OTA Financial Group L.P.

13F filer, CIK 1317346, PURCHASE, NY

OTA Financial Group L.P. reported $156,956,000 across 97 holdings for the quarter ended 2022-03-31, in a 13F-HR filed 2022-04-19. Its ten largest share positions make up 76.17% of the portfolio.

Filed 2022-04-19 (acceptance time not in the bulk data set), ingested 2026-10-07 18:35:57 UTC13F-HR 0001425475-22-000002

Period: 2022-03-31
Reported value: $157M
Holdings: 97
Top 10 weight: 76.17%
New: 65
Sold out: 50

Largest buys vs the previous quarter

Security	Shares change	Approx. value
OXY/WSadded	+1,410,386	$49.7M
AGGadded	+34,749	$3.72M
SORRENTO THERAPEUTICS INCnew	+1,490,400	$3.47M
SJNKnew	+70,139	$1.84M
AVANTOR INCadded	+14,398	$1.49M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
EXPAND ENERGY CORPORATIONexited	-275,678	-$11M
PSLVexited	-1,285,091	-$10.3M
NEXTERA ENERGY INCexited	-114,007	-$7.76M
PHYSexited	-532,340	-$7.64M
VCITreduced	-45,029	-$3.87M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2022

Share positions as resolved from 13F-HR 0001425475-22-000002, largest first. % of portfolio is the value over $156,956,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
OXY/WSOCCIDENTAL PETE CORP	1,787,333	$63M	40.12%	+1,410,386	Timeline
AVANTOR INCAVANTOR INC	264,637	$27.4M	17.46%	+14,398
AGGISHARES TR	96,311	$10.3M	6.57%	+34,749	Timeline
HYGISHARES TR	50,288	$4.14M	2.64%	+1,039	Timeline
SORRENTO THERAPEUTICS INCSORRENTO THERAPEUTICS INC	1,490,400	$3.47M	2.21%	new
VCSHVANGUARD SCOTTSDALE FDS	38,437	$3M	1.91%	-2,952	Timeline
KYNKAYNE ANDERSON ENERGY INFRST	291,207	$2.68M	1.71%	+25,653	Timeline
PAAPLAINS ALL AMERN PIPELINE L	188,402	$2.03M	1.29%	+66,516	Timeline
SJNKSPDR SERIES TRUST	70,139	$1.84M	1.17%	new	Timeline
VCITVANGUARD SCOTTSDALE FDS	19,930	$1.71M	1.09%	-45,029	Timeline
NMLNEUBERGER ENGY INFRSTR & INC	219,239	$1.41M	0.9%	-3,957	Timeline
TORTOISE MIDSTREAM ENERGY F…TORTOISE MIDSTREAM ENERGY FUND	33,977	$1.29M	0.82%	-695
BENESSERE CAPITAL ACQUSTN COBENESSERE CAPITAL ACQUSTN CO	109,169	$1.12M	0.71%	+21,541
ZANITE ACQUISITION CORPZANITE ACQUISITION CORP	101,015	$1.04M	0.66%	+7,930
SOUTH JERSEY INDS INCSOUTH JERSEY INDS INC	14,899	$1.03M	0.66%	new
SPIRIT AIRLS INCSPIRIT AIRLS INC	39,544	$864K	0.55%	new
CHP MERGER CORPCHP MERGER CORP	84,300	$858K	0.55%	+61,900
TYGTORTOISE ENERGY INFRSTRCTR C	24,260	$838K	0.53%	-2,849	Timeline
VENUS ACQUISITION CORPORATIOVENUS ACQUISITION CORPORATIO	74,549	$756K	0.48%	new
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN	59,769	$722K	0.46%	+8,901
MODEL PERFORMANCE ACQU CORPMODEL PERFORMANCE ACQU CORP	69,009	$698K	0.44%	+17,204
SLVISHARES SILVER TR	30,309	$693K	0.44%	new	Timeline
BETTER WORLD ACQUISITION CORBETTER WORLD ACQUISITION COR	67,072	$688K	0.44%	+2,055
THRYV HLDGS INCTHRYV HLDGS INC	23,600	$663K	0.42%	-120,100
CUKCARNIVAL PLC	34,173	$624K	0.4%	new	Timeline
BLUE SAFARI GRP ACQUISITN COBLUE SAFARI GRP ACQUISITN CO	59,963	$602K	0.38%	new
SRVNXG CUSHING MIDSTREAM ENERGY	15,742	$548K	0.35%	+1,794	Timeline
VENTOUX CCM ACQUISITION CORPVENTOUX CCM ACQUISITION CORP	51,739	$522K	0.33%	-31,371
MAQUIA CAPITAL ACQUISITION CMAQUIA CAPITAL ACQUISITION C	49,730	$503K	0.32%	new
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	10,980	$502K	0.32%	new
GLOBAL CONSUMER ACQUISITN COGLOBAL CONSUMER ACQUISITN CO	49,177	$491K	0.31%	+1,080
OCEANTECH ACQUISITIONS I COROCEANTECH ACQUISITIONS I COR	48,005	$483K	0.31%	+19,480
OTR ACQUISITION CORPOTR ACQUISITION CORP	45,806	$467K	0.3%	new
RIBBIT LEAP LTDRIBBIT LEAP LTD	47,037	$464K	0.3%	new
EOIEATON VANCE ENHANCED EQUITY	24,633	$453K	0.29%	new	Timeline
TRADEUP ACQUISITION CORPTRADEUP ACQUISITION CORP	44,735	$446K	0.28%	+1,803
MUDRICK CAPITAL ACQU CORP IIMUDRICK CAPITAL ACQU CORP II	43,769	$438K	0.28%	-145,082
TAILWIND ACQUISITION CORPTAILWIND ACQUISITION CORP	44,173	$437K	0.28%	-16,495
CONCORD ACQUISITION CORPCONCORD ACQUISITION CORP	43,861	$436K	0.28%	new
PMLPIMCO MUN INCOME FD II	37,507	$431K	0.27%	new	Timeline
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU	29,208	$427K	0.27%	new
HIXWESTERN ASSET HIGH INCOM FD	69,503	$418K	0.27%	new	Timeline
PIONEER MERGER CORPPIONEER MERGER CORP	40,943	$401K	0.26%	new
KALERA PUBLIC LIMITED CO OR…KALERA PUBLIC LIMITED CO ORDINARY…	39,553	$400K	0.25%	-19,287
ARIES I ACQUISITION CORPARIES I ACQUISITION CORP	39,516	$397K	0.25%	+13,805
AUSTERLITZ ACQUISITION CORPAUSTERLITZ ACQUISITION CORP	39,934	$390K	0.25%	new
EFTEATON VANCE FLOATING RATE IN	29,221	$386K	0.25%	new	Timeline
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TR	31,353	$381K	0.24%	new
DELWINDS INS ACQUISITION CORDELWINDS INS ACQUISITION COR	37,600	$373K	0.24%	new
XBGYXBLACKROCK ENHANCED INTL DIV	64,805	$372K	0.24%	new	Timeline
TRISALUS LIFE SCIENCES INC …TRISALUS LIFE SCIENCES INC COM	37,082	$363K	0.23%	new
DTRT HEALTH ACQUISITION CORPDTRT HEALTH ACQUISITION CORP	35,714	$358K	0.23%	+14,960
SPABSPDR SERIES TRUST	12,705	$353K	0.22%	new	Timeline
BREEZE HOLDINGS ACQUISITN COBREEZE HOLDINGS ACQUISITN CO	34,206	$353K	0.22%	new
TUSCAN HLDGS CORP IITUSCAN HLDGS CORP II	29,507	$332K	0.21%	new
NADNUVEEN QUALITY MUNCP INCOME	24,762	$330K	0.21%	new	Timeline
BRIDGETOWN HOLDINGS LTDBRIDGETOWN HOLDINGS LTD	33,518	$330K	0.21%	new
GIGINTERNATIONAL1 INCGIGINTERNATIONAL1 INC	32,925	$328K	0.21%	new
HEALTH ASSURANCE ACQUIS-HEALTH ASSURANCE ACQUIS-	32,752	$322K	0.21%	new
LONGVIEW ACQUISITION CORP IILONGVIEW ACQUISITION CORP II	32,879	$320K	0.2%	new
ADARA ACQUISITION CORPADARA ACQUISITION CORP	31,634	$312K	0.2%	new
CLOVER LEAF CAPITAL CORPCLOVER LEAF CAPITAL CORP	30,892	$311K	0.2%	new
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN	150,199	$307K	0.2%	new
EDTECHX HOLDINGS ACQU CORP IEDTECHX HOLDINGS ACQU CORP I	30,462	$307K	0.2%	new
EAST RES ACQUISITION COEAST RES ACQUISITION CO	30,522	$302K	0.19%	-1,832
XFRAXBLACKROCK FLOATING RATE INCO	23,114	$300K	0.19%	new	Timeline
D AND Z MEDIA ACQUISITION COD AND Z MEDIA ACQUISITION CO	30,667	$300K	0.19%	new
POLISHED COM INCPOLISHED COM INC	484,444	$299K	0.19%	new
MALACCA STRAITS ACQUISITIONMALACCA STRAITS ACQUISITION	29,549	$298K	0.19%	new
TWELVE SEAS INVESTMENT CO IITWELVE SEAS INVESTMENT CO II	29,930	$292K	0.19%	new
ETWEATON VANCE TAX-MANAGED GLOB	27,899	$284K	0.18%	new	Timeline
KHOSLA VENTURES ACQUT CO IIIKHOSLA VENTURES ACQUT CO III	28,554	$278K	0.18%	new
XBOEXBLACKROCK ENHANCED GLOBAL	23,938	$270K	0.17%	new	Timeline
PINE IS ACQUISITION CORPPINE IS ACQUISITION CORP	27,414	$269K	0.17%	new
BTTBLACKROCK MUN TARGET TERM TR	11,269	$266K	0.17%	new	Timeline
LIGHTJUMP ACQUISITION CORPLIGHTJUMP ACQUISITION CORP	26,318	$261K	0.17%	new
EDOC ACQUISITION CORPEDOC ACQUISITION CORP	25,760	$261K	0.17%	new
NORTHERN STAR INVSTMNT CORPNORTHERN STAR INVSTMNT CORP	26,682	$260K	0.17%	-26,593
GIGCAPITAL 5 INCGIGCAPITAL 5 INC	26,118	$260K	0.17%	new
KIOKKR INCOME OPPORTUNITIES FD	17,448	$251K	0.16%	new	Timeline
XAWPXABRDN GLOBAL PREMIER PROPERT	38,940	$250K	0.16%	+2,918	Timeline
INTERNATIONAL MEDIA ACQUISITINTERNATIONAL MEDIA ACQUISIT	25,024	$247K	0.16%	+1,536
XETYXEATON VANCE TAX-MANAGED DIVE	17,483	$244K	0.16%	new	Timeline
ATHENA CONSUMER ACQ CORPATHENA CONSUMER ACQ CORP	24,120	$240K	0.15%	new
MARLIN TECHNOLOGY CORPMARLIN TECHNOLOGY CORP	23,794	$233K	0.15%	new
BLOCKCHAIN MOON ACQUISITN COBLOCKCHAIN MOON ACQUISITN CO	23,672	$233K	0.15%	new
E MERGE TECHNOLOGY ACQUISITIE MERGE TECHNOLOGY ACQUISITI	23,214	$229K	0.15%	new
BLWBLACKROCK LTD DURATION INCOM	15,954	$228K	0.15%	new	Timeline
DATA KNIGHTS ACQUISITION CORDATA KNIGHTS ACQUISITION COR	22,252	$226K	0.14%	new
CLASS ACCELERATION CORPCLASS ACCELERATION CORP	23,132	$226K	0.14%	new
HPX CORPHPX CORP	22,671	$224K	0.14%	new
GLOBAL SYSTEMS DYNAMICS INCGLOBAL SYSTEMS DYNAMICS INC	22,244	$223K	0.14%	new
GOOD WKS II ACQUISITION CORPGOOD WKS II ACQUISITION CORP	22,608	$222K	0.14%	new
PRIVETERRA ACQUISITION CORPPRIVETERRA ACQUISITION CORP	22,059	$218K	0.14%	new
ASTSAST SPACEMOBILE INC	21,400	$213K	0.14%	new	Timeline
EMERGING MARKETS HORIZON COREMERGING MARKETS HORIZON COR	20,844	$205K	0.13%	new
XIGDXVOYA GLBL EQTY DIV & PREM OP	34,600	$202K	0.13%	new	Timeline

Sold out in Q1 2022

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
EXPAND ENERGY CORPORATIONEXPAND ENERGY CORPORATION	275,678	$11M	shares
PSLVSPROTT ASSET MANAGEMENT LP	1,285,091	$10.3M	shares
NEXTERA ENERGY INCNEXTERA ENERGY INC	114,007	$7.76M	shares
PHYSSPROTT ASSET MANAGEMENT LP	532,340	$7.64M	shares
EXPAND ENERGY CORPORATIONEXPAND ENERGY CORPORATION	72,011	$2.58M	shares
RIOTRIOT PLATFORMS INC	109,900	$2.45M	shares
PERSHING SQUARE TONTINE HLD…PERSHING SQUARE TONTINE HLDG COM	114,748	$2.26M	shares
BNDVANGUARD BD INDEX FDS	26,532	$2.25M	shares
YELLOWSTONE ACQUISITION CO …YELLOWSTONE ACQUISITION CO COM CL…	159,899	$1.63M	shares
CEFSPROTT ASSET MANAGEMENT LP	85,467	$1.52M	shares
EXEELCHESAPEAKE ENERGY CORP -CW26	41,263	$1.34M	shares
CITIC CAPITAL ACQUISITION COCITIC CAPITAL ACQUISITION CO	126,475	$1.27M	shares
ZGZILLOW GROUP INC	16,547	$1.03M	shares
BURGUNDY TECHNOLOGY ACQU CORBURGUNDY TECHNOLOGY ACQU COR	100,747	$1.01M	shares
COHN ROBBINS HOLDINGS CORPCOHN ROBBINS HOLDINGS CORP	77,353	$760K	shares
SCVX CORPSCVX CORP	55,235	$551K	shares
INVITAE CORPINVITAE CORP	32,600	$497K	shares
VY GLOBAL GROWTHVY GLOBAL GROWTH	50,354	$493K	shares
SHYGISHARES TR	10,623	$481K	shares
ALBERTON ACQUISITION CORPALBERTON ACQUISITION CORP	40,299	$471K	shares
FPFFIRST TR INTER DURATN PFD &	16,697	$409K	shares
HENNESSY CAPITAL INVS CORP VHENNESSY CAPITAL INVS CORP V	39,688	$386K	shares
PATHFINDER ACQUISITION CORPPATHFINDER ACQUISITION CORP	39,089	$379K	shares
HUMANCO ACQUISITION CORPHUMANCO ACQUISITION CORP	37,192	$363K	shares
AUSTERLITZ ACQUISITION CORPAUSTERLITZ ACQUISITION CORP	36,993	$359K	shares
TORTOISE PIPELINE & ENERGY FTORTOISE PIPELINE & ENERGY F	14,662	$334K	shares
NUVNUVEEN MUN VALUE FD INC	30,213	$313K	shares
HEALTHCARE SERVICES ACQU CORHEALTHCARE SERVICES ACQU COR	31,729	$309K	shares
LEO HLDGS CORP IILEO HLDGS CORP II	30,608	$298K	shares
VPC IMPACT ACQU HOLDI III INVPC IMPACT ACQU HOLDI III IN	27,966	$286K	shares
DISCOVERY INCDISCOVERY INC	11,994	$282K	shares
INDIE SEMICONDUCTOR INCINDIE SEMICONDUCTOR INC	80,573	$282K	shares
VISIONWAVE HOLDINGS INC COMVISIONWAVE HOLDINGS INC COM	28,293	$277K	shares
STERLING BANCORP DELSTERLING BANCORP DEL	10,524	$271K	shares
SENIOR CONNECT ACQUISITN CORSENIOR CONNECT ACQUISITN COR	25,766	$250K	shares
CHARDAN NEXTECH ACQUISITIONCHARDAN NEXTECH ACQUISITION	25,047	$248K	shares
CRUCIBLE ACQUISITION CORPCRUCIBLE ACQUISITION CORP	25,393	$247K	shares
CASCADE ACQUISITION CORPCASCADE ACQUISITION CORP	22,691	$225K	shares
ETJEATON VANCE RISK-MANAGED DIV	20,996	$224K	shares
BITBLACKROCK MULTI SECTOR INC T	12,030	$218K	shares
STNESTONECO LTD	12,919	$217K	shares
YATSEN HLDG LTD SPONSORED A…YATSEN HLDG LTD SPONSORED ADS	100,390	$215K	shares
MSP RECOVERY INC COM CL AMSP RECOVERY INC COM CL A	21,270	$211K	shares
GLOBAL PARTNER ACQISTN CORPGLOBAL PARTNER ACQISTN CORP	21,703	$210K	shares
OYSTER ENTERPRISES ACQ CORPOYSTER ENTERPRISES ACQ CORP	21,429	$209K	shares
SFIXSTITCH FIX INC	10,954	$207K	shares
DSLDOUBLELINE INCOME SOLUTIONS	12,604	$203K	shares
AST SPACEMOBILE INCAST SPACEMOBILE INC	70,020	$203K	shares
KHOSLA VENTURES ACQUISITIONKHOSLA VENTURES ACQUISITION	21,022	$203K	shares
KINGSWOOD ACQUISITION CORPKINGSWOOD ACQUISITION CORP	20,008	$202K	shares

How Q1 2022 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001425475-22-000002	base	restatement	2022-04-19	acceptance time not in the bulk data set	2026-10-07 18:35:57 UTC