SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $1,079,743,000 across 1,856 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-10-26. Its ten largest share positions make up 20.47% of the portfolio.

Filed 2020-10-26 (acceptance time not in the bulk data set), ingested 2026-10-07 18:48:21 UTC13F-HR 0001415889-20-002491

Period: 2020-09-30
Reported value: $1.08B
Holdings: 1,856
Top 10 weight: 20.47%
New: 200
Sold out: 239

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AAPLadded	+225,379	$26.1M
EXACT SCIENCES CORPadded	+3,935,000	$4.63M
DIGITAL RLTY TR INC PFD SER…new	+157,378	$4.28M
NEW RELIC INCadded	+4,420,000	$4.22M
OMEROS CORPnew	+4,445,000	$3.71M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ISIS PHARMACEUTICALS INC DELreduced	-8,798,000	-$9.02M
ZILLOW GROUP INCreduced	-2,250,000	-$4.36M
BIOMARIN PHARMACEUTICAL INCreduced	-3,650,000	-$3.63M
TWITTER INCreduced	-1,405,000	-$1.4M
ADBEreduced	-1,315	-$645K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2020

Share positions as resolved from 13F-HR 0001415889-20-002491, largest first. % of portfolio is the value over $1,079,743,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
VNQVANGUARD INDEX FDS	791	$62K	0.01%	+275	Timeline
ZENDESK INCZENDESK INC	600	$62K	0.01%	-9
HEWLETT PACKARD COHEWLETT PACKARD CO	3,287	$62K	0.01%	+115
BANK NEW YORK MELLON CORP M…BANK NEW YORK MELLON CORP MEDIUM …	55,000	$62K	0.01%	0
COLORADO HEALTH FACS AUTH R…COLORADO HEALTH FACS AUTH REV BDS…	50,000	$61K	0.01%	new
MIAMI-DADE COUNTY FL REVMIAMI-DADE COUNTY FL REV	50,000	$61K	0.01%	new
PSAPUBLIC STORAGE	270	$60K	0.01%	+67	Timeline
EIXEDISON INTL	1,189	$60K	0.01%	0	Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	317	$60K	0.01%	0
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	1,084	$60K	0.01%	-154
ORACLE CORP NOTE M/W CLBLORACLE CORP NOTE M/W CLBL	55,000	$60K	0.01%	0
JOHNSON CONTROJOHNSON CONTRO	55,000	$60K	0.01%	0
APPLE INC.APPLE INC.	53,000	$60K	0.01%	+40,000
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	50,000	$60K	0.01%	0
CELGENE CORPCELGENE CORP	55,000	$60K	0.01%	0
SCHPSCHWAB STRATEGIC TR	951	$59K	0.01%	+943	Timeline
ADSKAUTODESK INC	255	$59K	0.01%	-25	Timeline
MQYBLACKROCK MUNIYILD QULT FD I	3,700	$59K	0.01%	0	Timeline
SEATTLE GENETICS INCSEATTLE GENETICS INC	300	$59K	0.01%	-100
METLIFE INC DEBENTURE - UNS…METLIFE INC DEBENTURE - UNSECURED…	53,000	$59K	0.01%	0
PENNSYLVANIAPENNSYLVANIA	50,000	$59K	0.01%	0
HARRIS CNTY TX METHARRIS CNTY TX MET	50,000	$59K	0.01%	0
HEWLETT PACKARD STEP 22HEWLETT PACKARD STEP 22	55,000	$59K	0.01%	0
FIRSTMERIT CORPFIRSTMERIT CORP	55,000	$59K	0.01%	0
GENERAL ELEC COGENERAL ELEC CO	9,231	$58K	0.01%	-161
OKEONEOK INC NEW	2,224	$58K	0.01%	+150	Timeline
CTASCINTAS CORP	175	$58K	0.01%	0	Timeline
PORT SEATTLE WA REVPORT SEATTLE WA REV	50,000	$58K	0.01%	new
SALT VERDE AZ FCSALT VERDE AZ FC	50,000	$58K	0.01%	0
HARRIS CN TX CULT EDHARRIS CN TX CULT ED	50,000	$58K	0.01%	new
SAPSAP SE	367	$57K	0.01%	+13	Timeline
IPINTERNATIONAL PAPER CO	1,412	$57K	0.01%	0	Timeline
NJ ST TPK AUTHNJ ST TPK AUTH	50,000	$57K	0.01%	new
NORFOLK SOUTHERN CORPNORFOLK SOUTHERN CORP	50,000	$57K	0.01%	0
Pima Cn Az Regl TraPima Cn Az Regl Tra	55,000	$57K	0.01%	new
BANK NEW YORK MEL VAR 23BANK NEW YORK MEL VAR 23	55,000	$57K	0.01%	0
UNION PACIFIC CORPUNION PACIFIC CORP	50,000	$57K	0.01%	0
PFFISHARES TR	1,550	$56K	0.01%	+1,100	Timeline
GPCGENUINE PARTS CO	585	$56K	0.01%	0	Timeline
ACTIVISION BLIZZAACTIVISION BLIZZA	50,000	$56K	0.01%	0
Az St Transn BrdAz St Transn Brd	50,000	$56K	0.01%	new
VMBSVANGUARD SCOTTSDALE FDS	1,017	$55K	0.01%	+1,009	Timeline
MORGAN STANLEY 3.7 10/23/20…MORGAN STANLEY 3.7 10/23/2024	50,000	$55K	0.01%	0
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	50,000	$55K	0.01%	0
INGERSOLL-RAND GL HLD COINGERSOLL-RAND GL HLD CO	50,000	$55K	0.01%	0
SOUTHWEST GAS HSOUTHWEST GAS H	53,000	$55K	0.01%	0
PACKAGING CORP OPACKAGING CORP O	50,000	$55K	0.01%	0
PSEG POWER LLCPSEG POWER LLC	50,000	$55K	0.01%	0
OHIO STOHIO ST	50,000	$55K	0.01%	0
DOVER CORPDOVER CORP	40,000	$55K	0.01%	0
THERMO FISHER SCTHERMO FISHER SC	50,000	$55K	0.01%	0
CSX CORPCSX CORP	50,000	$55K	0.01%	0
MSMORGAN STANLEY	1,126	$54K	0.01%	0	Timeline
STAGSTAG INDUSTRIAL INC	1,775	$54K	0.01%	0	Timeline
EATON VANCE TAX-ADVANTAGED …EATON VANCE TAX-ADVANTAGED BON	6,035	$54K	0.01%	0
FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FD	286	$54K	0.01%	0
Marana Az Excise TaMarana Az Excise Ta	50,000	$54K	0.01%	new
ASPEN INSURANCEASPEN INSURANCE	50,000	$54K	0.01%	0
CORNING INCCORNING INC	50,000	$54K	0.01%	0
DVYISHARES TR	651	$53K	<0.01%	0	Timeline
VEAVANGUARD TAX-MANAGED FDS	1,289	$53K	<0.01%	new	Timeline
DHSWISDOMTREE TR	850	$53K	<0.01%	0	Timeline
FNDFSCHWAB STRATEGIC TR	2,161	$53K	<0.01%	+2,143	Timeline
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	50,000	$53K	<0.01%	0
HSBC HOLDINGS 4point875perc…HSBC HOLDINGS 4point875percent 22…	50,000	$53K	<0.01%	0
MARKEL CORPMARKEL CORP	50,000	$53K	<0.01%	0
WOODMOOR CO W/SWOODMOOR CO W/S	50,000	$53K	<0.01%	0
EATON VANCE COREATON VANCE COR	50,000	$53K	<0.01%	0
EVERGY, INC.EVERGY, INC.	50,000	$53K	<0.01%	0
GVAGRANITE CONSTR INC	2,925	$52K	<0.01%	+325	Timeline
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAEL	500	$52K	<0.01%	0
WESTLAKE CORPORATION NOTE M…WESTLAKE CORPORATION NOTE M/W CLBL	50,000	$52K	<0.01%	0
AMPHENOL CORPAMPHENOL CORP	50,000	$52K	<0.01%	0
WHIRLPOOL CORPWHIRLPOOL CORP	50,000	$52K	<0.01%	0
EXPRESS SCRIPTS HOLDINGS COEXPRESS SCRIPTS HOLDINGS CO	50,000	$52K	<0.01%	0
JEFFERIES GROUPJEFFERIES GROUP	50,000	$52K	<0.01%	0
Pinal Cn Az CcdPinal Cn Az Ccd	50,000	$52K	<0.01%	new
CAGCONAGRA BRANDS INC	1,425	$51K	<0.01%	0	Timeline
FFORD MTR CO	7,594	$51K	<0.01%	+1,013	Timeline
NICENICE LTD	225	$51K	<0.01%	-25	Timeline
FXHFIRST TR EXCHANGE-TRADED FD	540	$51K	<0.01%	-78	Timeline
O'Reilly Automotive Inc.O'Reilly Automotive Inc.	50,000	$51K	<0.01%	0
WELLS FARGOWELLS FARGO	50,000	$51K	<0.01%	0
JOHNSON CONTROLSJOHNSON CONTROLS	50,000	$51K	<0.01%	0
SOUTHERN NATURALSOUTHERN NATURAL	50,000	$51K	<0.01%	0
MONSANTO COMONSANTO CO	50,000	$51K	<0.01%	0
MARATHON PETROLMARATHON PETROL	50,000	$51K	<0.01%	0
JOHN DEERE CAPITAJOHN DEERE CAPITA	50,000	$51K	<0.01%	0
Cooperatieve RabCooperatieve Rab	50,000	$51K	<0.01%	new
CHEVRON CORPCHEVRON CORP	45,000	$50K	<0.01%	+25,000
BANK OF AMERICABANK OF AMERICA	45,000	$50K	<0.01%	0
COMCAST CORPCOMCAST CORP	45,000	$50K	<0.01%	0
DOWDUPONT INC.DOWDUPONT INC.	50,000	$50K	<0.01%	0
AMDADVANCED MICRO DEVICES INC	600	$49K	<0.01%	+100	Timeline
ZTSZOETIS INC	294	$49K	<0.01%	+44	Timeline
ROPROPER TECHNOLOGIES INC	125	$49K	<0.01%	-25	Timeline
ARIAPOLLO COML REAL ESTATE FIN	5,400	$49K	<0.01%	-800	Timeline
VMOINVESCO MUN OPPORTUNIT TR	4,000	$49K	<0.01%	new	Timeline
SEMPRA ENERGYSEMPRA ENERGY	45,000	$49K	<0.01%	0
THE WALT DISNEY COTHE WALT DISNEY CO	45,000	$49K	<0.01%	new
PIMA CN AZ USD #30PIMA CN AZ USD #30	45,000	$49K	<0.01%	new
VIACOM INCVIACOM INC	45,000	$49K	<0.01%	0
MOG-AMOOG INC	750	$48K	<0.01%	-400	Timeline
IWPISHARES TR	280	$48K	<0.01%	0	Timeline
INSMINSMED INC	1,500	$48K	<0.01%	0	Timeline
RGLDROYAL GOLD INC	402	$48K	<0.01%	0	Timeline
SCHESCHWAB STRATEGIC TR	1,777	$48K	<0.01%	-2	Timeline
The Progressive CorThe Progressive Cor	40,000	$48K	<0.01%	new
CDPCOPT DEFENSE PROPERTIES	2,000	$47K	<0.01%	0	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	1,864	$47K	<0.01%	+150
WELLS FARGO 6.625 PFD PFD S…WELLS FARGO 6.625 PFD PFD SER	1,673	$47K	<0.01%	0
LENNOX INTERNTNL INLENNOX INTERNTNL IN	45,000	$47K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	45,000	$47K	<0.01%	0
HSBC HOLDINGS PLCHSBC HOLDINGS PLC	45,000	$47K	<0.01%	0
General DynamicsGeneral Dynamics	40,000	$47K	<0.01%	new
SCHDSCHWAB STRATEGIC TR	825	$46K	<0.01%	+500	Timeline
SILVANA MINESSILVANA MINES	45,000	$46K	<0.01%	0
BOARDWALK PIPELBOARDWALK PIPEL	45,000	$46K	<0.01%	0
CONSOLIDATED EDISONCONSOLIDATED EDISON	40,000	$46K	<0.01%	new
COMMONWEALTH EDISCOMMONWEALTH EDIS	40,000	$46K	<0.01%	new
Bank Of America C Var 29Bank Of America C Var 29	40,000	$46K	<0.01%	new
CMICUMMINS INC	211	$45K	<0.01%	-3	Timeline
CHARTER COMMUNICATIONS OPERCHARTER COMMUNICATIONS OPER	40,000	$45K	<0.01%	new
MORGAN STANLEYMORGAN STANLEY	40,000	$45K	<0.01%	0
NY ST TWY AUTH GENNY ST TWY AUTH GEN	40,000	$45K	<0.01%	new
EQT CORPEQT CORP	45,000	$45K	<0.01%	0
Jpmorgan Chase & Var 29Jpmorgan Chase & Var 29	40,000	$45K	<0.01%	new
Orlando Fl SplOrlando Fl Spl	45,000	$45K	<0.01%	new
ARISTA NETWORKS INCARISTA NETWORKS INC	215	$44K	<0.01%	0
Invesco Large-Cap GrowthInvesco Large-Cap Growth	715	$44K	<0.01%	-298
VTVVANGUARD INDEX FDS	410	$43K	<0.01%	-644	Timeline
WDCWESTERN DIGITAL CORP	1,172	$43K	<0.01%	-9	Timeline
HWMHOWMET AEROSPACE INC	2,572	$43K	<0.01%	-1,000	Timeline
RMDRESMED INC	250	$43K	<0.01%	-25	Timeline
AFLAFLAC INC	1,170	$43K	<0.01%	0	Timeline
IWOISHARES TR	194	$43K	<0.01%	-150	Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	312	$43K	<0.01%	0
STORE CAP CORPSTORE CAP CORP	1,575	$43K	<0.01%	0
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	236	$43K	<0.01%	+207
PFIZER INC.PFIZER INC.	40,000	$43K	<0.01%	0
Pima Cn Az Usd #1Pima Cn Az Usd #1	40,000	$43K	<0.01%	new
FL ST B/E PUB EDFL ST B/E PUB ED	40,000	$43K	<0.01%	new
WI ST AAAAWI ST AAAA	40,000	$43K	<0.01%	new
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	40,000	$43K	<0.01%	0
Yuma Arizona MuniciYuma Arizona Munici	40,000	$43K	<0.01%	new
SHVISHARES TR	380	$42K	<0.01%	-270	Timeline
VFCV F CORP	598	$42K	<0.01%	0	Timeline
OTISOTIS WORLDWIDE CORP	666	$42K	<0.01%	-5	Timeline
SCHFSCHWAB STRATEGIC TR	1,330	$42K	<0.01%	+1,296	Timeline
FAIRFAX FINANCIAL HLDGS LTD…FAIRFAX FINANCIAL HLDGS LTD NOTE	35,000	$42K	<0.01%	0
MET TRAN AUTH NYMET TRAN AUTH NY	35,000	$42K	<0.01%	new
ORANGE CN FL S/T REVORANGE CN FL S/T REV	40,000	$42K	<0.01%	new
PINAL CN AZ ELECPINAL CN AZ ELEC	40,000	$42K	<0.01%	new
CARRCARRIER GLOBAL CORPORATION	1,341	$41K	<0.01%	-11	Timeline
HDVISHARES TR	506	$41K	<0.01%	+400	Timeline
FORD MOTOR COFORD MOTOR CO	40,000	$41K	<0.01%	0
SALT VERDE AZ FCSALT VERDE AZ FC	35,000	$40K	<0.01%	0
DIST ENGY CORPDIST ENGY CORP	40,000	$40K	<0.01%	0
CONSTELLATION ENCONSTELLATION EN	40,000	$40K	<0.01%	0
PAASPAN AMERN SILVER CORP	1,200	$39K	<0.01%	+500	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	1,500	$39K	<0.01%	0	Timeline
AUTOMATIC DATA 3point375pe…AUTOMATIC DATA 3point375percent2…	35,000	$39K	<0.01%	+12,000
ABBOTT LABORATORIABBOTT LABORATORI	36,000	$39K	<0.01%	0
RSPINVESCO EXCHANGE TRADED FD T	355	$38K	<0.01%	0	Timeline
PBAPEMBINA PIPELINE CORP	1,797	$38K	<0.01%	0	Timeline
PEVERPURE INC	2,450	$38K	<0.01%	-100	Timeline
CIOCITY OFFICE REIT INC	5,000	$38K	<0.01%	0	Timeline
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	2,600	$38K	<0.01%	+1,500
STPZPIMCO ETF TR	700	$38K	<0.01%	0	Timeline
AWRAMER STATES WTR CO	500	$37K	<0.01%	0	Timeline
LVSLAS VEGAS SANDS CORP	802	$37K	<0.01%	0	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	982	$37K	<0.01%	-277
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	1,113	$37K	<0.01%	0
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	684	$37K	<0.01%	0
AMER AIRLN 15-1 AAMER AIRLN 15-1 A	45,000	$37K	<0.01%	+40,000
AT&T INC.AT&T INC.	35,000	$37K	<0.01%	new
UNION PACIFIC COUNION PACIFIC CO	35,000	$37K	<0.01%	0
SUMMER ENERGY HLDG INCSUMMER ENERGY HLDG INC	35,218	$37K	<0.01%	0
XLKSELECT SECTOR SPDR TR	313	$36K	<0.01%	-7	Timeline
CPTCAMDEN PPTY TR	400	$36K	<0.01%	0	Timeline
OMEROMEROS CORP	3,600	$36K	<0.01%	new	Timeline
TRANE INCTRANE INC	298	$36K	<0.01%	0
VCRVANGUARD WORLD FD	150	$35K	<0.01%	-50	Timeline
ADMARCHER DANIELS MIDLAND CO	742	$35K	<0.01%	0	Timeline
MARMARRIOTT INTL INC NEW	376	$35K	<0.01%	0	Timeline
BMRNBIOMARIN PHARMACEUTICAL INC	460	$35K	<0.01%	-490	Timeline
SPHSUBURBAN PROPANE PARTNERS L	2,168	$35K	<0.01%	0	Timeline
FITBFIFTH THIRD BANCORP	1,603	$34K	<0.01%	0	Timeline
FHLCFIDELITY COVINGTON TRUST	650	$34K	<0.01%	+569	Timeline
BLACKROCK INCBLACKROCK INC	61	$34K	<0.01%	+10
VEREIT INCVEREIT INC	5,300	$34K	<0.01%	0
VODAFONE GP PLCVODAFONE GP PLC	2,500	$34K	<0.01%	+500
POWERSHARES FUNDAMENTALPOWERSHARES FUNDAMENTAL	860	$34K	<0.01%	0
TOTAL S A ADR FTOTAL S A ADR F	1,000	$34K	<0.01%	-22
ARIZONA BRD REGENTS UNIV AR…ARIZONA BRD REGENTS UNIV ARIZ REV…	30,000	$34K	<0.01%	new
Wells Fargo & Co NewWells Fargo & Co New	1,306	$34K	<0.01%	+1,025
JPMORGAN CHASE &JPMORGAN CHASE &	30,000	$34K	<0.01%	0
XLVSELECT SECTOR SPDR TR	312	$33K	<0.01%	0	Timeline
VIGVANGUARD SPECIALIZED FUNDS	260	$33K	<0.01%	+185	Timeline
KEYKEYCORP	2,735	$33K	<0.01%	+400	Timeline
AKAMAKAMAI TECHNOLOGIES INC	300	$33K	<0.01%	0	Timeline
PNC FINL SVCS GROUP INC FXD…PNC FINL SVCS GROUP INC FXD RT	30,000	$33K	<0.01%	0
PENNSBURY PA SDPENNSBURY PA SD	30,000	$33K	<0.01%	0
REPUBLIC SERVICESREPUBLIC SERVICES	30,000	$33K	<0.01%	0
VA ST PUB BLDG AUTHVA ST PUB BLDG AUTH	25,000	$33K	<0.01%	0
WDWALKER & DUNLOP INC	600	$32K	<0.01%	0	Timeline
GDGENERAL DYNAMICS CORP	233	$32K	<0.01%	+203	Timeline
CPRTCOPART INC	300	$32K	<0.01%	0	Timeline
CTVACORTEVA INC	1,101	$32K	<0.01%	-171	Timeline
PTYPIMCO CORPORATE & INCOME OPP	2,000	$32K	<0.01%	new	Timeline
LAM RESEARCH CORPLAM RESEARCH CORP	96	$32K	<0.01%	+1
Nthrn Ariz UnivNthrn Ariz Univ	30,000	$32K	<0.01%	new
ELVELEVANCE HEALTH INC FORMERLY	115	$31K	<0.01%	+11	Timeline
FNDXSCHWAB STRATEGIC TR	792	$31K	<0.01%	+773	Timeline
MSPRLMORGAN STANLEY DEPOSITARY SHS	1,200	$31K	<0.01%	new	Timeline
DISTRICT COLUMBIA WTR & SWR…DISTRICT COLUMBIA WTR & SWR AUTH …	25,000	$31K	<0.01%	0
AMGEN INCAMGEN INC	30,000	$31K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	25,000	$31K	<0.01%	0
AVBAVALONBAY CMNTYS INC	200	$30K	<0.01%	0	Timeline
DLNWISDOMTREE TR	314	$30K	<0.01%	0	Timeline
BERKSHIRE HATHAWAY INC DEL …BERKSHIRE HATHAWAY INC DEL 3.125 …	27,000	$30K	<0.01%	0
VALERO ENERGY CORP NOTE M/W…VALERO ENERGY CORP NOTE M/W CLBL	28,000	$30K	<0.01%	0
johnson & johnsonjohnson & johnson	25,000	$30K	<0.01%	0
THE CLOROX COTHE CLOROX CO	25,000	$30K	<0.01%	0
NYC NY MUN FA W/SNYC NY MUN FA W/S	25,000	$30K	<0.01%	0
Pinal Cn Az CcdPinal Cn Az Ccd	25,000	$30K	<0.01%	new
NDSNNORDSON CORP	150	$29K	<0.01%	0	Timeline
GPMTGRANITE PT MTG TR INC	4,124	$29K	<0.01%	-947	Timeline
MA ST TRANS FDMA ST TRANS FD	25,000	$29K	<0.01%	0
MARICOPA AZ HOSPMARICOPA AZ HOSP	25,000	$29K	<0.01%	0
HUTCHINSON MN PURHUTCHINSON MN PUR	25,000	$29K	<0.01%	0
WI ST CLEAN WTRWI ST CLEAN WTR	25,000	$29K	<0.01%	0
UNIV AZ MED CTRUNIV AZ MED CTR	25,000	$29K	<0.01%	+5,000
BROWN & BROWN INCBROWN & BROWN INC	26,000	$29K	<0.01%	0
VONVVANGUARD SCOTTSDALE FDS	271	$28K	<0.01%	new	Timeline
VRTXVERTEX PHARMACEUTICALS INC	103	$28K	<0.01%	0	Timeline
AZNASTRAZENECA PLC-SPONS ADR	508	$28K	<0.01%	+108	Timeline
PAAPLAINS ALL AMERN PIPELINE L	4,763	$28K	<0.01%	+2,179	Timeline
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	346	$28K	<0.01%	new
DASTYDASSAULT SYSTEMES S-SPON ADR	150	$28K	<0.01%	0	Timeline
BANK AMERICA CORP 4 04/01/2…BANK AMERICA CORP 4 04/01/2024	25,000	$28K	<0.01%	0
WELLS FARGO CO NEW PFD SER …WELLS FARGO CO NEW PFD SER X CL A	1,060	$28K	<0.01%	+1,000
FIDELITY NATIONAL FINANCIALFIDELITY NATIONAL FINANCIAL	900	$28K	<0.01%	0
ISHARES TRISHARES TR	1,094	$28K	<0.01%	0
APPLE INCAPPLE INC	25,000	$28K	<0.01%	+12,000
CROWN CASTLE INC NOTE M/W C…CROWN CASTLE INC NOTE M/W CLBL	25,000	$28K	<0.01%	new
KS ST DEV FA REVKS ST DEV FA REV	25,000	$28K	<0.01%	0
NORTHERN ARIZONA UNNORTHERN ARIZONA UN	25,000	$28K	<0.01%	0
Phoenix Az Cvc ImpPhoenix Az Cvc Imp	25,000	$28K	<0.01%	new
Az Bd Regents UnivAz Bd Regents Univ	25,000	$28K	<0.01%	new
AZ SCH FAC BRD COPAZ SCH FAC BRD COP	25,000	$28K	<0.01%	0
COCA-COLA COCOCA-COLA CO	25,000	$28K	<0.01%	0
LINCOLN NEBLINCOLN NEB	25,000	$28K	<0.01%	0
MIDDMIDDLEBY CORP	300	$27K	<0.01%	0	Timeline
EFAVISHARES TR	397	$27K	<0.01%	+208	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	2,000	$27K	<0.01%	0
UNILEVER PLCUNILEVER PLC	440	$27K	<0.01%	-14
FNDASCHWAB STRATEGIC TR	820	$27K	<0.01%	+740	Timeline
UMHUMH PPTYS INC	2,000	$27K	<0.01%	0	Timeline
WESTROCK COWESTROCK CO	780	$27K	<0.01%	0
AMPHENOL CORP 3.2 04/01/2024AMPHENOL CORP 3.2 04/01/2024	25,000	$27K	<0.01%	0
AETNA INC. 7.625 26 DUE 08/…AETNA INC. 7.625 26 DUE 08/15/26	20,000	$27K	<0.01%	0
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	666	$27K	<0.01%	-500
Maricopa Az Usd #80Maricopa Az Usd #80	25,000	$27K	<0.01%	new
MARKEL CORPMARKEL CORP	25,000	$27K	<0.01%	0
Phoenix Az WtrPhoenix Az Wtr	25,000	$27K	<0.01%	new
RPM INTERNTNL INRPM INTERNTNL IN	25,000	$27K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	25,000	$27K	<0.01%	0
WISCONSIN STATE AAAWISCONSIN STATE AAA	25,000	$27K	<0.01%	0
CARDINAL HEALTH INCCARDINAL HEALTH INC	25,000	$27K	<0.01%	0
CONSTELLATION BRANDSCONSTELLATION BRANDS	25,000	$27K	<0.01%	new
Steel Dynamics,Steel Dynamics,	25,000	$27K	<0.01%	new
Pnc Finl Svcs GrPnc Finl Svcs Gr	25,000	$27K	<0.01%	new
WA FED WY GRNTWA FED WY GRNT	25,000	$27K	<0.01%	0
ISRGINTUITIVE SURGICAL INC	36	$26K	<0.01%	+13	Timeline
SCHHSCHWAB STRATEGIC TR	733	$26K	<0.01%	+197	Timeline
SPSMSPDR SERIES TRUST	964	$26K	<0.01%	new	Timeline
VSSVANGUARD INTL EQUITY INDEX F	250	$26K	<0.01%	0	Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	380	$26K	<0.01%	0	Timeline
ESEVERSOURCE ENERGY	308	$26K	<0.01%	+57	Timeline
AAGILENT TECHNOLOGIES INC	256	$26K	<0.01%	+1	Timeline
ONON SEMICONDUCTOR CORP	1,198	$26K	<0.01%	0	Timeline
PRLBPROTO LABS INC	200	$26K	<0.01%	0	Timeline
MODEL N INCMODEL N INC	750	$26K	<0.01%	0
MEDTRONIC INC 3.15 03/15/20…MEDTRONIC INC 3.15 03/15/2022	25,000	$26K	<0.01%	0
JP MORGAN CHASE CAP X PFD T…JP MORGAN CHASE CAP X PFD TR S	995	$26K	<0.01%	new
INTERNTNL BUSINESS 7-25INTERNTNL BUSINESS 7-25	20,000	$26K	<0.01%	0
HYATT HOTELSHYATT HOTELS	25,000	$26K	<0.01%	0
NEWELL BRANDS INC NTNEWELL BRANDS INC NT	25,000	$26K	<0.01%	0
PHILIP MORRIS INTL INC NOTE…PHILIP MORRIS INTL INC NOTE M/W C…	25,000	$26K	<0.01%	0
WALGREENS BOOTS ALLIANCE IN…WALGREENS BOOTS ALLIANCE INC NOTE…	25,000	$26K	<0.01%	+13,000
CAPITAL ONE FINANCIAL CO PFDCAPITAL ONE FINANCIAL CO PFD	1,000	$26K	<0.01%	0
KING CNTY WA SDKING CNTY WA SD	25,000	$26K	<0.01%	0
LAS VEGAS VY NV WTRLAS VEGAS VY NV WTR	25,000	$26K	<0.01%	0
MARRIOTT INTL INCMARRIOTT INTL INC	25,000	$26K	<0.01%	0
NEW YORK NYNEW YORK NY	25,000	$26K	<0.01%	0
PHOENIX AZ WTRPHOENIX AZ WTR	25,000	$26K	<0.01%	0
HOLLAND MICHIGAN ELHOLLAND MICHIGAN EL	25,000	$26K	<0.01%	0
HSBC HOLDINGS PLSHSBC HOLDINGS PLS	25,000	$26K	<0.01%	0
GENERAL ELECTRIC COGENERAL ELECTRIC CO	25,000	$26K	<0.01%	0
VERIZON COMMUNICATIOVERIZON COMMUNICATIO	25,000	$26K	<0.01%	+13,000
WASHINGTON COUNTY OWASHINGTON COUNTY O	25,000	$26K	<0.01%	0
GILEAD SCIENCESGILEAD SCIENCES	25,000	$26K	<0.01%	0
UNITEDHEALTH GRUNITEDHEALTH GR	25,000	$26K	<0.01%	0
Maricopa Az Usd #48Maricopa Az Usd #48	25,000	$26K	<0.01%	new
Phoenix Az Wst WtrPhoenix Az Wst Wtr	25,000	$26K	<0.01%	new
General ElectricGeneral Electric	25,000	$26K	<0.01%	new
VWOVANGUARD INTL EQUITY INDEX F	580	$25K	<0.01%	+498	Timeline
PINSPINTEREST INC	600	$25K	<0.01%	new	Timeline
VEEVVEEVA SYS INC	90	$25K	<0.01%	-50	Timeline
EFAISHARES TR	391	$25K	<0.01%	+200	Timeline
CIGNA CORPORATIONCIGNA CORPORATION	147	$25K	<0.01%	0
LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES C	1,200	$25K	<0.01%	0
PRUDENTIAL PLC PERPETUALPRUDENTIAL PLC PERPETUAL	945	$25K	<0.01%	0
ANNALY CAP MGMT INC PFDSER …ANNALY CAP MGMT INC PFDSER D %	980	$25K	<0.01%	0
OH ST INFRA PROJOH ST INFRA PROJ	20,000	$25K	<0.01%	0
PLANO TEXAS INDEPLANO TEXAS INDE	25,000	$25K	<0.01%	0
GOLDMAN SACHS GRO VAR 26GOLDMAN SACHS GRO VAR 26	25,000	$25K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	20,000	$25K	<0.01%	0
GENERAL ELECTRIC CO NOTEGENERAL ELECTRIC CO NOTE	25,000	$25K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	25,000	$25K	<0.01%	0
ADVANCED FIBRE COMMUNICATIO…ADVANCED FIBRE COMMUNICATIONS INC	985	$25K	<0.01%	0
SEDWICK CN KS SD259SEDWICK CN KS SD259	25,000	$25K	<0.01%	0
MARATHON PETROLEUMMARATHON PETROLEUM	25,000	$25K	<0.01%	+13,000
ST CHARLES COUNST CHARLES COUN	25,000	$25K	<0.01%	0
Transcanada CorpTranscanada Corp	25,000	$25K	<0.01%	0
General ElectricGeneral Electric	25,000	$25K	<0.01%	new
AXPAMERICAN EXPRESS CO	237	$24K	<0.01%	0	Timeline
FTECFIDELITY COVINGTON TRUST	262	$24K	<0.01%	new	Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	1,891	$24K	<0.01%	0
BLXBLADEX INC	2,000	$24K	<0.01%	+500	Timeline
TRAVELERS COMPANIES INCTRAVELERS COMPANIES INC	225	$24K	<0.01%	new
DIGITAL RLTY TR - PFD GDIGITAL RLTY TR - PFD G	945	$24K	<0.01%	0
PHOENIX AZ RFDG G/OPHOENIX AZ RFDG G/O	20,000	$24K	<0.01%	0
Innergex Renewable Energy I…Innergex Renewable Energy Inc	1,314	$24K	<0.01%	0
CONNECTICUT ST SPL TAX OBLI…CONNECTICUT ST SPL TAX OBLIG REV,…	20,000	$24K	<0.01%	0
NEW MEXICO ST HOSP EQUIP LN…NEW MEXICO ST HOSP EQUIP LN COUNC…	20,000	$24K	<0.01%	0
Texas Capital Bancshares 6.…Texas Capital Bancshares 6.5 perc…	950	$24K	<0.01%	0
ALAMEDA CORRIDORALAMEDA CORRIDOR	19,000	$24K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	20,000	$24K	<0.01%	0
EVERSOURCE ENERGEVERSOURCE ENERG	20,000	$24K	<0.01%	0
DJPBARCLAYS BANK PLC	1,182	$23K	<0.01%	0	Timeline
UNILEVER N VUNILEVER N V	382	$23K	<0.01%	+61
UNIVERSAL HEALTH/REALTY SBIUNIVERSAL HEALTH/REALTY SBI	395	$23K	<0.01%	0
CTY OFC REIT 6 625 CUM RDM …CTY OFC REIT 6 625 CUM RDM SRS A …	885	$23K	<0.01%	0
NEXTERA ENNEXTERA EN	900	$23K	<0.01%	0
DTE ENERGY CO PFD JDTE ENERGY CO PFD J	900	$23K	<0.01%	0
GLADSTONE COML CGLADSTONE COML C	900	$23K	<0.01%	0
Pinal Cn AzPinal Cn Az	20,000	$23K	<0.01%	new
GARDEN GROVE CAGARDEN GROVE CA	20,000	$23K	<0.01%	0
WI ST TRANSWI ST TRANS	20,000	$23K	<0.01%	0
COMCASE CORPORATICOMCASE CORPORATI	20,000	$23K	<0.01%	0
APHAMPHENOL CORP	200	$22K	<0.01%	0	Timeline
MBBISHARES TR	199	$22K	<0.01%	0	Timeline
USMVISHARES TR	341	$22K	<0.01%	-783	Timeline
LWLAMB WESTON HLDGS INC	333	$22K	<0.01%	0	Timeline
LNGCHENIERE ENERGY INC	486	$22K	<0.01%	0	Timeline
WALWESTERN ALLIANCE BANCORP	689	$22K	<0.01%	0	Timeline
ARCCARES CAPITAL CORP	1,587	$22K	<0.01%	0	Timeline
IMCBISHARES TR	110	$22K	<0.01%	0	Timeline
ANHEUSER BUSCH COS INCANHEUSER BUSCH COS INC	400	$22K	<0.01%	0
BANK AMER CORP DEP SHS REP …BANK AMER CORP DEP SHS REP 1/1	839	$22K	<0.01%	+700
TOLL BROS FINANCE CORPTOLL BROS FINANCE CORP	20,000	$22K	<0.01%	0
Fifth Third Bancorp Perp Su…Fifth Third Bancorp Perp Sub G	25,000	$22K	<0.01%	0
FORD MTR CO DELFORD MTR CO DEL	20,000	$22K	<0.01%	0
ANHEUSER BUSCH I 3point65pe…ANHEUSER BUSCH I 3point65percent2…	20,000	$22K	<0.01%	0
VERIZON NEW YORK INC DEBENT…VERIZON NEW YORK INC DEBENTURE - …	16,000	$22K	<0.01%	0
TEXAS STATE B7TEXAS STATE B7	20,000	$22K	<0.01%	0
MARICOPA AZ SD #83MARICOPA AZ SD #83	20,000	$22K	<0.01%	0
AMERICAN EXPRESS COAMERICAN EXPRESS CO	20,000	$22K	<0.01%	0
AMERICAN TOWER CORPAMERICAN TOWER CORP	20,000	$22K	<0.01%	0
INTEL CORPINTEL CORP	20,000	$22K	<0.01%	0
Glendale Az Uhsd 20Glendale Az Uhsd 20	20,000	$22K	<0.01%	new
AT&T INC.AT&T INC.	20,000	$22K	<0.01%	0
CHUBB CORPCHUBB CORP	20,000	$22K	<0.01%	0
DR PEPPER SNAPPLDR PEPPER SNAPPL	20,000	$22K	<0.01%	0
GOVTISHARES TR	734	$21K	<0.01%	new	Timeline
ANGLVANECK ETF TRUST	700	$21K	<0.01%	0	Timeline
TTDTHE TRADE DESK INC	40	$21K	<0.01%	new	Timeline
ALLALLSTATE CORP	224	$21K	<0.01%	-59	Timeline
DGXQUEST DIAGNOSTICS INC	184	$21K	<0.01%	+133	Timeline
LTCLTC PPTYS INC	590	$21K	<0.01%	-120	Timeline
LADRLADDER CAP CORP	2,954	$21K	<0.01%	-617	Timeline
CECELANESE CORP DEL	200	$21K	<0.01%	-1	Timeline
TDIVFIRST TR EXCHANGE TRADED FD	470	$21K	<0.01%	0	Timeline
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORP	148	$21K	<0.01%	0
PENNYMAC MTG INVT TRPENNYMAC MTG INVT TR	900	$21K	<0.01%	0
US TREASU NTUS TREASU NT	19,000	$21K	<0.01%	0
FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD I	2,000	$21K	<0.01%	0
CAN APARTMENT PROP REAL ESTACAN APARTMENT PROP REAL ESTA	600	$21K	<0.01%	0
DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT…	20,000	$21K	<0.01%	0
CALIFORNIA ST, VAR PURP G…CALIFORNIA ST, VAR PURP GO REF …	20,000	$21K	<0.01%	0
MARRIOTT INTL INCMARRIOTT INTL INC	20,000	$21K	<0.01%	0
QUALCOMM INCQUALCOMM INC	20,000	$21K	<0.01%	0
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$21K	<0.01%	0
SANTA FE CN NMSANTA FE CN NM	20,000	$21K	<0.01%	-10,000
WILLIAMS PARTNERWILLIAMS PARTNER	20,000	$21K	<0.01%	0
AUSTIN TX CODAUSTIN TX COD	20,000	$21K	<0.01%	0
THE VALSPAR CORPTHE VALSPAR CORP	20,000	$21K	<0.01%	0
LHXL3HARRIS TECHNOLOGIES INC	115	$20K	<0.01%	-9	Timeline
XPEVXPENG INC	1,000	$20K	<0.01%	new	Timeline
CNCCENTENE CORP DEL	350	$20K	<0.01%	0	Timeline
ZZILLOW GROUP INC	200	$20K	<0.01%	0	Timeline
CNKCINEMARK HLDGS INC	2,000	$20K	<0.01%	0	Timeline
SRESEMPRA	165	$20K	<0.01%	0	Timeline
NXPNUVEEN SELECT TAX-FREE INCOM	1,200	$20K	<0.01%	new	Timeline
TC PIPELINES LPTC PIPELINES LP	800	$20K	<0.01%	0
RHHBYROCHE HOLDINGS LTD-SPONS ADR	463	$20K	<0.01%	+181	Timeline
FORD MOTOR CO 4 346 26 …FORD MOTOR CO 4 346 26 …	20,000	$20K	<0.01%	0
Chubb CorporationChubb Corporation	176	$20K	<0.01%	-9
CHSCLCHS INC PFD CL B SER 4	700	$20K	<0.01%	0	Timeline
MYOKARDIA INCMYOKARDIA INC	150	$20K	<0.01%	0
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC	3,650	$20K	<0.01%	0
MLFNFMAPLE LEAF FOODS INC-NEW-(F)	1,000	$20K	<0.01%	0	Timeline
GENERAL ELECTRIC COMPANYGENERAL ELECTRIC COMPANY	25,000	$20K	<0.01%	0
JPMORGAN CHASE & CO (VARIAB…JPMORGAN CHASE & CO (VARIABLE)	20,000	$20K	<0.01%	0
PNC BANK (VARIABLE)PNC BANK (VARIABLE)	20,000	$20K	<0.01%	0
FIRST TR COMBINED SERFIRST TR COMBINED SER	30	$20K	<0.01%	0
BNSF, LLCBNSF, LLC	20,000	$20K	<0.01%	0
UNITED PARCEL SUNITED PARCEL S	20,000	$20K	<0.01%	0
SALINE COUNTY NEBSALINE COUNTY NEB	20,000	$20K	<0.01%	0
BERKSHIRE HATHAWAYBERKSHIRE HATHAWAY	20,000	$20K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	20,000	$20K	<0.01%	0
GOLDMAN SACHS GROUP (VARIAB…GOLDMAN SACHS GROUP (VARIABLE)	20,000	$20K	<0.01%	0
GREEN BAY WISGREEN BAY WIS	20,000	$20K	<0.01%	0
VVVANGUARD INDEX FDS	120	$19K	<0.01%	new	Timeline
CABOCABLE ONE INC	10	$19K	<0.01%	0	Timeline
IGIBISHARES TR	314	$19K	<0.01%	new	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	218	$19K	<0.01%	0
BARRICK GOLD CORPBARRICK GOLD CORP	670	$19K	<0.01%	+300
PCNPIMCO CORPORATE & INCM STRG	1,200	$19K	<0.01%	0	Timeline
THE GOLDMAN SACH 5.35 32 DU…THE GOLDMAN SACH 5.35 32 DUE 02/1…	15,000	$19K	<0.01%	0
Australia & New Zealand Ban…Australia & New Zealand Bankin	1,500	$19K	<0.01%	0
HOWMET AEROSPACE INCHOWMET AEROSPACE INC	19,000	$19K	<0.01%	0
SARA LEE CORPORATIONSARA LEE CORPORATION	15,000	$19K	<0.01%	0
SUNTRUST PREFERRE VARSUNTRUST PREFERRE VAR	20,000	$19K	<0.01%	0
GRAND RV DAM AUTH OGRAND RV DAM AUTH O	15,000	$19K	<0.01%	0
TRIBOROUGH BRIDGE &TRIBOROUGH BRIDGE &	15,000	$19K	<0.01%	0
UTAH STUTAH ST	15,000	$19K	<0.01%	0
EXCELON GENERATIONEXCELON GENERATION	16,000	$19K	<0.01%	0
WSTN MARICOPA ED #2WSTN MARICOPA ED #2	15,000	$19K	<0.01%	0
ITAISHARES TR	116	$18K	<0.01%	0	Timeline
APDAIR PRODUCTS AND CHEMICALS I	61	$18K	<0.01%	0	Timeline
EEMISHARES TR	400	$18K	<0.01%	new	Timeline
IBBISHARES TR	135	$18K	<0.01%	0	Timeline
ALKALASKA AIR GROUP INC	484	$18K	<0.01%	0	Timeline
NTRNUTRIEN LTD	456	$18K	<0.01%	-160	Timeline
BIDUBAIDU INC	141	$18K	<0.01%	0	Timeline
KMXCARMAX INC	200	$18K	<0.01%	0	Timeline
PORPORTLAND GEN ELEC CO	500	$18K	<0.01%	0	Timeline
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L	1,500	$18K	<0.01%	0
BAYRYBAYER AG-SPONSORED ADR	1,212	$18K	<0.01%	+278	Timeline
ALLY FINL INCALLY FINL INC	718	$18K	<0.01%	0
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	450	$18K	<0.01%	0
LIBERTY MEDIA CORP FIXED RT…LIBERTY MEDIA CORP FIXED RT SR DEB	17,000	$18K	<0.01%	0
NORFOLK SOUTHN CORP NTNORFOLK SOUTHN CORP NT	15,000	$18K	<0.01%	0
MICHIGAN ST HOSP FIN AUTH R…MICHIGAN ST HOSP FIN AUTH REV REF…	15,000	$18K	<0.01%	0
DISCOVERY COMMUNICATIONS LL…DISCOVERY COMMUNICATIONS LLC NOTE…	16,000	$18K	<0.01%	0
JPMorgan Chase & VAR 99 Du…JPMorgan Chase & VAR 99 Due 1	20,000	$18K	<0.01%	0
AZ ST CTFS PARTAZ ST CTFS PART	15,000	$18K	<0.01%	0
FORD HLDG LLCFORD HLDG LLC	15,000	$18K	<0.01%	0
WASHINGTON STWASHINGTON ST	15,000	$18K	<0.01%	0
CHICAGO ILLINOIS OCHICAGO ILLINOIS O	15,000	$18K	<0.01%	0
EDISON INTERNTNLEDISON INTERNTNL	15,000	$18K	<0.01%	0
MRSHMARSH & MCLENNAN COS INC	152	$17K	<0.01%	-3	Timeline
SPMBSPDR SERIES TRUST	623	$17K	<0.01%	-534	Timeline
LULULULULEMON ATHLETICA INC	52	$17K	<0.01%	+50	Timeline
IGSBISHARES TR	312	$17K	<0.01%	new	Timeline
RLIRLI CORP	203	$17K	<0.01%	0	Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	500	$17K	<0.01%	0	Timeline
ITBISHARES TR	300	$17K	<0.01%	0	Timeline
HEHAWAIIAN ELEC INDS INC MTN B	500	$17K	<0.01%	0	Timeline
EQXEQUINOX GOLD CORP	1,426	$17K	<0.01%	0	Timeline
BARCLAYS PLCBARCLAYS PLC	3,310	$17K	<0.01%	new
WELLS FARGO & COMPANYWELLS FARGO & COMPANY	15,000	$17K	<0.01%	0
AMERICAN TOWER CO 4.4 26AMERICAN TOWER CO 4.4 26	15,000	$17K	<0.01%	0
CION INVESTMENT CORPORAT IONCION INVESTMENT CORPORAT ION	2,220	$17K	<0.01%	0
NORTH TX TWY AUTH REV, FIRS…NORTH TX TWY AUTH REV, FIRST TIER…	15,000	$17K	<0.01%	0
AMERICAN AIRLINESAMERICAN AIRLINES	20,000	$17K	<0.01%	0
WACO TXWACO TX	15,000	$17K	<0.01%	0
BEDFORD TXBEDFORD TX	15,000	$17K	<0.01%	0
CITY OF SAN ANTONIOCITY OF SAN ANTONIO	15,000	$17K	<0.01%	0
Delaware StDelaware St	15,000	$17K	<0.01%	0
DELAWARE STDELAWARE ST	15,000	$17K	<0.01%	0
VDCVANGUARD WORLD FD	100	$16K	<0.01%	new	Timeline
VBVANGUARD INDEX FDS	101	$16K	<0.01%	0	Timeline
SYFSYNCHRONY FINANCIAL	598	$16K	<0.01%	0	Timeline
IQVIQVIA HLDGS INC	100	$16K	<0.01%	0	Timeline
BHCBAUSCH HEALTH COS INC	1,025	$16K	<0.01%	0	Timeline
GAPGAP INC	935	$16K	<0.01%	0	Timeline
BEPBROOKFIELD RENEWABLE ENERGY	300	$16K	<0.01%	0	Timeline
CBTCABOT CORP	456	$16K	<0.01%	0	Timeline
FCOMFIDELITY COVINGTON TRUST	402	$16K	<0.01%	new	Timeline
LITGLOBAL X FDS	400	$16K	<0.01%	new	Timeline
NORDSTROM INCNORDSTROM INC	1,317	$16K	<0.01%	+117
RFPRCREGIONS FINL CORP NEW DEP SHS	600	$16K	<0.01%	0	Timeline
THE HOME DEPOT, 2.125 26 …THE HOME DEPOT, 2.125 26 …	15,000	$16K	<0.01%	0
SLM CORP 6% SR NTMAT 12/15/…SLM CORP 6% SR NTMAT 12/15/43CALL…	750	$16K	<0.01%	-250
Truist Financial Corp Pfd S…Truist Financial Corp Pfd Ser R	655	$16K	<0.01%	0
ZIMMER BIOMET HOLDINGS INC …ZIMMER BIOMET HOLDINGS INC NOTE M…	15,000	$16K	<0.01%	+8,000

Sold out in Q3 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 239. All 239

Security	Shares before	Value before	Type
US TREASU NTUS TREASU NT	300,000	$301K	shares
Waste Management,Waste Management,	205,000	$210K	shares
IWFISHARES TR	845	$162K	shares
IWDISHARES TR	1,058	$119K	shares
CROWN CASTLE INTCROWN CASTLE INT	100,000	$102K	shares
EBAY INC.EBAY INC.	100,000	$102K	shares
SCHOSCHWAB STRATEGIC TR	1,790	$92K	shares
PUBLIC STORAGE SER WPUBLIC STORAGE SER W	3,250	$81K	shares
Public Storage 5.3Public Storage 5.3	3,092	$77K	shares
DONWISDOMTREE TR	2,692	$76K	shares
JPSTJ P MORGAN EXCHANGE TRADED F	1,485	$75K	shares
ECOLAB INCECOLAB INC	69,000	$73K	shares
DESWISDOMTREE TR	3,215	$68K	shares
AT&T INCAT&T INC	60,000	$64K	shares
ASTRAZENECA PLASTRAZENECA PL	50,000	$56K	shares
HP INC.HP INC.	50,000	$52K	shares
GOLDMAN SACHS GRGOLDMAN SACHS GR	50,000	$50K	shares
HSBC USA INC.HSBC USA INC.	50,000	$50K	shares
KY ST MUN PWR AGKY ST MUN PWR AG	50,000	$50K	shares
SYMANTEC CORPSYMANTEC CORP	50,000	$50K	shares
CONAGRA BRANDS,CONAGRA BRANDS,	50,000	$50K	shares
FARMINGTON NM POLFARMINGTON NM POL	50,000	$50K	shares
AUTOZONE, INC.AUTOZONE, INC.	50,000	$50K	shares
SUPNSUPERNUS PHARMACEUTICALS	1,838	$44K	shares
SPABSPDR SERIES TRUST	1,376	$42K	shares
MET NASHVILE ARPT TNMET NASHVILE ARPT TN	40,000	$40K	shares
HORIZON PHARMA INVT LTDHORIZON PHARMA INVT LTD	20,000	$39K	shares
SHOPSHOPIFY INC	40	$38K	shares
IEFAISHARES TR	640	$37K	shares
JPMORGAN CHASE & COJPMORGAN CHASE & CO	32,000	$34K	shares
GENERAL MOLY INC COMGENERAL MOLY INC COM	162,807	$33K	shares
Illinois Fin Auth RIllinois Fin Auth R	25,000	$33K	shares
TRAVELERS COMPANIES INC COM…TRAVELERS COMPANIES INC COM STK N…	277	$32K	shares
New York St Dorm AuNew York St Dorm Au	25,000	$32K	shares
Texas StTexas St	25,000	$32K	shares
Fl St B/E Pub EdFl St B/E Pub Ed	30,000	$31K	shares
IJRISHARES TR	419	$29K	shares
Trinity Riv Tx WwTrinity Riv Tx Ww	20,000	$26K	shares
ARIZONA ST TRANSN BRD 5 07/…ARIZONA ST TRANSN BRD 5 07/01/2023	25,000	$25K	shares
SANTA MONICA-MA 6.434SANTA MONICA-MA 6.434	25,000	$25K	shares
WELLS FARGO & COWELLS FARGO & CO	25,000	$25K	shares
American ExpressAmerican Express	20,000	$21K	shares
DAVITA HEALTHCARE PARTNERS …DAVITA HEALTHCARE PARTNERS INC	20,000	$20K	shares
General ElectricGeneral Electric	20,000	$20K	shares
PHOENIX AZPHOENIX AZ	20,000	$20K	shares
PIMA CN AZ USD #1PIMA CN AZ USD #1	20,000	$20K	shares
SPDWSPDR INDEX SHS FDS	652	$18K	shares
MTUMISHARES TR	121	$16K	shares
The Toronto-DomiThe Toronto-Domi	16,000	$16K	shares
FRFHFFAIRFAX FINANCIAL HLDGS LTD	50	$15K	shares
HILLENBRAND INCHILLENBRAND INC	15,000	$15K	shares
NEW MEXICO FIN ANEW MEXICO FIN A	15,000	$15K	shares
PHOENIX AZ CVC ARPTPHOENIX AZ CVC ARPT	15,000	$15K	shares
SPSBSPDR SERIES TRUST	456	$14K	shares
Viacom Inc.Viacom Inc.	13,000	$14K	shares
POLYONE CORPPOLYONE CORP	480	$13K	shares
COMCAST CORP NEW 2.75 03/01…COMCAST CORP NEW 2.75 03/01/2023	12,000	$13K	shares
Hanover Insurance 6.35% Cl …Hanover Insurance 6.35% Cl 3/1	500	$13K	shares
Florida St TurnpikeFlorida St Turnpike	10,000	$13K	shares
Illinois Fin Auth RIllinois Fin Auth R	10,000	$13K	shares
MORGAN STANLEYMORGAN STANLEY	13,000	$13K	shares
GRAND RIVER DAM AUTH OK REV…GRAND RIVER DAM AUTH OK REV, REF …	10,000	$12K	shares
Nj St Tpk AuthNj St Tpk Auth	10,000	$12K	shares
Exelon Generation CExelon Generation C	12,000	$12K	shares
TESCO PLC SPONSORED ADRTESCO PLC SPONSORED ADR	1,271	$11K	shares
Lewis Cnty Wa PuLewis Cnty Wa Pu	10,000	$11K	shares
FLRNSPDR SERIES TRUST	322	$10K	shares
NEW YORK MTG TR INCNEW YORK MTG TR INC	500	$10K	shares
PHOENIX AZ CVC ARPTPHOENIX AZ CVC ARPT	10,000	$10K	shares
PHOENIX AZ CVC IMPPHOENIX AZ CVC IMP	10,000	$10K	shares
SCOTTSDALE AZ W/SCOTTSDALE AZ W/	10,000	$10K	shares
AZ ST TRANSN BRDAZ ST TRANSN BRD	10,000	$10K	shares
AZ TRANS EXCISE TAXAZ TRANS EXCISE TAX	10,000	$10K	shares
EWLISHARES INC	229	$9K	shares
SSPSCRIPPS E W CO OHIO	1,000	$9K	shares
CMECME GROUP INC	48	$8K	shares
TMTOYOTA MOTOR CORP	64	$8K	shares
SK TELECOM LTDSK TELECOM LTD	409	$8K	shares
DELL INCDELL INC	153	$8K	shares
VWAPYVOLKSWAGEN A G (GERMANY, FR)	518	$8K	shares
PBPINVESCO EXCHANGE TRADED FD T	391	$7K	shares
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	1,009	$7K	shares
DNPLYDAI NIPPON PRINTING LTD JAPAN	625	$7K	shares
SVNDYSEVEN & I HOLDINGS-UNSPN ADR	436	$7K	shares
BANK AMER CORP 5.625 07/01/…BANK AMER CORP 5.625 07/01/2020	7,000	$7K	shares
WASTE MGMT INC DEL 2.95 06/…WASTE MGMT INC DEL 2.95 06/15/2024	7,000	$7K	shares
EXPEDIA INCEXPEDIA INC	7,000	$7K	shares
BKNGBOOKING HOLDINGS INC	4	$6K	shares
PTONPELOTON INTERACTIVE INC	100	$6K	shares
AXSAXIS CAP HLDGS LTD	148	$6K	shares
MARICOPA AZ USD #60MARICOPA AZ USD #60	5,000	$6K	shares
UNIV NMUNIV NM	5,000	$6K	shares
IWVISHARES TR	25	$5K	shares
TAKTAKEDA PHARMACEUTICAL CO LTD	270	$5K	shares
HSBCHSBC HLDGS PLC	205	$5K	shares
ULTAULTA BEAUTY INC	23	$5K	shares
QUALISHARES TR	48	$5K	shares
FLEXFLEX LTD	509	$5K	shares
INDAISHARES TR	156	$5K	shares
EWHISHARES INC	219	$5K	shares

How Q3 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-20-002491	base		2020-10-26	acceptance time not in the bulk data set	2026-10-07 18:48:21 UTC