13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-04-19, with 97 holding rows worth $156,956,000.
- Accession
- 0001425475-22-000002
- Filer
- CIK 1317346
- Filed
- 2022-04-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, amendment of type restatement, 97 entries on the cover page, a total value of $156,956,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,956,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA TRADING FUND 1 LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,787,333 | $62,967,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 264,637 | $27,397,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 96,311 | $10,314,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 50,288 | $4,138,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F902 | CALL | 1,490,400 | $3,472,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 38,437 | $3,001,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 291,207 | $2,684,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 188,402 | $2,027,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 70,139 | $1,840,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 19,930 | $1,714,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 219,239 | $1,411,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 33,977 | $1,290,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 109,169 | $1,118,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 101,015 | $1,036,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 14,899 | $1,035,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 39,544 | $864,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 84,300 | $858,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 24,260 | $838,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F102 | CMN | 74,549 | $756,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 59,769 | $722,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 69,009 | $698,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 30,309 | $693,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 67,072 | $688,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029906 | COM NEW | 23,600 | $663,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 34,173 | $624,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R106 | CLASS A ORD SHS | 59,963 | $602,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 15,742 | $548,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 51,739 | $522,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 49,730 | $503,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 10,980 | $502,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 49,177 | $491,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507107 | CLASS A COM | 48,005 | $483,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 45,806 | $467,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 47,037 | $464,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 24,633 | $453,000 | thousands by filing date | |
| TRADEUP ACQUISITION CORP | 89268A107 | COM | 44,735 | $446,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 43,769 | $438,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 44,173 | $437,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 43,861 | $436,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 37,507 | $431,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 29,208 | $427,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 69,503 | $418,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 40,943 | $401,000 | thousands by filing date | |
| KALERA PUBLIC LIMITED CO ORDINARY SHARES | G41089106 | Stock | 39,553 | $400,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 39,516 | $397,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 39,934 | $390,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 29,221 | $386,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 31,353 | $381,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 37,600 | $373,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 64,805 | $372,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 37,082 | $363,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T103 | COM CL A | 35,714 | $358,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 12,705 | $353,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 34,206 | $353,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 29,507 | $332,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 24,762 | $330,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 33,518 | $330,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W106 | CMN | 32,925 | $328,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 32,752 | $322,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 32,879 | $320,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 31,634 | $312,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 30,892 | $311,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 150,199 | $307,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 30,462 | $307,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 30,522 | $302,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,114 | $300,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 30,667 | $300,000 | thousands by filing date | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 484,444 | $299,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 29,549 | $298,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 29,930 | $292,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 27,899 | $284,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 28,554 | $278,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 23,938 | $270,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 27,414 | $269,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 11,269 | $266,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M106 | COM | 26,318 | $261,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 25,760 | $261,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 26,682 | $260,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U109 | COMMON STOCK | 26,118 | $260,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 17,448 | $251,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 38,940 | $250,000 | thousands by filing date | |
| INTERNATIONAL MEDIA ACQUISIT | 459867107 | CLASS A COM | 25,024 | $247,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,483 | $244,000 | thousands by filing date | |
| ATHENA CONSUMER ACQ CORP | 04684M106 | CL A | 24,120 | $240,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 23,794 | $233,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F109 | CMN | 23,672 | $233,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 23,214 | $229,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 15,954 | $228,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 22,252 | $226,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 23,132 | $226,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 22,671 | $224,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 22,244 | $223,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 22,608 | $222,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 22,059 | $218,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 21,400 | $213,000 | thousands by filing date | |
| EMERGING MARKETS HORIZON COR | G3033X105 | CLASS A ORD SHS | 20,844 | $205,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 34,600 | $202,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001425475-22-000002 | this filing | 2022-04-19 | acceptance time not in the bulk data set |