LADENBURG THALMANN FINANCIAL SERVICES INC.
Follow13F filer, CIK 1029730, MIAMI, FL
LADENBURG THALMANN FINANCIAL SERVICES INC. reported $14,499,758,000 across 5,528 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-14. Its ten largest share positions make up 14.27% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-19-017222
- Period
- 2019-09-30
- Reported value
- $14.5B
- Holdings
- 5,528
- Top 10 weight
- 14.27%
- New
- 254
- Sold out
- 216
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IVVadded | +259,034 | $77.3M |
| SPYadded | +391,636 | $74.1M |
| SPYVadded | +2,006,007 | $64.1M |
| JNKadded | +346,657 | $37.6M |
| USMVadded | +582,126 | $37.3M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYGreduced | -2,420,868 | -$94M |
| IEFreduced | -541,320 | -$60.9M |
| MTUMreduced | -283,747 | -$33.8M |
| SPTLreduced | -534,889 | -$21.9M |
| SPTIreduced | -476,912 | -$14.9M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 5,528 share positions
Sold out in Q3 2019
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE | 174,857 | $7.77M | shares |
| TORCHMARK CORPTORCHMARK CORP | 36,422 | $3.26M | shares |
| HARRIS CORP INCHARRIS CORP INC | 13,472 | $2.55M | shares |
| AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP | 46,333 | $1.62M | shares |
| L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC | 4,797 | $1.18M | shares |
| ALPS ETF TRALPS ETF TR | 55,592 | $1.18M | shares |
| ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP | 15,133 | $1.09M | shares |
| BT GROUP-ADRBT GROUP-ADR | 84,465 | $1.08M | shares |
| Apollo Global ManagementApollo Global Management | 31,421 | $1.08M | shares |
| FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A | 33,079 | $900K | shares |
| ALPS ETF TRALPS ETF TR | 28,407 | $825K | shares |
| HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST | 26,075 | $651K | shares |
| WORLDPAY INCWORLDPAY INC | 5,262 | $647K | shares |
| OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC | 12,300 | $610K | shares |
| RED HAT INCRED HAT INC | 3,211 | $603K | shares |
| NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV | 24,438 | $600K | shares |
| GSV CAPITAL CORPGSV CAPITAL CORP | 90,228 | $578K | shares |
| TOTAL SYS SVCS INCTOTAL SYS SVCS INC | 4,248 | $545K | shares |
| ISHARES TRISHARES TR | 16,822 | $428K | shares |
| TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC | 2,365 | $392K | shares |
| MIDSTREAM PARTNERSMIDSTREAM PARTNERS | 65,679 | $340K | shares |
| ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV | 8,438 | $307K | shares |
| CNOBCONNECTONE BANCORP INC | 13,470 | $306K | shares |
| UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC | 2,186 | $287K | shares |
| NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP | 16,511 | $270K | shares |
| XEROX CORPXEROX CORP | 7,092 | $250K | shares |
| BTEBAYTEX ENERGY CORP | 128,575 | $198K | shares |
| WORLD GOLD TR SPDR LNG DLR …WORLD GOLD TR SPDR LNG DLR GLD | 1,270 | $176K | shares |
| TRIBUNE COMPANYTRIBUNE COMPANY | 3,554 | $164K | shares |
| ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM | 3,075 | $142K | shares |
| NEW YORK MTG TR INCNEW YORK MTG TR INC | 5,550 | $136K | shares |
| GLOBAL X FDSGLOBAL X FDS | 5,719 | $131K | shares |
| GENERAL MTRS COGENERAL MTRS CO | 6,253 | $127K | shares |
| WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC | 6,571 | $125K | shares |
| CHEMICAL FINANCIAL CORPCHEMICAL FINANCIAL CORP | 2,914 | $120K | shares |
| TWITTER INCTWITTER INC | 120,000 | $119K | shares |
| TCF FINL CORPTCF FINL CORP | 5,483 | $114K | shares |
| NOAHNOAH HLDGS LTD | 2,650 | $112K | shares |
| CONTROL4 CORPCONTROL4 CORP | 4,066 | $97K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 4,090 | $97K | shares |
| DBX ETF TRDBX ETF TR | 1,800 | $94K | shares |
| STOKSTOKE THERAPEUTICS INC | 3,000 | $88K | shares |
| MUSTCOLUMBIA ETF TR I | 4,100 | $88K | shares |
| TIAIYTELECOM ITALIA S P A NEW | 15,549 | $80K | shares |
| SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER | 5,578 | $74K | shares |
| FINISAR CORPFINISAR CORP | 3,202 | $74K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 1,000 | $60K | shares |
| TIPTTIPTREE INC | 7,970 | $50K | shares |
| SPOKSPOK HLDGS INC | 3,000 | $45K | shares |
| ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INC | 8,380 | $43K | shares |
| ROSETTA STONE INCROSETTA STONE INC | 1,782 | $42K | shares |
| HOPFED BANCORP INCHOPFED BANCORP INC | 2,024 | $38K | shares |
| TIIAYTELECOM ITALIA S P A SPONSORED | 6,515 | $36K | shares |
| PFFAETFIS SER TR I | 1,358 | $35K | shares |
| ENSCO ROWAN PLCENSCO ROWAN PLC | 3,915 | $34K | shares |
| PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INC | 30,000 | $30K | shares |
| SINOPEC SHANGHAI PETROCHEMICSINOPEC SHANGHAI PETROCHEMIC | 700 | $28K | shares |
| AURYN RES INCAURYN RES INC | 15,000 | $26K | shares |
| LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC | 489 | $23K | shares |
| CHESAPEAKE LODGING TRCHESAPEAKE LODGING TR | 786 | $22K | shares |
| COHBAR INC COM NEWCOHBAR INC COM NEW | 12,500 | $22K | shares |
| ON DECK CAP INCON DECK CAP INC | 5,000 | $21K | shares |
| RED HAT INCRED HAT INC | 8,000 | $20K | shares |
| DOMINION ENERGY INCDOMINION ENERGY INC | 400 | $20K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 850 | $19K | shares |
| IVALEA SERIES TRUST | 675 | $18K | shares |
| QVALEA SERIES TRUST | 632 | $18K | shares |
| ISHARES TRISHARES TR | 675 | $18K | shares |
| WAGEWORKS INCWAGEWORKS INC | 319 | $16K | shares |
| HYDROGENICS CORPORATION NEWHYDROGENICS CORPORATION NEW | 1,100 | $16K | shares |
| FLHYFRANKLIN TEMPLETON ETF TR | 593 | $15K | shares |
| ISHARESISHARES | 550 | $15K | shares |
| ENTEGRA FINL CORPENTEGRA FINL CORP | 500 | $15K | shares |
| ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP | 1,000 | $14K | shares |
| SOHUSOHU COM LTD | 1,000 | $14K | shares |
| ISHARES TRISHARES TR | 273 | $14K | shares |
| FIRST FINANCIAL NORTHWEST INFIRST FINANCIAL NORTHWEST IN | 907 | $13K | shares |
| INVESCO ACTIVELY MANAGED EX…INVESCO ACTIVELY MANAGED EXCHA LI… | 1,000 | $13K | shares |
| CUSHING RENAISSANCE FD RTCUSHING RENAISSANCE FD RT | 59,476 | $12K | shares |
| INTERSECT ENT INCINTERSECT ENT INC | 520 | $12K | shares |
| NEXTERA ENERGY INC CORPORATENEXTERA ENERGY INC CORPORATE | 183 | $12K | shares |
| ISHARES TRISHARES TR | 410 | $11K | shares |
| HALCON RES CORPHALCON RES CORP | 64,283 | $11K | shares |
| SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC | 468 | $10K | shares |
| PANHANDLE OIL AND GAS INCPANHANDLE OIL AND GAS INC | 794 | $10K | shares |
| CSI COMPRESSCO LPCSI COMPRESSCO LP | 2,809 | $10K | shares |
| DBX ETF TRDBX ETF TR | 412 | $10K | shares |
| LENDINGCLUB CORPLENDINGCLUB CORP | 3,054 | $10K | shares |
| HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC | 5,112 | $10K | shares |
| RIVRIVERNORTH OPPORTUNITIES FD | 500 | $9K | shares |
| ETRACS ALERIAN NAT GAS MLPETRACS ALERIAN NAT GAS MLP | 400 | $9K | shares |
| MTRXMATRIX SVC CO | 369 | $8K | shares |
| IRMDIRADIMED CORP | 370 | $8K | shares |
| INTREPID POTASH INCINTREPID POTASH INC | 2,500 | $8K | shares |
| CAPITOL INVT CORP IVCAPITOL INVT CORP IV | 832 | $8K | shares |
| TWSTTWIST BIOSCIENCE CORP | 225 | $7K | shares |
| CMTCORE MOLDING TECHNOLOGIES IN | 1,000 | $7K | shares |
| EEMOINVESCO EXCH TRADED FD TR II | 425 | $7K | shares |
| ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INC | 188 | $7K | shares |
| ETF MANAGERS TRETF MANAGERS TR | 800 | $7K | shares |
| OCH ZIFF CPTL MANGEMNT GRP IOCH ZIFF CPTL MANGEMNT GRP I | 311 | $7K | shares |
| BWFGBANKWELL FINL GROUP INC | 200 | $6K | shares |
| CHEMOCENTRYX INCCHEMOCENTRYX INC | 667 | $6K | shares |
| DBEZDBX ETF TR | 188 | $6K | shares |
| TELENAV INCTELENAV INC | 700 | $6K | shares |
| Bowater IncBowater Inc | 5,255 | $6K | shares |
| TOWER INTL INCTOWER INTL INC | 318 | $6K | shares |
| PARK ELECTROCHEMICAL CORPPARK ELECTROCHEMICAL CORP | 354 | $6K | shares |
| SPEEDWAY MOTORSPORTS INCSPEEDWAY MOTORSPORTS INC | 304 | $6K | shares |
| Adverum Biotechnologies, In…Adverum Biotechnologies, Inc. | 540 | $6K | shares |
| ALLIANZGI CONVERTIBLE & INC…ALLIANZGI CONVERTIBLE & INCOME 20… | 586 | $6K | shares |
| WISDOMTREE TRWISDOMTREE TR | 204 | $6K | shares |
| HNRGHALLADOR ENERGY COMPANY | 923 | $5K | shares |
| BARNES & NOBLE INCBARNES & NOBLE INC | 750 | $5K | shares |
| EXPRO GROUP HOLDINGS NV COMEXPRO GROUP HOLDINGS NV COM | 1,000 | $5K | shares |
| ASCARDMORE SHIPPING CORP | 500 | $4K | shares |
| CCOCLEAR CHANNEL OUTDOOR HLDGS | 818 | $4K | shares |
| MBSDFLEXSHARES TR | 184 | $4K | shares |
| BANCORP NEW JERSEY INC NEWBANCORP NEW JERSEY INC NEW | 275 | $4K | shares |
| ULTRA PETROLEUM CORPULTRA PETROLEUM CORP | 23,324 | $4K | shares |
| NXT-ID INCNXT-ID INC | 5,500 | $4K | shares |
| NEURALSTEM INCNEURALSTEM INC | 11,795 | $4K | shares |
| VIVEVE MED INCVIVEVE MED INC | 12,186 | $4K | shares |
| DIREXION DAILY S&P OIL & GA…DIREXION DAILY S&P OIL & GAS EXP.… | 67 | $4K | shares |
| GUESS? INCGUESS? INC | 213 | $3K | shares |
| IQDGWISDOMTREE TR | 106 | $3K | shares |
| NFBKNORTHFIELD BANCORP INC DEL | 183 | $3K | shares |
| CRAY INCCRAY INC | 76 | $3K | shares |
| MOTUS GI HLDGS INCMOTUS GI HLDGS INC | 1,000 | $3K | shares |
| BXCBLUELINX HLDGS INC | 100 | $2K | shares |
| FTXRFIRST TR EXCHANGE TRADED FD | 100 | $2K | shares |
| PCMPCM FD INC | 150 | $2K | shares |
| BRIGHTSPHERE INVESTMENT GRO…BRIGHTSPHERE INVESTMENT GROUP | 173 | $2K | shares |
| FEDNAT HOLDING COMPANYFEDNAT HOLDING COMPANY | 114 | $2K | shares |
| LIONSGATE STUDIOS CORP FLIONSGATE STUDIOS CORP F | 70 | $2K | shares |
| AVAYA HLDGS CORPAVAYA HLDGS CORP | 175 | $2K | shares |
| SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INC | 1,821 | $2K | shares |
| DBV TECHNOLOGIES S ADBV TECHNOLOGIES S A | 270 | $2K | shares |
| SHUTTERFLY INCSHUTTERFLY INC | 50 | $2K | shares |
| USA TECHNOLOGIES INCUSA TECHNOLOGIES INC | 225 | $2K | shares |
| PCM INCPCM INC | 50 | $2K | shares |
| PROSHARES TRPROSHARES TR | 56 | $2K | shares |
| HYREQHYRECAR INC | 385 | $2K | shares |
| CIM COML TR CORPCIM COML TR CORP | 100 | $2K | shares |
| OHR PHARMACEUTICAL INC COMOHR PHARMACEUTICAL INC COM | 450 | $2K | shares |
| WISDOMTREE TRWISDOMTREE TR | 102 | $2K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 94 | $2K | shares |
| MELROSE BANCORP INCMELROSE BANCORP INC | 100 | $2K | shares |
| EYEGATE PHARMACEUTICALS INCEYEGATE PHARMACEUTICALS INC | 9,226 | $2K | shares |
| LMBLIMBACH HLDGS INC | 100 | $1K | shares |
| HLITHARMONIC INC | 108 | $1K | shares |
| UJANINNOVATOR ETFS TRUST | 39 | $1K | shares |
| MULTI-COLORMULTI-COLOR | 20 | $1K | shares |
| CPIXCUMBERLAND PHARMACEUTICALS I | 136 | $1K | shares |
| ADAMS RESOURCES & ENERG…ADAMS RESOURCES & ENERGY INC | 23 | $1K | shares |
| FORUM ENERGY TECHNOLOGIESFORUM ENERGY TECHNOLOGIES | 295 | $1K | shares |
| TETRAPHASE PHARMACEUTICALS …TETRAPHASE PHARMACEUTICALS INC | 3,000 | $1K | shares |
| CHIMERIX INC COMCHIMERIX INC COM | 288 | $1K | shares |
| FARMFARMER BROS CO | 83 | $1K | shares |
| GENERAL MOLY INC COMGENERAL MOLY INC COM | 3,000 | $1K | shares |
| PROSHARES TRPROSHARES TR | 24 | $1K | shares |
| BIG 5 SPORTING GOODS CORPBIG 5 SPORTING GOODS CORP | 320 | $1K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 12 | $1K | shares |
| GOLD STD VENTURES CORPGOLD STD VENTURES CORP | 500 | $1K | shares |
| HFF INCHFF INC | 13 | $1K | shares |
| UQM TECHNOLOGIES INCUQM TECHNOLOGIES INC | 500 | $1K | shares |
| TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLC | 238 | $1K | shares |
| BIOLINERX LTD-SPONS ADRBIOLINERX LTD-SPONS ADR | 2,000 | $1K | shares |
| PLURISTEM THERAPEUTICS INCPLURISTEM THERAPEUTICS INC | 1,000 | $1K | shares |
| VENATOR MATERIALS PLCVENATOR MATERIALS PLC | 98 | $1K | shares |
| MARKER THERAPEUTICS INCMARKER THERAPEUTICS INC | 100 | $1K | shares |
| SMITH MICRO SOFTWARE INCSMITH MICRO SOFTWARE INC | 250 | $1K | shares |
| APPLIED GENETIC TECHNOL CORPAPPLIED GENETIC TECHNOL CORP | 170 | $1K | shares |
| AFIIQARMSTRONG FLOORING INC | 126 | $1K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 60 | $1K | shares |
| CAMBER ENERGY INCCAMBER ENERGY INC | 5,720 | $1K | shares |
| ISHARES TRISHARES TR | 40 | $1K | shares |
| DACDANAOS CORPORATION | 14 | $0 | shares |
| WFWOORI FINL GROUP INC | 13 | $0 | shares |
| AQSTAQUESTIVE THERAPEUTICS INC | 100 | $0 | shares |
| HTLDHEARTLAND EXPRESS INC | 0 | $0 | shares |
| TALOTALOS ENERGY INC | 4 | $0 | shares |
| DRNDIREXION SHARES ETF TRUST | 4 | $0 | shares |
| MPVDFMOUNTAIN PROV DIAMONDS INC | 200 | $0 | shares |
| LEGACY TEX FINL GROUP INCLEGACY TEX FINL GROUP INC | 1 | $0 | shares |
| BABCOCK & WILCOX ENTERPRISE…BABCOCK & WILCOX ENTERPRISES INC | 918 | $0 | shares |
| CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEW | 184 | $0 | shares |
| EFZPROSHARES TR | 18 | $0 | shares |
| PIONEER ENERGY SVCS CORPPIONEER ENERGY SVCS CORP | 115 | $0 | shares |
| PROSHARES TR IIPROSHARES TR II | 4 | $0 | shares |
| Seadrill Partners, LLCSeadrill Partners, LLC | 300 | $0 | shares |
| FRED S INC CLASS AFRED S INC CLASS A | 351 | $0 | shares |
| DEL FRISCOS RESTAURANT GROUPDEL FRISCOS RESTAURANT GROUP | 44 | $0 | shares |
| ASCENT CAPITAL GROUP INC-AASCENT CAPITAL GROUP INC-A | 18 | $0 | shares |
| SYNACOR INCSYNACOR INC | 300 | $0 | shares |
| WESTERN ASSET VAR RT STRG FDWESTERN ASSET VAR RT STRG FD | 1 | $0 | shares |
| ARC GROUP WORLDWIDE INCARC GROUP WORLDWIDE INC | 63 | $0 | shares |
| NANOVIRICIDES INCNANOVIRICIDES INC | 1 | $0 | shares |
| CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INC | 2,006 | $0 | shares |
| RTW RETAILWINDS INCRTW RETAILWINDS INC | 107 | $0 | shares |
| HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INC | 48 | $0 | shares |
| FANG HOLDING-ADRFANG HOLDING-ADR | 990 | $0 | shares |
| EVINE LIVE INCEVINE LIVE INC | 100 | $0 | shares |
| FLEX PHARMA INCFLEX PHARMA INC | 100 | $0 | shares |
| TOP SHIPS INCTOP SHIPS INC | 22 | $0 | shares |
| SIGMA LABS INCSIGMA LABS INC | 106 | $0 | shares |
| NEOVASC INCNEOVASC INC | 270 | $0 | shares |
| CONTRAVIR PHARMACEUTICALCONTRAVIR PHARMACEUTICAL | 47 | $0 | shares |
| PROSHARES TR ULTSHRT QQQPROSHARES TR ULTSHRT QQQ | 3 | $0 | shares |
| SAEXPLORATION HLDGS INCSAEXPLORATION HLDGS INC | 85 | $0 | shares |
| PARKER DRILLING COPARKER DRILLING CO | 1 | $0 | shares |
| NEUROMETRIX INCNEUROMETRIX INC | 300 | $0 | shares |
| REVOLUTION LIGHTING TECHNOLOREVOLUTION LIGHTING TECHNOLO | 1,100 | $0 | shares |
| TARONIS TECHNOLOGIES INCTARONIS TECHNOLOGIES INC | 7 | $0 | shares |
| SUNWORKS INCSUNWORKS INC | 700 | $0 | shares |
| OPGEN INCOPGEN INC | 124 | $0 | shares |
How Q3 2019 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001493152-19-017222 | base | 2019-11-14 | acceptance time not in the bulk data set |