OTA Financial Group L.P.

13F filer, CIK 1317346, PURCHASE, NY

OTA Financial Group L.P. reported $146,271,000 across 82 holdings for the quarter ended 2021-12-31, in a 13F-HR filed 2022-01-28. Its ten largest share positions make up 66.35% of the portfolio.

Filed 2022-01-28 (acceptance time not in the bulk data set), ingested 2026-10-07 18:36:54 UTC13F-HR 0001317346-22-000005

Period: 2021-12-31
Reported value: $146M
Holdings: 82
Top 10 weight: 66.35%
New: 51
Sold out: 39

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AVANTOR INCnew	+250,239	$32.3M
EXPAND ENERGY CORPORATIONadded	+239,268	$9.56M
AGGnew	+61,562	$7.02M
NEXTERA ENERGY INCadded	+99,150	$6.75M
VCITnew	+64,959	$6.03M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
BNDreduced	-132,930	-$11.3M
OXY/WSreduced	-727,792	-$9.18M
IUSBexited	-30,861	-$1.64M
GREAT WESTN BANCORP INCexited	-47,311	-$1.55M
SCHZexited	-27,459	-$1.49M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2021

Share positions as resolved from 13F-HR 0001317346-22-000005, largest first. % of portfolio is the value over $146,271,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
AVANTOR INCAVANTOR INC	250,239	$32.3M	22.1%	new
EXPAND ENERGY CORPORATIONEXPAND ENERGY CORPORATION	275,678	$11M	7.53%	+239,268
PSLVSPROTT ASSET MANAGEMENT LP	1,285,091	$10.3M	7.05%	+502,031	Timeline
NEXTERA ENERGY INCNEXTERA ENERGY INC	114,007	$7.76M	5.31%	+99,150
PHYSSPROTT ASSET MANAGEMENT LP	532,340	$7.64M	5.23%	+194,067	Timeline
AGGISHARES TR	61,562	$7.02M	4.8%	new	Timeline
VCITVANGUARD SCOTTSDALE FDS	64,959	$6.03M	4.12%	new	Timeline
THRYV HLDGS INCTHRYV HLDGS INC	143,700	$5.91M	4.04%	new
OXY/WSOCCIDENTAL PETE CORP	376,947	$4.75M	3.25%	-727,792	Timeline
HYGISHARES TR	49,249	$4.29M	2.93%	+30,565	Timeline
VCSHVANGUARD SCOTTSDALE FDS	41,389	$3.36M	2.3%	new	Timeline
EXPAND ENERGY CORPORATIONEXPAND ENERGY CORPORATION	72,011	$2.58M	1.77%	-38,519
RIOTRIOT PLATFORMS INC	109,900	$2.45M	1.68%	-44,500	Timeline
PERSHING SQUARE TONTINE HLD…PERSHING SQUARE TONTINE HLDG COM	114,748	$2.26M	1.55%	+28,114
BNDVANGUARD BD INDEX FDS	26,532	$2.25M	1.54%	-132,930	Timeline
KYNKAYNE ANDERSON ENERGY INFRST	265,554	$2.07M	1.41%	+225,554	Timeline
MUDRICK CAPITAL ACQU CORP IIMUDRICK CAPITAL ACQU CORP II	188,851	$1.88M	1.28%	+149,061
YELLOWSTONE ACQUISITION CO …YELLOWSTONE ACQUISITION CO COM CL…	159,899	$1.63M	1.11%	+133,139
CEFSPROTT ASSET MANAGEMENT LP	85,467	$1.52M	1.04%	new	Timeline
EXEELCHESAPEAKE ENERGY CORP -CW26	41,263	$1.34M	0.91%	+26,438	Timeline
CITIC CAPITAL ACQUISITION COCITIC CAPITAL ACQUISITION CO	126,475	$1.27M	0.87%	new
NMLNEUBERGER ENGY INFRSTR & INC	223,196	$1.17M	0.8%	0	Timeline
PAAPLAINS ALL AMERN PIPELINE L	121,886	$1.14M	0.78%	-122,717	Timeline
TORTOISE MIDSTREAM ENERGY F…TORTOISE MIDSTREAM ENERGY FUND	34,672	$1.06M	0.72%	-569
ZGZILLOW GROUP INC	16,547	$1.03M	0.7%	new	Timeline
BURGUNDY TECHNOLOGY ACQU CORBURGUNDY TECHNOLOGY ACQU COR	100,747	$1.01M	0.69%	+59,242
ZANITE ACQUISITION CORPZANITE ACQUISITION CORP	93,085	$947K	0.65%	+53,725
BENESSERE CAPITAL ACQUSTN COBENESSERE CAPITAL ACQUSTN CO	87,628	$888K	0.61%	new
VENTOUX CCM ACQUISITION CORPVENTOUX CCM ACQUISITION CORP	83,110	$831K	0.57%	new
COHN ROBBINS HOLDINGS CORPCOHN ROBBINS HOLDINGS CORP	77,353	$760K	0.52%	new
TYGTORTOISE ENERGY INFRSTRCTR C	27,109	$756K	0.52%	+149	Timeline
BETTER WORLD ACQUISITION CORBETTER WORLD ACQUISITION COR	65,017	$661K	0.45%	+31,521
TAILWIND ACQUISITION CORPTAILWIND ACQUISITION CORP	60,668	$596K	0.41%	new
KALERA PUBLIC LIMITED CO OR…KALERA PUBLIC LIMITED CO ORDINARY…	58,840	$590K	0.4%	+3,740
SCVX CORPSCVX CORP	55,235	$551K	0.38%	new
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN	50,868	$523K	0.36%	0
MODEL PERFORMANCE ACQU CORPMODEL PERFORMANCE ACQU CORP	51,805	$517K	0.35%	new
NORTHERN STAR INVSTMNT CORPNORTHERN STAR INVSTMNT CORP	53,275	$516K	0.35%	new
INVITAE CORPINVITAE CORP	32,600	$497K	0.34%	0
VY GLOBAL GROWTHVY GLOBAL GROWTH	50,354	$493K	0.34%	new
SHYGISHARES TR	10,623	$481K	0.33%	new	Timeline
GLOBAL CONSUMER ACQUISITN COGLOBAL CONSUMER ACQUISITN CO	48,097	$477K	0.33%	+15,235
ALBERTON ACQUISITION CORPALBERTON ACQUISITION CORP	40,299	$471K	0.32%	new
SRVNXG CUSHING MIDSTREAM ENERGY	13,948	$425K	0.29%	0	Timeline
TRADEUP ACQUISITION CORPTRADEUP ACQUISITION CORP	42,932	$425K	0.29%	new
FPFFIRST TR INTER DURATN PFD &	16,697	$409K	0.28%	new	Timeline
HENNESSY CAPITAL INVS CORP VHENNESSY CAPITAL INVS CORP V	39,688	$386K	0.26%	new
PATHFINDER ACQUISITION CORPPATHFINDER ACQUISITION CORP	39,089	$379K	0.26%	new
HUMANCO ACQUISITION CORPHUMANCO ACQUISITION CORP	37,192	$363K	0.25%	new
AUSTERLITZ ACQUISITION CORPAUSTERLITZ ACQUISITION CORP	36,993	$359K	0.25%	new
TORTOISE PIPELINE & ENERGY FTORTOISE PIPELINE & ENERGY F	14,662	$334K	0.23%	0
EAST RES ACQUISITION COEAST RES ACQUISITION CO	32,354	$319K	0.22%	new
NUVNUVEEN MUN VALUE FD INC	30,213	$313K	0.21%	new	Timeline
HEALTHCARE SERVICES ACQU CORHEALTHCARE SERVICES ACQU COR	31,729	$309K	0.21%	new
LEO HLDGS CORP IILEO HLDGS CORP II	30,608	$298K	0.2%	new
VPC IMPACT ACQU HOLDI III INVPC IMPACT ACQU HOLDI III IN	27,966	$286K	0.2%	new
OCEANTECH ACQUISITIONS I COROCEANTECH ACQUISITIONS I COR	28,525	$284K	0.19%	+4,785
DISCOVERY INCDISCOVERY INC	11,994	$282K	0.19%	new
INDIE SEMICONDUCTOR INCINDIE SEMICONDUCTOR INC	80,573	$282K	0.19%	new
VISIONWAVE HOLDINGS INC COMVISIONWAVE HOLDINGS INC COM	28,293	$277K	0.19%	new
STERLING BANCORP DELSTERLING BANCORP DEL	10,524	$271K	0.19%	new
ARIES I ACQUISITION CORPARIES I ACQUISITION CORP	25,711	$257K	0.18%	new
SENIOR CONNECT ACQUISITN CORSENIOR CONNECT ACQUISITN COR	25,766	$250K	0.17%	new
CHARDAN NEXTECH ACQUISITIONCHARDAN NEXTECH ACQUISITION	25,047	$248K	0.17%	new
CRUCIBLE ACQUISITION CORPCRUCIBLE ACQUISITION CORP	25,393	$247K	0.17%	new
XAWPXABRDN GLOBAL PREMIER PROPERT	36,022	$246K	0.17%	-45,096	Timeline
INTERNATIONAL MEDIA ACQUISITINTERNATIONAL MEDIA ACQUISIT	23,488	$230K	0.16%	-34,491
CHP MERGER CORPCHP MERGER CORP	22,400	$226K	0.15%	new
CASCADE ACQUISITION CORPCASCADE ACQUISITION CORP	22,691	$225K	0.15%	new
ETJEATON VANCE RISK-MANAGED DIV	20,996	$224K	0.15%	new	Timeline
BITBLACKROCK MULTI SECTOR INC T	12,030	$218K	0.15%	new	Timeline
STNESTONECO LTD	12,919	$217K	0.15%	new	Timeline
YATSEN HLDG LTD SPONSORED A…YATSEN HLDG LTD SPONSORED ADS	100,390	$215K	0.15%	new
MSP RECOVERY INC COM CL AMSP RECOVERY INC COM CL A	21,270	$211K	0.14%	new
GLOBAL PARTNER ACQISTN CORPGLOBAL PARTNER ACQISTN CORP	21,703	$210K	0.14%	new
OYSTER ENTERPRISES ACQ CORPOYSTER ENTERPRISES ACQ CORP	21,429	$209K	0.14%	new
SFIXSTITCH FIX INC	10,954	$207K	0.14%	new	Timeline
DTRT HEALTH ACQUISITION CORPDTRT HEALTH ACQUISITION CORP	20,754	$206K	0.14%	new
DSLDOUBLELINE INCOME SOLUTIONS	12,604	$203K	0.14%	new	Timeline
AST SPACEMOBILE INCAST SPACEMOBILE INC	70,020	$203K	0.14%	-89,472
KHOSLA VENTURES ACQUISITIONKHOSLA VENTURES ACQUISITION	21,022	$203K	0.14%	new
KINGSWOOD ACQUISITION CORPKINGSWOOD ACQUISITION CORP	20,008	$202K	0.14%	new

Sold out in Q4 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
IUSBISHARES TR	30,861	$1.64M	shares
GREAT WESTN BANCORP INCGREAT WESTN BANCORP INC	47,311	$1.55M	shares
SCHZSCHWAB STRATEGIC TR	27,459	$1.49M	shares
HOSTESS BRANDS INCHOSTESS BRANDS INC	450,947	$1.34M	shares
SPRING VALLEY ACQ CORPSPRING VALLEY ACQ CORP	117,678	$1.02M	shares
GREENSKY INCGREENSKY INC	86,018	$961K	shares
CWENACLEARWAY ENERGY INC	31,204	$879K	shares
DISCOVERY INCDISCOVERY INC	30,165	$732K	shares
SCIPLAY CORPORATIONSCIPLAY CORPORATION	30,530	$631K	shares
FOXFOX CORP	15,928	$591K	shares
DESKTOP METAL INCDESKTOP METAL INC	75,590	$541K	shares
PFLPIMCO INCOME STRATEGY FD	39,032	$453K	shares
FAR PEAK ACQUISITION CORPFAR PEAK ACQUISITION CORP	45,600	$453K	shares
LUCID GROUP INCLUCID GROUP INC	38,437	$434K	shares
CADENCE BANCORPCADENCE BANCORP	19,137	$420K	shares
GOLDEN PATH ACQ CRP; TNT AC…GOLDEN PATH ACQ CRP; TNT ACQ DT: …	41,947	$415K	shares
INVESTORS BANCORP, INC.INVESTORS BANCORP, INC.	24,580	$371K	shares
AMERANT BANCORP INCAMERANT BANCORP INC	15,434	$358K	shares
CLOVER LEAF CAPITAL CORPCLOVER LEAF CAPITAL CORP	31,415	$313K	shares
ADXADAMS DIVERSIFIED EQUITY FD	15,624	$309K	shares
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN	99,772	$308K	shares
PURECYCLE TECHNOLOGIES INCPURECYCLE TECHNOLOGIES INC	59,914	$307K	shares
GLOBAL SYNERGY ACQUISIT CORPGLOBAL SYNERGY ACQUISIT CORP	30,872	$302K	shares
MERIDA MERGER CORP IMERIDA MERGER CORP I	29,825	$297K	shares
XEXGXEATON VANCE TAX-MANAGED GLOB	28,658	$286K	shares
GOLDEN NUGGET ONLINE GAMINGOLDEN NUGGET ONLINE GAMIN	16,404	$284K	shares
EAST STONE ACQUISITION CORPEAST STONE ACQUISITION CORP	27,901	$284K	shares
PONTEM CORPORATIONPONTEM CORPORATION	27,122	$263K	shares
GIGINTERNATIONAL1 INCGIGINTERNATIONAL1 INC	26,409	$260K	shares
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	21,161	$247K	shares
PFNPIMCO INCOME STRATEGY FD II	21,557	$218K	shares
EFTEATON VANCE FLOATING RATE IN	15,009	$218K	shares
RABROOKFIELD REAL ASSETS INCOM	10,276	$214K	shares
MYSEUMAI INCMYSEUMAI INC	23,971	$206K	shares
BLUE SAFARI GRP ACQUISITN COBLUE SAFARI GRP ACQUISITN CO	20,688	$204K	shares
CIIBLACKROCK ENHANCED LARGE CAP	10,075	$203K	shares
XSSPXNUVEEN S&P 500 DYNAMIC OVERW	11,775	$201K	shares
PMOFRANKLIN MUN OPPORTUNITIES T	14,638	$200K	shares
APOLLO STRATEGIC GROWTH CAP…APOLLO STRATEGIC GROWTH CAPITAL	20,515	$200K	shares

How Q4 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001317346-22-000005	base	restatement	2022-01-28	acceptance time not in the bulk data set	2026-10-07 18:36:54 UTC