SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $1,079,743,000 across 1,856 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-10-26. Its ten largest share positions make up 20.47% of the portfolio.

Filed 2020-10-26 (acceptance time not in the bulk data set), ingested 2026-10-07 18:48:21 UTC13F-HR 0001415889-20-002491

Period: 2020-09-30
Reported value: $1.08B
Holdings: 1,856
Top 10 weight: 20.47%
New: 200
Sold out: 239

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AAPLadded	+225,379	$26.1M
EXACT SCIENCES CORPadded	+3,935,000	$4.63M
DIGITAL RLTY TR INC PFD SER…new	+157,378	$4.28M
NEW RELIC INCadded	+4,420,000	$4.22M
OMEROS CORPnew	+4,445,000	$3.71M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ISIS PHARMACEUTICALS INC DELreduced	-8,798,000	-$9.02M
ZILLOW GROUP INCreduced	-2,250,000	-$4.36M
BIOMARIN PHARMACEUTICAL INCreduced	-3,650,000	-$3.63M
TWITTER INCreduced	-1,405,000	-$1.4M
ADBEreduced	-1,315	-$645K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2020

Share positions as resolved from 13F-HR 0001415889-20-002491, largest first. % of portfolio is the value over $1,079,743,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
ANTHEM, INCpoint 3point1…ANTHEM, INCpoint 3point125perc…	15,000	$16K	<0.01%	+7,000
HP INCORPORATION NOTE M/W C…HP INCORPORATION NOTE M/W CLBL	15,000	$16K	<0.01%	0
BANK OF AMERICA CORPORATION…BANK OF AMERICA CORPORATION NOTE	15,000	$16K	<0.01%	0
MARICOPA AZ SD #4MARICOPA AZ SD #4	15,000	$16K	<0.01%	0
MARICOPA COUNTY ARIMARICOPA COUNTY ARI	15,000	$16K	<0.01%	0
SCOTTSDALE ARIZSCOTTSDALE ARIZ	15,000	$16K	<0.01%	0
HARRIS CNTY TXHARRIS CNTY TX	15,000	$16K	<0.01%	0
FT BEND CTY TEXFT BEND CTY TEX	15,000	$16K	<0.01%	0
AUSTIN TX ISDAUSTIN TX ISD	15,000	$16K	<0.01%	0
BENTON CNTY WA SD#1BENTON CNTY WA SD#1	15,000	$16K	<0.01%	0
CORPUS CHRISTI TXCORPUS CHRISTI TX	15,000	$16K	<0.01%	0
MARICOPA AZ UHSD 21MARICOPA AZ UHSD 21	15,000	$16K	<0.01%	0
PIMA CN AZ SWRPIMA CN AZ SWR	15,000	$16K	<0.01%	0
SCOTTSDALE AZ MPCSCOTTSDALE AZ MPC	15,000	$16K	<0.01%	0
LINCOLN NEBRASKALINCOLN NEBRASKA	15,000	$16K	<0.01%	0
FISVFISERV INC	150	$15K	<0.01%	+29	Timeline
PENNPENN ENTERTAINMENT INC	200	$15K	<0.01%	0	Timeline
SNASNAP ON INC	104	$15K	<0.01%	new	Timeline
CHRWC H ROBINSON WORLDWIDE IN	147	$15K	<0.01%	new	Timeline
TOLTOLL BROTHERS INC	300	$15K	<0.01%	0	Timeline
NTRSNORTHERN TR CORP	191	$15K	<0.01%	0	Timeline
YETIYETI HLDGS INC	325	$15K	<0.01%	0	Timeline
EAELECTRONIC ARTS INC	118	$15K	<0.01%	+60	Timeline
RHIROBERT HALF INC.	290	$15K	<0.01%	+287	Timeline
SUNSUNOCO LP/SUNOCO FIN CORP	629	$15K	<0.01%	0	Timeline
SASEABRIDGE GOLD INC	785	$15K	<0.01%	0	Timeline
UAUNDER ARMOUR INC	1,500	$15K	<0.01%	0	Timeline
MATVMATIV HOLDINGS INC	500	$15K	<0.01%	0	Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	380	$15K	<0.01%	0
ALERIAN MLP ETFALERIAN MLP ETF	733	$15K	<0.01%	0
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	445	$15K	<0.01%	0
WELLS FARGOWELLS FARGO	598	$15K	<0.01%	0
SCE TR V FXD/FLTG RATE TR P…SCE TR V FXD/FLTG RATE TR PFD	661	$15K	<0.01%	0
CINCINNATI BELL TEL CO DEBCINCINNATI BELL TEL CO DEB	15,000	$15K	<0.01%	0
MONTSANTO COMONTSANTO CO	15,000	$15K	<0.01%	+8,000
MORGAN STANLEYMORGAN STANLEY	15,000	$15K	<0.01%	0
GRD FORKS ND SANIGRD FORKS ND SANI	15,000	$15K	<0.01%	0
IHS INCIHS INC	15,000	$15K	<0.01%	0
WAL-MART STORES INCWAL-MART STORES INC	15,000	$15K	<0.01%	0
ARIZONA BOARD REGENARIZONA BOARD REGEN	15,000	$15K	<0.01%	0
MO ST UNIV AUXMO ST UNIV AUX	15,000	$15K	<0.01%	0
MFCMANULIFE FINL CORP	1,000	$14K	<0.01%	0	Timeline
BNYBANK OF NY MELLON CORP	400	$14K	<0.01%	0	Timeline
DALDELTA AIR LINES INC	463	$14K	<0.01%	0	Timeline
FDISFIDELITY COVINGTON TRUST	219	$14K	<0.01%	new	Timeline
SCCOSOUTHERN COPPER CORP	300	$14K	<0.01%	0	Timeline
KRESPDR SERIES TRUST	400	$14K	<0.01%	new	Timeline
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	300	$14K	<0.01%	new
SKXSKECHERS U S A INC	450	$14K	<0.01%	0	Timeline
NSRGFNESTLE SA-REG	119	$14K	<0.01%	+16	Timeline
CENCORA INCCENCORA INC	142	$14K	<0.01%	-57
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	1,500	$14K	<0.01%	0
Broadcom IncBroadcom Inc	38	$14K	<0.01%	0
ETFS Gold TrustETFS Gold Trust	782	$14K	<0.01%	new
CHSCPCHS INC CUM REDEMABLE PFD 8%	500	$14K	<0.01%	0	Timeline
INNOVATIVE INDL PPTYS INCINNOVATIVE INDL PPTYS INC	500	$14K	<0.01%	new
BIOGEN INC NOTE M/W CLBLBIOGEN INC NOTE M/W CLBL	13,000	$14K	<0.01%	0
FORD MOTOR CREDIT CFORD MOTOR CREDIT C	15,000	$14K	<0.01%	0
SYYSYSCO CORP	204	$13K	<0.01%	0	Timeline
METMETLIFE INC	356	$13K	<0.01%	0	Timeline
MTZMASTEC INC	300	$13K	<0.01%	new	Timeline
VRSKVERISK ANALYTICS INC	72	$13K	<0.01%	0	Timeline
NTAPNETAPP INC	300	$13K	<0.01%	0	Timeline
ETVEATON VANCE TAX-MANAGED BUY-	929	$13K	<0.01%	0	Timeline
AVNTAVIENT CORPORATION	480	$13K	<0.01%	new	Timeline
LINDE PLC/OLDLINDE PLC/OLD	55	$13K	<0.01%	-2
QTS RLTY TR INCQTS RLTY TR INC	200	$13K	<0.01%	0
CANOPY GROWTH CORPCANOPY GROWTH CORP	923	$13K	<0.01%	0
RINGISHARES INC	400	$13K	<0.01%	0	Timeline
Waste ConnectionsWaste Connections	125	$13K	<0.01%	0
US Treasury 1.625 02/15/26 …US Treasury 1.625 02/15/26 02/15/…	12,000	$13K	<0.01%	0
WISCONSIN ST, GO REF BDSWISCONSIN ST, GO REF BDS	10,000	$13K	<0.01%	0
Digital Rlty Tr Inc 6.625 P…Digital Rlty Tr Inc 6.625 Pfd Ser…	500	$13K	<0.01%	0
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION	500	$13K	<0.01%	0
LAREDO TXLAREDO TX	10,000	$13K	<0.01%	0
LINCOLN NE ELEC SYSLINCOLN NE ELEC SYS	10,000	$13K	<0.01%	0
THE GOLDMAN SACHTHE GOLDMAN SACH	10,000	$13K	<0.01%	0
PORT AUTH NY & NJPORT AUTH NY & NJ	10,000	$13K	<0.01%	0
RIO TINTO FINRIO TINTO FIN	10,000	$13K	<0.01%	0
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC	10,000	$13K	<0.01%	0
WISCONSIN STATEWISCONSIN STATE	10,000	$13K	<0.01%	0
TOYOTA MOTOR CORTOYOTA MOTOR COR	12,000	$13K	<0.01%	new
UNIV UTUNIV UT	10,000	$13K	<0.01%	0
EL PASO CNTY TXEL PASO CNTY TX	10,000	$13K	<0.01%	0
EBAY INC NOTEEBAY INC NOTE	500	$13K	<0.01%	new
ASSOCIATED BANC PFDASSOCIATED BANC PFD	500	$13K	<0.01%	0
NATL GEN PFDNATL GEN PFD	500	$13K	<0.01%	0
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$13K	<0.01%	0
FIRST REPUBLIC BAN ORDFIRST REPUBLIC BAN ORD	500	$13K	<0.01%	0
PANWPALO ALTO NETWORKS INC	50	$12K	<0.01%	0	Timeline
UBERUBER TECHNOLOGIES INC	325	$12K	<0.01%	-165	Timeline
VMRKVIVMARK RESIDENTIAL	233	$12K	<0.01%	0	Timeline
KEYSKEYSIGHT TECHNOLOGIES INC	126	$12K	<0.01%	0	Timeline
STMSTMICROELECTRONICS N V	378	$12K	<0.01%	0	Timeline
GWWWW GRAINGER INC	33	$12K	<0.01%	0	Timeline
MTBM & T BK CORP	125	$12K	<0.01%	0	Timeline
TSNTYSON FOODS INC	200	$12K	<0.01%	0	Timeline
CRSPCRISPR THERAPEUTICS AG	145	$12K	<0.01%	0	Timeline
RSRELIANCE INC	122	$12K	<0.01%	0	Timeline
UIUBIQUITI INC	70	$12K	<0.01%	0	Timeline
XFFCXFLAHERTY & CRUMRIN PFD & INM	575	$12K	<0.01%	0	Timeline
JXIISHARES TR	211	$12K	<0.01%	0	Timeline
Ferguson PLC ADRFerguson PLC ADR	1,149	$12K	<0.01%	+744
FACTORSHARES TRFACTORSHARES TR	250	$12K	<0.01%	0
HCA INC.HCA INC.	10,000	$12K	<0.01%	0
UNIVERSITY TX UNIV REVS, …UNIVERSITY TX UNIV REVS, REV FI…	10,000	$12K	<0.01%	0
LAREDO TXLAREDO TX	10,000	$12K	<0.01%	0
LAREDO TX WWKS SWRLAREDO TX WWKS SWR	10,000	$12K	<0.01%	0
LOWER CO RIV AUTH TLOWER CO RIV AUTH T	10,000	$12K	<0.01%	0
SHERMAN TXSHERMAN TX	10,000	$12K	<0.01%	0
STARBUCKS CORPSTARBUCKS CORP	10,000	$12K	<0.01%	0
MARICOPA AZ SD #38MARICOPA AZ SD #38	10,000	$12K	<0.01%	0
MERCK & CO., INCMERCK & CO., INC	10,000	$12K	<0.01%	0
NC MUN PWR CA ELECNC MUN PWR CA ELEC	10,000	$12K	<0.01%	0
NM FA ST TRANSNM FA ST TRANS	10,000	$12K	<0.01%	0
NY ST DORM AUTH PERNY ST DORM AUTH PER	10,000	$12K	<0.01%	0
PA ST TPK COMMN TPKPA ST TPK COMMN TPK	10,000	$12K	<0.01%	0
PHOENIX AZ WST WTRPHOENIX AZ WST WTR	10,000	$12K	<0.01%	0
PHOENIX AZ WTRPHOENIX AZ WTR	10,000	$12K	<0.01%	0
PIMA CN AZ USD #16PIMA CN AZ USD #16	10,000	$12K	<0.01%	0
STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD	400	$12K	<0.01%	0
SACRAMENTO CN CSACRAMENTO CN C	10,000	$12K	<0.01%	0
IL FA REVIL FA REV	10,000	$12K	<0.01%	0
INTERNTNL BUSINESSINTERNTNL BUSINESS	10,000	$12K	<0.01%	0
APPLE INCAPPLE INC	10,000	$12K	<0.01%	0
THE WESTERN UNIONTHE WESTERN UNION	10,000	$12K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	10,000	$12K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	10,000	$12K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	10,000	$12K	<0.01%	0
AZ BRD REGENTS COPAZ BRD REGENTS COP	10,000	$12K	<0.01%	0
AZ BRD REGENTS UNIVAZ BRD REGENTS UNIV	10,000	$12K	<0.01%	-5,000
TX TRANS ST HWY FDTX TRANS ST HWY FD	10,000	$12K	<0.01%	0
UNIV MA BLDG AUTHUNIV MA BLDG AUTH	10,000	$12K	<0.01%	0
UNIV WAUNIV WA	10,000	$12K	<0.01%	0
DC INCOME TAXDC INCOME TAX	10,000	$12K	<0.01%	0
NYC NY TRAN AUTHNYC NY TRAN AUTH	10,000	$12K	<0.01%	0
CONROE TX ISDCONROE TX ISD	10,000	$12K	<0.01%	0
VOTVANGUARD INDEX FDS	60	$11K	<0.01%	-20	Timeline
VGTVANGUARD WORLD FD	36	$11K	<0.01%	new	Timeline
PKPARK HOTELS & RESORTS INC	1,125	$11K	<0.01%	-200	Timeline
HSYHERSHEY CO	75	$11K	<0.01%	new	Timeline
AOSSMITH A O CORP	200	$11K	<0.01%	new	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	11	$11K	<0.01%	0	Timeline
ILMNILLUMINA INC	35	$11K	<0.01%	+30	Timeline
TDOCTELADOC HEALTH INC	50	$11K	<0.01%	new	Timeline
AMNAMN HEALTHCARE SVCS INC	187	$11K	<0.01%	0	Timeline
ATLASSIAN CORPATLASSIAN CORP	60	$11K	<0.01%	0
JRSNUVEEN REAL ESTATE INCOME FD	1,500	$11K	<0.01%	new	Timeline
TWITTER INCTWITTER INC	245	$11K	<0.01%	0
CONTINENTAL RES INCCONTINENTAL RES INC	862	$11K	<0.01%	0
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC	400	$11K	<0.01%	0
BANK AMER CORP DEP SHS RPST…BANK AMER CORP DEP SHS RPSTG 1	406	$11K	<0.01%	0
Mkt Vctrs J P Mrgn EmMkt Vctrs J P Mrgn Em	344	$11K	<0.01%	new
AARON'S INCAARON'S INC	200	$11K	<0.01%	-51
AON CORPAON CORP	54	$11K	<0.01%	0
CHEVRON CORPORATION 3.326 1…CHEVRON CORPORATION 3.326 11/17/2…	10,000	$11K	<0.01%	0
MICROSOFT CORP 3.125 11/03/…MICROSOFT CORP 3.125 11/03/2025	10,000	$11K	<0.01%	0
UNITED STATES TREAS NTS 2 0…UNITED STATES TREAS NTS 2 02/28/2…	11,000	$11K	<0.01%	0
HALLIBURTON CO 3.8 11/15/20…HALLIBURTON CO 3.8 11/15/2025	10,000	$11K	<0.01%	0
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	257	$11K	<0.01%	0
MERITAGE HOMES CORPMERITAGE HOMES CORP	10,000	$11K	<0.01%	0
CAPITAL ONE FINLCAPITAL ONE FINL	10,000	$11K	<0.01%	0
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	10,000	$11K	<0.01%	0
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…	770	$11K	<0.01%	new
US TREASU NT 2point125 perc…US TREASU NT 2point125 percent 12…	11,000	$11K	<0.01%	0
OHIO ST WTR DEV AUTH WTR PO…OHIO ST WTR DEV AUTH WTR POLLUTN …	10,000	$11K	<0.01%	0
JEA FL ELEC SYS REVJEA FL ELEC SYS REV	10,000	$11K	<0.01%	0
KLEIN TX ISDKLEIN TX ISD	10,000	$11K	<0.01%	0
SIMON PROPERTY GRSIMON PROPERTY GR	10,000	$11K	<0.01%	0
GATX CORP PFDGATX CORP PFD	400	$11K	<0.01%	0
THE CHARLES SCHTHE CHARLES SCH	10,000	$11K	<0.01%	0
THE EMPIRE DIST ETHE EMPIRE DIST E	10,000	$11K	<0.01%	0
MESA AZMESA AZ	10,000	$11K	<0.01%	0
MONTANA STATE BMONTANA STATE B	10,000	$11K	<0.01%	0
NEW YORK N YNEW YORK N Y	10,000	$11K	<0.01%	0
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$11K	<0.01%	0
OHIO STOHIO ST	10,000	$11K	<0.01%	0
PEORIA AZPEORIA AZ	10,000	$11K	<0.01%	0
PHOENIX AZPHOENIX AZ	10,000	$11K	<0.01%	0
PHOENIX AZPHOENIX AZ	10,000	$11K	<0.01%	0
PIMA COUNTY ARIZONAPIMA COUNTY ARIZONA	10,000	$11K	<0.01%	0
ROSEMONT ILROSEMONT IL	10,000	$11K	<0.01%	0
AIR PRODUCTS ANDAIR PRODUCTS AND	10,000	$11K	<0.01%	0
ALBEMARLE CORPALBEMARLE CORP	10,000	$11K	<0.01%	0
AMERICAN TOWER COAMERICAN TOWER CO	10,000	$11K	<0.01%	new
FLAGSTAFF AZFLAGSTAFF AZ	10,000	$11K	<0.01%	0
ARIZONA BOARD REGENARIZONA BOARD REGEN	10,000	$11K	<0.01%	0
AT&T INCAT&T INC	10,000	$11K	<0.01%	0
AUSTIN TX WTR & WSTAUSTIN TX WTR & WST	10,000	$11K	<0.01%	0
ZIONS BANCORPZIONS BANCORP	10,000	$11K	<0.01%	0
AZ TRANS BRD HWYAZ TRANS BRD HWY	10,000	$11K	<0.01%	0
U.S. BANCORPU.S. BANCORP	10,000	$11K	<0.01%	0
UTAH STUTAH ST	10,000	$11K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	10,000	$11K	<0.01%	0
CIMAREX ENERGYCIMAREX ENERGY	10,000	$11K	<0.01%	0
COMCAST CORPORACOMCAST CORPORA	10,000	$11K	<0.01%	0
DANAHER CORPDANAHER CORP	10,000	$11K	<0.01%	0
EL PASO TXEL PASO TX	10,000	$11K	<0.01%	0
EXELON CORPEXELON CORP	10,000	$11K	<0.01%	0
MARICOPA AZ SD #11MARICOPA AZ SD #11	10,000	$11K	<0.01%	0
CROWN CASTLE INTCROWN CASTLE INT	10,000	$11K	<0.01%	0
LINCOLN NEBRASKALINCOLN NEBRASKA	10,000	$11K	<0.01%	0
MA ST SCH BLDG AUTHMA ST SCH BLDG AUTH	10,000	$11K	<0.01%	0
VXUSVANGUARD STAR FDS	200	$10K	<0.01%	new	Timeline
RACEFERRARI N V	56	$10K	<0.01%	0	Timeline
SFMSPROUTS FMRS MKT INC	500	$10K	<0.01%	0	Timeline
AALAMERICAN AIRLINES GROUP INC	831	$10K	<0.01%	0	Timeline
LIILENNOX INTL INC	35	$10K	<0.01%	0	Timeline
PRKPARK NATL CORP	125	$10K	<0.01%	-25	Timeline
HOGHARLEY DAVIDSON INC	400	$10K	<0.01%	0	Timeline
EXCEXELON CORP	272	$10K	<0.01%	0	Timeline
AEEAMEREN CORP	125	$10K	<0.01%	+1	Timeline
NTESNETEASE COM INC	21	$10K	<0.01%	0	Timeline
MTNVAIL RESORTS INC	45	$10K	<0.01%	new	Timeline
NBIXNEUROCRINE BIOSCIENCES INC	100	$10K	<0.01%	-8	Timeline
RWRSPDR SERIES TRUST	126	$10K	<0.01%	new	Timeline
ZGZILLOW GROUP INC	100	$10K	<0.01%	0	Timeline
SPLUNK INCSPLUNK INC	54	$10K	<0.01%	0
XILINX INCXILINX INC	100	$10K	<0.01%	new
IntrcontinentalexchangeIntrcontinentalexchange	103	$10K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	925	$10K	<0.01%	0
ATLAS ENERGY LPATLAS ENERGY LP	1,349	$10K	<0.01%	0
ATHERSYS INCATHERSYS INC	5,000	$10K	<0.01%	0
Suncor Energy Inc.Suncor Energy Inc.	779	$10K	<0.01%	0
ISHARES TR IBONDS DEC2023ISHARES TR IBONDS DEC2023	375	$10K	<0.01%	new
ATUSFALTIUS MINERALS CORP	1,400	$10K	<0.01%	0	Timeline
ISHARES TRISHARES TR	375	$10K	<0.01%	new
ISHARES IBONDS DEC 2021 TER…ISHARES IBONDS DEC 2021 TERM MUNI…	375	$10K	<0.01%	new
PIMA CNTY ARIZ INDL DEV AUT…PIMA CNTY ARIZ INDL DEV AUTH E RE…	10,000	$10K	<0.01%	0
DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT…	10,000	$10K	<0.01%	0
ARIZONA WTR INFRASTRUCTURE …ARIZONA WTR INFRASTRUCTURE FIN AU…	10,000	$10K	<0.01%	0
MARICOPA AZ CCDMARICOPA AZ CCD	10,000	$10K	<0.01%	0
MARICOPA AZ CODMARICOPA AZ COD	10,000	$10K	<0.01%	0
MI ST BLDG AUTHMI ST BLDG AUTH	10,000	$10K	<0.01%	0
OLD NTNL BANCORPOLD NTNL BANCORP	10,000	$10K	<0.01%	0
PIMA CN AZ IDAPIMA CN AZ IDA	10,000	$10K	<0.01%	0
PIMA CN AZ SWRPIMA CN AZ SWR	10,000	$10K	<0.01%	0
SCOTTSDALE AZ W/SCOTTSDALE AZ W/	10,000	$10K	<0.01%	0
AZ HLTH FAC AUTHAZ HLTH FAC AUTH	10,000	$10K	<0.01%	0
AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY	10,000	$10K	<0.01%	0
AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY	10,000	$10K	<0.01%	0
UNITED AIRLINES,UNITED AIRLINES,	10,000	$10K	<0.01%	0
BROWARD CNTY FL ARPBROWARD CNTY FL ARP	10,000	$10K	<0.01%	0
CHANDLER AZCHANDLER AZ	10,000	$10K	<0.01%	0
CISCO SYSTEMS, ICISCO SYSTEMS, I	9,000	$10K	<0.01%	0
PIMA CNTY AZPIMA CNTY AZ	10,000	$10K	<0.01%	0
GILA AZ USD #10GILA AZ USD #10	10,000	$10K	<0.01%	0
DRIPPING SPRING TXDRIPPING SPRING TX	10,000	$10K	<0.01%	0
SEWARD COUNTY NESEWARD COUNTY NE	10,000	$10K	<0.01%	0
MO ST HLTH/EDMO ST HLTH/ED	10,000	$10K	<0.01%	0
MO ST UNIV AUXMO ST UNIV AUX	10,000	$10K	<0.01%	0
MP WSTRN ST UNIVMP WSTRN ST UNIV	10,000	$10K	<0.01%	0
STATE OF TEXASSTATE OF TEXAS	10,000	$10K	<0.01%	0
VERIZON COMMUNICATIOVERIZON COMMUNICATIO	10,000	$10K	<0.01%	0
BANCO SANTANDER, PFDBANCO SANTANDER, PFD	431	$10K	<0.01%	0
DHRDANAHER CORP DEL	43	$9K	<0.01%	+33	Timeline
SCHRSCHWAB STRATEGIC TR	159	$9K	<0.01%	+152	Timeline
ZIONZIONS BANCORPORATION NATL AS	300	$9K	<0.01%	0	Timeline
PKXPOSCO HOLDINGS INC	212	$9K	<0.01%	0	Timeline
NYTNEW YORK TIMES CO MTN BE	200	$9K	<0.01%	0	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	213	$9K	<0.01%	0	Timeline
WSMWILLIAMS SONOMA INC	100	$9K	<0.01%	0	Timeline
MTRNMATERION CORP	171	$9K	<0.01%	0	Timeline
VMWARE, INC.VMWARE, INC.	60	$9K	<0.01%	-102
SLRCSLR INVESTMENT CORP	546	$9K	<0.01%	0	Timeline
SYNEOS HEALTH INCSYNEOS HEALTH INC	165	$9K	<0.01%	0
IMMUNOMEDICS INCIMMUNOMEDICS INC	100	$9K	<0.01%	new
LKNCYLUCKIN COFFEE INC ADR (CYM)	2,875	$9K	<0.01%	0	Timeline
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO	266	$9K	<0.01%	0
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	430	$9K	<0.01%	0
SEAGATE TECHNOLOGYSEAGATE TECHNOLOGY	186	$9K	<0.01%	0
COMCAST CORP NEW 3.95 10/15…COMCAST CORP NEW 3.95 10/15/2025	8,000	$9K	<0.01%	0
UNITED STATES TREAS NTS 2 1…UNITED STATES TREAS NTS 2 11/30/2…	9,000	$9K	<0.01%	0
CHSCNCHS INC PREFERRED CLASS B SERI	350	$9K	<0.01%	0	Timeline
BOSTON PROPERTIE 2.75.26BOSTON PROPERTIE 2.75.26	8,000	$9K	<0.01%	0
BAT CAPITAL CORPORATION NOT…BAT CAPITAL CORPORATION NOTE M/W …	8,000	$9K	<0.01%	0
WALMART INCWALMART INC	8,000	$9K	<0.01%	0
LYB INTERNTNL FINLYB INTERNTNL FIN	8,000	$9K	<0.01%	0
SIMON PROPERTY GROUPSIMON PROPERTY GROUP	8,000	$9K	<0.01%	0
STARBUCKS CORPSTARBUCKS CORP	8,000	$9K	<0.01%	0
NORDSTROM, INCNORDSTROM, INC	10,000	$9K	<0.01%	0
NORTHROP GRUMMANNORTHROP GRUMMAN	8,000	$9K	<0.01%	0
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	262	$9K	<0.01%	0
GENERAL MOTORS FINLGENERAL MOTORS FINL	8,000	$9K	<0.01%	0
CVS HEALTH CORPCVS HEALTH CORP	8,000	$9K	<0.01%	0
FEDEX CORPFEDEX CORP	8,000	$9K	<0.01%	0
COFCAPITAL ONE FINL CORP	116	$8K	<0.01%	+29	Timeline
VCLTVANGUARD SCOTTSDALE FDS	71	$8K	<0.01%	new	Timeline
CNICANADIAN NATL RY CO	75	$8K	<0.01%	-7	Timeline
NEMNEWMONT CORP	132	$8K	<0.01%	-6	Timeline
FXIISHARES TR	200	$8K	<0.01%	0	Timeline
HYGISHARES TR	100	$8K	<0.01%	new	Timeline
ENRENERGIZER HLDGS INC	200	$8K	<0.01%	0	Timeline
ROSTROSS STORES INC	91	$8K	<0.01%	+46	Timeline
DXCMDEXCOM INC	20	$8K	<0.01%	new	Timeline
BBYBEST BUY INC	71	$8K	<0.01%	0	Timeline
RYNRAYONIER INC	315	$8K	<0.01%	0	Timeline
EEMVISHARES INC	146	$8K	<0.01%	0	Timeline
IJKISHARES TR	35	$8K	<0.01%	0	Timeline
BANFBANCFIRST CORP	202	$8K	<0.01%	0	Timeline
BWXTBWX TECHNOLOGIES INC	150	$8K	<0.01%	new	Timeline
CBRLCRACKER BARREL OLD CTRY STOR	70	$8K	<0.01%	-200	Timeline
CENTURYLINK INCCENTURYLINK INC	748	$8K	<0.01%	0
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	400	$8K	<0.01%	0
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONS	1,480	$8K	<0.01%	0
TRANSCANADA CORPTRANSCANADA CORP	200	$8K	<0.01%	0
SMLVSPDR SERIES TRUST	102	$8K	<0.01%	0	Timeline
WTKWYWOLTERS KLUWER NV-SPONS ADR	95	$8K	<0.01%	+55	Timeline
ORACLE CORP 2.4 09/15/2023ORACLE CORP 2.4 09/15/2023	8,000	$8K	<0.01%	0
DUPONT DE NEMOURS INC 4.493…DUPONT DE NEMOURS INC 4.493 11/15…	7,000	$8K	<0.01%	0
REPUBLIC SVCS INC FXD RT NT…REPUBLIC SVCS INC FXD RT NT 3.37…	7,000	$8K	<0.01%	0
ANTARES PHARMA INCANTARES PHARMA INC	3,000	$8K	<0.01%	0
TELEPHONE & DATA SYSTEM 7.0…TELEPHONE & DATA SYSTEM 7.000%	300	$8K	<0.01%	0
BNY MELLONBNY MELLON	301	$8K	<0.01%	0
INTEL CORP 3 7 25 …INTEL CORP 3 7 25 …	7,000	$8K	<0.01%	0
CAPITAL ONE FINLCAPITAL ONE FINL	7,000	$8K	<0.01%	0
TWO HBRS INVT CORP PFD SER …TWO HBRS INVT CORP PFD SER B F	379	$8K	<0.01%	0
MARSH & MCLENNAN COMPANIES …MARSH & MCLENNAN COMPANIES INC NO…	7,000	$8K	<0.01%	0
HOME DEPOT INC NOTE M/W CLBLHOME DEPOT INC NOTE M/W CLBL	7,000	$8K	<0.01%	0
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR	500	$8K	<0.01%	0
BECTON DICKINSON & CO NOTE …BECTON DICKINSON & CO NOTE M/W CL…	7,000	$8K	<0.01%	0
SANTANDER HOLDINGS USASANTANDER HOLDINGS USA	8,000	$8K	<0.01%	0
METLIFE INCMETLIFE INC	7,000	$8K	<0.01%	0
DUKE ENERGY CORP 3point75pe…DUKE ENERGY CORP 3point75percent2…	7,000	$8K	<0.01%	0
JOHN DEERE CAPITALJOHN DEERE CAPITAL	7,000	$8K	<0.01%	0
JP MORGAN CHASE BK VAR 34JP MORGAN CHASE BK VAR 34	10,000	$8K	<0.01%	0
SYSCO CORPSYSCO CORP	7,000	$8K	<0.01%	0
TARGET CORPTARGET CORP	7,000	$8K	<0.01%	0
NOMURA AMERICAN FI VAR 34NOMURA AMERICAN FI VAR 34	10,000	$8K	<0.01%	0
PEPSICO, INCPEPSICO, INC	7,000	$8K	<0.01%	0
PUBLIC STORAGE PFDPUBLIC STORAGE PFD	300	$8K	<0.01%	0
RIO TINTO FINRIO TINTO FIN	7,000	$8K	<0.01%	0
A O N PLCA O N PLC	7,000	$8K	<0.01%	0
AIR LEASE CORPAIR LEASE CORP	8,000	$8K	<0.01%	0
INTL BK RECON & DEINTL BK RECON & DE	10,000	$8K	<0.01%	0
FISERV, INCFISERV, INC	7,000	$8K	<0.01%	0
VIACOM INCVIACOM INC	6,000	$8K	<0.01%	0
AT&T INCAT&T INC	7,000	$8K	<0.01%	0
THE SOUTHERN COTHE SOUTHERN CO	8,000	$8K	<0.01%	0
THE WALT DISNEY COTHE WALT DISNEY CO	7,000	$8K	<0.01%	0
SDYSPDR SERIES TRUST	77	$7K	<0.01%	0	Timeline
TMUST-MOBILE US INC	57	$7K	<0.01%	-12	Timeline
VYMVANGUARD WHITEHALL FDS	91	$7K	<0.01%	-703	Timeline
NTGRNETGEAR INC	240	$7K	<0.01%	0	Timeline
SCZISHARES TR	124	$7K	<0.01%	0	Timeline
BXMTBLACKSTONE MORTGAGE TRUST IN	300	$7K	<0.01%	0	Timeline
AVAAVISTA CORP	211	$7K	<0.01%	0	Timeline
MPCMARATHON PETE CORP	242	$7K	<0.01%	-17	Timeline
FSLRFIRST SOLAR INC	100	$7K	<0.01%	0	Timeline
RNRRENAISSANCERE HLDGS LTD	39	$7K	<0.01%	0	Timeline
PPGPPG INDS INC	59	$7K	<0.01%	0	Timeline
CRONCRONOS GROUP INC	1,400	$7K	<0.01%	0	Timeline
PBHPRESTIGE CONSMR HEALTHCARE I	200	$7K	<0.01%	0	Timeline
WELLS FARGO & COWELLS FARGO & CO	5	$7K	<0.01%	0
NIKOLA CORPNIKOLA CORP	350	$7K	<0.01%	new
BIGGQBIG LOTS INC.	150	$7K	<0.01%	0	Timeline
Goldman Sachs Group, Inc. 3…Goldman Sachs Group, Inc. 3.5 11/…	6,000	$7K	<0.01%	0
KKR & CO LPKKR & CO LP	200	$7K	<0.01%	new
CLPHYC L P HOLDINGS LTD SPONS ADR	800	$7K	<0.01%	0	Timeline
PNC FINL SVCS GROUP INC 3.5…PNC FINL SVCS GROUP INC 3.5 01/23…	6,000	$7K	<0.01%	0
AT&T INC 4.125 02/17/2026AT&T INC 4.125 02/17/2026	6,000	$7K	<0.01%	0
LIVONGO HEALTH INCLIVONGO HEALTH INC	50	$7K	<0.01%	new
CHEMTRADE LOGISTICS INCOMECHEMTRADE LOGISTICS INCOME	2,000	$7K	<0.01%	0
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INC	800	$7K	<0.01%	0
ALLSTATE CORP SUB DEB FIXED…ALLSTATE CORP SUB DEB FIXED TO	253	$7K	<0.01%	+100
GASLOG LTD PFD SHS SER AGASLOG LTD PFD SHS SER A	400	$7K	<0.01%	0
Integrys Holding, 6PFD Due…Integrys Holding, 6PFD Due 08/01…	267	$7K	<0.01%	0
Wells Fargo & 5.85 PFD PFD…Wells Fargo & 5.85 PFD PFD Ser Q	263	$7K	<0.01%	0
ISTAR FINANCIAL INC 7.65 PF…ISTAR FINANCIAL INC 7.65 PFD SHS …	300	$7K	<0.01%	0
KINDER MORGAN ENKINDER MORGAN EN	7,000	$7K	<0.01%	0
LANDMARK INFRALANDMARK INFRA	300	$7K	<0.01%	0
OCCIDENTAL PETRO CORPOCCIDENTAL PETRO CORP	675	$7K	<0.01%	+64
MICROSOFT CORPMICROSOFT CORP	5,000	$7K	<0.01%	0
AMERICAN HONDA FAMERICAN HONDA F	7,000	$7K	<0.01%	0
GILEAD SCIENCES,GILEAD SCIENCES,	6,000	$7K	<0.01%	0
BANK OF AMERICA CORBANK OF AMERICA COR	6,000	$7K	<0.01%	0
UNITED PARCEL SERUNITED PARCEL SER	7,000	$7K	<0.01%	0
Macy'S, Inc.Macy'S, Inc.	7,000	$7K	<0.01%	new
TVATVA	7,000	$7K	<0.01%	0
Deutsche BankDeutsche Bank	7,000	$7K	<0.01%	new
EXANTAS CAPI PFDEXANTAS CAPI PFD	400	$7K	<0.01%	0
DETROIT MI CITYDETROIT MI CITY	5,000	$7K	<0.01%	0
ADPAUTOMATIC DATA PROCESSING IN	40	$6K	<0.01%	0	Timeline
SCHASCHWAB STRATEGIC TR	94	$6K	<0.01%	-6	Timeline
SPTLSPDR SERIES TRUST	137	$6K	<0.01%	-175	Timeline
XLPSELECT SECTOR SPDR TR	100	$6K	<0.01%	-52	Timeline
NHINATIONAL HEALTH INVS INC	100	$6K	<0.01%	0	Timeline
PKGPACKAGING CORP AMER	55	$6K	<0.01%	0	Timeline
ROKROCKWELL AUTOMATION INC	27	$6K	<0.01%	0	Timeline
RCLROYAL CARIBBEAN GROUP	100	$6K	<0.01%	0	Timeline
TPRTAPESTRY INC	400	$6K	<0.01%	-4	Timeline
HPEHEWLETT PACKARD ENTERPRISE C	607	$6K	<0.01%	+115	Timeline
STTSTATE STR CORP	104	$6K	<0.01%	0	Timeline
MTHMERITAGE HOMES CORP	58	$6K	<0.01%	0	Timeline
CCLCARNIVAL CORP	402	$6K	<0.01%	0	Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	542	$6K	<0.01%	0	Timeline
KKELLANOVA	96	$6K	<0.01%	+71	Timeline
MAINMAIN STR CAP CORP	208	$6K	<0.01%	new	Timeline
CRLCHARLES RIV LABS INTL INC	25	$6K	<0.01%	0	Timeline
BIOBIO RAD LABS INC	11	$6K	<0.01%	0	Timeline
KODKEASTMAN KODAK CO	700	$6K	<0.01%	new	Timeline
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	732	$6K	<0.01%	0
IHS MARKIT LTDIHS MARKIT LTD	71	$6K	<0.01%	0
XBOEXBLACKROCK ENHANCED GLOBAL	600	$6K	<0.01%	0	Timeline
INVESCO BULLETSHARES 2021 H…INVESCO BULLETSHARES 2021 HIGH	240	$6K	<0.01%	0
ENLAYENEL SPA - UNSPON ADR	700	$6K	<0.01%	0	Timeline
PUBGYPUBLICIS GROUPE-ADR	736	$6K	<0.01%	0	Timeline
UBS AGUBS AG	551	$6K	<0.01%	-77
Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF	32	$6K	<0.01%	0
DHLGYDHL AG - ADR	130	$6K	<0.01%	new	Timeline
CDEVYCITY DEVELOPMENTS LTD SP ADR	1,121	$6K	<0.01%	0	Timeline
AHEXYADECCO GROUP AG-REG-UNSP ADR	215	$6K	<0.01%	0	Timeline
AGESYAGEAS SPONSORED ADR (BELGIUM)	145	$6K	<0.01%	0	Timeline
VERIZON COMMUNICATIONS INC …VERIZON COMMUNICATIONS INC 3.5 11…	5,000	$6K	<0.01%	0
ABBVIE INC 2.9 11/06/2022ABBVIE INC 2.9 11/06/2022	6,000	$6K	<0.01%	0
GENERAL MOTORS CO 6.6 36 DU…GENERAL MOTORS CO 6.6 36 DUE 04/0…	5,000	$6K	<0.01%	0
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INC	400	$6K	<0.01%	0
MARSH & MCLENNAN COS INC SR…MARSH & MCLENNAN COS INC SR NT 4…	5,000	$6K	<0.01%	0
Telephone & Data 6.875% Cl …Telephone & Data 6.875% Cl 11/	241	$6K	<0.01%	0
ACTIVISION INCACTIVISION INC	71	$6K	<0.01%	0
REGIONS FINANCIAL CORP NEWREGIONS FINANCIAL CORP NEW	210	$6K	<0.01%	0
EXXON MOBIL COREXXON MOBIL COR	5,000	$6K	<0.01%	0
PIMA CNTY ARIZ REGL TRANSN …PIMA CNTY ARIZ REGL TRANSN AU	5,000	$6K	<0.01%	0
AETNA INC NOTE M/W CLBLAETNA INC NOTE M/W CLBL	6,000	$6K	<0.01%	0
EXCELSIOR MINING CORPEXCELSIOR MINING CORP	12,300	$6K	<0.01%	0
FIRST TRUST PORTFOLIOS UNIT…FIRST TRUST PORTFOLIOS UNIT 353 T…	10	$6K	<0.01%	0
Eaton CorpEaton Corp	6,000	$6K	<0.01%	0
PARTNERRE LTD.PARTNERRE LTD.	221	$6K	<0.01%	0
TEMPE AZTEMPE AZ	5,000	$6K	<0.01%	0
MARICOPA AZ USD #41MARICOPA AZ USD #41	5,000	$6K	<0.01%	0
MASSACHUSETTS STMASSACHUSETTS ST	5,000	$6K	<0.01%	0
PACTIV LLCPACTIV LLC	5,000	$6K	<0.01%	0
PIMA CNTY AZPIMA CNTY AZ	5,000	$6K	<0.01%	0
PINAL CN AZ CCDPINAL CN AZ CCD	5,000	$6K	<0.01%	0
PUBLIC STORAGEPUBLIC STORAGE	5,000	$6K	<0.01%	0
QUEEN CRK AZ EXCQUEEN CRK AZ EXC	5,000	$6K	<0.01%	0
FRASER COMPANIESFRASER COMPANIES	5,000	$6K	<0.01%	0
WI ST TRANSWI ST TRANS	5,000	$6K	<0.01%	0
AUSTIN TX CCLG DISTAUSTIN TX CCLG DIST	5,000	$6K	<0.01%	0
YUMA ARIZONA MUNICIPYUMA ARIZONA MUNICIP	5,000	$6K	<0.01%	0
THE KROGER CO.THE KROGER CO.	5,000	$6K	<0.01%	0
TOTAL CAPITALTOTAL CAPITAL	5,000	$6K	<0.01%	0
TUCSON AZTUCSON AZ	5,000	$6K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	5,000	$6K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$6K	<0.01%	0
BANK OF AMERICA C VAR 28BANK OF AMERICA C VAR 28	5,000	$6K	<0.01%	0
BEAM INCBEAM INC	5,000	$6K	<0.01%	0
DUKE ENERGY OHIODUKE ENERGY OHIO	5,000	$6K	<0.01%	0
FEDERAL NTNL MORTGAGFEDERAL NTNL MORTGAG	6,000	$6K	<0.01%	0
ICSHISHARES TR	100	$5K	<0.01%	0	Timeline
BSXBOSTON SCIENTIFIC CORP	129	$5K	<0.01%	-558	Timeline
CRWDCROWDSTRIKE HLDGS INC	40	$5K	<0.01%	0	Timeline
EBNDSPDR SERIES TRUST	185	$5K	<0.01%	+172	Timeline
FEFIRSTENERGY CORP	183	$5K	<0.01%	0	Timeline
EOGEOG RES INC	126	$5K	<0.01%	0	Timeline
ALCALCON AG	89	$5K	<0.01%	0	Timeline
TERTERADYNE INC	57	$5K	<0.01%	0	Timeline
EBAYEBAY INC.	100	$5K	<0.01%	0	Timeline
ECLECOLAB INC	25	$5K	<0.01%	0	Timeline
NOBLPROSHARES TR	69	$5K	<0.01%	0	Timeline
HYLBDBX ETF TR	99	$5K	<0.01%	+96	Timeline
NATNORDIC AMERICAN TANKERS LIMI	1,300	$5K	<0.01%	0	Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	420	$5K	<0.01%	0	Timeline
GOODGLADSTONE COMMERCIAL CORP	270	$5K	<0.01%	0	Timeline
WGOWINNEBAGO INDS INC	100	$5K	<0.01%	0	Timeline
HTGCHERCULES CAPITAL INC	400	$5K	<0.01%	new	Timeline
BCBRUNSWICK CORP	93	$5K	<0.01%	0	Timeline
ROBOEXCHANGE TRADED CONCEPTS TRU	113	$5K	<0.01%	0	Timeline
WWAYFAIR INC	17	$5K	<0.01%	0	Timeline
AMBAAMBARELLA INC	100	$5K	<0.01%	0	Timeline
MATCH GROUP INCMATCH GROUP INC	45	$5K	<0.01%	+38
GLOBAL X FDSGLOBAL X FDS	233	$5K	<0.01%	0
AKBAAKEBIA THREAPEUTICS INC	1,800	$5K	<0.01%	new	Timeline
LRLCYL'OREAL-UNSPONSORED ADR	77	$5K	<0.01%	+66	Timeline
GENERAL MOTORS CORPGENERAL MOTORS CORP	153	$5K	<0.01%	0
METMETLIFE INC DEPOSITARY SH REPS	195	$5K	<0.01%	new	Timeline
KEYKEYCORP NEW DS RPT 1/40 OWN IN	161	$5K	<0.01%	0	Timeline
NATIONAL GRID PLCNATIONAL GRID PLC	78	$5K	<0.01%	+78
US BANCORP 2.625 01/24/2022US BANCORP 2.625 01/24/2022	5,000	$5K	<0.01%	0
TOYOTA MTR CORP SR NT 3.66…TOYOTA MTR CORP SR NT 3.669 perc…	4,000	$5K	<0.01%	0
FLGFLAGSTAR BANK, N.A DEP SHS REP	165	$5K	<0.01%	0	Timeline
RZBREINSURANCE GROUP AMER INC SUB	187	$5K	<0.01%	0	Timeline
ROYAL BANK OF SCOT-SPON ADRROYAL BANK OF SCOT-SPON ADR	1,792	$5K	<0.01%	0
REINSURANCE GROUP OF AMERICAREINSURANCE GROUP OF AMERICA	182	$5K	<0.01%	0
Prudential PLC 6.75% PrpCl …Prudential PLC 6.75% PrpCl 9/0	200	$5K	<0.01%	0
AT&T PfdAT&T Pfd	195	$5K	<0.01%	0
SERVICEMASTER CO LPSERVICEMASTER CO LP	5,000	$5K	<0.01%	0
FEDERAL NATIONAL MTG ASSNFEDERAL NATIONAL MTG ASSN	5,000	$5K	<0.01%	0
DOMINION ENERGY INC NOTE M/…DOMINION ENERGY INC NOTE M/W CLBL	5,000	$5K	<0.01%	0
CVS HEALTH CORPORATION NOTE…CVS HEALTH CORPORATION NOTE M/W C…	5,000	$5K	<0.01%	0
american express coamerican express co	5,000	$5K	<0.01%	0
Goldman Sachs Group Inc FRNGoldman Sachs Group Inc FRN	5,000	$5K	<0.01%	0
LOS ANGELES CA W/PLOS ANGELES CA W/P	5,000	$5K	<0.01%	0
MONTANA STATE BOMONTANA STATE BO	5,000	$5K	<0.01%	0
MORGAN STANLEY (VARIABLE)MORGAN STANLEY (VARIABLE)	7,000	$5K	<0.01%	0
NC EASTERN MUNI PWRNC EASTERN MUNI PWR	5,000	$5K	<0.01%	0
AMERICAN ELECTRICAMERICAN ELECTRIC	5,000	$5K	<0.01%	0
FTFT	2,000	$5K	<0.01%	0
TN ENGY ACQUISITTN ENGY ACQUISIT	5,000	$5K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$5K	<0.01%	0

Sold out in Q3 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 239. All 239

Security	Shares before	Value before	Type
US TREASU NTUS TREASU NT	300,000	$301K	shares
Waste Management,Waste Management,	205,000	$210K	shares
IWFISHARES TR	845	$162K	shares
IWDISHARES TR	1,058	$119K	shares
CROWN CASTLE INTCROWN CASTLE INT	100,000	$102K	shares
EBAY INC.EBAY INC.	100,000	$102K	shares
SCHOSCHWAB STRATEGIC TR	1,790	$92K	shares
PUBLIC STORAGE SER WPUBLIC STORAGE SER W	3,250	$81K	shares
Public Storage 5.3Public Storage 5.3	3,092	$77K	shares
DONWISDOMTREE TR	2,692	$76K	shares
JPSTJ P MORGAN EXCHANGE TRADED F	1,485	$75K	shares
ECOLAB INCECOLAB INC	69,000	$73K	shares
DESWISDOMTREE TR	3,215	$68K	shares
AT&T INCAT&T INC	60,000	$64K	shares
ASTRAZENECA PLASTRAZENECA PL	50,000	$56K	shares
HP INC.HP INC.	50,000	$52K	shares
GOLDMAN SACHS GRGOLDMAN SACHS GR	50,000	$50K	shares
HSBC USA INC.HSBC USA INC.	50,000	$50K	shares
KY ST MUN PWR AGKY ST MUN PWR AG	50,000	$50K	shares
SYMANTEC CORPSYMANTEC CORP	50,000	$50K	shares
CONAGRA BRANDS,CONAGRA BRANDS,	50,000	$50K	shares
FARMINGTON NM POLFARMINGTON NM POL	50,000	$50K	shares
AUTOZONE, INC.AUTOZONE, INC.	50,000	$50K	shares
SUPNSUPERNUS PHARMACEUTICALS	1,838	$44K	shares
SPABSPDR SERIES TRUST	1,376	$42K	shares
MET NASHVILE ARPT TNMET NASHVILE ARPT TN	40,000	$40K	shares
HORIZON PHARMA INVT LTDHORIZON PHARMA INVT LTD	20,000	$39K	shares
SHOPSHOPIFY INC	40	$38K	shares
IEFAISHARES TR	640	$37K	shares
JPMORGAN CHASE & COJPMORGAN CHASE & CO	32,000	$34K	shares
GENERAL MOLY INC COMGENERAL MOLY INC COM	162,807	$33K	shares
Illinois Fin Auth RIllinois Fin Auth R	25,000	$33K	shares
TRAVELERS COMPANIES INC COM…TRAVELERS COMPANIES INC COM STK N…	277	$32K	shares
New York St Dorm AuNew York St Dorm Au	25,000	$32K	shares
Texas StTexas St	25,000	$32K	shares
Fl St B/E Pub EdFl St B/E Pub Ed	30,000	$31K	shares
IJRISHARES TR	419	$29K	shares
Trinity Riv Tx WwTrinity Riv Tx Ww	20,000	$26K	shares
ARIZONA ST TRANSN BRD 5 07/…ARIZONA ST TRANSN BRD 5 07/01/2023	25,000	$25K	shares
SANTA MONICA-MA 6.434SANTA MONICA-MA 6.434	25,000	$25K	shares
WELLS FARGO & COWELLS FARGO & CO	25,000	$25K	shares
American ExpressAmerican Express	20,000	$21K	shares
DAVITA HEALTHCARE PARTNERS …DAVITA HEALTHCARE PARTNERS INC	20,000	$20K	shares
General ElectricGeneral Electric	20,000	$20K	shares
PHOENIX AZPHOENIX AZ	20,000	$20K	shares
PIMA CN AZ USD #1PIMA CN AZ USD #1	20,000	$20K	shares
SPDWSPDR INDEX SHS FDS	652	$18K	shares
MTUMISHARES TR	121	$16K	shares
The Toronto-DomiThe Toronto-Domi	16,000	$16K	shares
FRFHFFAIRFAX FINANCIAL HLDGS LTD	50	$15K	shares
HILLENBRAND INCHILLENBRAND INC	15,000	$15K	shares
NEW MEXICO FIN ANEW MEXICO FIN A	15,000	$15K	shares
PHOENIX AZ CVC ARPTPHOENIX AZ CVC ARPT	15,000	$15K	shares
SPSBSPDR SERIES TRUST	456	$14K	shares
Viacom Inc.Viacom Inc.	13,000	$14K	shares
POLYONE CORPPOLYONE CORP	480	$13K	shares
COMCAST CORP NEW 2.75 03/01…COMCAST CORP NEW 2.75 03/01/2023	12,000	$13K	shares
Hanover Insurance 6.35% Cl …Hanover Insurance 6.35% Cl 3/1	500	$13K	shares
Florida St TurnpikeFlorida St Turnpike	10,000	$13K	shares
Illinois Fin Auth RIllinois Fin Auth R	10,000	$13K	shares
MORGAN STANLEYMORGAN STANLEY	13,000	$13K	shares
GRAND RIVER DAM AUTH OK REV…GRAND RIVER DAM AUTH OK REV, REF …	10,000	$12K	shares
Nj St Tpk AuthNj St Tpk Auth	10,000	$12K	shares
Exelon Generation CExelon Generation C	12,000	$12K	shares
TESCO PLC SPONSORED ADRTESCO PLC SPONSORED ADR	1,271	$11K	shares
Lewis Cnty Wa PuLewis Cnty Wa Pu	10,000	$11K	shares
FLRNSPDR SERIES TRUST	322	$10K	shares
NEW YORK MTG TR INCNEW YORK MTG TR INC	500	$10K	shares
PHOENIX AZ CVC ARPTPHOENIX AZ CVC ARPT	10,000	$10K	shares
PHOENIX AZ CVC IMPPHOENIX AZ CVC IMP	10,000	$10K	shares
SCOTTSDALE AZ W/SCOTTSDALE AZ W/	10,000	$10K	shares
AZ ST TRANSN BRDAZ ST TRANSN BRD	10,000	$10K	shares
AZ TRANS EXCISE TAXAZ TRANS EXCISE TAX	10,000	$10K	shares
EWLISHARES INC	229	$9K	shares
SSPSCRIPPS E W CO OHIO	1,000	$9K	shares
CMECME GROUP INC	48	$8K	shares
TMTOYOTA MOTOR CORP	64	$8K	shares
SK TELECOM LTDSK TELECOM LTD	409	$8K	shares
DELL INCDELL INC	153	$8K	shares
VWAPYVOLKSWAGEN A G (GERMANY, FR)	518	$8K	shares
PBPINVESCO EXCHANGE TRADED FD T	391	$7K	shares
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	1,009	$7K	shares
DNPLYDAI NIPPON PRINTING LTD JAPAN	625	$7K	shares
SVNDYSEVEN & I HOLDINGS-UNSPN ADR	436	$7K	shares
BANK AMER CORP 5.625 07/01/…BANK AMER CORP 5.625 07/01/2020	7,000	$7K	shares
WASTE MGMT INC DEL 2.95 06/…WASTE MGMT INC DEL 2.95 06/15/2024	7,000	$7K	shares
EXPEDIA INCEXPEDIA INC	7,000	$7K	shares
BKNGBOOKING HOLDINGS INC	4	$6K	shares
PTONPELOTON INTERACTIVE INC	100	$6K	shares
AXSAXIS CAP HLDGS LTD	148	$6K	shares
MARICOPA AZ USD #60MARICOPA AZ USD #60	5,000	$6K	shares
UNIV NMUNIV NM	5,000	$6K	shares
IWVISHARES TR	25	$5K	shares
TAKTAKEDA PHARMACEUTICAL CO LTD	270	$5K	shares
HSBCHSBC HLDGS PLC	205	$5K	shares
ULTAULTA BEAUTY INC	23	$5K	shares
QUALISHARES TR	48	$5K	shares
FLEXFLEX LTD	509	$5K	shares
INDAISHARES TR	156	$5K	shares
EWHISHARES INC	219	$5K	shares

How Q3 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-20-002491	base		2020-10-26	acceptance time not in the bulk data set	2026-10-07 18:48:21 UTC