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Disclosery

ECF ELLSWORTH GROWTH & INCOME FD

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COM (fund), issuer CIK 793040

55 managers (55 13F filers) reported a position in ECF shares at 2025-03-31, 6,110,414 shares in all. 5 filers opened a position and 5 filers sold out during the quarter.

Managers
55
13F filers
55
New
5
Added
10
Reduced
24
Sold out
5
Shares held by filers
6,110,414

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

The latest Form 4 transactions, non-derivative.
OwnerDateSharesPriceFiling
Saba Capital Management, L.P.10% owner2026-10-07+17,548 P$11.97Form 4

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Saba Capital Management, L.P.in group Saba Capital Management, L.P.1,403,987$12.7M0.35%013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1,024,682$9.3M<0.01%-8,43213F-HRTimelineGroup
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC475,568$4.32M0.1%+157,28313F-HRTimelineGroup
Bulldog Investors, LLP312,463$2.84M0.77%-1,96313F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC287,175$2.61M<0.01%-15,94413F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY269,453$2.45M<0.01%-14,40813F-HRTimelineGroup
Advisors Asset Management, Inc.261,766$2.38M0.04%-107,12313F-HR/ATimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC216,219$2.05M0.01%+27,17613F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…217,121$1.97M<0.01%-24,40313F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC150,961$1.37M0.26%+12,65313F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.143,680$1.3M<0.01%-42713F-HRTimelineGroup
Shaker Financial Services, LLC141,706$1.29M0.5%+35,25513F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC141,422$1.28M0.01%-17,98813F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.122,838$1.12M<0.01%+24,99413F-HRTimelineGroup
WNY Asset Management, LLC83,322$757K0.09%-46,84913F-HRTimeline
CAPSTONE INVESTMENT ADVISORS, LLCin group CAPSTONE INVESTMENT ADVISORS,…81,490$740K0.01%+1,71613F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC79,455$721K<0.01%-11,43613F-HRTimelineGroup
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC71,637$650K0.02%-24,44513F-HRTimelineGroup
UHLMANN PRICE SECURITIES, LLC60,478$549K0.4%+81713F-HRTimeline
Institute for Wealth Management, LLC.56,370$512K0.07%-2,70813F-HRTimeline
NewEdge Advisors, LLC52,067$473K<0.01%+6713F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC47,071$427K0.01%new13F-HRTimelineGroup
Waverly Advisors, LLC42,285$384K<0.01%-2,05313F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA32,657$296K<0.01%-313F-HR/ATimelineGroup
NorthCoast Asset Management LLC32,006$291K<0.01%013F-HR/ATimeline
Aviance Capital Partners, LLC29,939$272K0.04%+13213F-HRTimeline
K2 PRINCIPAL FUND, L.P.23,785$216K0.03%+8,59213F-HRTimeline
CAPTRUST FINANCIAL ADVISORS22,198$202K<0.01%-3,08913F-HRTimeline
Private Advisor Group, LLC21,831$198K<0.01%013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC20,194$183K<0.01%-7613F-HRTimeline
Cambridge Investment Research Advisors,…20,012$182K<0.01%-1,37513F-HRTimeline
Old Port Advisors19,061$173K0.05%-65113F-HRTimeline
Ruggaard & Associates LLC18,772$170K0.07%013F-HRTimeline
LPL Financial LLC16,989$154K<0.01%-8,13013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.13,821$126K<0.01%-1,47913F-HRTimelineGroup
UBS Group AGin group UBS Group AG13,547$123K<0.01%-11,36813F-HRTimelineGroup
Beckerman Institutional, LLC12,794$116K0.08%013F-HRTimeline
ALTFEST L J & CO INC11,636$106K0.01%013F-HRTimeline
Cordgrass Capital Advisors, LLC11,536$105K0.03%013F-HRTimeline
MERIDIAN INVESTMENT COUNSEL INC.11,100$101K0.03%013F-HRTimeline
HighTower Advisors, LLC11,057$100K<0.01%-3,01313F-HRTimeline
Cetera Investment Advisers10,756$97.7K<0.01%-35013F-HRTimeline
Elequin Capital, LP2,991$27.2K0.01%new13F-HRTimeline
COMERICA BANK2,384$21.6K<0.01%-4513F-HRTimeline
MAI Capital Management2,000$18.2K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.2,000$18.2K<0.01%new13F-HRTimeline
Cape Investment Advisory, Inc.1,767$16K0.01%new13F-HRTimeline
AMERIFLEX GROUP, INC.1,317$12K<0.01%new13F-HRTimeline
GPS Wealth Strategies Group, LLC382$3.47K<0.01%013F-HRTimeline
Medallion Wealth Advisors, LLC341$3.1K<0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…253$2.3K<0.01%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/55$499<0.01%013F-HRTimelineGroup
GAMMA Investing LLC15$136<0.01%013F-HR/ATimeline
Parallel Advisors, LLC2$19<0.01%013F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.

Events

  • Saba Capital Management, L.P. bought 17,548 ECF shares on 2026-10-07, Form 4 filed 2026-10-09. 0001510281-26-000334

    Accepted , ingested