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Disclosery

LADENBURG THALMANN FINANCIAL SERVICES INC.

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13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $14,499,758,000 across 5,528 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-14. Its ten largest share positions make up 14.27% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-19-017222

Period
2019-09-30
Reported value
$14.5B
Holdings
5,528
Top 10 weight
14.27%
New
254
Sold out
216

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVVadded+259,034$77.3M
SPYadded+391,636$74.1M
SPYVadded+2,006,007$64.1M
JNKadded+346,657$37.6M
USMVadded+582,126$37.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYGreduced-2,420,868-$94M
IEFreduced-541,320-$60.9M
MTUMreduced-283,747-$33.8M
SPTLreduced-534,889-$21.9M
SPTIreduced-476,912-$14.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001493152-19-017222, largest first. % of portfolio is the value over $14,499,758,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
EVIEVI INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 245 shares 245$8K<0.01%newTimeline
SSTISOUNDTHINKING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,025 shares; 2018Q4: 675 shares; 2019Q1: 675 shares; 2019Q2: 425 shares; 2019Q3: 325 shares 325$8K<0.01%-100Timeline
EL PASO ELECTRIC COEL PASO ELECTRIC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 192 shares; 2018Q2: 192 shares; 2018Q3: 638 shares; 2018Q4: 102 shares; 2019Q1: 102 shares; 2019Q2: 267 shares; 2019Q3: 117 shares 117$8K<0.01%-150
KOMPSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 254 shares; 2019Q2: 255 shares; 2019Q3: 255 shares 255$8K<0.01%0Timeline
IIFMORGAN STANLEY INDIA INVT FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,925 shares; 2018Q2: 21,925 shares; 2018Q3: 58,374 shares; 2018Q4: 775 shares; 2019Q1: 475 shares; 2019Q2: 475 shares; 2019Q3: 425 shares 425$8K<0.01%-50Timeline
MCHXMARCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 202 shares; 2018Q2: 202 shares; 2018Q3: not reported; 2018Q4: 2,536 shares; 2019Q1: 2,355 shares; 2019Q2: 2,162 shares; 2019Q3: 2,610 shares 2,610$8K<0.01%+448Timeline
SSBISUMMIT ST BK SANTA ROSA CALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 671 shares; 2018Q2: 671 shares; 2018Q3: 681 shares; 2018Q4: 688 shares; 2019Q1: 695 shares; 2019Q2: 702 shares; 2019Q3: 709 shares 709$8K<0.01%+7Timeline
CARZFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,228 shares; 2018Q2: 2,228 shares; 2018Q3: 2,160 shares; 2018Q4: 2,810 shares; 2019Q1: 2,110 shares; 2019Q2: 1,610 shares; 2019Q3: 260 shares 260$8K<0.01%-1,350Timeline
PROPROS Holdings IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 125 shares; 2018Q4: 125 shares; 2019Q1: 125 shares; 2019Q2: 125 shares; 2019Q3: 143 shares 143$8K<0.01%+18Timeline
FRONTLINE PLC FFRONTLINE PLC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 297 shares; 2018Q2: 297 shares; 2018Q3: 797 shares; 2018Q4: 797 shares; 2019Q1: 797 shares; 2019Q2: 797 shares; 2019Q3: 797 shares 797$8K<0.01%0
NOBLE CORP PLCNOBLE CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,321 shares; 2018Q2: 7,321 shares; 2018Q3: 7,321 shares; 2018Q4: 11,833 shares; 2019Q1: 8,108 shares; 2019Q2: 9,608 shares; 2019Q3: 6,993 shares 6,993$8K<0.01%-2,615
ALTAIR ENGINEERING INCALTAIR ENGINEERING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 374 shares; 2019Q1: 382 shares; 2019Q2: 239 shares; 2019Q3: 237 shares 237$8K<0.01%-2
NYMXFNYMOX PHARMACEUTICAL CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,600 shares; 2018Q2: 6,600 shares; 2018Q3: 6,100 shares; 2018Q4: 6,600 shares; 2019Q1: 5,000 shares; 2019Q2: 4,500 shares; 2019Q3: 4,500 shares 4,500$8K<0.01%0Timeline
QEP RESOURCES INCQEP RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,999 shares; 2018Q2: 2,999 shares; 2018Q3: 3,302 shares; 2018Q4: 3,528 shares; 2019Q1: 4,194 shares; 2019Q2: 4,024 shares; 2019Q3: 2,286 shares 2,286$8K<0.01%-1,738
AVON PRODS INCAVON PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,181 shares; 2018Q2: 1,181 shares; 2018Q3: 2,154 shares; 2018Q4: 2,154 shares; 2019Q1: 4,141 shares; 2019Q2: 2,141 shares; 2019Q3: 1,908 shares 1,908$8K<0.01%-233
PHASEBIO PHARMACEUTICALS INCPHASEBIO PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,000 shares 2,000$8K<0.01%new
DSP GROUP INCDSP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 600 shares; 2018Q3: 600 shares; 2018Q4: 600 shares; 2019Q1: 600 shares; 2019Q2: 600 shares; 2019Q3: 600 shares 600$8K<0.01%0
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,849 shares; 2018Q4: 406 shares; 2019Q1: 357 shares; 2019Q2: 357 shares; 2019Q3: 357 shares 357$8K<0.01%0
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,095 shares; 2018Q2: 4,095 shares; 2018Q3: 6,995 shares; 2018Q4: 6,995 shares; 2019Q1: 6,995 shares; 2019Q2: 9,495 shares; 2019Q3: 9,995 shares 9,995$8K<0.01%+500
CAROLINA TR BANCSHARES INCCAROLINA TR BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 732 shares; 2018Q2: 732 shares; 2018Q3: 2,032 shares; 2018Q4: 2,032 shares; 2019Q1: 1,032 shares; 2019Q2: 1,032 shares; 2019Q3: 732 shares 732$8K<0.01%-300
KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16 shares; 2018Q2: 16 shares; 2018Q3: 16 shares; 2018Q4: 16 shares; 2019Q1: 16 shares; 2019Q2: 4,516 shares; 2019Q3: 5,316 shares 5,316$8K<0.01%+800
INVESCO BLDRS INDEX FDS TRINVESCO BLDRS INDEX FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 465 shares; 2018Q4: 465 shares; 2019Q1: 465 shares; 2019Q2: 465 shares; 2019Q3: 390 shares 390$8K<0.01%-75
TMHCTAYLOR MORRISON HOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 346 shares; 2018Q2: 346 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2,108 shares; 2019Q2: 150 shares; 2019Q3: 239 shares 239$7K<0.01%+89Timeline
ACCOACCO BRANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 808 shares; 2018Q2: 808 shares; 2018Q3: 885 shares; 2018Q4: 904 shares; 2019Q1: 754 shares; 2019Q2: 1,495 shares; 2019Q3: 666 shares 666$7K<0.01%-829Timeline
IBCPINDEPENDENT BK CORP MICHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 348 shares; 2018Q2: 348 shares; 2018Q3: 348 shares; 2018Q4: 348 shares; 2019Q1: 348 shares; 2019Q2: 348 shares; 2019Q3: 348 shares 348$7K<0.01%0Timeline
TMDXTRANSMEDICS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 300 shares 300$7K<0.01%newTimeline
CARAVIS BUDGET GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 292 shares; 2018Q2: 292 shares; 2018Q3: 170 shares; 2018Q4: 260 shares; 2019Q1: 1,390 shares; 2019Q2: 1,411 shares; 2019Q3: 224 shares 224$7K<0.01%-1,187Timeline
RCUSARCUS BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 790 shares; 2018Q2: 790 shares; 2018Q3: 790 shares; 2018Q4: 790 shares; 2019Q1: 790 shares; 2019Q2: 790 shares; 2019Q3: 790 shares 790$7K<0.01%0Timeline
BLMNBLOOMIN BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 498 shares; 2018Q2: 498 shares; 2018Q3: 392 shares; 2018Q4: 514 shares; 2019Q1: 543 shares; 2019Q2: 495 shares; 2019Q3: 389 shares 389$7K<0.01%-106Timeline
CAPLCROSSAMERICA PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 387 shares; 2018Q2: 387 shares; 2018Q3: 399 shares; 2018Q4: 399 shares; 2019Q1: 399 shares; 2019Q2: 399 shares; 2019Q3: 399 shares 399$7K<0.01%0Timeline
RAREULTRAGENYX PHARMACEUTICAL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23 shares; 2018Q2: 23 shares; 2018Q3: not reported; 2018Q4: 99 shares; 2019Q1: 99 shares; 2019Q2: 166 shares; 2019Q3: 166 shares 166$7K<0.01%0Timeline
HCCWARRIOR MET COAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 762 shares; 2018Q2: 762 shares; 2018Q3: 661 shares; 2018Q4: 583 shares; 2019Q1: 584 shares; 2019Q2: 379 shares; 2019Q3: 379 shares 379$7K<0.01%0Timeline
GASLOG LTDGASLOG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,621 shares; 2018Q2: 2,621 shares; 2018Q3: 2,664 shares; 2018Q4: 1,834 shares; 2019Q1: 1,423 shares; 2019Q2: 503 shares; 2019Q3: 509 shares 509$7K<0.01%+6
EJULINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 300 shares 300$7K<0.01%newTimeline
CDLXCARDLYTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 200 shares 200$7K<0.01%newTimeline
AKBAAKEBIA THREAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 59 shares; 2018Q2: 59 shares; 2018Q3: not reported; 2018Q4: 1,307 shares; 2019Q1: 1,246 shares; 2019Q2: 2,043 shares; 2019Q3: 1,739 shares 1,739$7K<0.01%-304Timeline
LXRXLEXICON PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,623 shares; 2018Q2: 6,623 shares; 2018Q3: 6,365 shares; 2018Q4: 6,048 shares; 2019Q1: 6,211 shares; 2019Q2: 2,245 shares; 2019Q3: 2,245 shares 2,245$7K<0.01%0Timeline
TMQTRILOGY METALS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 594 shares; 2018Q2: 594 shares; 2018Q3: 4,393 shares; 2018Q4: 4,393 shares; 2019Q1: 4,393 shares; 2019Q2: 4,393 shares; 2019Q3: 4,393 shares 4,393$7K<0.01%0Timeline
EAGLE PHARMACEUTICALS INCEAGLE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,399 shares; 2018Q2: 3,399 shares; 2018Q3: 142 shares; 2018Q4: 75 shares; 2019Q1: 42 shares; 2019Q2: 42 shares; 2019Q3: 122 shares 122$7K<0.01%+80
DBBINVESCO DB MULTI-SECTOR COMMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 7,112 shares; 2018Q4: 1,111 shares; 2019Q1: 832 shares; 2019Q2: 832 shares; 2019Q3: 500 shares 500$7K<0.01%-332Timeline
TPHTRI POINTE HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,328 shares; 2018Q2: 2,328 shares; 2018Q3: 698 shares; 2018Q4: 488 shares; 2019Q1: 410 shares; 2019Q2: 1,323 shares; 2019Q3: 452 shares 452$7K<0.01%-871Timeline
GUANGSHEN RAILWAY CO LTD-ADRGUANGSHEN RAILWAY CO LTD-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 213 shares; 2018Q2: 213 shares; 2018Q3: 889 shares; 2018Q4: 786 shares; 2019Q1: 587 shares; 2019Q2: 523 shares; 2019Q3: 449 shares 449$7K<0.01%-74
DBEINVESCO DB MULTI-SECTOR COMMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4,697 shares; 2018Q4: 511 shares; 2019Q1: 511 shares; 2019Q2: 499 shares; 2019Q3: 499 shares 499$7K<0.01%0Timeline
RDOGALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 409 shares; 2018Q2: 409 shares; 2018Q3: 286 shares; 2018Q4: 287 shares; 2019Q1: 289 shares; 2019Q2: 150 shares; 2019Q3: 151 shares 151$7K<0.01%+1Timeline
GRFEAGLE CAP GROWTH FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 874 shares; 2019Q1: 874 shares; 2019Q2: 874 shares; 2019Q3: 874 shares 874$7K<0.01%0Timeline
YRDYIREN DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 259 shares; 2018Q2: 259 shares; 2018Q3: 983 shares; 2018Q4: 983 shares; 2019Q1: 983 shares; 2019Q2: 983 shares; 2019Q3: 983 shares 983$7K<0.01%0Timeline
TEUCRIUM COMMODITY TRTEUCRIUM COMMODITY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,250 shares; 2018Q2: 5,250 shares; 2018Q3: 5,000 shares; 2018Q4: 5,000 shares; 2019Q1: 1,850 shares; 2019Q2: 2,850 shares; 2019Q3: 1,300 shares 1,300$7K<0.01%-1,550
DIME CMNTY BANCSHARES INC C…DIME CMNTY BANCSHARES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 337 shares; 2019Q1: 337 shares; 2019Q2: 337 shares; 2019Q3: 337 shares 337$7K<0.01%0
CINCINNATI BELL INC NEW COM…CINCINNATI BELL INC NEW COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,734 shares; 2018Q2: 6,734 shares; 2018Q3: 2,672 shares; 2018Q4: 2,637 shares; 2019Q1: 1,501 shares; 2019Q2: 1,420 shares; 2019Q3: 1,367 shares 1,367$7K<0.01%-53
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 435 shares; 2018Q2: 435 shares; 2018Q3: 47 shares; 2018Q4: 230 shares; 2019Q1: 56 shares; 2019Q2: 77 shares; 2019Q3: 244 shares 244$7K<0.01%+167
TARO PHARMACEUTICAL INDS LTDTARO PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 155 shares; 2018Q2: 155 shares; 2018Q3: 96 shares; 2018Q4: 96 shares; 2019Q1: 96 shares; 2019Q2: 96 shares; 2019Q3: 96 shares 96$7K<0.01%0
SP PLUS CORPSP PLUS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 238 shares; 2018Q2: 238 shares; 2018Q3: 124 shares; 2018Q4: 56 shares; 2019Q1: not reported; 2019Q2: 200 shares; 2019Q3: 200 shares 200$7K<0.01%0
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 19 shares; 2019Q1: 125 shares; 2019Q2: 87 shares; 2019Q3: 350 shares 350$7K<0.01%+263
HERZFELD CREDIT INCOME FUNDHERZFELD CREDIT INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,208 shares; 2018Q2: 1,208 shares; 2018Q3: 1,208 shares; 2018Q4: 1,208 shares; 2019Q1: 1,208 shares; 2019Q2: 1,208 shares; 2019Q3: 1,208 shares 1,208$7K<0.01%0
EKSO BIONICS HLDGS INCEKSO BIONICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,558 shares; 2018Q2: 8,558 shares; 2018Q3: 14,458 shares; 2018Q4: 15,958 shares; 2019Q1: 15,982 shares; 2019Q2: 17,458 shares; 2019Q3: 13,358 shares 13,358$7K<0.01%-4,100
BIOXCEL THERAPEUTICS INCBIOXCEL THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 500 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$7K<0.01%0
VISTRA CORPVISTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,647 shares; 2018Q4: 3,647 shares; 2019Q1: 3,647 shares; 2019Q2: 3,647 shares; 2019Q3: 3,647 shares 3,647$7K<0.01%0
HESKA CORPHESKA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 928 shares; 2018Q2: 928 shares; 2018Q3: 153 shares; 2018Q4: 153 shares; 2019Q1: 82 shares; 2019Q2: 82 shares; 2019Q3: 96 shares 96$7K<0.01%+14
TIM PARTICIPACOES S ATIM PARTICIPACOES S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 80 shares; 2019Q2: 113 shares; 2019Q3: 526 shares 526$7K<0.01%+413
ACELRX PHARMACEUTICALS INCACELRX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,618 shares; 2018Q2: 4,618 shares; 2018Q3: 4,595 shares; 2018Q4: 4,595 shares; 2019Q1: 3,395 shares; 2019Q2: 3,395 shares; 2019Q3: 3,395 shares 3,395$7K<0.01%0
Cbs Corporation Cl A NewCbs Corporation Cl A NewQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 94 shares; 2018Q2: 94 shares; 2018Q3: 94 shares; 2018Q4: 94 shares; 2019Q1: 84 shares; 2019Q2: 84 shares; 2019Q3: 176 shares 176$7K<0.01%+92
Viacom Inc Cl AViacom Inc Cl AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,225 shares; 2018Q2: 2,225 shares; 2018Q3: 119 shares; 2018Q4: 478 shares; 2019Q1: 264 shares; 2019Q2: 40 shares; 2019Q3: 254 shares 254$7K<0.01%+214
ORION ENERGY SYSTEMS INCORION ENERGY SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 2,600 shares; 2019Q2: 2,600 shares; 2019Q3: 2,725 shares 2,725$7K<0.01%+125
GS CONNECT S+P GSCI ENH COMMGS CONNECT S+P GSCI ENH COMMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 443 shares; 2018Q2: 443 shares; 2018Q3: 343 shares; 2018Q4: 343 shares; 2019Q1: 343 shares; 2019Q2: 343 shares; 2019Q3: 343 shares 343$7K<0.01%0
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 203 shares; 2019Q1: 200 shares; 2019Q2: 210 shares; 2019Q3: 1,210 shares 1,210$7K<0.01%+1,000
WISDOMTREE TRUSTWISDOMTREE TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 101 shares; 2018Q2: 101 shares; 2018Q3: 101 shares; 2018Q4: 101 shares; 2019Q1: 101 shares; 2019Q2: 108 shares; 2019Q3: 108 shares 108$7K<0.01%0
SUNDIAL GROWERS INCSUNDIAL GROWERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,500 shares 1,500$7K<0.01%new
ZOSANO PHARMA CORPZOSANO PHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,600 shares 4,600$7K<0.01%new
ETF MANAGERS TRETF MANAGERS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 264 shares; 2018Q2: 264 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 55 shares; 2019Q2: 55 shares; 2019Q3: 171 shares 171$7K<0.01%+116
OASIS MIDSTREAM PARTNERS LPOASIS MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 10,691 shares; 2019Q2: 25,830 shares; 2019Q3: 400 shares 400$7K<0.01%-25,430
R1 RCM INCR1 RCM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 748 shares; 2019Q3: 856 shares 856$7K<0.01%+108
RETAIL VALUE INCRETAIL VALUE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 239 shares; 2018Q4: 397 shares; 2019Q1: 425 shares; 2019Q2: 381 shares; 2019Q3: 188 shares 188$7K<0.01%-193
VOXELJET AGVOXELJET AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,100 shares; 2018Q2: 5,100 shares; 2018Q3: 5,100 shares; 2018Q4: 5,100 shares; 2019Q1: 4,100 shares; 2019Q2: 4,100 shares; 2019Q3: 4,100 shares 4,100$7K<0.01%0
GARDNER DENVER HLDGS INCGARDNER DENVER HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 179 shares; 2018Q2: 179 shares; 2018Q3: 306 shares; 2018Q4: 518 shares; 2019Q1: 350 shares; 2019Q2: 352 shares; 2019Q3: 252 shares 252$7K<0.01%-100
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 450 shares; 2019Q2: 450 shares; 2019Q3: 450 shares 450$7K<0.01%0
CONSOL COAL RESOURCES LPCONSOL COAL RESOURCES LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,042 shares; 2018Q2: 1,042 shares; 2018Q3: 2,022 shares; 2018Q4: 2,022 shares; 2019Q1: 2,000 shares; 2019Q2: 2,000 shares; 2019Q3: 500 shares 500$7K<0.01%-1,500
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4,600 shares; 2018Q4: 4,600 shares; 2019Q1: 4,600 shares; 2019Q2: 4,600 shares; 2019Q3: 4,600 shares 4,600$7K<0.01%0
SYROS PHARMACEUTICALS INCSYROS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,150 shares; 2018Q2: 1,150 shares; 2018Q3: 1,150 shares; 2018Q4: 650 shares; 2019Q1: 650 shares; 2019Q2: 650 shares; 2019Q3: 650 shares 650$7K<0.01%0
THIRD PT REINS LTDTHIRD PT REINS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 680 shares; 2018Q2: 680 shares; 2018Q3: 680 shares; 2018Q4: 680 shares; 2019Q1: 680 shares; 2019Q2: 680 shares; 2019Q3: 680 shares 680$7K<0.01%0
ISHARES U S ETF TRISHARES U S ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 260 shares 260$7K<0.01%new
CASI PHARMACEUTICALS INCCASI PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,046 shares; 2018Q2: 2,046 shares; 2018Q3: 2,046 shares; 2018Q4: 2,046 shares; 2019Q1: 2,046 shares; 2019Q2: 2,046 shares; 2019Q3: 2,046 shares 2,046$7K<0.01%0
KINDRED BIOSCIENCES INC COMKINDRED BIOSCIENCES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$7K<0.01%0
INVESCO ACTIVELY MANAGED ETFINVESCO ACTIVELY MANAGED ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 465 shares; 2018Q4: 465 shares; 2019Q1: 465 shares; 2019Q2: 465 shares; 2019Q3: 465 shares 465$7K<0.01%0
ALTUS MIDSTREAM COALTUS MIDSTREAM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,500 shares; 2019Q1: 2,200 shares; 2019Q2: 2,200 shares; 2019Q3: 2,500 shares 2,500$7K<0.01%+300
AVXLANAVEX LIFE SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,025 shares; 2018Q2: 5,025 shares; 2018Q3: 4,125 shares; 2018Q4: 3,825 shares; 2019Q1: 2,250 shares; 2019Q2: 1,750 shares; 2019Q3: 1,750 shares 1,750$6K<0.01%0Timeline
VRRMVERRA MOBILITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 228 shares; 2019Q1: 262 shares; 2019Q2: 234 shares; 2019Q3: 417 shares 417$6K<0.01%+183Timeline
AAMIACADIAN ASSET MANAGEMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 661 shares 661$6K<0.01%newTimeline
UPBDUPBOUND GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,455 shares; 2018Q2: 3,455 shares; 2018Q3: 3,400 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 200 shares; 2019Q3: 238 shares 238$6K<0.01%+38Timeline
PDDPDD HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 200 shares 200$6K<0.01%+100Timeline
NXQUANEX BLDG PRODS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 669 shares; 2018Q2: 669 shares; 2018Q3: 234 shares; 2018Q4: 219 shares; 2019Q1: 337 shares; 2019Q2: 686 shares; 2019Q3: 337 shares 337$6K<0.01%-349Timeline
PHIPLDT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 459 shares; 2018Q2: 459 shares; 2018Q3: 355 shares; 2018Q4: 389 shares; 2019Q1: 258 shares; 2019Q2: 261 shares; 2019Q3: 264 shares 264$6K<0.01%+3Timeline
ENFRALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,140 shares; 2018Q2: 1,140 shares; 2018Q3: 1,165 shares; 2018Q4: 106 shares; 2019Q1: 109 shares; 2019Q2: 131 shares; 2019Q3: 274 shares 274$6K<0.01%+143Timeline
FCNFTI CONSULTING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 45 shares; 2018Q2: 45 shares; 2018Q3: 64 shares; 2018Q4: 155 shares; 2019Q1: 178 shares; 2019Q2: 104 shares; 2019Q3: 54 shares 54$6K<0.01%-50Timeline
PKEPARK AEROSPACE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 354 shares 354$6K<0.01%newTimeline
DTFDTF TAX-FREE INCOME 2028 TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,384 shares; 2018Q2: 2,384 shares; 2018Q3: 388 shares; 2018Q4: 388 shares; 2019Q1: 388 shares; 2019Q2: 388 shares; 2019Q3: 388 shares 388$6K<0.01%0Timeline
KFKOREA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 211 shares; 2018Q2: 211 shares; 2018Q3: 211 shares; 2018Q4: 211 shares; 2019Q1: 211 shares; 2019Q2: 211 shares; 2019Q3: 211 shares 211$6K<0.01%0Timeline
SCLSTEPAN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 296 shares; 2018Q2: 296 shares; 2018Q3: 295 shares; 2018Q4: 241 shares; 2019Q1: 249 shares; 2019Q2: 233 shares; 2019Q3: 59 shares 59$6K<0.01%-174Timeline
MGYMAGNOLIA OIL & GAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,500 shares; 2018Q4: 4,000 shares; 2019Q1: 266 shares; 2019Q2: 517 shares; 2019Q3: 517 shares 517$6K<0.01%0Timeline
MITKMITEK SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 125 shares; 2018Q2: 125 shares; 2018Q3: 125 shares; 2018Q4: 125 shares; 2019Q1: 125 shares; 2019Q2: 135 shares; 2019Q3: 635 shares 635$6K<0.01%+500Timeline
GHYBGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 120 shares 120$6K<0.01%newTimeline
EATON VANCE CALIFORNIA MUNI…EATON VANCE CALIFORNIA MUNI BOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,257 shares; 2018Q2: 2,257 shares; 2018Q3: 2,310 shares; 2018Q4: 500 shares; 2019Q1: 500 shares; 2019Q2: 500 shares; 2019Q3: 500 shares 500$6K<0.01%0
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 346 shares; 2018Q2: 346 shares; 2018Q3: 335 shares; 2018Q4: 185 shares; 2019Q1: 185 shares; 2019Q2: 186 shares; 2019Q3: 121 shares 121$6K<0.01%-65
SHOSUNSTONE HOTEL INVS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 157 shares; 2018Q2: 157 shares; 2018Q3: not reported; 2018Q4: 187 shares; 2019Q1: 216 shares; 2019Q2: 310 shares; 2019Q3: 435 shares 435$6K<0.01%+125Timeline
UFPTUFP TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 150 shares; 2018Q2: 150 shares; 2018Q3: 150 shares; 2018Q4: 150 shares; 2019Q1: 150 shares; 2019Q2: 154 shares; 2019Q3: 154 shares 154$6K<0.01%0Timeline
PGT INNOVATIONS INCPGT INNOVATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,204 shares; 2018Q4: 2,134 shares; 2019Q1: 565 shares; 2019Q2: 665 shares; 2019Q3: 350 shares 350$6K<0.01%-315
SRGSERITAGE GROWTH PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,323 shares; 2018Q2: 1,323 shares; 2018Q3: 22 shares; 2018Q4: 22 shares; 2019Q1: 21 shares; 2019Q2: 221 shares; 2019Q3: 136 shares 136$6K<0.01%-85Timeline
ATLOAMES NATL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 242 shares; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$6K<0.01%0Timeline
CASSCASS INFORMATION SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 121 shares; 2018Q2: 121 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 110 shares 110$6K<0.01%newTimeline
ATNIATN INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 110 shares; 2018Q4: 110 shares; 2019Q1: 111 shares; 2019Q2: 111 shares; 2019Q3: 111 shares 111$6K<0.01%0Timeline
GSBCGREAT SOUTHN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,619 shares; 2018Q2: 1,619 shares; 2018Q3: 1,136 shares; 2018Q4: 1,136 shares; 2019Q1: 1,238 shares; 2019Q2: 1,238 shares; 2019Q3: 102 shares 102$6K<0.01%-1,136Timeline
MBUUMALIBU BOATS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 102 shares; 2019Q3: 202 shares 202$6K<0.01%+100Timeline
ONEOSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 80 shares; 2018Q2: 80 shares; 2018Q3: 80 shares; 2018Q4: 80 shares; 2019Q1: 80 shares; 2019Q2: 80 shares; 2019Q3: 80 shares 80$6K<0.01%0Timeline
YTRAYATRA ONLINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,100 shares; 2018Q2: 1,100 shares; 2018Q3: 1,370 shares; 2018Q4: 1,370 shares; 2019Q1: 1,370 shares; 2019Q2: 1,370 shares; 2019Q3: 1,370 shares 1,370$6K<0.01%0Timeline
UEVMVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 151 shares 151$6K<0.01%newTimeline
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 89 shares; 2018Q2: 89 shares; 2018Q3: 935 shares; 2018Q4: 1,449 shares; 2019Q1: 1,357 shares; 2019Q2: 252 shares; 2019Q3: 251 shares 251$6K<0.01%-1
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,922 shares; 2018Q2: 10,922 shares; 2018Q3: 14,672 shares; 2018Q4: 16,128 shares; 2019Q1: 15,975 shares; 2019Q2: 13,811 shares; 2019Q3: 8,677 shares 8,677$6K<0.01%-5,134
SEMGROUP CORPSEMGROUP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,434 shares; 2018Q2: 1,434 shares; 2018Q3: 1,095 shares; 2018Q4: 1,095 shares; 2019Q1: 1,095 shares; 2019Q2: 1,195 shares; 2019Q3: 384 shares 384$6K<0.01%-811
EWIISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 236 shares; 2018Q2: 236 shares; 2018Q3: 1,266 shares; 2018Q4: 150 shares; 2019Q1: 87,989 shares; 2019Q2: 150 shares; 2019Q3: 221 shares 221$6K<0.01%+71Timeline
UNBUNION BANKSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 207 shares 207$6K<0.01%+7Timeline
AFKVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 1,300 shares; 2019Q2: 1,300 shares; 2019Q3: 300 shares 300$6K<0.01%-1,000Timeline
KEQUKEWAUNEE SCIENTIFIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 364 shares; 2018Q2: 364 shares; 2018Q3: 364 shares; 2018Q4: 364 shares; 2019Q1: 364 shares; 2019Q2: 364 shares; 2019Q3: 364 shares 364$6K<0.01%0Timeline
UXIPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 75 shares; 2019Q2: 75 shares; 2019Q3: 75 shares 75$6K<0.01%0Timeline
UYMPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 800 shares; 2019Q1: 800 shares; 2019Q2: 896 shares; 2019Q3: 101 shares 101$6K<0.01%-795Timeline
PDLIPDL BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,142 shares; 2018Q2: 24,142 shares; 2018Q3: 19,142 shares; 2018Q4: 18,125 shares; 2019Q1: 18,125 shares; 2019Q2: 3,161 shares; 2019Q3: 3,169 shares 3,169$6K<0.01%+8Timeline
DIREXION DAILY S&P BIOTECH …DIREXION DAILY S&P BIOTECH BULL 3…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 392 shares; 2019Q1: 493 shares; 2019Q2: 192 shares; 2019Q3: 192 shares 192$6K<0.01%0
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares; 2018Q3: not reported; 2018Q4: 888 shares; 2019Q1: 1,878 shares; 2019Q2: 1,636 shares; 2019Q3: 2,253 shares 2,253$6K<0.01%+617
DASEKE INCDASEKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 2,000 shares 2,000$6K<0.01%+1,000
SCULPTOR CAP MGMTSCULPTOR CAP MGMTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 311 shares 311$6K<0.01%new
PIXELWORKS INCPIXELWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,000 shares; 2018Q2: 4,000 shares; 2018Q3: 4,000 shares; 2018Q4: not reported; 2019Q1: 100 shares; 2019Q2: not reported; 2019Q3: 1,500 shares 1,500$6K<0.01%new
SEASPINE HLDGS CORPSEASPINE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 266 shares; 2019Q1: 316 shares; 2019Q2: 471 shares; 2019Q3: 537 shares 537$6K<0.01%+66
EVO PMTS INCEVO PMTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 25 shares; 2019Q1: not reported; 2019Q2: 545 shares; 2019Q3: 274 shares 274$6K<0.01%-271
FIRST LONG IS CORPFIRST LONG IS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 805 shares; 2018Q2: 805 shares; 2018Q3: 215 shares; 2018Q4: 215 shares; 2019Q1: 268 shares; 2019Q2: 268 shares; 2019Q3: 268 shares 268$6K<0.01%0
GIFIGULF ISLAND FABRICATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,042 shares; 2018Q4: 1,042 shares; 2019Q1: 1,042 shares; 2019Q2: 1,042 shares; 2019Q3: 1,042 shares 1,042$6K<0.01%0Timeline
HIGHPOINT RES CORPHIGHPOINT RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4,788 shares; 2018Q4: 3,115 shares; 2019Q1: 4,181 shares; 2019Q2: 4,206 shares; 2019Q3: 4,225 shares 4,225$6K<0.01%+19
GLOBAL X FTSE GREECE 20 ETFGLOBAL X FTSE GREECE 20 ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 51,200 shares; 2018Q2: 51,200 shares; 2018Q3: 55,100 shares; 2018Q4: 65,100 shares; 2019Q1: 65,100 shares; 2019Q2: 65,100 shares; 2019Q3: 600 shares 600$6K<0.01%-64,500
CEL-SCI CORPCEL-SCI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 664 shares; 2018Q2: 664 shares; 2018Q3: 664 shares; 2018Q4: 664 shares; 2019Q1: 664 shares; 2019Q2: 664 shares; 2019Q3: 664 shares 664$6K<0.01%0
PRICELINE GRP INCPRICELINE GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5,000 shares; 2019Q1: 5,000 shares; 2019Q2: 5,000 shares; 2019Q3: 5,000 shares 5,000$6K<0.01%0
BARCLAYS BANK PLCBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 19 shares; 2019Q3: 281 shares 281$6K<0.01%+262
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 7,000 shares; 2019Q1: 7,000 shares; 2019Q2: 7,000 shares; 2019Q3: 7,000 shares 7,000$6K<0.01%0
58 COM INC58 COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,531 shares; 2018Q2: 1,531 shares; 2018Q3: 1,119 shares; 2018Q4: 119 shares; 2019Q1: 119 shares; 2019Q2: 119 shares; 2019Q3: 119 shares 119$6K<0.01%0
DYCOM INDS INCDYCOM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 6,000 shares; 2019Q1: 6,000 shares; 2019Q2: 6,000 shares; 2019Q3: 6,000 shares 6,000$6K<0.01%0
TITAN MED INCTITAN MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,985 shares; 2018Q4: 3,842 shares; 2019Q1: 5,948 shares; 2019Q2: 5,948 shares; 2019Q3: 6,021 shares 6,021$6K<0.01%+73
AEGLEA BIOTHERAPEUTICS INCAEGLEA BIOTHERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 785 shares; 2018Q4: 785 shares; 2019Q1: 785 shares; 2019Q2: 785 shares; 2019Q3: 785 shares 785$6K<0.01%0
PARTY CITY HOLDCO INCPARTY CITY HOLDCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares; 2018Q4: 1,199 shares; 2019Q1: 643 shares; 2019Q2: 828 shares; 2019Q3: 1,123 shares 1,123$6K<0.01%+295
CAMBREX CORPCAMBREX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,594 shares; 2018Q2: 2,594 shares; 2018Q3: 976 shares; 2018Q4: 1,469 shares; 2019Q1: 1,247 shares; 2019Q2: 947 shares; 2019Q3: 104 shares 104$6K<0.01%-843
ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,200 shares; 2018Q2: 2,200 shares; 2018Q3: 2,200 shares; 2018Q4: 2,200 shares; 2019Q1: 2,200 shares; 2019Q2: 2,000 shares; 2019Q3: 2,000 shares 2,000$6K<0.01%0
AVX CORP NEWAVX CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 93 shares; 2019Q2: 14 shares; 2019Q3: 411 shares 411$6K<0.01%+397
ISRAMCO INCISRAMCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares; 2019Q2: 50 shares; 2019Q3: 50 shares 50$6K<0.01%0
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.001Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9 shares; 2018Q2: 9 shares; 2018Q3: 9 shares; 2018Q4: 10,009 shares; 2019Q1: 10,009 shares; 2019Q2: 10,009 shares; 2019Q3: 10,009 shares 10,009$6K<0.01%0
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,037 shares; 2018Q2: 1,037 shares; 2018Q3: 9,607 shares; 2018Q4: 4,116 shares; 2019Q1: 1,137 shares; 2019Q2: 427 shares; 2019Q3: 486 shares 486$6K<0.01%+59
AMERICAN CUSTOMER SATISFACT…AMERICAN CUSTOMER SATISFACTION ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 178 shares; 2019Q1: 178 shares; 2019Q2: 178 shares; 2019Q3: 178 shares 178$6K<0.01%0
ADIAL PHARMACEUTICALS INCADIAL PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 802 shares; 2019Q1: 1,281 shares; 2019Q2: 315 shares; 2019Q3: 4,223 shares 4,223$6K<0.01%+3,908
TENAX THERAPEUTICS INCTENAX THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 18 shares; 2018Q4: 18 shares; 2019Q1: 18 shares; 2019Q2: 18 shares; 2019Q3: 5,018 shares 5,018$6K<0.01%+5,000
APTOSE BIOSCIENCES INC COMAPTOSE BIOSCIENCES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 60,000 shares; 2018Q2: 60,000 shares; 2018Q3: 6,000 shares; 2018Q4: 6,000 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,750 shares 2,750$6K<0.01%new
EXCHANGE TRADED CONCEPTS TRUEXCHANGE TRADED CONCEPTS TRUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 240 shares 240$6K<0.01%new
BELLICUM PHARMACEUTICALS INCBELLICUM PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 610 shares; 2018Q2: 610 shares; 2018Q3: 1,610 shares; 2018Q4: 1,610 shares; 2019Q1: 1,610 shares; 2019Q2: 1,610 shares; 2019Q3: 6,360 shares 6,360$6K<0.01%+4,750
FGL HLDGSFGL HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 780 shares; 2019Q3: 774 shares 774$6K<0.01%-6
NESCO HLDGS INCNESCO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,046 shares 1,046$6K<0.01%new
KEMPHARM INC COM NEWKEMPHARM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 8,351 shares; 2019Q1: 8,151 shares; 2019Q2: 8,151 shares; 2019Q3: 8,151 shares 8,151$6K<0.01%0
SPDR INDEX SHS FDSSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 342 shares; 2018Q2: 342 shares; 2018Q3: 295 shares; 2018Q4: 332 shares; 2019Q1: 134 shares; 2019Q2: 134 shares; 2019Q3: 134 shares 134$6K<0.01%0
AMPLIFY ETF TRAMPLIFY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 230 shares 230$6K<0.01%new
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 170 shares; 2019Q3: 85 shares 85$6K<0.01%-85
INVESCO BLDRS INDEX FDS TRINVESCO BLDRS INDEX FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 300 shares; 2019Q3: 300 shares 300$6K<0.01%0
CNNECANNAE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 491 shares; 2018Q2: 491 shares; 2018Q3: 417 shares; 2018Q4: 491 shares; 2019Q1: 223 shares; 2019Q2: 192 shares; 2019Q3: 192 shares 192$5K<0.01%0Timeline
LEMBISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,950 shares; 2018Q2: 18,950 shares; 2018Q3: 43 shares; 2018Q4: 7 shares; 2019Q1: not reported; 2019Q2: 3 shares; 2019Q3: 105 shares 105$5K<0.01%+102Timeline
QUREUNIQURE NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,400 shares; 2018Q2: 6,400 shares; 2018Q3: 5,000 shares; 2018Q4: 5,500 shares; 2019Q1: 100 shares; 2019Q2: 103 shares; 2019Q3: 119 shares 119$5K<0.01%+16Timeline
CHTCHUNGHWA TELECOM CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 131 shares; 2018Q2: 131 shares; 2018Q3: 131 shares; 2018Q4: 252 shares; 2019Q1: 131 shares; 2019Q2: 134 shares; 2019Q3: 148 shares 148$5K<0.01%+14Timeline
UECURANIUM ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,400 shares; 2018Q2: 3,400 shares; 2018Q3: 4,400 shares; 2018Q4: 4,400 shares; 2019Q1: 4,400 shares; 2019Q2: 4,400 shares; 2019Q3: 5,400 shares 5,400$5K<0.01%+1,000Timeline
CRESYCRESUD S A C I F Y AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,049 shares; 2018Q2: 1,049 shares; 2018Q3: 1,049 shares; 2018Q4: 1,093 shares; 2019Q1: 1,093 shares; 2019Q2: 890 shares; 2019Q3: 900 shares 900$5K<0.01%+10Timeline
NMIHNMI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,191 shares; 2019Q3: 191 shares 191$5K<0.01%-1,000Timeline
OMEROMEROS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 175 shares; 2018Q2: 175 shares; 2018Q3: 275 shares; 2018Q4: 275 shares; 2019Q1: 275 shares; 2019Q2: 280 shares; 2019Q3: 280 shares 280$5K<0.01%0Timeline
TRNSTRANSCAT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 181 shares 181$5K<0.01%newTimeline
AXGNAXOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,575 shares; 2018Q2: 4,575 shares; 2018Q3: 2,371 shares; 2018Q4: 2,381 shares; 2019Q1: 2,753 shares; 2019Q2: 2,399 shares; 2019Q3: 402 shares 402$5K<0.01%-1,997Timeline
JOFJAPAN SMALLER CAPITALIZATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 600 shares; 2019Q3: 600 shares 600$5K<0.01%0Timeline
LBRTLIBERTY ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 284 shares; 2019Q2: 278 shares; 2019Q3: 487 shares 487$5K<0.01%+209Timeline
WTTRSELECT WATER SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 64 shares; 2018Q2: 64 shares; 2018Q3: not reported; 2018Q4: 420 shares; 2019Q1: 435 shares; 2019Q2: 1,213 shares; 2019Q3: 595 shares 595$5K<0.01%-618Timeline
GHMGRAHAM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 276 shares; 2018Q2: 276 shares; 2018Q3: 276 shares; 2018Q4: 276 shares; 2019Q1: 276 shares; 2019Q2: 276 shares; 2019Q3: 276 shares 276$5K<0.01%0Timeline
BLNKBLINK CHARGING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,195 shares; 2018Q4: 2,072 shares; 2019Q1: 2,072 shares; 2019Q2: 2,072 shares; 2019Q3: 2,072 shares 2,072$5K<0.01%0Timeline
TECHTARGET INCTECHTARGET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,030 shares; 2018Q2: 1,030 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 720 shares; 2019Q3: 201 shares 201$5K<0.01%-519
VEONEER INCVEONEER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 775 shares; 2018Q4: 708 shares; 2019Q1: 351 shares; 2019Q2: 351 shares; 2019Q3: 361 shares 361$5K<0.01%+10
LXULSB INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 625 shares; 2018Q2: 625 shares; 2018Q3: 625 shares; 2018Q4: 625 shares; 2019Q1: 625 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$5K<0.01%0Timeline
BLACKROCK MUNI INCOME INV QLBLACKROCK MUNI INCOME INV QLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 962 shares; 2018Q2: 962 shares; 2018Q3: 1,337 shares; 2018Q4: 352 shares; 2019Q1: 357 shares; 2019Q2: 361 shares; 2019Q3: 365 shares 365$5K<0.01%+4
RLGTRADIANT LOGISTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,700 shares; 2019Q2: 500 shares; 2019Q3: 943 shares 943$5K<0.01%+443Timeline
HUCKHUCKLEBERRY AI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,276 shares; 2019Q2: 426 shares; 2019Q3: 300 shares 300$5K<0.01%-126Timeline
PARPAR TECHNOLOGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$5K<0.01%0Timeline
NICNICOLET BANKSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 77 shares; 2019Q3: 77 shares 77$5K<0.01%0Timeline
FISIFINANCIAL INSTITUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 233 shares; 2018Q2: 233 shares; 2018Q3: 242 shares; 2018Q4: 205 shares; 2019Q1: 207 shares; 2019Q2: 208 shares; 2019Q3: 152 shares 152$5K<0.01%-56Timeline
ATLCATLANTICUS HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 636 shares; 2018Q2: 636 shares; 2018Q3: 636 shares; 2018Q4: 636 shares; 2019Q1: 636 shares; 2019Q2: 636 shares; 2019Q3: 636 shares 636$5K<0.01%0Timeline
PLBCPLUMAS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: not reported; 2018Q4: 250 shares; 2019Q1: 250 shares; 2019Q2: 256 shares; 2019Q3: 256 shares 256$5K<0.01%0Timeline
STXSSTEREOTAXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,405 shares 1,405$5K<0.01%newTimeline
TWINTWIN DISC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares; 2018Q4: 462 shares; 2019Q1: 470 shares; 2019Q2: 464 shares; 2019Q3: 467 shares 467$5K<0.01%+3Timeline
GALTGALECTIN THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: not reported; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,385 shares; 2019Q3: 1,385 shares 1,385$5K<0.01%0Timeline
GABCGERMAN AMERN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 82 shares; 2019Q2: 164 shares; 2019Q3: 164 shares 164$5K<0.01%0Timeline
RESRPC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,680 shares; 2018Q2: 6,680 shares; 2018Q3: 868 shares; 2018Q4: 1,725 shares; 2019Q1: 1,449 shares; 2019Q2: 1,381 shares; 2019Q3: 940 shares 940$5K<0.01%-441Timeline
LCTXLINEAGE CELL THERAPEUTICS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,255 shares 5,255$5K<0.01%newTimeline
USVMVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 100 shares 100$5K<0.01%newTimeline
JMIAJUMIA TECHNOLOGIES AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 538 shares; 2019Q3: 669 shares 669$5K<0.01%+131Timeline
UFOPROCURE ETF TRUST IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 200 shares 200$5K<0.01%newTimeline
EEMXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 485 shares; 2018Q2: 485 shares; 2018Q3: 410 shares; 2018Q4: 395 shares; 2019Q1: 310 shares; 2019Q2: 336 shares; 2019Q3: 83 shares 83$5K<0.01%-253Timeline
TUSKMAMMOTH ENERGY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 395 shares; 2018Q2: 395 shares; 2018Q3: 407 shares; 2018Q4: 494 shares; 2019Q1: 494 shares; 2019Q2: 2,395 shares; 2019Q3: 2,123 shares 2,123$5K<0.01%-272Timeline
COVETRUS INCCOVETRUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 624 shares; 2019Q2: 1,011 shares; 2019Q3: 529 shares 529$5K<0.01%-482
OBEOBSIDIAN ENERGY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,972 shares; 2019Q3: 6,862 shares 6,862$5K<0.01%-110Timeline
STKLSUNOPTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,800 shares; 2018Q2: 4,800 shares; 2018Q3: 5,055 shares; 2018Q4: 5,555 shares; 2019Q1: 5,555 shares; 2019Q2: 3,000 shares; 2019Q3: 3,063 shares 3,063$5K<0.01%+63Timeline
RMCFROCKY MTN CHOCOLATE FACTORYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 735 shares; 2018Q2: 735 shares; 2018Q3: 525 shares; 2018Q4: 525 shares; 2019Q1: 525 shares; 2019Q2: 525 shares; 2019Q3: 525 shares 525$5K<0.01%0Timeline
CEETHE CENTRAL AND EASTERN EU IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,200 shares; 2018Q2: 1,200 shares; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 208 shares; 2019Q2: 208 shares; 2019Q3: 208 shares 208$5K<0.01%0Timeline
IDNINTELLICHECK MOBILISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,300 shares; 2019Q3: 1,000 shares 1,000$5K<0.01%-1,300Timeline
XITKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 47 shares 47$5K<0.01%newTimeline
FXBINVESCO CURRENCYSHARES BRITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 221 shares; 2018Q4: 121 shares; 2019Q1: 121 shares; 2019Q2: 41 shares; 2019Q3: 41 shares 41$5K<0.01%0Timeline
VBNDETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 96 shares; 2018Q2: 96 shares; 2018Q3: 96 shares; 2018Q4: 96 shares; 2019Q1: 96 shares; 2019Q2: 96 shares; 2019Q3: 96 shares 96$5K<0.01%0Timeline
TLFTANDY LEATHER FACTORY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$5K<0.01%0Timeline
RCGRENN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,310 shares; 2018Q2: 2,310 shares; 2018Q3: 2,310 shares; 2018Q4: 2,310 shares; 2019Q1: 2,310 shares; 2019Q2: 2,310 shares; 2019Q3: 3,310 shares 3,310$5K<0.01%+1,000Timeline
AMAG PHARMACEUTICALS INCAMAG PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 750 shares; 2018Q2: 750 shares; 2018Q3: 396 shares; 2018Q4: 396 shares; 2019Q1: 396 shares; 2019Q2: 396 shares; 2019Q3: 396 shares 396$5K<0.01%0
PS BUSINESS PKS INC CALIFPS BUSINESS PKS INC CALIFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 109 shares; 2018Q2: 109 shares; 2018Q3: 60 shares; 2018Q4: 106 shares; 2019Q1: 23 shares; 2019Q2: 23 shares; 2019Q3: 25 shares 25$5K<0.01%+2
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,315 shares; 2018Q2: 1,315 shares; 2018Q3: 1,287 shares; 2018Q4: 1,078 shares; 2019Q1: 579 shares; 2019Q2: 696 shares; 2019Q3: 696 shares 696$5K<0.01%0
BOSTON PRIVATE FINL HLDGS I…BOSTON PRIVATE FINL HLDGS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 261 shares; 2018Q2: 261 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 182 shares; 2019Q3: 420 shares 420$5K<0.01%+238
ICL GROUP LTD ILS1ICL GROUP LTD ILS1Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 12 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,059 shares 1,059$5K<0.01%new
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5,000 shares; 2019Q1: 5,000 shares; 2019Q2: 5,000 shares; 2019Q3: 5,000 shares 5,000$5K<0.01%0
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5,000 shares; 2019Q1: 5,000 shares; 2019Q2: 5,000 shares; 2019Q3: 5,000 shares 5,000$5K<0.01%0
Cinedigm Corp CL ACinedigm Corp CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5,000 shares; 2019Q1: 5,000 shares; 2019Q2: 5,719 shares; 2019Q3: 5,719 shares 5,719$5K<0.01%0
REVLON INCREVLON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 6,226 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$5K<0.01%0
CVR Partners, LPCVR Partners, LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 82,358 shares; 2018Q2: 82,358 shares; 2018Q3: 33,566 shares; 2018Q4: 3,766 shares; 2019Q1: 2,058 shares; 2019Q2: 1,258 shares; 2019Q3: 1,258 shares 1,258$5K<0.01%0
EXONE COEXONE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 364 shares; 2018Q2: 364 shares; 2018Q3: 364 shares; 2018Q4: 764 shares; 2019Q1: 364 shares; 2019Q2: 204 shares; 2019Q3: 504 shares 504$5K<0.01%+300
MOMENTA PHARMACEUTICALS INCMOMENTA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 925 shares; 2018Q2: 925 shares; 2018Q3: 928 shares; 2018Q4: 12 shares; 2019Q1: 400 shares; 2019Q2: 400 shares; 2019Q3: 400 shares 400$5K<0.01%0
AMIRA NATURE FOODS LTDAMIRA NATURE FOODS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,144 shares; 2018Q2: 3,144 shares; 2018Q3: 7,733 shares; 2018Q4: 8,087 shares; 2019Q1: 8,803 shares; 2019Q2: 9,539 shares; 2019Q3: 9,633 shares 9,633$5K<0.01%+94
NAVIGANT CONSULTING INCNAVIGANT CONSULTING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,660 shares; 2018Q2: 1,660 shares; 2018Q3: 1,618 shares; 2018Q4: 1,508 shares; 2019Q1: 1,559 shares; 2019Q2: 1,668 shares; 2019Q3: 165 shares 165$5K<0.01%-1,503
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 28 shares; 2018Q2: 28 shares; 2018Q3: 28 shares; 2018Q4: 28 shares; 2019Q1: 28 shares; 2019Q2: 28 shares; 2019Q3: 28 shares 28$5K<0.01%0
GLOBAL X FDS GLB XGLOBAL X FDS GLB XQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares; 2018Q3: 600 shares; 2018Q4: 600 shares; 2019Q1: 600 shares; 2019Q2: 600 shares; 2019Q3: 600 shares 600$5K<0.01%0
BIOSPECIFICS TECHNOLOGIESBIOSPECIFICS TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 84 shares; 2019Q1: 83 shares; 2019Q2: 79 shares; 2019Q3: 84 shares 84$5K<0.01%+5
DIGITAL ALLY INCDIGITAL ALLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,964 shares; 2018Q2: 3,964 shares; 2018Q3: 3,964 shares; 2018Q4: 3,964 shares; 2019Q1: 3,964 shares; 2019Q2: 3,964 shares; 2019Q3: 3,964 shares 3,964$5K<0.01%0
ONCOCYTE CORPONCOCYTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 500 shares; 2019Q2: 7,500 shares; 2019Q3: 2,500 shares 2,500$5K<0.01%-5,000
LILIS ENERGY INCLILIS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 23,600 shares; 2018Q4: 22,300 shares; 2019Q1: 18,600 shares; 2019Q2: 16,600 shares; 2019Q3: 15,600 shares 15,600$5K<0.01%-1,000
PARATEK PHARMACEUTICALS INCPARATEK PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 850 shares; 2018Q2: 850 shares; 2018Q3: 850 shares; 2018Q4: 250 shares; 2019Q1: 1,350 shares; 2019Q2: 1,350 shares; 2019Q3: 1,250 shares 1,250$5K<0.01%-100
J P MORGAN EXCHANGE-TRADED FJ P MORGAN EXCHANGE-TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 187 shares 187$5K<0.01%new
CARE COM INCCARE COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 749 shares; 2018Q2: 749 shares; 2018Q3: 749 shares; 2018Q4: 499 shares; 2019Q1: 499 shares; 2019Q2: 499 shares; 2019Q3: 499 shares 499$5K<0.01%0
GREAT ELM CAP CORPGREAT ELM CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,101 shares; 2018Q2: 2,101 shares; 2018Q3: 1 shares; 2018Q4: 1 shares; 2019Q1: 651 shares; 2019Q2: 651 shares; 2019Q3: 651 shares 651$5K<0.01%0
DBX ETF TRDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 232 shares 232$5K<0.01%new
RATTLER MIDSTREAM LPRATTLER MIDSTREAM LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 201 shares; 2019Q3: 257 shares 257$5K<0.01%+56
RA PHARMACEUTICALS INCRA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 49 shares; 2019Q1: 149 shares; 2019Q2: 149 shares; 2019Q3: 173 shares 173$5K<0.01%+24
COUNTY BANCORP INCCOUNTY BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 270 shares; 2018Q2: 270 shares; 2018Q3: 270 shares; 2018Q4: 270 shares; 2019Q1: 270 shares; 2019Q2: 270 shares; 2019Q3: 270 shares 270$5K<0.01%0
SG BLOCKS INCSG BLOCKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 19,200 shares; 2018Q2: 19,200 shares; 2018Q3: 17,500 shares; 2018Q4: 18,200 shares; 2019Q1: 14,800 shares; 2019Q2: 13,100 shares; 2019Q3: 12,100 shares 12,100$5K<0.01%-1,000
FLEXSHARES TR CUR HDG EM IDXFLEXSHARES TR CUR HDG EM IDXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 28,114 shares; 2018Q2: 28,114 shares; 2018Q3: 389 shares; 2018Q4: 268 shares; 2019Q1: 268 shares; 2019Q2: 268 shares; 2019Q3: 177 shares 177$5K<0.01%-91
NRC GROUP HLDGS CORPNRC GROUP HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 300 shares; 2019Q2: 400 shares; 2019Q3: 400 shares 400$5K<0.01%0
FLWS1 800 FLOWERS COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,086 shares; 2018Q2: 1,086 shares; 2018Q3: 879 shares; 2018Q4: 1,047 shares; 2019Q1: 869 shares; 2019Q2: 300 shares; 2019Q3: 300 shares 300$4K<0.01%0Timeline
NAKNORTHERN DYNASTY MINERALS LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,200 shares; 2018Q2: 4,200 shares; 2018Q3: 4,900 shares; 2018Q4: 5,200 shares; 2019Q1: 5,200 shares; 2019Q2: 5,600 shares; 2019Q3: 5,600 shares 5,600$4K<0.01%0Timeline
MEOHMETHANEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 102 shares; 2018Q2: 102 shares; 2018Q3: 14 shares; 2018Q4: 15 shares; 2019Q1: 59 shares; 2019Q2: 15 shares; 2019Q3: 95 shares 95$4K<0.01%+80Timeline
ODCOIL DRI CORP AMERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 211 shares; 2018Q2: 211 shares; 2018Q3: 101 shares; 2018Q4: 4,102 shares; 2019Q1: 4,303 shares; 2019Q2: 103 shares; 2019Q3: 104 shares 104$4K<0.01%+1Timeline
TSEMTOWER SEMICONDUCTOR LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,790 shares; 2018Q2: 6,790 shares; 2018Q3: 2,370 shares; 2018Q4: 2,224 shares; 2019Q1: 1,100 shares; 2019Q2: 170 shares; 2019Q3: 225 shares 225$4K<0.01%+55Timeline
ACRSACLARIS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 23 shares; 2019Q1: 22 shares; 2019Q2: not reported; 2019Q3: 4,000 shares 4,000$4K<0.01%newTimeline
ESIELEMENT SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 317 shares; 2019Q2: 300 shares; 2019Q3: 369 shares 369$4K<0.01%+69Timeline
MDGLMADRIGAL PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 752 shares; 2018Q2: 752 shares; 2018Q3: 227 shares; 2018Q4: 227 shares; 2019Q1: 227 shares; 2019Q2: 27 shares; 2019Q3: 47 shares 47$4K<0.01%+20Timeline
NXENEXGEN ENERGY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,500 shares; 2018Q2: 10,500 shares; 2018Q3: 6,000 shares; 2018Q4: 6,000 shares; 2019Q1: 6,000 shares; 2019Q2: 6,000 shares; 2019Q3: 3,000 shares 3,000$4K<0.01%-3,000Timeline
TGBTASEKO MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 448 shares; 2018Q2: 448 shares; 2018Q3: 7,000 shares; 2018Q4: 7,000 shares; 2019Q1: 27,000 shares; 2019Q2: 7,000 shares; 2019Q3: 9,020 shares 9,020$4K<0.01%+2,020Timeline
IOSPINNOSPEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares; 2018Q3: 13 shares; 2018Q4: 13 shares; 2019Q1: 13 shares; 2019Q2: 48 shares; 2019Q3: 48 shares 48$4K<0.01%0Timeline
NBHCNATIONAL BK HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 209 shares; 2019Q1: 267 shares; 2019Q2: 204 shares; 2019Q3: 121 shares 121$4K<0.01%-83Timeline
ANIKANIKA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 517 shares; 2018Q4: 255 shares; 2019Q1: 180 shares; 2019Q2: not reported; 2019Q3: 69 shares 69$4K<0.01%newTimeline
HAUZDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 142 shares 142$4K<0.01%newTimeline
THRMGENTHERM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 105 shares; 2018Q2: 105 shares; 2018Q3: 105 shares; 2018Q4: 182 shares; 2019Q1: 123 shares; 2019Q2: 123 shares; 2019Q3: 105 shares 105$4K<0.01%-18Timeline
LILALIBERTY LATIN AMERICA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 303 shares; 2018Q2: 303 shares; 2018Q3: 52 shares; 2018Q4: 40 shares; 2019Q1: 226 shares; 2019Q2: 242 shares; 2019Q3: 240 shares 240$4K<0.01%-2Timeline
CBZCBIZ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,264 shares; 2018Q2: 21,264 shares; 2018Q3: 9,537 shares; 2018Q4: 4,164 shares; 2019Q1: 4,213 shares; 2019Q2: 260 shares; 2019Q3: 164 shares 164$4K<0.01%-96Timeline
CLDXCELLDEX THERAPEUTICS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 504 shares; 2019Q2: 504 shares; 2019Q3: 1,668 shares 1,668$4K<0.01%+1,164Timeline
ROADCONSTRUCTION PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 268 shares; 2019Q1: 268 shares; 2019Q2: 268 shares; 2019Q3: 268 shares 268$4K<0.01%0Timeline
BSACBANCO SANTANDER CHILE NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 429 shares; 2018Q2: 429 shares; 2018Q3: 429 shares; 2018Q4: 331 shares; 2019Q1: 129 shares; 2019Q2: 134 shares; 2019Q3: 144 shares 144$4K<0.01%+10Timeline
DXPEDXP ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 105 shares; 2018Q2: 105 shares; 2018Q3: 105 shares; 2018Q4: 105 shares; 2019Q1: 105 shares; 2019Q2: 105 shares; 2019Q3: 105 shares 105$4K<0.01%0Timeline
UREPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 50 shares 50$4K<0.01%newTimeline
TTITETRA TECHNOLOGIES INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,000 shares; 2018Q4: 2,527 shares; 2019Q1: 2,518 shares; 2019Q2: 2,318 shares; 2019Q3: 2,220 shares 2,220$4K<0.01%-98Timeline
KODKODIAK SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 300 shares; 2019Q3: 300 shares 300$4K<0.01%0Timeline
MATVMATIV HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 59 shares; 2018Q2: 59 shares; 2018Q3: 59 shares; 2018Q4: 59 shares; 2019Q1: 175 shares; 2019Q2: 116 shares; 2019Q3: 116 shares 116$4K<0.01%0Timeline
AMPHAMPHASTAR PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 266 shares; 2018Q2: 266 shares; 2018Q3: 266 shares; 2018Q4: 266 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$4K<0.01%0Timeline
CARSCARS COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,599 shares; 2018Q2: 1,599 shares; 2018Q3: 1,032 shares; 2018Q4: 1,026 shares; 2019Q1: 769 shares; 2019Q2: 788 shares; 2019Q3: 506 shares 506$4K<0.01%-282Timeline
HZOMARINEMAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 114 shares; 2018Q2: 114 shares; 2018Q3: 61 shares; 2018Q4: 61 shares; 2019Q1: 59 shares; 2019Q2: 259 shares; 2019Q3: 259 shares 259$4K<0.01%0Timeline
VRAVERA BRADLEY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 367 shares; 2018Q4: 367 shares; 2019Q1: 367 shares; 2019Q2: 367 shares; 2019Q3: 367 shares 367$4K<0.01%0Timeline
GCOGENESCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 72 shares; 2018Q2: 72 shares; 2018Q3: 40 shares; 2018Q4: 171 shares; 2019Q1: 107 shares; 2019Q2: 107 shares; 2019Q3: 107 shares 107$4K<0.01%0Timeline
ETDETHAN ALLEN INTERIORS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,000 shares; 2019Q2: not reported; 2019Q3: 219 shares 219$4K<0.01%newTimeline
RRRRED ROCK RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30 shares; 2018Q2: 30 shares; 2018Q3: 1,302 shares; 2018Q4: 600 shares; 2019Q1: 600 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$4K<0.01%0Timeline
WLDNWILLDAN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 321 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$4K<0.01%0Timeline
HAFCHANMI FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 158 shares; 2019Q3: 193 shares 193$4K<0.01%+35Timeline
WTBAWEST BANCORPORATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 500 shares; 2019Q2: 209 shares; 2019Q3: 209 shares 209$4K<0.01%0Timeline
ASURASURE SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 597 shares; 2018Q2: 597 shares; 2018Q3: 597 shares; 2018Q4: 597 shares; 2019Q1: 597 shares; 2019Q2: 597 shares; 2019Q3: 597 shares 597$4K<0.01%0Timeline
UISUNISYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9 shares; 2018Q2: 9 shares; 2018Q3: 8,053 shares; 2018Q4: 470 shares; 2019Q1: 756 shares; 2019Q2: 771 shares; 2019Q3: 476 shares 476$4K<0.01%-295Timeline
REIRING ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 344 shares; 2018Q2: 344 shares; 2018Q3: 913 shares; 2018Q4: 821 shares; 2019Q1: 820 shares; 2019Q2: 827 shares; 2019Q3: 2,489 shares 2,489$4K<0.01%+1,662Timeline
ACUACME UTD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 210 shares; 2018Q2: 210 shares; 2018Q3: 210 shares; 2018Q4: 210 shares; 2019Q1: 210 shares; 2019Q2: 210 shares; 2019Q3: 210 shares 210$4K<0.01%0Timeline
ARLOARLO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 471 shares; 2018Q4: 1,100 shares; 2019Q1: 1,400 shares; 2019Q2: 1,400 shares; 2019Q3: 1,400 shares 1,400$4K<0.01%0Timeline
KEKIMBALL ELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 129 shares; 2018Q2: 129 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 300 shares; 2019Q3: 300 shares 300$4K<0.01%0Timeline
REXREX AMERICAN RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 84 shares; 2018Q2: 84 shares; 2018Q3: 70 shares; 2018Q4: 70 shares; 2019Q1: 50 shares; 2019Q2: 50 shares; 2019Q3: 50 shares 50$4K<0.01%0Timeline
EUDGWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 254 shares; 2018Q2: 254 shares; 2018Q3: not reported; 2018Q4: 650 shares; 2019Q1: 654 shares; 2019Q2: not reported; 2019Q3: 150 shares 150$4K<0.01%newTimeline
WOMNTIDAL TRUST IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 200 shares 200$4K<0.01%newTimeline
RDIREADING INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 17 shares; 2019Q1: 306 shares; 2019Q2: 288 shares; 2019Q3: 370 shares 370$4K<0.01%+82Timeline
SRC ENERGY INCSRC ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,738 shares; 2018Q2: 1,738 shares; 2018Q3: 13,123 shares; 2018Q4: 1,481 shares; 2019Q1: 830 shares; 2019Q2: 731 shares; 2019Q3: 951 shares 951$4K<0.01%+220
FYLDCAMBRIA ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$4K<0.01%0Timeline
NURENUSHARES ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 96 shares; 2019Q2: 115 shares; 2019Q3: 140 shares 140$4K<0.01%+25Timeline
CHIQGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 650 shares; 2018Q2: 650 shares; 2018Q3: 650 shares; 2018Q4: 650 shares; 2019Q1: 275 shares; 2019Q2: 275 shares; 2019Q3: 275 shares 275$4K<0.01%0Timeline
BIBPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$4K<0.01%0Timeline
EQSEQUUS TOTAL RETURN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 405 shares; 2018Q4: 2,252 shares; 2019Q1: 2,252 shares; 2019Q2: 2,252 shares; 2019Q3: 2,252 shares 2,252$4K<0.01%0Timeline
CLIXPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 500 shares; 2019Q3: 75 shares 75$4K<0.01%-425Timeline
TAP-AMOLSON COORS BEVERAGE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 67 shares 67$4K<0.01%newTimeline
IORINCOME OPPORTUNITY RLTY INVSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 300 shares; 2019Q2: 300 shares; 2019Q3: 300 shares 300$4K<0.01%0Timeline
MDRXVERADIGM INC. COMMON STOCK(DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,610 shares; 2018Q2: 1,610 shares; 2018Q3: 84 shares; 2018Q4: 461 shares; 2019Q1: 768 shares; 2019Q2: 835 shares; 2019Q3: 334 shares 334$4K<0.01%-501Timeline
AAUAFALMADEN MINERALS LTD COM CLASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares; 2018Q3: 900 shares; 2018Q4: 900 shares; 2019Q1: 900 shares; 2019Q2: 6,600 shares; 2019Q3: 6,600 shares 6,600$4K<0.01%0Timeline
OMNOVA SOLUTIONS INCOMNOVA SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 147 shares; 2018Q2: 147 shares; 2018Q3: 15 shares; 2018Q4: 384 shares; 2019Q1: 384 shares; 2019Q2: 384 shares; 2019Q3: 384 shares 384$4K<0.01%0
CONTAINER STORE GROUP INCCONTAINER STORE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,700 shares; 2018Q2: 1,700 shares; 2018Q3: 1,325 shares; 2018Q4: 1,225 shares; 2019Q1: 1,100 shares; 2019Q2: 800 shares; 2019Q3: 800 shares 800$4K<0.01%0
HANGER INCHANGER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 300 shares; 2019Q3: 200 shares 200$4K<0.01%-100
DRIL-QUIP INCDRIL-QUIP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 569 shares; 2018Q2: 569 shares; 2018Q3: 258 shares; 2018Q4: 395 shares; 2019Q1: 92 shares; 2019Q2: 109 shares; 2019Q3: 85 shares 85$4K<0.01%-24
SCYNEXIS INC COM NEWSCYNEXIS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,250 shares; 2018Q2: 5,250 shares; 2018Q3: 5,250 shares; 2018Q4: 5,250 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,500 shares 3,500$4K<0.01%new
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,000 shares; 2019Q1: 3,000 shares; 2019Q2: 3,000 shares; 2019Q3: 3,000 shares 3,000$4K<0.01%0
SERES THERAPEUTICS INCSERES THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares; 2018Q3: 3,500 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$4K<0.01%0
IMAC HLDGS INCIMAC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,100 shares; 2019Q3: 1,000 shares 1,000$4K<0.01%-100
CASA SYS INCCASA SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 675 shares; 2018Q4: 491 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 500 shares 500$4K<0.01%new
HUANENG PWR INTL INCHUANENG PWR INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,521 shares; 2018Q2: 2,521 shares; 2018Q3: 590 shares; 2018Q4: 90 shares; 2019Q1: 90 shares; 2019Q2: 93 shares; 2019Q3: 223 shares 223$4K<0.01%+130
TRANSGLOBE ENERGY CORPTRANSGLOBE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,980 shares; 2018Q2: 3,980 shares; 2018Q3: 3,988 shares; 2018Q4: 3,018 shares; 2019Q1: 3,018 shares; 2019Q2: 3,031 shares; 2019Q3: 3,049 shares 3,049$4K<0.01%+18
WIRELESS TELECOM GROUP INCWIRELESS TELECOM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,800 shares; 2018Q2: 2,800 shares; 2018Q3: 2,800 shares; 2018Q4: 2,800 shares; 2019Q1: 2,800 shares; 2019Q2: 2,800 shares; 2019Q3: 2,800 shares 2,800$4K<0.01%0
ROYAL BANK OF SCOT-SPON ADRROYAL BANK OF SCOT-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 316 shares; 2018Q2: 316 shares; 2018Q3: 304 shares; 2018Q4: 344 shares; 2019Q1: 304 shares; 2019Q2: 304 shares; 2019Q3: 611 shares 611$4K<0.01%+307
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 817 shares; 2018Q2: 817 shares; 2018Q3: 750 shares; 2018Q4: 935 shares; 2019Q1: 1,185 shares; 2019Q2: 435 shares; 2019Q3: 435 shares 435$4K<0.01%0
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 450 shares; 2018Q2: 450 shares; 2018Q3: 450 shares; 2018Q4: 450 shares; 2019Q1: 450 shares; 2019Q2: 450 shares; 2019Q3: 450 shares 450$4K<0.01%0
CAPITAL CLEAN ENERGY CARRIE…CAPITAL CLEAN ENERGY CARRIERS COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 813 shares; 2019Q2: 326 shares; 2019Q3: 326 shares 326$4K<0.01%0
CORBUS PHARMACEUTICALS HLDGSCORBUS PHARMACEUTICALS HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,000 shares; 2018Q2: 6,000 shares; 2018Q3: 5,000 shares; 2018Q4: 15,050 shares; 2019Q1: 13,850 shares; 2019Q2: 2,870 shares; 2019Q3: 1,000 shares 1,000$4K<0.01%-1,870
HORIZON GLOBAL CORPHORIZON GLOBAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 879 shares; 2018Q2: 879 shares; 2018Q3: 1,000 shares; 2018Q4: 1,041 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$4K<0.01%0
RENOVARE ENVIRONMENTAL IRENOVARE ENVIRONMENTAL IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,550 shares; 2018Q4: 1,550 shares; 2019Q1: 2,550 shares; 2019Q2: 2,550 shares; 2019Q3: 2,550 shares 2,550$4K<0.01%0
TRANSATLANTIC PETROLEUM LTDTRANSATLANTIC PETROLEUM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,229 shares; 2018Q2: 6,229 shares; 2018Q3: 6,229 shares; 2018Q4: 6,229 shares; 2019Q1: 6,229 shares; 2019Q2: 6,229 shares; 2019Q3: 6,229 shares 6,229$4K<0.01%0
ADAMIS PHARMACEUTICALS CORPADAMIS PHARMACEUTICALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,578 shares; 2018Q2: 2,578 shares; 2018Q3: 4,171 shares; 2018Q4: 4,171 shares; 2019Q1: 4,171 shares; 2019Q2: 6,171 shares; 2019Q3: 6,171 shares 6,171$4K<0.01%0
FINJAN HLDGS INCFINJAN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 3,950 shares; 2019Q2: 3,950 shares; 2019Q3: 2,000 shares 2,000$4K<0.01%-1,950
FOUNDATION BLDG MATLS INCFOUNDATION BLDG MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 261 shares 261$4K<0.01%new
HUAMI CORPHUAMI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 950 shares; 2019Q2: 950 shares; 2019Q3: 350 shares 350$4K<0.01%-600
NABRIVA THERAPEUTICS PLCNABRIVA THERAPEUTICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares; 2019Q1: 2,000 shares; 2019Q2: 2,000 shares; 2019Q3: 2,000 shares 2,000$4K<0.01%0
CREDIT SUISSE AG NASSAU BRH…CREDIT SUISSE AG NASSAU BRH VEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 32 shares; 2019Q1: 32 shares; 2019Q2: 32 shares; 2019Q3: 32 shares 32$4K<0.01%0
SSGA ACTIVE ETF TRSSGA ACTIVE ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 50 shares; 2019Q3: 50 shares 50$4K<0.01%0
PLXSPLEXUS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 153 shares; 2018Q2: 153 shares; 2018Q3: 153 shares; 2018Q4: 53 shares; 2019Q1: 53 shares; 2019Q2: 53 shares; 2019Q3: 53 shares 53$3K<0.01%0Timeline
DMCDEL MONTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 214 shares; 2018Q2: 214 shares; 2018Q3: 187 shares; 2018Q4: 76 shares; 2019Q1: 79 shares; 2019Q2: 80 shares; 2019Q3: 77 shares 77$3K<0.01%-3Timeline
WKWORKIVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 72 shares; 2018Q2: 72 shares; 2018Q3: not reported; 2018Q4: 72 shares; 2019Q1: 72 shares; 2019Q2: 462 shares; 2019Q3: 72 shares 72$3K<0.01%-390Timeline
AMKRAMKOR TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 849 shares; 2018Q2: 849 shares; 2018Q3: 705 shares; 2018Q4: 515 shares; 2019Q1: 374 shares; 2019Q2: 374 shares; 2019Q3: 374 shares 374$3K<0.01%0Timeline
IMKTAINGLES MKTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 386 shares; 2018Q2: 386 shares; 2018Q3: 60 shares; 2018Q4: 103 shares; 2019Q1: 103 shares; 2019Q2: 103 shares; 2019Q3: 78 shares 78$3K<0.01%-25Timeline
DNLIDENALI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$3K<0.01%0Timeline
NVMINOVA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$3K<0.01%0Timeline
WMSADVANCED DRAIN SYS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$3K<0.01%0Timeline
PRIMPRIMORIS SVCS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 294 shares; 2018Q2: 294 shares; 2018Q3: 163 shares; 2018Q4: 164 shares; 2019Q1: 164 shares; 2019Q2: 164 shares; 2019Q3: 163 shares 163$3K<0.01%-1Timeline
HRIHERC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 419 shares; 2018Q2: 419 shares; 2018Q3: 100 shares; 2018Q4: 46 shares; 2019Q1: 61 shares; 2019Q2: 61 shares; 2019Q3: 61 shares 61$3K<0.01%0Timeline
TDWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 396 shares; 2018Q2: 396 shares; 2018Q3: 1,353 shares; 2018Q4: 288 shares; 2019Q1: 234 shares; 2019Q2: 234 shares; 2019Q3: 223 shares 223$3K<0.01%-11Timeline
TLKTELEKOMUNIKASI INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,424 shares; 2018Q2: 2,424 shares; 2018Q3: 2,284 shares; 2018Q4: 356 shares; 2019Q1: 402 shares; 2019Q2: 92 shares; 2019Q3: 95 shares 95$3K<0.01%+3Timeline
GGBGERDAU SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,505 shares; 2018Q2: 2,505 shares; 2018Q3: 832 shares; 2018Q4: 839 shares; 2019Q1: 844 shares; 2019Q2: 853 shares; 2019Q3: 859 shares 859$3K<0.01%+6Timeline
PSNPARSONS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 89 shares; 2019Q3: 106 shares 106$3K<0.01%+17Timeline
CROXCROCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 300 shares; 2018Q4: 351 shares; 2019Q1: 50 shares; 2019Q2: 50 shares; 2019Q3: 113 shares 113$3K<0.01%+63Timeline
NFLTETFIS SER TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,103 shares; 2018Q2: 4,103 shares; 2018Q3: 3,000 shares; 2018Q4: 103 shares; 2019Q1: 103 shares; 2019Q2: 103 shares; 2019Q3: 103 shares 103$3K<0.01%0Timeline
AIRRFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,100 shares; 2018Q2: 7,100 shares; 2018Q3: 1,200 shares; 2018Q4: 1,200 shares; 2019Q1: 600 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$3K<0.01%0Timeline
NSITINSIGHT ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 120 shares; 2018Q2: 120 shares; 2018Q3: 52 shares; 2018Q4: 9 shares; 2019Q1: 9 shares; 2019Q2: 37 shares; 2019Q3: 47 shares 47$3K<0.01%+10Timeline
WTIW & T OFFSHORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 846 shares; 2018Q2: 846 shares; 2018Q3: 461 shares; 2018Q4: 461 shares; 2019Q1: 34,038 shares; 2019Q2: 43,241 shares; 2019Q3: 714 shares 714$3K<0.01%-42,527Timeline
TENBTENABLE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 99 shares; 2018Q4: 99 shares; 2019Q1: 99 shares; 2019Q2: 99 shares; 2019Q3: 129 shares 129$3K<0.01%+30Timeline
DGIIDIGI INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$3K<0.01%0Timeline
GMEGAMESTOP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,146 shares; 2018Q2: 13,146 shares; 2018Q3: 15,717 shares; 2018Q4: 11,214 shares; 2019Q1: 3,270 shares; 2019Q2: 2,274 shares; 2019Q3: 629 shares 629$3K<0.01%-1,645Timeline
LKFNLAKELAND FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 48 shares; 2018Q4: 48 shares; 2019Q1: 48 shares; 2019Q2: 98 shares; 2019Q3: 66 shares 66$3K<0.01%-32Timeline
SBCFSEACOAST BKG CORP FLAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 40 shares; 2018Q2: 40 shares; 2018Q3: 139 shares; 2018Q4: 432 shares; 2019Q1: 414 shares; 2019Q2: 121 shares; 2019Q3: 121 shares 121$3K<0.01%0Timeline
BSRRSIERRA BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 125 shares; 2018Q2: 125 shares; 2018Q3: 125 shares; 2018Q4: 125 shares; 2019Q1: 125 shares; 2019Q2: 125 shares; 2019Q3: 125 shares 125$3K<0.01%0Timeline
CORTCORCEPT THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,830 shares; 2018Q2: 2,830 shares; 2018Q3: 2,125 shares; 2018Q4: 2,694 shares; 2019Q1: 333 shares; 2019Q2: 333 shares; 2019Q3: 190 shares 190$3K<0.01%-143Timeline
ENVAENOVA INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,832 shares; 2018Q2: 1,832 shares; 2018Q3: 169 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 100 shares; 2019Q3: 164 shares 164$3K<0.01%+64Timeline
KODKEASTMAN KODAK COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,025 shares; 2018Q2: 1,025 shares; 2018Q3: 1,125 shares; 2018Q4: 1,025 shares; 2019Q1: 1,025 shares; 2019Q2: 1,025 shares; 2019Q3: 1,025 shares 1,025$3K<0.01%0Timeline
HSTMHEALTHSTREAM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18 shares; 2018Q2: 18 shares; 2018Q3: 18 shares; 2018Q4: 260 shares; 2019Q1: 120 shares; 2019Q2: 120 shares; 2019Q3: 102 shares 102$3K<0.01%-18Timeline
GRBKGREEN BRICK PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 250 shares 250$3K<0.01%newTimeline
ICHRICHOR HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 73 shares; 2018Q2: 73 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: not reported; 2019Q2: 5 shares; 2019Q3: 133 shares 133$3K<0.01%+128Timeline
APPSDIGITAL TURBINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 400 shares 400$3K<0.01%newTimeline
TACTRANSALTA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 530 shares; 2018Q2: 530 shares; 2018Q3: 530 shares; 2018Q4: 2,530 shares; 2019Q1: 530 shares; 2019Q2: 530 shares; 2019Q3: 530 shares 530$3K<0.01%0Timeline
XLGIXLAZARD GLOBAL TOTAL RETURN &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,600 shares; 2018Q2: 7,600 shares; 2018Q3: 4,700 shares; 2018Q4: 400 shares; 2019Q1: 252 shares; 2019Q2: 231 shares; 2019Q3: 200 shares 200$3K<0.01%-31Timeline
JYNTJOINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares; 2018Q3: 500 shares; 2018Q4: 502 shares; 2019Q1: not reported; 2019Q2: 9 shares; 2019Q3: 159 shares 159$3K<0.01%+150Timeline
LEN-BLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 71 shares; 2018Q2: 71 shares; 2018Q3: 99 shares; 2018Q4: 106 shares; 2019Q1: 94 shares; 2019Q2: 96 shares; 2019Q3: 61 shares 61$3K<0.01%-35Timeline
DFINDONNELLEY FINL SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 566 shares; 2018Q2: 566 shares; 2018Q3: 223 shares; 2018Q4: 227 shares; 2019Q1: 212 shares; 2019Q2: 184 shares; 2019Q3: 179 shares 179$3K<0.01%-5Timeline
TBPHTHERAVANCE BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17 shares; 2018Q2: 17 shares; 2018Q3: 17 shares; 2018Q4: 117 shares; 2019Q1: 138 shares; 2019Q2: 138 shares; 2019Q3: 138 shares 138$3K<0.01%0Timeline
DGICADONEGAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 181 shares; 2018Q2: 181 shares; 2018Q3: 185 shares; 2018Q4: 187 shares; 2019Q1: 189 shares; 2019Q2: 191 shares; 2019Q3: 193 shares 193$3K<0.01%+2Timeline
MGMISTRAS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$3K<0.01%0Timeline
WNEBWESTERN NEW ENG BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,250 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 328 shares 328$3K<0.01%newTimeline
FMBHFIRST MID BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 100 shares 100$3K<0.01%newTimeline
DDLSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$3K<0.01%0Timeline
FSPFRANKLIN STR PPTYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 565 shares; 2018Q2: 565 shares; 2018Q3: not reported; 2018Q4: 2 shares; 2019Q1: not reported; 2019Q2: 263 shares; 2019Q3: 382 shares 382$3K<0.01%+119Timeline
DEUSDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,108 shares; 2018Q2: 11,108 shares; 2018Q3: 154 shares; 2018Q4: 2,772 shares; 2019Q1: 24,426 shares; 2019Q2: 24,316 shares; 2019Q3: 77 shares 77$3K<0.01%-24,239Timeline
DXLGDESTINATION XL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,500 shares 1,500$3K<0.01%newTimeline
ALUMINUM CORP CHINA LTDALUMINUM CORP CHINA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 110 shares; 2018Q2: 110 shares; 2018Q3: 110 shares; 2018Q4: 110 shares; 2019Q1: 110 shares; 2019Q2: 110 shares; 2019Q3: 410 shares 410$3K<0.01%+300
CEWWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 141 shares; 2019Q1: 141 shares; 2019Q2: 141 shares; 2019Q3: 141 shares 141$3K<0.01%0Timeline
BWENBROADWIND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,000 shares; 2018Q2: 4,000 shares; 2018Q3: 4,000 shares; 2018Q4: 2,000 shares; 2019Q1: 2,000 shares; 2019Q2: 2,000 shares; 2019Q3: 2,000 shares 2,000$3K<0.01%0Timeline
FLNAFILANA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2,200 shares; 2019Q2: 2,200 shares; 2019Q3: 2,200 shares 2,200$3K<0.01%0Timeline
MXEMEXICO EQUITY & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 301 shares 301$3K<0.01%newTimeline
EMIFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,233 shares; 2018Q2: 2,233 shares; 2018Q3: 1,360 shares; 2018Q4: 626 shares; 2019Q1: 626 shares; 2019Q2: 634 shares; 2019Q3: 102 shares 102$3K<0.01%-532Timeline
IMRNIMMURON LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 1,200 shares; 2018Q4: 1,200 shares; 2019Q1: 1,200 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$3K<0.01%0Timeline
KARSKRANESHARES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 160 shares; 2018Q2: 160 shares; 2018Q3: 160 shares; 2018Q4: 160 shares; 2019Q1: 160 shares; 2019Q2: 160 shares; 2019Q3: 160 shares 160$3K<0.01%0Timeline
CADENCE BANCORPCADENCE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,060 shares; 2018Q4: 1,017 shares; 2019Q1: 3,631 shares; 2019Q2: 169 shares; 2019Q3: 169 shares 169$3K<0.01%0
CHICOS FAS INCCHICOS FAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 375 shares; 2018Q2: 375 shares; 2018Q3: 415 shares; 2018Q4: 630 shares; 2019Q1: 1,145 shares; 2019Q2: 1,475 shares; 2019Q3: 866 shares 866$3K<0.01%-609
ABERDEENABERDEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 972 shares; 2018Q2: 972 shares; 2018Q3: 984 shares; 2018Q4: 501 shares; 2019Q1: 501 shares; 2019Q2: 501 shares; 2019Q3: 501 shares 501$3K<0.01%0
AVANTAX INCAVANTAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 439 shares; 2018Q2: 439 shares; 2018Q3: 6,723 shares; 2018Q4: 327 shares; 2019Q1: 477 shares; 2019Q2: 227 shares; 2019Q3: 155 shares 155$3K<0.01%-72
TURQUOISE HILL RESOURCES LTDTURQUOISE HILL RESOURCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,107 shares; 2018Q2: 7,107 shares; 2018Q3: 6,800 shares; 2018Q4: 6,800 shares; 2019Q1: 6,800 shares; 2019Q2: 6,956 shares; 2019Q3: 6,900 shares 6,900$3K<0.01%-56
SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 183 shares; 2019Q2: 183 shares; 2019Q3: 183 shares 183$3K<0.01%0
ARCH COAL INCARCH COAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 784 shares; 2018Q2: 784 shares; 2018Q3: 368 shares; 2018Q4: 350 shares; 2019Q1: 323 shares; 2019Q2: 179 shares; 2019Q3: 45 shares 45$3K<0.01%-134
SILK ROAD MEDICAL INCSILK ROAD MEDICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 100 shares; 2019Q3: 100 shares 100$3K<0.01%0
PLAYA HOTELS & RESORTS NVPLAYA HOTELS & RESORTS NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 27 shares; 2018Q2: 27 shares; 2018Q3: not reported; 2018Q4: 305 shares; 2019Q1: 337 shares; 2019Q2: 337 shares; 2019Q3: 337 shares 337$3K<0.01%0
NATIONAL CINEMEDIA INCNATIONAL CINEMEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 357 shares; 2019Q2: 378 shares; 2019Q3: 378 shares 378$3K<0.01%0
FORTUNA MNG CORP FFORTUNA MNG CORP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,350 shares; 2018Q2: 4,350 shares; 2018Q3: 9,700 shares; 2018Q4: 9,704 shares; 2019Q1: 9,700 shares; 2019Q2: 9,708 shares; 2019Q3: 702 shares 702$3K<0.01%-9,006
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,645 shares; 2018Q2: 6,645 shares; 2018Q3: 3,603 shares; 2018Q4: 911 shares; 2019Q1: 892 shares; 2019Q2: 593 shares; 2019Q3: 596 shares 596$3K<0.01%+3
TIVITY HEALTH INCTIVITY HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23 shares; 2018Q2: 23 shares; 2018Q3: 22 shares; 2018Q4: 23 shares; 2019Q1: 73 shares; 2019Q2: 124 shares; 2019Q3: 184 shares 184$3K<0.01%+60
GENFIT S AGENFIT S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$3K<0.01%0
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$3K<0.01%0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,000 shares; 2019Q1: 3,000 shares; 2019Q2: 3,000 shares; 2019Q3: 3,000 shares 3,000$3K<0.01%0
ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 179 shares; 2018Q2: 179 shares; 2018Q3: 179 shares; 2018Q4: 179 shares; 2019Q1: 179 shares; 2019Q2: 179 shares; 2019Q3: 135 shares 135$3K<0.01%-44
RTI BIOLOGICS INCRTI BIOLOGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$3K<0.01%0
Ampio PharmaceuticalsAmpio PharmaceuticalsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,000 shares; 2018Q2: 8,000 shares; 2018Q3: 6,400 shares; 2018Q4: 6,400 shares; 2019Q1: 6,400 shares; 2019Q2: 6,400 shares; 2019Q3: 6,400 shares 6,400$3K<0.01%0
CHEMBIO DIAGNOSTICSCHEMBIO DIAGNOSTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 481 shares; 2018Q2: 481 shares; 2018Q3: 481 shares; 2018Q4: 481 shares; 2019Q1: 481 shares; 2019Q2: 481 shares; 2019Q3: 481 shares 481$3K<0.01%0
ORGANOVO HOLDINGS INCORGANOVO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 49,307 shares; 2018Q2: 49,307 shares; 2018Q3: 38,807 shares; 2018Q4: 15,025 shares; 2019Q1: 15,328 shares; 2019Q2: 14,328 shares; 2019Q3: 12,831 shares 12,831$3K<0.01%-1,497
CANCER GENETICS INC.CANCER GENETICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,500 shares; 2018Q2: 4,500 shares; 2018Q3: 7,500 shares; 2018Q4: 17,500 shares; 2019Q1: 21,794 shares; 2019Q2: 70,057 shares; 2019Q3: 29,763 shares 29,763$3K<0.01%-40,294
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 130 shares 130$3K<0.01%new
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 100 shares; 2019Q3: 100 shares 100$3K<0.01%0
HOUGHTON MIFFLIN HARCOURT COHOUGHTON MIFFLIN HARCOURT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 401 shares; 2019Q1: 401 shares; 2019Q2: 552 shares; 2019Q3: 552 shares 552$3K<0.01%0
BIOMERICA INCBIOMERICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$3K<0.01%0
AXS CHANGE FINANCE ESG ETFAXS CHANGE FINANCE ESG ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 229 shares; 2018Q2: 229 shares; 2018Q3: 229 shares; 2018Q4: 125 shares; 2019Q1: 125 shares; 2019Q2: 125 shares; 2019Q3: 125 shares 125$3K<0.01%0
INOVALON HLDGS INCINOVALON HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 175 shares; 2018Q2: 175 shares; 2018Q3: 161 shares; 2018Q4: 161 shares; 2019Q1: 161 shares; 2019Q2: 161 shares; 2019Q3: 161 shares 161$3K<0.01%0
CAPSTONE GREEN ENERGY CORP.CAPSTONE GREEN ENERGY CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,445 shares; 2018Q2: 6,445 shares; 2018Q3: 6,445 shares; 2018Q4: 6,445 shares; 2019Q1: 6,445 shares; 2019Q2: 6,445 shares; 2019Q3: 6,445 shares 6,445$3K<0.01%0
PULMATRIX INC COMPULMATRIX INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,000 shares 4,000$3K<0.01%new
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 845 shares; 2018Q4: 845 shares; 2019Q1: 845 shares; 2019Q2: 135 shares; 2019Q3: 135 shares 135$3K<0.01%0
AVIANCA HLDGS SAAVIANCA HLDGS SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 155 shares; 2018Q2: 155 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 400 shares; 2019Q2: 801 shares; 2019Q3: 801 shares 801$3K<0.01%0
DTEAFDAVIDSTEA INC COM STOCKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,500 shares; 2019Q1: 1,500 shares; 2019Q2: 9,903 shares; 2019Q3: 1,500 shares 1,500$3K<0.01%-8,403Timeline
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,680 shares; 2018Q2: 2,680 shares; 2018Q3: 2,680 shares; 2018Q4: 2,680 shares; 2019Q1: 2,680 shares; 2019Q2: 2,680 shares; 2019Q3: 2,680 shares 2,680$3K<0.01%0
EXICURE INCEXICURE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,000 shares 1,000$3K<0.01%new
CATABASIS PHARMACEUTICALS INCATABASIS PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 560 shares 560$3K<0.01%new
FOAMIX PHARMACEUTICALS LTDFOAMIX PHARMACEUTICALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,500 shares; 2018Q4: 1,500 shares; 2019Q1: 1,500 shares; 2019Q2: 1,500 shares; 2019Q3: 1,000 shares 1,000$3K<0.01%-500
INVESCO ACTIVELY MANAGED ETFINVESCO ACTIVELY MANAGED ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 250 shares 250$3K<0.01%new
AKERNA CORPAKERNA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 500 shares; 2019Q3: 500 shares 500$3K<0.01%0
DBX ETF TRDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 465 shares; 2018Q2: 465 shares; 2018Q3: 295 shares; 2018Q4: 221 shares; 2019Q1: 125 shares; 2019Q2: 125 shares; 2019Q3: 125 shares 125$3K<0.01%0
VANECK VECTORS ETF TRVANECK VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,112 shares; 2018Q2: 2,112 shares; 2018Q3: 1,512 shares; 2018Q4: 726 shares; 2019Q1: 726 shares; 2019Q2: 726 shares; 2019Q3: 226 shares 226$3K<0.01%-500
COMSTOCK MNG INCCOMSTOCK MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,827 shares; 2018Q2: 25,827 shares; 2018Q3: 25,827 shares; 2018Q4: 400 shares; 2019Q1: 25,830 shares; 2019Q2: 25,830 shares; 2019Q3: 25,430 shares 25,430$3K<0.01%-400
ETF SER SOLUTIONSETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 142 shares; 2019Q1: 142 shares; 2019Q2: 142 shares; 2019Q3: 142 shares 142$3K<0.01%0
LOVELOVESAC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 100 shares; 2019Q3: 100 shares 100$2K<0.01%0Timeline
UMCUNITED MICROELECTRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,950 shares; 2018Q2: 1,950 shares; 2018Q3: 1,045 shares; 2018Q4: 1,045 shares; 2019Q1: 1,045 shares; 2019Q2: 1,082 shares; 2019Q3: 1,084 shares 1,084$2K<0.01%+2Timeline
BLDRBUILDERS FIRSTSOURCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,674 shares; 2018Q2: 1,674 shares; 2018Q3: 503 shares; 2018Q4: 503 shares; 2019Q1: 694 shares; 2019Q2: 85 shares; 2019Q3: 85 shares 85$2K<0.01%0Timeline
FUTUFUTU HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 200 shares; 2019Q3: 200 shares 200$2K<0.01%0Timeline
SUZSUZANO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 104 shares; 2019Q2: 126 shares; 2019Q3: 266 shares 266$2K<0.01%+140Timeline
VECOVEECO INSTRS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 310 shares; 2018Q2: 310 shares; 2018Q3: 80 shares; 2018Q4: 325 shares; 2019Q1: 320 shares; 2019Q2: 355 shares; 2019Q3: 143 shares 143$2K<0.01%-212Timeline
FSVFIRSTSERVICE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 22 shares; 2019Q3: 22 shares 22$2K<0.01%0Timeline
ANFABERCROMBIE & FITCH COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,795 shares; 2018Q2: 1,795 shares; 2018Q3: 477 shares; 2018Q4: 482 shares; 2019Q1: 481 shares; 2019Q2: 412 shares; 2019Q3: 110 shares 110$2K<0.01%-302Timeline
CELHCELSIUS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 531 shares; 2018Q4: 531 shares; 2019Q1: 531 shares; 2019Q2: 531 shares; 2019Q3: 531 shares 531$2K<0.01%0Timeline
TOWNTOWNEBANK PORTSMOUTH VAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,204 shares; 2018Q2: 1,204 shares; 2018Q3: 1,205 shares; 2018Q4: 1,072 shares; 2019Q1: 72 shares; 2019Q2: 72 shares; 2019Q3: 72 shares 72$2K<0.01%0Timeline
ACLSAXCELIS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 687 shares; 2018Q2: 687 shares; 2018Q3: 626 shares; 2018Q4: 620 shares; 2019Q1: 151 shares; 2019Q2: 151 shares; 2019Q3: 122 shares 122$2K<0.01%-29Timeline
BANFBANCFIRST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 62 shares; 2018Q2: 62 shares; 2018Q3: 60 shares; 2018Q4: 57 shares; 2019Q1: 61 shares; 2019Q2: 30 shares; 2019Q3: 30 shares 30$2K<0.01%0Timeline
ARCOARCOS DORADOS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,284 shares; 2018Q2: 2,284 shares; 2018Q3: 2,624 shares; 2018Q4: 2,635 shares; 2019Q1: 2,024 shares; 2019Q2: 2,027 shares; 2019Q3: 355 shares 355$2K<0.01%-1,672Timeline
ARQARQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9 shares; 2019Q3: 146 shares 146$2K<0.01%+137Timeline
CIGCIA ENERGETICA DE MINAS GERAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 269 shares; 2018Q2: 269 shares; 2018Q3: 269 shares; 2018Q4: 297 shares; 2019Q1: 269 shares; 2019Q2: 274 shares; 2019Q3: 557 shares 557$2K<0.01%+283Timeline
WHDCACTUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 68 shares 68$2K<0.01%newTimeline
PTENPATTERSON-UTI ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,262 shares; 2018Q2: 1,262 shares; 2018Q3: 5,954 shares; 2018Q4: 5,559 shares; 2019Q1: 6,443 shares; 2019Q2: 5,119 shares; 2019Q3: 271 shares 271$2K<0.01%-4,848Timeline
OISOIL STS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23 shares; 2018Q2: 23 shares; 2018Q3: 156 shares; 2018Q4: 261 shares; 2019Q1: 267 shares; 2019Q2: 261 shares; 2019Q3: 152 shares 152$2K<0.01%-109Timeline
LNTHLANTHEUS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 66 shares; 2019Q3: 66 shares 66$2K<0.01%0Timeline
SHOESHOE STA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 89 shares; 2018Q4: 119 shares; 2019Q1: 119 shares; 2019Q2: 119 shares; 2019Q3: 76 shares 76$2K<0.01%-43Timeline
ABCBAMERIS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 56 shares 56$2K<0.01%newTimeline
ECPGENCORE CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17 shares; 2018Q2: 17 shares; 2018Q3: 6 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 17 shares; 2019Q3: 44 shares 44$2K<0.01%+27Timeline
BELFBBEL FUSE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 150 shares; 2018Q4: 150 shares; 2019Q1: 150 shares; 2019Q2: 150 shares; 2019Q3: 150 shares 150$2K<0.01%0Timeline
EVTCEVERTEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,150 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 82 shares 82$2K<0.01%newTimeline
TVGRUPO TELEVISA S A BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 596 shares; 2018Q2: 596 shares; 2018Q3: 730 shares; 2018Q4: 770 shares; 2019Q1: 878 shares; 2019Q2: 262 shares; 2019Q3: 281 shares 281$2K<0.01%+19Timeline
GSMFERROGLOBE PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2,008 shares; 2019Q2: 2,008 shares; 2019Q3: 2,008 shares 2,008$2K<0.01%0Timeline
UTIUNIVERSAL TECHNICAL INST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 450 shares; 2019Q2: 450 shares; 2019Q3: 450 shares 450$2K<0.01%0Timeline
VPGVISHAY PRECISION GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 124 shares; 2018Q2: 124 shares; 2018Q3: 83 shares; 2018Q4: 65 shares; 2019Q1: 65 shares; 2019Q2: 65 shares; 2019Q3: 65 shares 65$2K<0.01%0Timeline
WSFSWSFS FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 36 shares; 2019Q1: 91 shares; 2019Q2: 75 shares; 2019Q3: 53 shares 53$2K<0.01%-22Timeline
MTRNMATERION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 29 shares; 2018Q4: 129 shares; 2019Q1: 29 shares; 2019Q2: 29 shares; 2019Q3: 29 shares 29$2K<0.01%0Timeline
BIOHAVEN PHARMACEUTICAL HOLDBIOHAVEN PHARMACEUTICAL HOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33 shares; 2018Q2: 33 shares; 2018Q3: 28 shares; 2018Q4: 28 shares; 2019Q1: 27 shares; 2019Q2: 42 shares; 2019Q3: 42 shares 42$2K<0.01%0
JKSJINKOSOLAR HLDG CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,235 shares; 2018Q2: 2,235 shares; 2018Q3: 2,275 shares; 2018Q4: 1,750 shares; 2019Q1: 1,650 shares; 2019Q2: 3,900 shares; 2019Q3: 154 shares 154$2K<0.01%-3,746Timeline
ENEL AMERICAS S.A. (ADR)ENEL AMERICAS S.A. (ADR)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,261 shares; 2018Q2: 1,261 shares; 2018Q3: 1,262 shares; 2018Q4: 1,262 shares; 2019Q1: 1,262 shares; 2019Q2: 265 shares; 2019Q3: 265 shares 265$2K<0.01%0
MBTMOBILE TELESYSTEMS PJSCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,996 shares; 2018Q2: 11,996 shares; 2018Q3: 1,702 shares; 2018Q4: 2,430 shares; 2019Q1: 150 shares; 2019Q2: 162 shares; 2019Q3: 294 shares 294$2K<0.01%+132Timeline
ANAPLAN INCANAPLAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 82 shares; 2019Q2: 1,282 shares; 2019Q3: 43 shares 43$2K<0.01%-1,239
CONSOL ENERGY INC NEWCONSOL ENERGY INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,445 shares; 2018Q2: 5,445 shares; 2018Q3: 535 shares; 2018Q4: 462 shares; 2019Q1: 712 shares; 2019Q2: 600 shares; 2019Q3: 187 shares 187$2K<0.01%-413
UEICUNIVERSAL ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 188 shares; 2018Q2: 188 shares; 2018Q3: 74 shares; 2018Q4: 74 shares; 2019Q1: 75 shares; 2019Q2: 46 shares; 2019Q3: 46 shares 46$2K<0.01%0Timeline
VIRTUSA CORPVIRTUSA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,271 shares; 2018Q2: 1,271 shares; 2018Q3: 2,603 shares; 2018Q4: 240 shares; 2019Q1: 226 shares; 2019Q2: 67 shares; 2019Q3: 80 shares 80$2K<0.01%+13
FTXLFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 825 shares; 2018Q2: 825 shares; 2018Q3: 827 shares; 2018Q4: 829 shares; 2019Q1: 66 shares; 2019Q2: 67 shares; 2019Q3: 67 shares 67$2K<0.01%0Timeline
RGPRESOURCES CONNECTION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 81 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 95 shares 95$2K<0.01%newTimeline
TBITRUEBLUE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 609 shares; 2018Q2: 609 shares; 2018Q3: 609 shares; 2018Q4: 360 shares; 2019Q1: 91 shares; 2019Q2: 91 shares; 2019Q3: 91 shares 91$2K<0.01%0Timeline
CVGICOMMERCIAL VEH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,177 shares; 2018Q2: 2,177 shares; 2018Q3: not reported; 2018Q4: 177 shares; 2019Q1: 177 shares; 2019Q2: 177 shares; 2019Q3: 275 shares 275$2K<0.01%+98Timeline
KLX ENERGY SERVICS HOLDNGS IKLX ENERGY SERVICS HOLDNGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 329 shares; 2018Q4: 280 shares; 2019Q1: 241 shares; 2019Q2: 241 shares; 2019Q3: 241 shares 241$2K<0.01%0
ATECALPHATEC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 300 shares; 2019Q3: 300 shares 300$2K<0.01%0Timeline
EZPWEZCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 325 shares; 2018Q4: 325 shares; 2019Q1: 325 shares; 2019Q2: not reported; 2019Q3: 325 shares 325$2K<0.01%newTimeline
FMNBFARMERS NATIONAL BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 82 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 135 shares 135$2K<0.01%newTimeline
HBCPHOMEBANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 54 shares; 2018Q2: 54 shares; 2018Q3: 50 shares; 2018Q4: 65 shares; 2019Q1: 72 shares; 2019Q2: 69 shares; 2019Q3: 64 shares 64$2K<0.01%-5Timeline
SGCSUPERIOR GROUP OF CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 394 shares; 2018Q2: 394 shares; 2018Q3: 360 shares; 2018Q4: 288 shares; 2019Q1: 172 shares; 2019Q2: 173 shares; 2019Q3: 103 shares 103$2K<0.01%-70Timeline
TRCTEJON RANCH COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 121 shares; 2018Q2: 121 shares; 2018Q3: 121 shares; 2018Q4: 143 shares; 2019Q1: 143 shares; 2019Q2: 143 shares; 2019Q3: 143 shares 143$2K<0.01%0Timeline
LWAYLIFEWAY FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 950 shares; 2019Q3: 950 shares 950$2K<0.01%0Timeline
XOMAXOMA ROYALTY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,526 shares; 2018Q2: 1,526 shares; 2018Q3: 26 shares; 2018Q4: 27 shares; 2019Q1: 27 shares; 2019Q2: 27 shares; 2019Q3: 77 shares 77$2K<0.01%+50Timeline
FOSLFOSSIL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 137 shares; 2018Q2: 137 shares; 2018Q3: 387 shares; 2018Q4: 137 shares; 2019Q1: 137 shares; 2019Q2: 137 shares; 2019Q3: 137 shares 137$2K<0.01%0Timeline
ESTAESTABLISHMENT LABS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4 shares; 2018Q4: 84 shares; 2019Q1: 84 shares; 2019Q2: 84 shares; 2019Q3: 84 shares 84$2K<0.01%0Timeline
CACCAMDEN NATL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 47 shares; 2018Q2: 47 shares; 2018Q3: 46 shares; 2018Q4: 46 shares; 2019Q1: 46 shares; 2019Q2: 46 shares; 2019Q3: 46 shares 46$2K<0.01%0Timeline
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 60 shares; 2018Q4: 133 shares; 2019Q1: 109 shares; 2019Q2: 119 shares; 2019Q3: 64 shares 64$2K<0.01%-55Timeline
CHCOCITY HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 15 shares; 2019Q2: 15 shares; 2019Q3: 27 shares 27$2K<0.01%+12Timeline
GWRSGLOBAL WTR RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,074 shares; 2018Q2: 2,074 shares; 2018Q3: not reported; 2018Q4: 158 shares; 2019Q1: 159 shares; 2019Q2: 160 shares; 2019Q3: 161 shares 161$2K<0.01%+1Timeline
CYHCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,946 shares; 2018Q2: 5,946 shares; 2018Q3: 5,946 shares; 2018Q4: 5,696 shares; 2019Q1: 5,696 shares; 2019Q2: 5,696 shares; 2019Q3: 551 shares 551$2K<0.01%-5,145Timeline
EVCENTRAVISION COMMUNICATIONS CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,104 shares; 2018Q2: 1,104 shares; 2018Q3: 1,292 shares; 2018Q4: 528 shares; 2019Q1: 536 shares; 2019Q2: 545 shares; 2019Q3: 552 shares 552$2K<0.01%+7Timeline
LXFRLUXFER HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 107 shares; 2018Q4: 107 shares; 2019Q1: 108 shares; 2019Q2: 133 shares; 2019Q3: 134 shares 134$2K<0.01%+1Timeline
SPDNDIREXION SHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 26 shares; 2018Q2: 26 shares; 2018Q3: 26 shares; 2018Q4: 26 shares; 2019Q1: 27 shares; 2019Q2: 64 shares; 2019Q3: 64 shares 64$2K<0.01%0Timeline
CNRGSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 50 shares; 2019Q2: 50 shares; 2019Q3: 60 shares 60$2K<0.01%+10Timeline
REFRRESEARCH FRONTIERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 500 shares; 2019Q2: 500 shares; 2019Q3: 500 shares 500$2K<0.01%0Timeline
ORMPORAMED PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 500 shares; 2019Q2: 500 shares; 2019Q3: 500 shares 500$2K<0.01%0Timeline
NEPHNEPHROS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 205 shares 205$2K<0.01%newTimeline
TGENTECOGEN INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$2K<0.01%0Timeline
FLLFULL HSE RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$2K<0.01%0Timeline
COMBGRANITESHARES ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 110 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 104 shares 104$2K<0.01%newTimeline
EZAISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,860 shares; 2018Q2: 5,860 shares; 2018Q3: 1,114 shares; 2018Q4: 991 shares; 2019Q1: 911 shares; 2019Q2: 768 shares; 2019Q3: 48 shares 48$2K<0.01%-720Timeline
STRSSTRATUS PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 64 shares; 2019Q1: not reported; 2019Q2: 64 shares; 2019Q3: 64 shares 64$2K<0.01%0Timeline
LSAKLESAKA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 510 shares; 2018Q2: 510 shares; 2018Q3: 510 shares; 2018Q4: 510 shares; 2019Q1: 510 shares; 2019Q2: 510 shares; 2019Q3: 510 shares 510$2K<0.01%0Timeline
MIDUDIREXION SHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,624 shares; 2018Q2: 5,624 shares; 2018Q3: 4,558 shares; 2018Q4: 4,084 shares; 2019Q1: 52 shares; 2019Q2: 52 shares; 2019Q3: 52 shares 52$2K<0.01%0Timeline
ASEAGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 225 shares; 2018Q2: 225 shares; 2018Q3: 225 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$2K<0.01%0Timeline
ISRAVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 619 shares; 2018Q2: 619 shares; 2018Q3: 9,189 shares; 2018Q4: 254 shares; 2019Q1: 254 shares; 2019Q2: 52 shares; 2019Q3: 52 shares 52$2K<0.01%0Timeline
WRAPWRAP TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 300 shares; 2019Q2: 500 shares; 2019Q3: 600 shares 600$2K<0.01%+100Timeline
NERDLISTED FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 100 shares 100$2K<0.01%newTimeline
SCJISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,336 shares; 2018Q2: 6,336 shares; 2018Q3: 3,513 shares; 2018Q4: 25,978 shares; 2019Q1: 33,929 shares; 2019Q2: 28 shares; 2019Q3: 28 shares 28$2K<0.01%0Timeline
SCPHARMACEUTICALS INCSCPHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 357 shares; 2018Q2: 357 shares; 2018Q3: 357 shares; 2018Q4: 357 shares; 2019Q1: 357 shares; 2019Q2: 357 shares; 2019Q3: 357 shares 357$2K<0.01%0

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 216. All 216

SecurityShares beforeValue beforeType
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE174,857$7.77Mshares
TORCHMARK CORPTORCHMARK CORP36,422$3.26Mshares
HARRIS CORP INCHARRIS CORP INC13,472$2.55Mshares
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP46,333$1.62Mshares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC4,797$1.18Mshares
ALPS ETF TRALPS ETF TR55,592$1.18Mshares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP15,133$1.09Mshares
BT GROUP-ADRBT GROUP-ADR84,465$1.08Mshares
Apollo Global ManagementApollo Global Management31,421$1.08Mshares
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A33,079$900Kshares
ALPS ETF TRALPS ETF TR28,407$825Kshares
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST26,075$651Kshares
WORLDPAY INCWORLDPAY INC5,262$647Kshares
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC12,300$610Kshares
RED HAT INCRED HAT INC3,211$603Kshares
NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV24,438$600Kshares
GSV CAPITAL CORPGSV CAPITAL CORP90,228$578Kshares
TOTAL SYS SVCS INCTOTAL SYS SVCS INC4,248$545Kshares
ISHARES TRISHARES TR16,822$428Kshares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC2,365$392Kshares
MIDSTREAM PARTNERSMIDSTREAM PARTNERS65,679$340Kshares
ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV8,438$307Kshares
CNOBCONNECTONE BANCORP INC13,470$306Kshares
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC2,186$287Kshares
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP16,511$270Kshares
XEROX CORPXEROX CORP7,092$250Kshares
BTEBAYTEX ENERGY CORP128,575$198Kshares
WORLD GOLD TR SPDR LNG DLR …WORLD GOLD TR SPDR LNG DLR GLD1,270$176Kshares
TRIBUNE COMPANYTRIBUNE COMPANY3,554$164Kshares
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM3,075$142Kshares
NEW YORK MTG TR INCNEW YORK MTG TR INC5,550$136Kshares
GLOBAL X FDSGLOBAL X FDS5,719$131Kshares
GENERAL MTRS COGENERAL MTRS CO6,253$127Kshares
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC6,571$125Kshares
CHEMICAL FINANCIAL CORPCHEMICAL FINANCIAL CORP2,914$120Kshares
TWITTER INCTWITTER INC120,000$119Kshares
TCF FINL CORPTCF FINL CORP5,483$114Kshares
NOAHNOAH HLDGS LTD2,650$112Kshares
CONTROL4 CORPCONTROL4 CORP4,066$97Kshares
ETF SER SOLUTIONSETF SER SOLUTIONS4,090$97Kshares
DBX ETF TRDBX ETF TR1,800$94Kshares
STOKSTOKE THERAPEUTICS INC3,000$88Kshares
MUSTCOLUMBIA ETF TR I4,100$88Kshares
TIAIYTELECOM ITALIA S P A NEW15,549$80Kshares
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER5,578$74Kshares
FINISAR CORPFINISAR CORP3,202$74Kshares
DIREXION SHS ETF TRDIREXION SHS ETF TR1,000$60Kshares
TIPTTIPTREE INC7,970$50Kshares
SPOKSPOK HLDGS INC3,000$45Kshares
ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INC8,380$43Kshares
ROSETTA STONE INCROSETTA STONE INC1,782$42Kshares
HOPFED BANCORP INCHOPFED BANCORP INC2,024$38Kshares
TIIAYTELECOM ITALIA S P A SPONSORED6,515$36Kshares
PFFAETFIS SER TR I1,358$35Kshares
ENSCO ROWAN PLCENSCO ROWAN PLC3,915$34Kshares
PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INC30,000$30Kshares
SINOPEC SHANGHAI PETROCHEMICSINOPEC SHANGHAI PETROCHEMIC700$28Kshares
AURYN RES INCAURYN RES INC15,000$26Kshares
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC489$23Kshares
CHESAPEAKE LODGING TRCHESAPEAKE LODGING TR786$22Kshares
COHBAR INC COM NEWCOHBAR INC COM NEW12,500$22Kshares
ON DECK CAP INCON DECK CAP INC5,000$21Kshares
RED HAT INCRED HAT INC8,000$20Kshares
DOMINION ENERGY INCDOMINION ENERGY INC400$20Kshares
ETF SER SOLUTIONSETF SER SOLUTIONS850$19Kshares
IVALEA SERIES TRUST675$18Kshares
QVALEA SERIES TRUST632$18Kshares
ISHARES TRISHARES TR675$18Kshares
WAGEWORKS INCWAGEWORKS INC319$16Kshares
HYDROGENICS CORPORATION NEWHYDROGENICS CORPORATION NEW1,100$16Kshares
FLHYFRANKLIN TEMPLETON ETF TR593$15Kshares
ISHARESISHARES550$15Kshares
ENTEGRA FINL CORPENTEGRA FINL CORP500$15Kshares
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP1,000$14Kshares
SOHUSOHU COM LTD1,000$14Kshares
ISHARES TRISHARES TR273$14Kshares
FIRST FINANCIAL NORTHWEST INFIRST FINANCIAL NORTHWEST IN907$13Kshares
INVESCO ACTIVELY MANAGED EX…INVESCO ACTIVELY MANAGED EXCHA LI…1,000$13Kshares
CUSHING RENAISSANCE FD RTCUSHING RENAISSANCE FD RT59,476$12Kshares
INTERSECT ENT INCINTERSECT ENT INC520$12Kshares
NEXTERA ENERGY INC CORPORATENEXTERA ENERGY INC CORPORATE183$12Kshares
ISHARES TRISHARES TR410$11Kshares
HALCON RES CORPHALCON RES CORP64,283$11Kshares
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC468$10Kshares
PANHANDLE OIL AND GAS INCPANHANDLE OIL AND GAS INC794$10Kshares
CSI COMPRESSCO LPCSI COMPRESSCO LP2,809$10Kshares
DBX ETF TRDBX ETF TR412$10Kshares
LENDINGCLUB CORPLENDINGCLUB CORP3,054$10Kshares
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC5,112$10Kshares
RIVRIVERNORTH OPPORTUNITIES FD500$9Kshares
ETRACS ALERIAN NAT GAS MLPETRACS ALERIAN NAT GAS MLP400$9Kshares
MTRXMATRIX SVC CO369$8Kshares
IRMDIRADIMED CORP370$8Kshares
INTREPID POTASH INCINTREPID POTASH INC2,500$8Kshares
CAPITOL INVT CORP IVCAPITOL INVT CORP IV832$8Kshares
TWSTTWIST BIOSCIENCE CORP225$7Kshares
CMTCORE MOLDING TECHNOLOGIES IN1,000$7Kshares
EEMOINVESCO EXCH TRADED FD TR II425$7Kshares
ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INC188$7Kshares
ETF MANAGERS TRETF MANAGERS TR800$7Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001493152-19-017222 base2019-11-14acceptance time not in the bulk data set