SONORA INVESTMENT MANAGEMENT, LLC: EXEL position timeline

SONORA INVESTMENT MANAGEMENT, LLC held 29,220 EXEL shares at 2021-09-30 per its 13F-HR filed 2021-11-12.

the latest 13F is the newest step

1. period ended2021-09-30

   13F 29,220 shares

   Change vs previous 13F -1,535 shares

   0.08% of the 13F portfolio, value $618,000.

   13F-HR 0001415889-21-005139 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2021-11-12 (acceptance time not in the bulk data set), ingested 2026-10-07 18:37:51 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2021-06-30

   13F 30,755 shares

   Change vs previous 13F +1,920 shares

   0.07% of the 13F portfolio, value $560,000.

   13F-HR 0001415889-21-004913 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2021-10-20 (acceptance time not in the bulk data set), ingested 2026-10-07 18:37:51 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2021-03-31

   13F 28,835 shares

   Change vs previous 13F +2,990 shares

   0.05% of the 13F portfolio, value $651,000.

   13F-HR 0001415889-21-002180 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2021-04-28 (acceptance time not in the bulk data set), ingested 2026-10-07 18:39:37 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2020-12-31

   13F 25,845 shares

   Change vs previous 13F +19,285 shares

   0.04% of the 13F portfolio, value $519,000.

   13F-HR 0001415889-21-000315 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2021-01-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:42:52 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2020-09-30

   13F 6,560 shares

   Change vs previous 13F +4,140 shares

   0.01% of the 13F portfolio, value $160,000.

   13F-HR 0001415889-20-002491 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2020-10-26 (acceptance time not in the bulk data set), ingested 2026-10-07 18:48:21 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2020-06-30

   13F 2,420 shares

   Change vs previous 13F 0 shares

   0.01% of the 13F portfolio, value $57,000.

   13F-HR 0001415889-20-002091 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2020-08-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:52:28 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2020-03-31

   13F 2,420 shares

   Change vs previous 13F 0 shares

   <0.01% of the 13F portfolio, value $42,000.

   13F-HR 0001415889-20-001089 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2020-04-29 (acceptance time not in the bulk data set), ingested 2026-10-07 18:53:21 UTC

   Acceptance time not in the bulk data set (spec §4.2).

8. period ended2019-12-31

   13F 2,420 shares

   Change vs previous 13F not available

   <0.01% of the 13F portfolio, value $43,000.

   13F-HR 0001415889-20-000112 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2020-01-17 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC

   Acceptance time not in the bulk data set (spec §4.2).