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Disclosery

ECF ELLSWORTH GROWTH & INCOME FD

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COM (fund), issuer CIK 793040

58 managers (58 13F filers) reported a position in ECF shares at 2025-06-30, 6,427,410 shares in all. 4 filers opened a position and 2 filers sold out during the quarter.

Managers
58
13F filers
58
New
4
Added
20
Reduced
14
Sold out
2
Shares held by filers
6,427,410

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

The latest Form 4 transactions, non-derivative.
OwnerDateSharesPriceFiling
Saba Capital Management, L.P.10% owner2026-10-07+17,548 P$11.97Form 4

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Saba Capital Management, L.P.in group Saba Capital Management, L.P.1,627,221$16.7M0.45%+223,23413F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN920,341$9.43M<0.01%-104,34113F-HRTimelineGroup
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC772,042$7.91M0.17%+296,47413F-HRTimelineGroup
Bulldog Investors, LLP312,463$3.2M0.81%013F-HRTimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC274,636$2.82M0.01%+58,41713F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC245,858$2.52M<0.01%-41,31713F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY174,315$1.79M<0.01%-95,13813F-HRTimelineGroup
Advisors Asset Management, Inc.170,355$1.75M0.03%-91,41113F-HR/ATimeline
Invesco Ltd.in group Invesco Ltd.161,109$1.65M<0.01%+38,27113F-HRTimelineGroup
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC161,032$1.65M0.28%+10,07113F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC148,511$1.52M0.01%+7,08913F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.145,155$1.49M<0.01%+1,47513F-HRTimelineGroup
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC136,527$1.4M0.02%+89,45613F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…133,506$1.37M<0.01%-83,61513F-HRTimeline
Shaker Financial Services, LLC108,007$1.11M0.4%-33,69913F-HRTimeline
CAPSTONE INVESTMENT ADVISORS, LLCin group CAPSTONE INVESTMENT ADVISORS,…81,490$835K0.01%013F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC79,542$815K<0.01%+8713F-HRTimelineGroup
NewEdge Advisors, LLC75,407$773K<0.01%+23,34013F-HRTimeline
WNY Asset Management, LLC69,822$716K0.08%-13,50013F-HRTimeline
UHLMANN PRICE SECURITIES, LLC66,680$683K0.49%+6,20213F-HRTimeline
Institute for Wealth Management, LLC.55,858$573K0.06%-51213F-HRTimeline
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC51,831$531K0.01%-19,80613F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA47,849$490K<0.01%+15,19213F-HR/ATimelineGroup
Waverly Advisors, LLC42,423$435K<0.01%+13813F-HRTimeline
NorthCoast Asset Management LLC32,006$328K<0.01%013F-HRTimeline
Aviance Capital Partners, LLC30,095$308K0.04%+15613F-HRTimeline
Private Advisor Group, LLC24,237$248K<0.01%+2,40613F-HRTimeline
K2 PRINCIPAL FUND, L.P.23,785$244K0.04%013F-HRTimeline
CAPTRUST FINANCIAL ADVISORS22,198$228K<0.01%013F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…20,315$208K<0.01%new13F-HRTimelineGroup
Cambridge Investment Research Advisors,…19,419$199K<0.01%-59313F-HRTimeline
Ruggaard & Associates LLC18,772$192K0.08%013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC18,694$192K<0.01%-1,50013F-HRTimeline
LPL Financial LLC18,329$188K<0.01%+1,34013F-HRTimeline
UBS Group AGin group UBS Group AG18,173$186K<0.01%+4,62613F-HRTimelineGroup
Old Port Advisors15,596$160K0.04%-3,46513F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.15,356$157K<0.01%+1,53513F-HR/ATimelineGroup
Beckerman Institutional, LLC12,794$131K0.09%013F-HRTimeline
ALTFEST L J & CO INC11,636$119K0.01%013F-HRTimeline
Cordgrass Capital Advisors, LLC11,536$118K0.03%013F-HRTimeline
MERIDIAN INVESTMENT COUNSEL INC.11,100$114K0.03%013F-HRTimeline
HighTower Advisors, LLC10,868$111K<0.01%-18913F-HRTimeline
Cetera Investment Advisers10,756$110K<0.01%013F-HRTimeline
Global Retirement Partners, LLC7,267$74.5K<0.01%13F-HRTimeline
AdvisorNet Financial, Inc3,007$30.8K<0.01%new13F-HRTimeline
MAI Capital Management2,000$20.5K<0.01%013F-HRTimeline
AMERIFLEX GROUP, INC.1,944$19.8K0.01%+62713F-HRTimeline
Cape Investment Advisory, Inc.1,767$18.1K0.01%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,593$16.3K<0.01%+1,53813F-HRTimelineGroup
Cornerstone Advisors, LLC772$7.91K<0.01%new13F-HRTimeline
GPS Wealth Strategies Group, LLC382$3.92K<0.01%013F-HRTimeline
Medallion Wealth Advisors, LLC341$3.5K<0.01%013F-HRTimeline
VALLEY NATIONAL ADVISERS INC333$3K<0.01%new13F-HRTimeline
Steward Partners Investment Advisory, L…253$2.59K<0.01%013F-HRTimeline
COMERICA BANK89$911<0.01%-2,29513F-HRTimeline
GAMMA Investing LLC15$154<0.01%013F-HRTimeline
Parallel Advisors, LLC2$22<0.01%013F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.

Events

  • Saba Capital Management, L.P. bought 17,548 ECF shares on 2026-10-07, Form 4 filed 2026-10-09. 0001510281-26-000334

    Accepted , ingested