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Disclosery

AAOI APPLIED OPTOELECTRONICS INC

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COM (common), issuer CIK 1158114

366 managers (378 13F filers) reported a position in AAOI shares at 2026-03-31, 53,079,092 shares in all. 182 filers opened a position and 31 filers sold out during the quarter.

Managers
366
13F filers
378
New
182
Added
97
Reduced
79
Sold out
31
Shares held by filers
53,079,092

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

The latest Form 4 transactions, non-derivative.
OwnerDateSharesPriceFiling
Murry Stefan J.officer (Chief Financial Officer)2026-10-12-4,000 S$102.87Form 4
Yeh Shu-Hua (Joshua)officer (*** See Remarks)2026-10-05-6,000 S$120.03Form 4

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
REX Advisers, LLC7,300$618K3.6%new13F-HRTimeline
KORNITZER CAPITAL MANAGEMENT INC /KS7,031$595K0.01%-43,18213F-HRTimeline
Polymer Capital Management (US) LLC6,871$581K0.09%new13F-HRTimeline
Trilogy Capital Inc.6,750$571K0.03%013F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co6,699$570K<0.01%+1,26413F-HRTimelineGroup
Quadrature Capital Ltdin group Quadrature Capital Ltd6,677$565K0.01%-34,99413F-HRTimelineGroup
TEACHERS RETIREMENT SYSTEM OF THE STATE…6,623$560K<0.01%new13F-HRTimeline
J.W. COLE ADVISORS, INC.6,519$551K0.02%new13F-HRTimeline
Advisory Services Network, LLC6,424$543K0.01%new13F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management6,391$541K0.01%new13F-HRTimelineGroup
Caprock Group, LLC6,245$528K0.01%+613F-HRTimeline
Belpointe Asset Management LLC6,172$522K0.02%new13F-HRTimeline
Mariner, LLCin group Mariner, LLC6,084$515K<0.01%new13F-HRTimelineGroup
XPONANCE LLC6,065$513K<0.01%new13F-HRTimeline
Eddie Patel Inc5,793$490K0.38%new13F-HRTimeline
SIH Partners, LLLPin group SIH Partners, LLLP5,692$481K0.01%new13F-HRTimelineGroup
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.5,678$480K0.01%new13F-HRTimelineGroup
SBI Securities Co., Ltd.5,619$475K0.01%+3,69213F-HRTimeline
STRS OHIO5,600$474K<0.01%new13F-HRTimeline
Kovack Advisors, Inc.5,360$463K0.02%-5,69513F-HRTimeline
Ameritas Investment Partners, Inc.in group Ameritas Investment Partners,…5,410$458K0.01%+50813F-HRTimelineGroup
Tidal Investments LLCin group Tidal Investments LLC5,410$458K<0.01%new13F-HRTimelineGroup
Pathstone Holdings, LLCin group Pathstone Holdings, LLC5,382$455K<0.01%-1,79913F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.5,226$442K<0.01%new13F-HRTimelineGroup
HSBC HOLDINGS PLCin group HSBC HOLDINGS PLC5,263$442K<0.01%new13F-HRTimelineGroup
BROWN WEALTH MANAGEMENT, LLC5,159$436K0.11%new13F-HRTimeline
JENNISON ASSOCIATES LLC5,144$435K<0.01%new13F-HRTimeline
Knights of Columbus Asset Advisors LLC5,054$428K0.02%new13F-HRTimeline
Venture Visionary Partners LLC4,815$407K0.01%new13F-HRTimeline
Wealthfront Advisers LLC4,663$394K<0.01%new13F-HRTimeline
CoreCap Advisors, LLC4,503$381K0.01%-96613F-HRTimeline
TWO SIGMA SECURITIES, LLC4,485$379K0.04%new13F-HRTimeline
CAXTON ASSOCIATES LLP4,468$378K0.01%new13F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…4,292$363K<0.01%-1,88613F-HRTimelineGroup
Centiva Capital, LP4,101$347K0.02%new13F-HRTimeline
Havemeyer Place LP4,010$339K0.04%-19,53613F-HRTimeline
StoneX Group Inc.in group StoneX Group Inc.3,896$330K0.02%-3,56913F-HRTimelineGroup
Northwest & Ethical Investments L.P.3,064$329K0.01%new13F-HRTimeline
GSA CAPITAL PARTNERS LLP3,838$325K0.02%-22,89913F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV3,830$324K<0.01%new13F-HRTimeline
Abel Hall, LLC3,827$324K0.07%new13F-HRTimeline
Ensign Peak Advisors, Inc3,800$321K<0.01%013F-HR/ATimeline
Swiss Life Asset Management Ltdin group Swiss Life Asset Management L…3,763$318K<0.01%new13F-HRTimelineGroup
THOMPSON DAVIS & CO., INC.3,659$310K0.21%new13F-HRTimeline
JEPPSON WEALTH MANAGEMENT, LLC3,604$305K0.1%new13F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC3,595$304K<0.01%new13F-HRTimelineGroup
FourThought Financial Partners, LLC3,530$299K0.03%-7,00913F-HRTimeline
Purpose Unlimited Inc.in group Purpose Unlimited Inc.3,500$296K0.01%new13F-HRTimelineGroup
Atria Investments, Inc3,384$286K<0.01%new13F-HRTimeline
BankChampaign, National Association3,362$284K0.28%new13F-HRTimeline
Krilogy Financial LLC1,785$281K0.01%new13F-HRTimeline
DNB Asset Management ASin group DNB Asset Management AS3,315$280K<0.01%new13F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC3,293$279K<0.01%new13F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…2,660$276K<0.01%new13F-HRTimeline
CIBC Asset Management Inc3,247$275K<0.01%new13F-HRTimeline
Patten Group, Inc.3,240$274K0.05%new13F-HRTimeline
Silverleafe Capital Partners, LLC3,208$271K0.08%new13F-HRTimeline
CSS LLC/IL3,128$265K0.01%new13F-HRTimeline
Monolith Management Ltd3,100$262K0.1%new13F-HRTimeline
Private Advisor Group, LLC3,093$262K<0.01%new13F-HRTimeline
ARMISTICE CAPITAL, LLC3,080$261K0.01%new13F-HRTimeline
Chicago Partners Investment Group LLC1,730$258K0.01%new13F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP2,877$243K<0.01%new13F-HRTimelineGroup
Verdence Capital Advisors LLC2,870$243K0.01%new13F-HRTimeline
CAPTRUST FINANCIAL ADVISORS2,746$232K<0.01%new13F-HRTimeline
Shay Capital LLC2,700$228K0.03%-22,30013F-HRTimeline
Virtus Wealth Solutions LLC2,700$228K0.04%new13F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…2,649$224K<0.01%+2,45013F-HRTimelineGroup
Ballentine Partners, LLC2,580$218K<0.01%new13F-HRTimeline
Bridgefront Capital, LLC2,562$217K0.05%new13F-HRTimeline
GFG Capital, LLC2,555$216K0.07%new13F-HRTimeline
TD Waterhouse Canada Inc.2,500$216K<0.01%new13F-HRTimeline
Defiance ETFs, LLC2,535$214K<0.01%new13F-HRTimeline
Penserra Capital Management LLCin group Penserra Capital Management L…2,535$214K<0.01%new13F-HRTimelineGroup
Caption Management, LLC2,500$211K0.01%new13F-HRTimeline
HOLLENCREST CAPITAL MANAGEMENT2,460$208K0.01%new13F-HRTimeline
Fieldview Capital Management, LLC2,417$204K0.06%new13F-HRTimeline
NISA INVESTMENT ADVISORS, LLC2,316$196K<0.01%+1,65613F-HRTimeline
CWM, LLCin group CWM, LLC2,174$184K<0.01%-313F-HRTimelineGroup
IFP Advisors, Inc2,123$180K<0.01%-2,76213F-HRTimeline
Sava Infond d.o.o.2,000$169K0.02%new13F-HRTimeline
KBC Group NVin group KBC Group NV1,943$164K<0.01%new13F-HRTimelineGroup
GAMMA Investing LLC1,883$159K0.01%+20213F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP1,386$136K<0.01%+1,16913F-HRTimelineGroup
LANARK FINANCIAL, INC.1,579$134K0.01%new13F-HRTimeline
Pinpoint Asset Management (Singapore) P…1,557$132K0.03%-2,71613F-HRTimeline
TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU…1,550$131K0.04%new13F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Ionic Capital Management LLC1,500$127K0.11%new13F-HRTimeline
LAZARD ASSET MANAGEMENT LLCin group LAZARD ASSET MANAGEMENT LLC1,211$102K<0.01%-8,67013F-HRTimelineGroup
RiverPark Advisors, LLCin group RiverPark Advisors, LLC1,172$99.1K0.04%new13F-HRTimelineGroup
BNP PARIBAS ASSET MANAGEMENT Holding S.…in group BNP PARIBAS ASSET MANAGEMENT …1,088$92K<0.01%+35513F-HRTimelineGroup
ALBION FINANCIAL GROUP /UT1,000$84.6K0.01%new13F-HRTimeline
NFSG Corp1,000$84.6K0.01%new13F-HRTimeline
QUADRANT CAPITAL GROUP LLC964$81.5K<0.01%-2613F-HR/ATimeline
Larson Financial Group LLC860$72.7K<0.01%-9,57313F-HRTimeline
Sterling Capital Management LLC793$67.1K<0.01%-22613F-HRTimeline
Pinnacle Wealth Planning Services, Inc.702$59.4K0.01%+25113F-HRTimeline
Farther Finance Advisors, LLC656$56.6K<0.01%+2013F-HRTimeline
Compagnie Lombard Odier SCmA530$44.8K<0.01%new13F-HRTimeline
Kemnay Advisory Services Inc.516$43.6K0.01%new13F-HRTimeline
SIGNATUREFD, LLC515$43.6K<0.01%+36913F-HRTimeline
SJS Investment Consulting Inc.450$38.1K<0.01%-5013F-HRTimeline
Walleye Capital LLCgroup of 2 filers holding443$37.5K-165,488Timeline
Elequin Capital, LP413$34.9K<0.01%new13F-HRTimeline
EFG International AGin group EFG International AG400$33.8K<0.01%-10013F-HRTimelineGroup
MCF Advisors LLC394$33.3K<0.01%-20213F-HRTimeline
Strive Financial Group ,LLC370$31K0.02%013F-HRTimeline
Allworth Financial LP353$29.9K<0.01%-41613F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC349$29.5K<0.01%-5113F-HRTimeline
Opal Wealth Advisors, LLC335$28.3K0.01%new13F-HRTimeline
MAI Capital Management305$25.8K<0.01%new13F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\242$20.5K<0.01%+11613F-HRTimelineGroup
Smartleaf Asset Management LLC240$20.4K<0.01%+18313F-HRTimeline
FEDERATED HERMES, INC.in group FEDERATED HERMES, INC.234$19.8K<0.01%new13F-HRTimelineGroup
Arax Advisory Partners111$17.8K<0.01%+10913F-HRTimeline
REAP Financial Group, LLC200$16.9K<0.01%new13F-HRTimeline
Hilton Head Capital Partners, LLC178$15.1K0.01%new13F-HRTimeline
Archer Investment Corp175$14.8K<0.01%-10013F-HRTimeline
Legacy Bridge, LLC150$12.7K<0.01%new13F-HRTimeline
Fourth Dimension Wealth, LLC150$12.7K<0.01%new13F-HRTimeline
Synergy Investment Management, LLC142$12K<0.01%new13F-HRTimeline
SUMMIT SECURITIES GROUP LLC141$11.9K0.01%new13F-HRTimeline
Versant Capital Management, Inc133$11.2K<0.01%+1113F-HRTimeline
Advocate Investing Services LLC125$10.6K0.01%new13F-HRTimeline
ROTHSCHILD INVESTMENT LLC120$10.2K<0.01%+1213F-HRTimeline
Westfuller Advisors, LLC111$9.39K<0.01%new13F-HRTimeline
Parkside Financial Bank & Trust105$8.88K<0.01%+7013F-HRTimeline
Sunbelt Securities, Inc.100$8.46K<0.01%013F-HRTimeline
Parallel Advisors, LLC80$6.77K<0.01%new13F-HR/ATimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…75$6.34K<0.01%+1313F-HR/ATimelineGroup
LRI Investments, LLC64$5.41K<0.01%-3513F-HRTimeline
Sapience Investments, LLC61$5.16K0.67%new13F-HRTimeline
Fortitude Family Office, LLC59$4.99K<0.01%+1113F-HRTimeline
Rialto Wealth Management, LLC51$4.32K<0.01%+1113F-HRTimeline
Cypress Capital Management LLC (WY)50$4.23K<0.01%013F-HRTimeline
WPG Advisers, LLC48$4.06K<0.01%new13F-HRTimeline
Rachor Investment Advisory Services, LLC44$3.72K<0.01%+513F-HRTimeline
NVWM, LLC40$3.38K<0.01%new13F-HRTimeline
Physician Wealth Advisors, Inc.38$3.21K<0.01%+1913F-HRTimeline
Carolina Wealth Advisors, LLC35$2.96K<0.01%new13F-HRTimeline
Federation des caisses Desjardins du Qu…35$2.96K<0.01%new13F-HRTimeline
GILL CAPITAL PARTNERS, LLC25$2.12K<0.01%new13F-HRTimeline
Princeton Global Asset Management LLC25$2.12K<0.01%013F-HRTimeline
Bare Financial Services, Inc25$2.12K<0.01%new13F-HRTimeline
Avion Wealth30$2K<0.01%-113F-HRTimeline
Capital Advisors, Ltd. LLC20$2K<0.01%+1713F-HRTimeline
TWIN PEAKS WEALTH ADVISORS, LLC19$1.61K<0.01%new13F-HRTimeline
True Wealth Design, LLC18$1.52K<0.01%013F-HRTimeline
WealthCollab, LLC13$1.1K<0.01%013F-HRTimeline
ARMSTRONG ADVISORY GROUP, INC12$1.02K<0.01%new13F-HRTimeline
Strategic Wealth Partners, Ltd.12$1.01K<0.01%new13F-HRTimeline
BERKSHIRE CAPITAL HOLDINGS INC10$846<0.01%new13F-HRTimeline
Friedenthal Financial10$846<0.01%new13F-HRTimeline
Root Financial Partners, LLC8$677<0.01%new13F-HRTimeline
Quarry LP7$592<0.01%-6713F-HRTimeline
Basecamp Wealth Advisors LLC7$592<0.01%new13F-HRTimeline
FINANCIAL CONSULATE, INC5$423<0.01%new13F-HRTimeline
Stone House Investment Management, LLC5$423<0.01%new13F-HRTimeline
Essential Partners LLC4$338<0.01%+113F-HRTimeline
MassMutual Private Wealth & Trust, FSB2$169<0.01%new13F-HRTimeline
Hughes Financial Services, LLC1$85<0.01%new13F-HRTimeline
Kilter Group LLC1$85<0.01%new13F-HRTimeline
Covestor Ltd4$00%013F-HRTimelineValue filed as zero, left out of ratios.
SPX Gestao de Recursos Ltdain group SPX Gestao de Recursos Ltda0$00%new13F-HRTimelineGroupValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.
NOMURA ASSET MANAGEMENT CO LTDgroup of 2 filers holding0$0-13,833Timeline
WBI INVESTMENTS, LLCgroup of 2 filers holding0newTimeline

Events

  • Murry Stefan J. sold 4,000 AAOI shares on 2026-10-12, Form 4 filed 2026-10-14. 0001683168-26-007844

    Accepted , ingested

  • Yeh Shu-Hua (Joshua) sold 6,000 AAOI shares on 2026-10-05, Form 4 filed 2026-10-07. 0001683168-26-007698

    Accepted , ingested