6,000 | $21,527,550 | dollars as filed | principal |
| INVESCO QQQ TR | 46090E103 | COM | 35,000 | $21,012,950 | dollars as filed | put |
| AAUC 8 3/4 09/07/28 | 01921DAA3 | FIXED INCOME | 15,650 | $17,981,850 | dollars as filed | principal |
| APPLIED DIGITAL CORP | 038169AA6 | 2.750 06/01/30 CVT | 7,000 | $17,595,445 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 7,000 | $16,926,700 | dollars as filed | principal |
| Sphere Entertainment Co Note 3.500 percent 12/0 | 55826TAB8 | Convertible | 8,500 | $16,104,100 | dollars as filed | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 14,500 | $15,393,200 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 15,679 | $15,379,530 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 15,000 | $14,787,000 | dollars as filed | principal |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 270,000 | $14,331,600 | dollars as filed | call |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 10,000 | $13,857,000 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 13,859 | $13,709,320 | dollars as filed | principal |
| TripAdvisor Inc | 896945AD4 | CONV | 14,000 | $13,672,400 | dollars as filed | principal |
| MICROSTRATEGY | 594972AR2 | 0 01/12/2029 | 15,000 | $13,475,850 | dollars as filed | principal |
| VIRGIN GALATIC HOLDINGS | 92766KAA4 | 2.500 02/01/27 CVT | 31,000 | $13,312,485 | dollars as filed | principal |
| MARA Holdings Inc | 565788AE6 | CONV | 12,500 | $12,587,188 | dollars as filed | principal |
| COREWEAVE INC COM CL A | 21873S108 | COM | 89,500 | $12,248,076 | dollars as filed | put |
| CORE SCIENTIFIC INC NEW | 21874A106 | COM | 668,101 | $11,985,732 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 129,500 | $11,568,235 | dollars as filed | call |
| AMER HOTEL INC PROP REIT | 026695AB2 | 6 12/31/2026 | 11,323 | $10,982,178 | dollars as filed | principal |
| HOWARD HUGHES HOLDINGS INC COM | 44267T102 | Stock | 130,000 | $10,682,100 | dollars as filed | call |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 10,000 | $10,445,000 | dollars as filed | principal |
| MUVICO LLC | 62844JAA6 | 8.000 04/30/30 CVT | 11,451 | $10,409,353 | dollars as filed | principal |
| BLACKBERRY LTD | 09228FAM5 | NOTE 3.000% 2/1 | 7,000 | $10,365,600 | dollars as filed | principal |
| STRATHCONA RESOU | 86304TAA6 | 6.875 01/08/2026 | 10,000 | $10,013,200 | dollars as filed | principal |
| XPLR INFRASTRUCTURE LP | 65341BAG1 | 2.500 06/15/26 CVT | 10,000 | $9,809,350 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $9,742,000 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 10,000 | $9,693,000 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 10,000 | $9,558,000 | dollars as filed | principal |
| GREENFIRE RESOUR | 39525UAA5 | 12.00 01/10/2028 | 8,941 | $9,503,429 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 7,344 | $9,450,990 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 10,000 | $9,409,000 | dollars as filed | principal |
| CENTURY ALUM CO | 156431AQ1 | NOTE 2.750% 5/0 | 5,750 | $9,378,250 | dollars as filed | principal |
| LCID 1 1/4 12/15/26 | 549498AA1 | FIXED INCOME | 10,000 | $9,329,700 | dollars as filed | principal |
| GALAXY DIGITAL HOLDIN LP | 36317GAB2 | 2.500 12/01/29 CVT | 5,500 | $9,104,755 | dollars as filed | principal |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 9,249 | $9,052,920 | dollars as filed | principal |
| APPLIED OPTOELECTRONICS INC | 03823UAE2 | NOTE 2.750% 1/1 | 9,000 | $9,018,000 | dollars as filed | principal |
| IIP OPERATING PARTNER | 44988FAD2 | 5.500 05/25/26 '26 | 9,082 | $9,017,881 | dollars as filed | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25,000 | $8,886,750 | dollars as filed | put |
| COINBASE GLOBAL INC | 19260QAF4 | NOTE 0.250% 4/0 | 7,000 | $8,796,900 | dollars as filed | principal |
| MARA HOLDINGS | 565788AG1 | 0 01/06/2031 | 9,000 | $8,602,470 | dollars as filed | principal |
| SOLARIS ENERGY INFRAS INC | 83419XAA6 | NOTE 4.750% 5/0 | 4,750 | $8,584,670 | dollars as filed | principal |
| B2GOLD CORP | 11777QAC4 | 2.75 01/02/2030 | 5,000 | $8,459,550 | dollars as filed | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100,000 | $8,119,000 | dollars as filed | put |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 5,000 | $8,102,500 | dollars as filed | principal |
| CLEANSPARK INC | 18452BAA8 | 06/15/30 CVT PUT | 6,500 | $8,049,893 | dollars as filed | principal |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 1,008,714 | $8,039,450 | dollars as filed | |
| GAMESTOP CORP | 36467WAD1 | 04/01/30 CVT PUT | 7,000 | $7,963,620 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAH7 | NOTE 3.250% 8/1 | 6,000 | $7,837,800 | dollars as filed | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 196,000 | $7,687,120 | dollars as filed | put |
| OPENDOOR TECHNOLOGIES IN | 683712AA1 | 0.250 08/15/26 CVT | 7,550 | $7,622,405 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 7,473 | $7,195,000 | dollars as filed | principal |
| FLUOR CORP | 343412AJ1 | NOTE 1.125% 8/1 | 6,000 | $7,129,800 | dollars as filed | principal |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 114,700 | $7,125,164 | dollars as filed | call |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 7,250 | $7,118,050 | dollars as filed | principal |
| TERAWULF INC | 88080TAB0 | 2.75 01/02/2030 | 4,000 | $6,462,640 | dollars as filed | principal |
| Ast Spacemobile Inc | 00217DAA8 | Note 4.250 03/01 | 3,000 | $6,295,275 | dollars as filed | principal |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 621,807 | $6,249,160 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 146,631 | $6,212,755 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 27,750 | $6,119,707 | dollars as filed | |
| GOPRO INC | 38268TAD5 | BOND | 6,000 | $5,928,000 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 6,000 | $5,847,600 | dollars as filed | principal |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 740,000 | $5,764,600 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 5,000 | $5,698,000 | dollars as filed | principal |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 6,000 | $5,627,400 | dollars as filed | principal |
| BLACKSKY TECHNOLOGY INC | 09263BAA6 | 8.250 08/01/33 CVT PUT | 5,000 | $5,625,950 | dollars as filed | principal |
| ADVANCED ENERGY INDS | 007973AE0 | NOTE 2.500% 9/1 | 4,000 | $5,542,800 | dollars as filed | principal |
| SUNRUN INC | 86771WAD7 | NOTE 4.000% 3/0 | 4,000 | $5,408,000 | dollars as filed | principal |
| MICROSTRATEGY | 594972AT8 | 0 01/03/2030 | 5,000 | $5,212,250 | dollars as filed | principal |
| BOX INC | 10316TAD6 | NOTE 1.500% 9/1 | 5,000 | $5,040,500 | dollars as filed | principal |
| CERENCE INC | 156727AD1 | NOTE 1.500% 7/0 | 6,000 | $4,989,000 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 5,100 | $4,988,310 | dollars as filed | principal |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 76,100 | $4,946,500 | dollars as filed | |
| EQV VENTURES AC CORP. II | G3106Q102 | ORD SHS CL A | 483,973 | $4,815,531 | dollars as filed | |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 5,095 | $4,597,730 | dollars as filed | principal |
| RIOT PLATFORMS | 767292AA3 | 0.75 15/01/2030 | 3,000 | $4,585,830 | dollars as filed | principal |
| MARA HOLDINGS INC COM | 565788106 | Stock | 250,000 | $4,565,000 | dollars as filed | call |
| TALON CAP CORP | G86652115 | UNIT 08/27/2030 | 450,000 | $4,522,500 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 550,000 | $4,383,500 | dollars as filed | put |
| GETTY IMAGES INC | 374276AJ2 | 9.75 01/03/2027 | 4,600 | $4,376,923 | dollars as filed | principal |
| Net Lease Office Properties | 64110Y108 | COM | 144,800 | $4,294,768 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 40,000 | $4,290,000 | dollars as filed | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,000,000 | $4,250,000 | dollars as filed | |
| DRUGS MADE IN AMER ACQ II CO | G2851K120 | UNIT 09/16/2030 | 426,507 | $4,239,479 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 3,000 | $4,191,000 | dollars as filed | principal |
| DAUCH CORP | 024061103 | COM | 696,786 | $4,187,684 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 5,788 | $4,158,909 | dollars as filed | |
| BITDEER TECHNOLOGIES GRP | 09175RAB6 | 5.250 12/01/29 CVT PUT | 3,000 | $4,101,105 | dollars as filed | principal |
| COHEN CIRCLE ACQUISIT CORP I | G2254C121 | SHS CL A | 400,000 | $4,060,000 | dollars as filed | |
| MA-COM TECH | 55405YAC4 | 0 15/12/2029 | 4,000 | $4,051,920 | dollars as filed | principal |
| I-80 GOLD CORP | 44955LAA4 | 8.00 22-FEB-27 PIK | 4,000 | $4,000,000 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 40,000 | $3,961,200 | dollars as filed | call |
| Uber Technologies | 90353T100 | COM | 40,430 | $3,960,927 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 4,000 | $3,960,000 | dollars as filed | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 542,720 | $3,918,438 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 4,000 | $3,882,400 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 4,000 | $3,878,400 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 429,369 | $3,864,321 | dollars as filed | |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 3,750 | $3,733,870 | dollars as filed | principal |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 806,090 | $3,611,283 | dollars as filed | |
| AMERICAN EXCEPTIONALISM ACQU | G0273J101 | ORD CL A | 330,235 | $3,609,469 | dollars as filed | |
| HENNESSY CAP INVT CORP VII | G4405D107 | ORD SHS CL A | 352,579 | $3,589,254 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 65,356 | $3,469,097 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 35,000 | $3,466,050 | dollars as filed | put |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 85,000 | $3,397,450 | dollars as filed | call |
| MKS INC. | 55306NAB0 | NOTE 1.250% 6/0 | 3,000 | $3,295,500 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 13,500 | $3,287,925 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 165,000 | $3,197,700 | dollars as filed | put |
| MR COOPER GROUP INC | 62482R107 | COM | 15,000 | $3,161,850 | dollars as filed | |
| SHELF DRILL HOLD LTD | 822538AH7 | 9.625 04/15/29 '25 | 3,000 | $3,145,275 | dollars as filed | principal |
| AST SPACEMOBILE INC | 00217DAC4 | 2.375 10/15/32 CVT | 3,000 | $3,126,345 | dollars as filed | principal |
| Peakstone Realty Trust | 39818P799 | REIT | 237,403 | $3,114,727 | dollars as filed | |
| BOLD EAGLE ACQUISITION CORP | G2003N105 | CL A | 299,415 | $3,113,916 | dollars as filed | |
| LCI INDUSTRIES | 501812AC5 | 3.000 03/01/30 CVT | 3,000 | $3,076,065 | dollars as filed | principal |
| HCM III ACQUISITION CORP | G4365E103 | ORD SHS CL A | 300,000 | $3,030,000 | dollars as filed | |
| Btc Dev Corp Unit 09/11/2030 | G0701G125 | Unit | 300,000 | $3,030,000 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 240,761 | $2,980,621 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 75,132 | $2,973,725 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 51,600 | $2,908,176 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 3,000 | $2,884,800 | dollars as filed | principal |
| OMNICOM GROUP INC COM | 681919106 | Stock | 35,000 | $2,853,550 | dollars as filed | call |
| GALATA ACQUISITION CORP II | G3R25N124 | UNIT 09/12/2030 | 282,100 | $2,815,358 | dollars as filed | |
| JENA ACQUISITION CORP II | G5093B105 | USD CL A ORD SHS | 275,000 | $2,791,250 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 71,074 | $2,654,614 | dollars as filed | |
| BERTO ACQUISITION CORP | G1051H101 | ORD SHS | 255,204 | $2,654,122 | dollars as filed | |
| LIONSGATE STUDIOS CORP COM | 53626N102 | Stock | 380,785 | $2,627,417 | dollars as filed | |
| BARRICK MNG CORP | 06849F108 | COM SHS | 79,845 | $2,616,521 | dollars as filed | |
| INVESQUE INC | 46136UAC7 | 9.750 12/30/27 | 2,527 | $2,577,669 | dollars as filed | principal |
| CANTOR EQUITY PARTNERS IV IN | G1828E100 | SHS CL A | 252,641 | $2,574,412 | dollars as filed | |
| GALAXY DIGITAL HOLDIN LP | 36317GAA4 | 3.000 12/15/26 CVT | 2,000 | $2,564,710 | dollars as filed | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 11,500 | $2,563,465 | dollars as filed | |
| TALEN ENERGY CORP COM | 87422Q109 | Stock | 6,000 | $2,552,280 | dollars as filed | |
| PERIMETER ACQUISITION CORP I | G7010A129 | COM CL A | 247,237 | $2,514,400 | dollars as filed | |
| INFLECTION PT ACQUISITION CO | G47875102 | CL A ORD SHS | 248,066 | $2,498,025 | dollars as filed | |
| NEXTERA ENGY PTR | 65341BAD8 | 0 15/11/2025 | 2,500 | $2,482,513 | dollars as filed | principal |
| WILLOW LANE ACQUISITION CORP | G9675P102 | ORD SHS CL A | 196,853 | $2,279,558 | dollars as filed | |
| HAYMAKER ACQUISITION | G4375F108 | Common Stock | 199,800 | $2,265,732 | dollars as filed | |
| PROCAP ACQUISITION CORP | G7257A105 | SHS CL A | 217,301 | $2,231,681 | dollars as filed | |
| DIGITAL ASSET ACQUISITION CO | G2868C103 | SHS CL A | 218,397 | $2,225,465 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 79,910 | $2,183,940 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 149,100 | $2,151,513 | dollars as filed | |
| CAL REDWOOD ACQUISITION CORP | G17564108 | COM CL A | 215,031 | $2,150,310 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 170,000 | $2,128,400 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 50,000 | $2,118,500 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 9,508 | $2,087,672 | dollars as filed | |
| GREENFIRE RES LTD NEW | 39525U107 | COM SHS | 447,600 | $2,067,912 | dollars as filed | |
| NATIONSTAR MTG HLD INC | 63861CAG4 | 6.500 08/01/29 '26 | 2,000 | $2,055,360 | dollars as filed | principal |
| OAKTREE ACQUISITION CORP III | G6717R104 | SHS CL A | 195,292 | $2,052,519 | dollars as filed | |
| WEN ACQUISITION CORP | G9R39C103 | COM CL A | 202,663 | $2,050,950 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H122 | *W EXP 05/31/202 | 1,145,422 | $2,050,305 | dollars as filed | |
| REPUBLIC DIGITAL ACQUISITION | G7515A103 | USD CL A ORD SHS | 200,000 | $2,042,000 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 6,115 | $2,034,399 | dollars as filed | |
| SPRING VY ACQUISITION CORP I | G8377R101 | SHS CL A | 200,000 | $2,020,000 | dollars as filed | |
| BAIN CAP GSS INVT CORP | G0R78B122 | UNIT 99/99/9999 | 200,000 | $2,018,000 | dollars as filed | |
| EMMIS ACQUISITION CORP. | G3037D121 | UNIT 09/12/2030 | 197,553 | $1,971,579 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 23,000 | $1,928,780 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 2,000 | $1,885,400 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884103 | COM | 47,000 | $1,860,260 | dollars as filed | call |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 158,192 | $1,839,773 | dollars as filed | |
| LIVE OAK ACQUISITION CORP V | G5509P102 | CL A SHS | 178,100 | $1,816,620 | dollars as filed | |
| EQV VENTURES ACQUISITION COR | G3106N109 | CMN | 173,140 | $1,797,193 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A106 | COM | 100,000 | $1,794,000 | dollars as filed | call |
| CANTOR EQUITY PARTNERS III I | G1828A108 | SHS CL A | 163,822 | $1,690,643 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K106 | CL A | 150,000 | $1,681,500 | dollars as filed | |
| Intel Corp | 458140100 | COM | 50,000 | $1,677,500 | dollars as filed | call |
| TERADYNE INC COM | 880770102 | Stock | 12,000 | $1,651,680 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 33,000 | $1,607,760 | dollars as filed | call |
| KYIVSTAR GROUP LTD | G5331N119 | *W EXP 08/14/203 | 395,441 | $1,605,490 | dollars as filed | |
| CANTOR EQUITY PARTNERS II IN | G1827P106 | CL A ORD SHS | 150,938 | $1,586,358 | dollars as filed | |
| Chenghe Acquisition Iii Co Unit 09/09/2030 | G2086N113 | Unit | 156,706 | $1,563,926 | dollars as filed | |
| RENATUS TACTICAL ACQUIS | G7490F101 | SHS CL A | 134,710 | $1,469,686 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 50,000 | $1,466,500 | dollars as filed | put |
| LIGHTWAVE ACQUISITION CORP | G5490M118 | UNIT 06/06/2030 | 144,300 | $1,450,215 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 317,500 | $1,365,250 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 18,500 | $1,363,450 | dollars as filed | |
| GEN DIGITAL INC | 668771116 | RIGHT 99/99/9999 | 184,274 | $1,361,785 | dollars as filed | |
| CANNABIST CO HLDGS INC | 13766HAA7 | 9.250 12/31/28 | 2,000 | $1,347,100 | dollars as filed | principal |
| VALKYRIE ETF TRUST II | 91917A207 | COINSHARES BITCN | 30,000 | $1,327,200 | dollars as filed | call |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 250,000 | $1,310,000 | dollars as filed | |
| REDDIT INC CL A | 75734B100 | Stock | 5,481 | $1,260,575 | dollars as filed | |
| CHURCHILL CAPITAL CORP IX | G21301109 | CL A SHS | 114,350 | $1,198,388 | dollars as filed | |
| ARCHIMEDES TECH SPAC PARTNER | G04537109 | ORD SHS | 113,670 | $1,160,571 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 7,000 | $1,119,230 | dollars as filed | call |
| OUTFRONT MEDIA INC | 69007J304 | COM NEW | 60,435 | $1,107,169 | dollars as filed | |
| ROMAN DBDR ACQUISITION CORP | G7633M104 | ORD SHS CL A | 107,090 | $1,105,169 | dollars as filed | |
| GORES HLDGS X INC | G4002F109 | SHS CL A | 102,849 | $1,050,088 | dollars as filed | |
| WILLOW LANE ACQUISITION CORP | G9675P110 | *W EXP 10/31/203 | 374,374 | $1,048,247 | dollars as filed | |
| CHAMPION IRON CANADA INC | 15853BAA9 | 7.875 07/15/32 '28 | 1,000 | $1,046,050 | dollars as filed | principal |
| 1RT ACQUISITION CORP. | G6757R105 | USD CL A ORD SHS | 100,000 | $1,045,000 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 201,488 | $1,037,663 | dollars as filed | |
| M3-Brigade Acquisition Vi Co Unit 08/18/2030 | G63221124 | Unit | 100,000 | $1,012,000 | dollars as filed | |
| SIZZLE ACQUISITION CORP. II | G8193F109 | USD CL A ORD SHS | 100,000 | $1,008,000 | dollars as filed | |
| KOCHAV DEFENSE ACQUI CO | G5304D106 | SHS CL A | 100,000 | $1,003,000 | dollars as filed | |
| SILVER PEGASUS ACQUISITION C | G8192J102 | SHS CL A | 100,000 | $997,000 | dollars as filed | |
| BLUE WTR ACQUISITION CORP. I | G1368E106 | ORD SHS CL A | 100,000 | $996,000 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 13,512 | $976,918 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,750 | $906,413 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 41,357 | $823,831 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,000 | $746,320 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 10,000 | $739,900 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 10,000 | $737,000 | dollars as filed | call |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 32,000 | $714,560 | dollars as filed | |
| YORKVILLE ACQUISITION CORP. | G98659116 | SHS CL A | 65,000 | $692,900 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 54,119 | $674,323 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 50,000 | $658,000 | dollars as filed | put |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 63,200 | $635,160 | dollars as filed | call |
| FLUOR CORP | 343412102 | COM | 15,000 | $631,050 | dollars as filed | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,750 | $611,677 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 50,000 | $610,000 | dollars as filed | call |
| CHURCHILL CAP CORP X | G2130T108 | SHS CL A | 47,330 | $608,664 | dollars as filed | |
| I-80 GOLD CORP | 44955L155 | *W EXP 11/16/202 | 1,350,000 | $607,500 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 4,000 | $557,720 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 31,322 | $538,738 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A103 | ORD SHS | 49,748 | $534,294 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 42,502 | $518,949 | dollars as filed | |
| LUCID GROUP INC COM NEW | 549498202 | Stock | 20,658 | $491,454 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,684 | $477,058 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,818 | $471,662 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 20,000 | $398,400 | dollars as filed | call |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 8,700 | $397,155 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,000 | $392,200 | dollars as filed | call |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 3,002 | $371,888 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 16,520 | $368,396 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,496 | $358,026 | dollars as filed | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 100,000 | $357,000 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 150,000 | $349,500 | dollars as filed | |
| ACUREN CORP | 00510N102 | COM | 25,000 | $332,750 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 10,000 | $320,500 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 19,837 | $319,971 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 15,000 | $316,950 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 32,984 | $300,484 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 34,709 | $299,886 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 30,000 | $293,700 | dollars as filed | call |
| LUCID GROUP INC COM NEW | 549498202 | Stock | 12,000 | $285,480 | dollars as filed | call |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 23,785 | $275,906 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 900 | $270,369 | dollars as filed | |
| KODIAK AI INC. | 500081112 | W EXP 09/25/203 | 252,130 | $269,779 | dollars as filed | |
| EQV VENTURES ACQUISITION COR | G3106N117 | *W EXP 07/01/203 | 528,157 | $264,078 | dollars as filed | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 48,080 | $260,113 | dollars as filed | |
| INFLECTION POINT ACQUISITION | G1169T138 | RIGHT 11/04/2026 | 368,500 | $250,580 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,682 | $245,686 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 20,000 | $244,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543847 | CMN | 12,868 | $217,855 | dollars as filed | |
| COHEN CIRCLE ACQUISIT CORP I | G2254C113 | *W EXP 07/01/203 | 304,700 | $213,290 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 23,000 | $209,760 | dollars as filed | |
| INFLECTION PT ACQUISITION CO | G47875110 | RIGHT 04/25/2030 | 473,166 | $208,193 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 159,239 | $207,011 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 28,000 | $202,160 | dollars as filed | call |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 9,804 | $200,100 | dollars as filed | |
| VINE HILL CAP INVT CORP. | G93Y09115 | *W EXP 07/01/203 | 125,000 | $200,000 | dollars as filed | |
| CHURCHILL CAP CORP X | G2130T116 | *W EXP 05/14/203 | 55,000 | $195,250 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 380,780 | $190,390 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 20,000 | $183,200 | dollars as filed | call |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 12,573 | $169,233 | dollars as filed | |
| HENNESSY CAP INVT CORP VII | G4405D115 | RIGHT 01/17/2030 | 606,131 | $163,655 | dollars as filed | |
| SPARK I ACQUISITION CORP | G8316B118 | *W EXP 10/01/203 | 260,220 | $156,132 | dollars as filed | |
| ALDEL FINL II INC | G01558124 | *W EXP 09/26/203 | 298,680 | $152,327 | dollars as filed | |
| Sim Acquisition Corp. I W Exp 06/01/203 | G8431T119 | SPACS Warrant | 395,072 | $146,177 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 690,879 | $138,176 | dollars as filed | |
| Bold Eagle Acquisition Corp Right 10/11/2029 | G2003N121 | SPACS | 500,907 | $135,245 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A111 | *W EXP 05/08/203 | 377,983 | $132,294 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 11,119 | $130,759 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N115 | W EXP 03/01/202 | 683,091 | $129,787 | dollars as filed | |
| DIGITAL ASSET ACQUISITION CO | G2868C111 | *W EXP 04/01/203 | 200,000 | $112,000 | dollars as filed | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 73,619 | $111,165 | dollars as filed | |
| GRABAGUN DIGITAL HLDGS INC | 38387Q113 | *W EXP 99/99/999 | 87,606 | $109,508 | dollars as filed | |
| Centurion Acquisition Corp W Exp 05/31/203 | G20315118 | SPACS Warrant | 320,150 | $108,851 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 16,717 | $106,153 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K114 | *W EXP 09/01/202 | 375,583 | $105,163 | dollars as filed | |
| BERTO ACQUISITION CORP | G1051H119 | W EXP 05/01/203 | 152,268 | $102,020 | dollars as filed | |
| LAUNCH TWO ACQUISITION CORP. | G5S87A113 | *W EXP 10/09/202 | 267,954 | $99,143 | dollars as filed | |
| ARCHIMEDES TECH SPAC PARTNER | G04537125 | *W EXP 10/15/202 | 259,895 | $90,963 | dollars as filed | |
| Lionheart Holdings W Exp 06/07/203 | G5501C117 | SPACS Warrant | 358,596 | $89,649 | dollars as filed | |
| TRANSLATIONAL DEV ACQUISITIO | G9008W113 | *W EXP 12/18/202 | 295,689 | $85,750 | dollars as filed | |
| Fact Ii Acquisition Corp W Exp 11/26/203 | G32901129 | SPACS Warrant | 295,053 | $82,615 | dollars as filed | |
| REPUBLIC DIGITAL ACQUISITION | G7515A129 | W EXP 05/01/203 | 121,067 | $78,694 | dollars as filed | |
| Gores Hldgs X Inc W Exp 05/02/203 | G4002F125 | SPACS Warrant | 100,956 | $76,727 | dollars as filed | |
| Perimeter Acquisition Corp I W Exp 05/13/203 | G7010A111 | SPACS Warrant | 123,618 | $74,171 | dollars as filed | |
| CAL REDWOOD ACQUISITION CORP | G17564116 | RIGHT 05/15/2030 | 326,246 | $71,774 | dollars as filed | |
| Renatus Tactical Acquis W Exp 05/15/203 | G7490F127 | SPACS Warrant | 59,413 | $71,296 | dollars as filed | |
| RITHM ACQUISITION CORP | G75751118 | W EXP 99/99/999 | 116,000 | $70,760 | dollars as filed | |
| Co2 Energy Transition Corp W Exp 08/17/202 | 12664M111 | SPACS Warrant | 408,991 | $69,528 | dollars as filed | |
| Melar Acquisition Corp. I W Exp 06/01/203 | G6004G118 | SPACS Warrant | 414,711 | $66,354 | dollars as filed | |
| CRANE HBR ACQUISITION CORP | G24979117 | RIGHT 04/17/2030 | 210,413 | $65,228 | dollars as filed | |
| Zeo Energy Corp W Exp 03/13/202 | 98944F117 | SPAC Combination | 1,277,536 | $63,877 | dollars as filed | |
| JENA ACQUISITION CORP II | G5093B113 | RIGHT 03/31/2030 | 312,735 | $62,547 | dollars as filed | |
| WEN ACQUISITION CORP | G9R39C111 | *W EXP 99/99/999 | 113,158 | $62,237 | dollars as filed | |
| D. BORAL ARC ACQ I CORP. | G2616F119 | *W EXP 07/23/203 | 271,677 | $59,769 | dollars as filed | |
| STELLAR V CAP CORP | G8475V111 | *W EXP 10/15/202 | 169,960 | $57,786 | dollars as filed | |
| MOUNTAIN LAKE ACQUISITION CO | G6301B127 | RIGHT 11/15/2028 | 364,949 | $54,742 | dollars as filed | |
| Graf Global Corp W Exp 05/31/203 | G4036C122 | SPACS Warrant | 162,657 | $53,677 | dollars as filed | |
| ROMAN DBDR ACQUISITION CORP | G7633M112 | *W EXP 10/31/203 | 103,595 | $52,833 | dollars as filed | |
| LIVE OAK ACQUISITION CORP V | G5509P110 | *W EXP 99/99/999 | 125,000 | $52,500 | dollars as filed | |
| PROCAP ACQUISITION CORP | G7257A121 | *W EXP 05/16/203 | 77,017 | $50,061 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 94,300 | $49,036 | dollars as filed | |
| LAUNCH ONE ACQUISITION CORP | G5S86M126 | *W EXP 06/01/203 | 204,746 | $47,092 | dollars as filed | |
| SPRING VY ACQUISITION CORP I | G8377R119 | *W EXP 09/04/203 | 66,666 | $46,666 | dollars as filed | |
| YORKVILLE ACQUISITION CORP. | G98659124 | *W EXP 06/06/203 | 38,333 | $46,000 | dollars as filed | |
| Newbury Str Ii Acquisition C W Exp 06/01/203 | G6439S117 | SPACS Warrant | 198,260 | $45,600 | dollars as filed | |
| EQV VENTURES AC CORP. II | G3106Q128 | *W EXP 06/30/203 | 189,383 | $45,452 | dollars as filed | |
| Co2 Energy Transition Corp Right 10/15/2028 | 12664M129 | SPACS | 178,954 | $42,949 | dollars as filed | |
| NEWHOLD INVT CORP III | G6486E110 | *W EXP 01/30/203 | 118,865 | $42,791 | dollars as filed | |
| TITAN ACQUISITION CORP | G8901A111 | *W EXP 05/16/203 | 136,650 | $40,995 | dollars as filed | |
| MURANO GLOBAL INVT PLC | G63369113 | *W EXP 03/19/202 | 252,143 | $37,821 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 175,280 | $36,809 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 46,181 | $34,636 | dollars as filed | |
| Charlton Aria Acquisition Co Right 12/31/2026 | G9877L115 | SPACS | 191,752 | $34,515 | dollars as filed | |
| JACKSON ACQUISITION CO II | G4992A136 | RIGHT 99/99/9999 | 136,000 | $34,000 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,400 | $33,592 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 59,780 | $31,683 | dollars as filed | |
| Gp-Act Iii Acquisition Corp W Exp 05/13/202 | G4035N129 | SPACS Warrant | 121,798 | $31,667 | dollars as filed | |
| GIGCAPITAL7 CORP | G38648120 | *W EXP 08/29/202 | 69,790 | $31,405 | dollars as filed | |
| OAKTREE ACQUISITION CORP III | G6717R112 | W EXP 09/01/203 | 39,058 | $29,294 | dollars as filed | |
| SIZZLE ACQUISITION CORP. II | G8193F133 | RIGHT 04/02/2030 | 153,273 | $27,589 | dollars as filed | |
| SILVER PEGASUS ACQUISITION C | G8192J136 | RIGHT 06/26/2030 | 100,000 | $25,000 | dollars as filed | |
| ARTIUS II ACQUISITION INC | G0509J123 | RIGHT 11/27/2029 | 112,006 | $24,641 | dollars as filed | |
| COLUMBUS CIRCLE CAP CORP. I | G2296A117 | WARR | 19,370 | $23,244 | dollars as filed | |
| 1RT ACQUISITION CORP. | G6757R113 | *W EXP 06/26/203 | 25,000 | $22,250 | dollars as filed | |
| KOCHAV DEFENSE ACQUI CO | G5304D114 | RIGHT 05/21/2030 | 100,000 | $22,000 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 500,340 | $20,014 | dollars as filed | |
| AA MISSION ACQUISITION CORP | G1000R127 | *W EXP 08/01/203 | 125,000 | $20,000 | dollars as filed | |
| Generation Essentials Group W Exp 02/15/202 | G38268119 | SPAC Combination | 129,911 | $16,888 | dollars as filed | |
| K&F GROWTH ACQUISITION CORP | G52258129 | RIGHT 08/29/2031 | 118,722 | $15,434 | dollars as filed | |
| Veea Inc W Exp 09/13/202 | 693489114 | SPAC Combination | 182,090 | $12,746 | dollars as filed | |
| Keen Vision Acquisition Corp W Exp 03/15/202 | G52443127 | SPACS Warrant | 204,578 | $12,275 | dollars as filed | |
| MODIVCARE | 60783XAA2 | 5.00 01/10/2029 | 2,000 | $11,870 | dollars as filed | principal |
| Alphatime Acquisition Corp | G0223V121 | Warrant | 141,606 | $9,912 | dollars as filed | |
| Xbp Global Holdings Inc W Exp 11/30/202 | 98400V119 | SPAC Combination | 233,305 | $9,332 | dollars as filed | |
| CHAMPIONSGATE ACQUISITION CO | G2124S116 | RIGHT 05/14/2030 | 62,780 | $8,161 | dollars as filed | |
| HAYMAKER ACQUISITION CORP IV | G4375F116 | *W EXP 05/31/202 | 12,500 | $5,000 | dollars as filed | |
| ESH ACQUISITION CORP | 296424112 | RIGHT 06/13/2028 | 26,807 | $4,557 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 55,548 | $2,222 | dollars as filed | |
| RF ACQUISITION CORP II | G75389117 | RIGHT 05/01/2026 | 13,374 | $1,070 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-25-000054 | this filing | 2025-11-13 | acceptance time not in the bulk data set |