13F-HR filed by Shaker Financial Services, LLC
Shaker Financial Services, LLC filed this 13F-HR for the quarter ended 2026-09-30, accepted by EDGAR 2026-10-14 16:24:00 UTC, with 144 holding rows worth $303,136,711.
- Accession
- 0001172661-26-004522
- Filer
- CIK 1511794
- Filed
- 2026-10-14
- Accepted by EDGAR
- Ingested
- Source
- EDGAR live feed
13F report for Q3 2026
A holdings report, 144 entries on the cover page, a total value of $303,136,711 stated on the cover page (in dollars after the unit check, H1), rows summing to $303,136,711 with VALUE read as dollars as filed, 13F file number 028-14234. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYCE VALUE TRUST | 780910105 | COM | 513,739 | $8,800,350 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,642,101 | $8,292,611 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 464,820 | $8,051,330 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,518,357 | $7,956,191 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,334,591 | $7,700,591 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 558,655 | $7,061,400 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 447,139 | $6,854,641 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 222,969 | $6,307,794 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 279,892 | $6,224,799 | dollars as filed | |
| SOURCE CAPITAL | 836144303 | COM SHS OF BEN I | 125,834 | $5,716,639 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 273,850 | $5,441,400 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 253,907 | $5,408,220 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 383,715 | $5,391,196 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 493,614 | $5,148,395 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 266,301 | $5,005,879 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 44,417 | $4,527,869 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 79,373 | $4,405,971 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 213,332 | $4,334,907 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 288,321 | $4,249,852 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 415,052 | $4,150,520 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 348,687 | $4,006,414 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 491,862 | $3,969,327 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 61,535 | $3,903,781 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 548,253 | $3,808,927 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 52,531 | $3,709,249 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 158,081 | $3,654,833 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 436,616 | $3,479,830 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 397,685 | $3,417,149 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 141,946 | $3,406,704 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,286 | $3,276,728 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 233,299 | $3,135,539 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 179,744 | $3,122,154 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 86,983 | $2,986,997 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 546,122 | $2,901,667 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 219,769 | $2,896,603 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 419,347 | $2,767,691 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 303,062 | $2,694,218 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 189,057 | $2,692,172 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 189,156 | $2,687,706 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 94,702 | $2,643,133 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 319,717 | $2,639,199 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 373,225 | $2,582,717 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 373,948 | $2,574,633 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 221,753 | $2,443,719 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,478 | $2,437,767 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 424,625 | $2,420,363 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 185,151 | $2,388,448 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 198,795 | $2,374,049 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 514,675 | $2,290,304 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 170,675 | $2,281,925 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 196,145 | $2,255,668 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 73,567 | $2,229,816 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 356,491 | $2,192,420 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 231,344 | $2,174,634 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 352,947 | $2,139,952 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 225,286 | $2,119,942 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 516,772 | $2,118,766 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 179,043 | $2,091,223 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 300,720 | $2,069,706 | dollars as filed | |
| ABRDN ASIA PACIFIC INCOME FU | 003009867 | COM NEW | 155,079 | $2,028,434 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 378,521 | $2,021,303 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 313,823 | $1,970,930 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 228,542 | $1,931,180 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 193,518 | $1,882,931 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 148,070 | $1,828,665 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 332,332 | $1,781,300 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 179,344 | $1,768,332 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 752,927 | $1,761,850 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 180,423 | $1,757,321 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 255,731 | $1,674,581 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 169,459 | $1,601,388 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 167,447 | $1,590,747 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 124,694 | $1,554,935 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 124,547 | $1,462,182 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 123,537 | $1,460,208 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 263,590 | $1,436,566 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 149,149 | $1,355,765 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 72,564 | $1,316,311 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 352,768 | $1,245,272 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 89,661 | $1,214,907 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 101,819 | $1,207,699 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 93,079 | $1,172,796 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 17,500 | $1,149,050 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 90,470 | $1,136,304 | dollars as filed | |
| VIRTUS CONVERTIBLE & INCOME | 92838X805 | COM NEW | 74,464 | $1,125,152 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 91,089 | $1,096,712 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 47,893 | $1,062,267 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 319,464 | $1,041,453 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 150,791 | $1,017,840 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 171,750 | $994,433 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 92,017 | $979,061 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 85,695 | $963,212 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 117,721 | $961,781 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 87,404 | $932,601 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 153,273 | $921,171 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 70,498 | $880,485 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 76,063 | $878,528 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 51,320 | $873,467 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 90,664 | $808,723 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 44,836 | $795,389 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 76,777 | $743,970 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 44,551 | $713,262 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 272,461 | $708,399 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 66,161 | $690,912 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 61,196 | $667,037 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 55,669 | $651,884 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 31,596 | $644,243 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 112,343 | $632,492 | dollars as filed | |
| ABRDN AUSTRALIA EQUITY FD IN | 003011111 | COM | 46,499 | $582,168 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 190,008 | $573,825 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 40,009 | $538,522 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,688 | $526,210 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 34,447 | $524,628 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 34,789 | $519,052 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 44,505 | $510,028 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 25,568 | $494,486 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 41,527 | $486,697 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 109,136 | $451,824 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 78,392 | $424,885 | dollars as filed | |
| VWO | 922042858 | SHS | 7,159 | $424,588 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 60,281 | $424,379 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 60,800 | $420,736 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 549 | $406,547 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 40,604 | $406,447 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 37,893 | $390,298 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 20,669 | $390,231 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 16,406 | $371,104 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,012 | $359,231 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 38,135 | $356,944 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 14,645 | $338,007 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 18,300 | $336,720 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,493 | $300,287 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 14,588 | $297,450 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 39,609 | $296,143 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 11,213 | $278,868 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 56,599 | $274,506 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 2,997 | $254,616 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 29,479 | $223,157 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 22,066 | $198,594 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 30,000 | $180,900 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 21,086 | $165,315 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 20,882 | $155,989 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 13,415 | $74,217 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,850 | $67,053 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-26-004522 | this filing | 2026-10-14 |