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Disclosery

OTA Financial Group L.P.

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13F filer, CIK 1317346, PURCHASE, NY

OTA Financial Group L.P. reported $82,984,000 across 70 holdings for the quarter ended 2021-09-30, in a 13F-HR filed 2021-10-12. Its ten largest share positions make up 63.09% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001317346-21-000012

Period
2021-09-30
Reported value
$83M
Holdings
70
Top 10 weight
63.09%
New
46
Sold out
71

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BNDadded+96,385$8.24M
OXY/WSadded+474,146$5.62M
PSLVadded+728,730$5.6M
EXPAND ENERGY CORPORATIONnew+110,530$3.52M
PERSHING SQUARE TONTINE HLD…new+86,634$1.71M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
WEINGARTEN RLTY INVSexited-147,319-$4.72M
MTBexited-25,405-$3.69M
PAYOexited-334,100-$3.46M
VEREIT INCexited-71,092-$3.27M
GS ACQUISITION HLDGS CORP IIexited-263,300-$2.74M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2021

Share positions as resolved from 13F-HR 0001317346-21-000012, largest first. % of portfolio is the value over $82,984,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 159,462 shares 159,462$13.6M16.42%+96,385Timeline
OXY/WSOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 1,104,739 shares 1,104,739$13.1M15.78%+474,146Timeline
PSLVSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 783,060 shares 783,060$6.01M7.25%+728,730Timeline
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 338,273 shares 338,273$4.67M5.63%+118,085Timeline
RIOTRIOT PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 154,400 shares 154,400$3.97M4.78%-11,500Timeline
EXPAND ENERGY CORPORATIONEXPAND ENERGY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 110,530 shares 110,530$3.52M4.24%new
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 244,603 shares 244,603$2.49M3%+58,537Timeline
PERSHING SQUARE TONTINE HLD…PERSHING SQUARE TONTINE HLDG COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 86,634 shares 86,634$1.71M2.06%new
IUSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 30,861 shares 30,861$1.64M1.98%+17,755Timeline
HYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 18,684 shares 18,684$1.63M1.97%newTimeline
GREAT WESTN BANCORP INCGREAT WESTN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 47,311 shares 47,311$1.55M1.87%new
SCHZSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 27,459 shares 27,459$1.49M1.79%newTimeline
HOSTESS BRANDS INCHOSTESS BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 450,947 shares 450,947$1.34M1.62%+143,353
EXPAND ENERGY CORPORATIONEXPAND ENERGY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 36,410 shares 36,410$1.32M1.59%new
NMLNEUBERGER ENGY INFRSTR & INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 223,196 shares 223,196$1.1M1.33%-24,114Timeline
SPRING VALLEY ACQ CORPSPRING VALLEY ACQ CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 117,678 shares 117,678$1.02M1.23%new
TORTOISE MIDSTREAM ENERGY F…TORTOISE MIDSTREAM ENERGY FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 35,241 shares 35,241$1.02M1.23%-3,175
GREENSKY INCGREENSKY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 86,018 shares 86,018$961K1.16%new
INVITAE CORPINVITAE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 32,600 shares 32,600$926K1.12%0
CWENACLEARWAY ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 31,204 shares 31,204$879K1.06%newTimeline
NEXTERA ENERGY INCNEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 14,857 shares 14,857$870K1.05%new
DISCOVERY INCDISCOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 30,165 shares 30,165$732K0.88%+18,231
TYGTORTOISE ENERGY INFRSTRCTR CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 26,960 shares 26,960$730K0.88%-3,053Timeline
SCIPLAY CORPORATIONSCIPLAY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 30,530 shares 30,530$631K0.76%new
AST SPACEMOBILE INCAST SPACEMOBILE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 159,492 shares 159,492$626K0.75%+104,850
FOXFOX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 15,928 shares 15,928$591K0.71%newTimeline
INTERNATIONAL MEDIA ACQUISITINTERNATIONAL MEDIA ACQUISITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 57,979 shares 57,979$568K0.68%new
KALERA PUBLIC LIMITED CO OR…KALERA PUBLIC LIMITED CO ORDINARY…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 55,100 shares 55,100$551K0.66%new
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY RENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 50,868 shares 50,868$547K0.66%-5,527
DESKTOP METAL INCDESKTOP METAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 75,590 shares 75,590$541K0.65%new
XAWPXABRDN GLOBAL PREMIER PROPERTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 81,118 shares 81,118$491K0.59%-15,581Timeline
PFLPIMCO INCOME STRATEGY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 39,032 shares 39,032$453K0.55%newTimeline
FAR PEAK ACQUISITION CORPFAR PEAK ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 45,600 shares 45,600$453K0.55%-16,900
SRVNXG CUSHING MIDSTREAM ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 13,948 shares 13,948$443K0.53%-1,506Timeline
LUCID GROUP INCLUCID GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 38,437 shares 38,437$434K0.52%new
EXEELCHESAPEAKE ENERGY CORP -CW26Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 14,825 shares 14,825$433K0.52%+2,460Timeline
CADENCE BANCORPCADENCE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 19,137 shares 19,137$420K0.51%+7,536
GOLDEN PATH ACQ CRP; TNT AC…GOLDEN PATH ACQ CRP; TNT ACQ DT: …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 41,947 shares 41,947$415K0.5%new
BURGUNDY TECHNOLOGY ACQU CORBURGUNDY TECHNOLOGY ACQU CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 41,505 shares 41,505$412K0.5%new
ZANITE ACQUISITION CORPZANITE ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 39,360 shares 39,360$397K0.48%new
MUDRICK CAPITAL ACQU CORP IIMUDRICK CAPITAL ACQU CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 39,790 shares 39,790$395K0.48%new
INVESTORS BANCORP, INC.INVESTORS BANCORP, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 24,580 shares 24,580$371K0.45%new
AMERANT BANCORP INCAMERANT BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 15,434 shares 15,434$358K0.43%new
TORTOISE PIPELINE & ENERGY FTORTOISE PIPELINE & ENERGY FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 14,662 shares 14,662$351K0.42%-1,584
BETTER WORLD ACQUISITION CORBETTER WORLD ACQUISITION CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 33,496 shares 33,496$337K0.41%new
GLOBAL CONSUMER ACQUISITN COGLOBAL CONSUMER ACQUISITN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 32,862 shares 32,862$324K0.39%new
KYNKAYNE ANDERSON ENERGY INFRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 40,000 shares 40,000$320K0.39%newTimeline
CLOVER LEAF CAPITAL CORPCLOVER LEAF CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 31,415 shares 31,415$313K0.38%new
ADXADAMS DIVERSIFIED EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 15,624 shares 15,624$309K0.37%-2,460Timeline
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 99,772 shares 99,772$308K0.37%-25,929
PURECYCLE TECHNOLOGIES INCPURECYCLE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 59,914 shares 59,914$307K0.37%new
GLOBAL SYNERGY ACQUISIT CORPGLOBAL SYNERGY ACQUISIT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 30,872 shares 30,872$302K0.36%new
MERIDA MERGER CORP IMERIDA MERGER CORP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 29,825 shares 29,825$297K0.36%new
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 28,658 shares 28,658$286K0.34%newTimeline
GOLDEN NUGGET ONLINE GAMINGOLDEN NUGGET ONLINE GAMINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 16,404 shares 16,404$284K0.34%new
EAST STONE ACQUISITION CORPEAST STONE ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 27,901 shares 27,901$284K0.34%-12,158
YELLOWSTONE ACQUISITION CO …YELLOWSTONE ACQUISITION CO COM CL…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 26,760 shares 26,760$271K0.33%new
PONTEM CORPORATIONPONTEM CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 27,122 shares 27,122$263K0.32%new
GIGINTERNATIONAL1 INCGIGINTERNATIONAL1 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 26,409 shares 26,409$260K0.31%new
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 21,161 shares 21,161$247K0.3%new
OCEANTECH ACQUISITIONS I COROCEANTECH ACQUISITIONS I CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 23,740 shares 23,740$234K0.28%new
PFNPIMCO INCOME STRATEGY FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 21,557 shares 21,557$218K0.26%newTimeline
EFTEATON VANCE FLOATING RATE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 15,009 shares 15,009$218K0.26%newTimeline
RABROOKFIELD REAL ASSETS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 10,276 shares 10,276$214K0.26%newTimeline
MYSEUMAI INCMYSEUMAI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 23,971 shares 23,971$206K0.25%new
BLUE SAFARI GRP ACQUISITN COBLUE SAFARI GRP ACQUISITN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 20,688 shares 20,688$204K0.25%new
CIIBLACKROCK ENHANCED LARGE CAPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 10,075 shares 10,075$203K0.24%newTimeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 11,775 shares 11,775$201K0.24%newTimeline
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 14,638 shares 14,638$200K0.24%newTimeline
APOLLO STRATEGIC GROWTH CAP…APOLLO STRATEGIC GROWTH CAPITALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: 20,515 shares 20,515$200K0.24%new

Sold out in Q3 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
WEINGARTEN RLTY INVSWEINGARTEN RLTY INVS147,319$4.72Mshares
MTBM & T BK CORP25,405$3.69Mshares
PAYOPAYONEER GLOBAL INC334,100$3.46Mshares
VEREIT INCVEREIT INC71,092$3.27Mshares
GS ACQUISITION HLDGS CORP IIGS ACQUISITION HLDGS CORP II263,300$2.74Mshares
ATHENE HOLDING LTDATHENE HOLDING LTD29,558$2Mshares
VCITVANGUARD SCOTTSDALE FDS20,859$1.98Mshares
ALUSSA ENERGY ACQUISITION COALUSSA ENERGY ACQUISITION CO179,772$1.78Mshares
CCLCARNIVAL CORP61,859$1.63Mshares
CITIC CAPITAL ACQUISITION COCITIC CAPITAL ACQUISITION CO156,250$1.55Mshares
XILINX INCXILINX INC10,560$1.53Mshares
GIGCAPITAL4 INCGIGCAPITAL4 INC133,934$1.32Mshares
GREENVISION ACQUISITION CORPGREENVISION ACQUISITION CORP120,415$1.23Mshares
COHEN & STEERS MLP INC & ENRCOHEN & STEERS MLP INC & ENR233,720$951Kshares
TREBIA ACQUISITION CORPTREBIA ACQUISITION CORP95,955$949Kshares
SOCIAL CAPITAL HEDOSOPHA HLDSOCIAL CAPITAL HEDOSOPHA HLD81,100$827Kshares
890 5TH AVE PARTNERS INC890 5TH AVE PARTNERS INC81,211$800Kshares
FLAGSTAR BANCORP INCFLAGSTAR BANCORP INC18,904$799Kshares
BROOKFIELD PPTY REIT INCBROOKFIELD PPTY REIT INC38,673$730Kshares
INNOVID CORP COMMON STOCKINNOVID CORP COMMON STOCK73,331$725Kshares
CWENCLEARWAY ENERGY INC25,972$687Kshares
CIT GROUP INC COM NEWCIT GROUP INC COM NEW12,876$664Kshares
EEMISHARES TR11,992$661Kshares
OPENDOOR TECHNOLOGIES INCOPENDOOR TECHNOLOGIES INC100,360$653Kshares
SLVISHARES SILVER TR23,050$558Kshares
SOARING EAGLE ACQUISITION COSOARING EAGLE ACQUISITION CO55,200$549Kshares
SWITCHBACK II CORPORATIONSWITCHBACK II CORPORATION52,686$521Kshares
DPCM CAP INCDPCM CAP INC51,965$513Kshares
IG ACQUISITION CORPIG ACQUISITION CORP44,507$433Kshares
CEL SCI CORPCEL SCI CORP48,500$420Kshares
ALTITUDE ACQUISITION CORPALTITUDE ACQUISITION CORP39,468$386Kshares
VPC IMPACT ACQUISITION HLDNGVPC IMPACT ACQUISITION HLDNG35,955$359Kshares
YUCAIPA ACQ CRP; TNT ACQ DT…YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/…36,227$357Kshares
VECTOR ACQUISITION CORPVECTOR ACQUISITION CORP32,500$353Kshares
ONBOLD NATL BANCORP IND19,531$343Kshares
SUSTAINABLE OPPORTNTS ACQ COSUSTAINABLE OPPORTNTS ACQ CO34,284$341Kshares
FALCON CAPITAL ACQUISITN CORFALCON CAPITAL ACQUISITN COR35,475$329Kshares
D8 HOLDINGS CORPD8 HOLDINGS CORP32,100$320Kshares
AUSTERLITZ ACQUISITION CORPAUSTERLITZ ACQUISITION CORP31,369$311Kshares
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VII31,161$303Kshares
YUNHONG INTERNATIONALYUNHONG INTERNATIONAL29,877$303Kshares
TRITIUM DCFC LIMITED ORDINA…TRITIUM DCFC LIMITED ORDINARY SHA…30,040$296Kshares
THWABRDN WORLD HEALTHCARE FUND17,675$290Kshares
SVF INVESTMENT CORPSVF INVESTMENT CORP29,265$289Kshares
FUSION ACQUISITION CORPFUSION ACQUISITION CORP28,127$279Kshares
SEVEN OAKS ACQUISITION CORPSEVEN OAKS ACQUISITION CORP28,152$278Kshares
RMG ACQUISITION CORP IIRMG ACQUISITION CORP II26,800$266Kshares
ISLEWORTH HEALTHCARE ACQU COISLEWORTH HEALTHCARE ACQU CO26,750$262Kshares
WARRIOR TECHNOLOGIES ACQUI CWARRIOR TECHNOLOGIES ACQUI C26,482$256Kshares
CHURCHILL CAPITAL CORP VCHURCHILL CAPITAL CORP V25,200$253Kshares
THIMBLE POINT ACQUISITION COTHIMBLE POINT ACQUISITION CO24,931$246Kshares
PRIVETERRA ACQUISITION CORPPRIVETERRA ACQUISITION CORP24,139$235Kshares
SKILLZ INCSKILLZ INC22,830$232Kshares
ISDPGIM HIGH YIELD BOND FUND IN14,176$230Kshares
STAR PEAK CORP IISTAR PEAK CORP II23,165$229Kshares
MCAP ACQ CRP; TNT ACQ DT: 2…MCAP ACQ CRP; TNT ACQ DT: 2/26/20…23,634$227Kshares
DUDDELL STREET ACQUISITN CORDUDDELL STREET ACQUISITN COR23,323$225Kshares
ITIQUIRA ACQUISITION CORPITIQUIRA ACQUISITION CORP23,125$222Kshares
AFRICAN GOLD ACQUISITION CORAFRICAN GOLD ACQUISITION COR22,790$219Kshares
ELECTRAMECCANICA VEHS CORPELECTRAMECCANICA VEHS CORP98,443$218Kshares
HEALTHCARE CAPITAL CORPHEALTHCARE CAPITAL CORP22,591$218Kshares
ETVEATON VANCE TAX-MANAGED BUY-13,281$216Kshares
CA HEALTHCARE ACQUISITION C…CA HEALTHCARE ACQUISITION CORP21,691$214Kshares
LEO HOLDINGS III CORPLEO HOLDINGS III CORP21,640$213Kshares
CENTRICUS ACQUISITION CORPCENTRICUS ACQUISITION CORP21,362$211Kshares
MONTES ARCHIMEDES ACQUISITIOMONTES ARCHIMEDES ACQUISITIO21,384$211Kshares
BITBLACKROCK MULTI SECTOR INC T11,302$210Kshares
HEALTH ASSURANCE ACQUIS-HEALTH ASSURANCE ACQUIS-21,000$210Kshares
MEDICUS SCIENCES ACQUISITIONMEDICUS SCIENCES ACQUISITION21,728$209Kshares
GOAL ACQUISITIONS CORPGOAL ACQUISITIONS CORP21,088$203Kshares
SABA CAPITAL INCOME & OPRNTSABA CAPITAL INCOME & OPRNT43,005$202Kshares

How Q3 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001317346-21-000012 baserestatement2021-10-12acceptance time not in the bulk data set