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LADENBURG THALMANN FINANCIAL SERVICES INC.

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13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $14,499,758,000 across 5,528 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-14. Its ten largest share positions make up 14.27% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-19-017222

Period
2019-09-30
Reported value
$14.5B
Holdings
5,528
Top 10 weight
14.27%
New
254
Sold out
216

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVVadded+259,034$77.3M
SPYadded+391,636$74.1M
SPYVadded+2,006,007$64.1M
JNKadded+346,657$37.6M
USMVadded+582,126$37.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYGreduced-2,420,868-$94M
IEFreduced-541,320-$60.9M
MTUMreduced-283,747-$33.8M
SPTLreduced-534,889-$21.9M
SPTIreduced-476,912-$14.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001493152-19-017222, largest first. % of portfolio is the value over $14,499,758,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
LOGMEIN INCLOGMEIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,081 shares; 2018Q2: 1,081 shares; 2018Q3: 585 shares; 2018Q4: 804 shares; 2019Q1: 841 shares; 2019Q2: 665 shares; 2019Q3: 676 shares 676$47K<0.01%+11
GCI LIBERTY INC COM CLASS AGCI LIBERTY INC COM CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 610 shares; 2018Q2: 610 shares; 2018Q3: 665 shares; 2018Q4: 878 shares; 2019Q1: 829 shares; 2019Q2: 1,060 shares; 2019Q3: 761 shares 761$47K<0.01%-299
SILVERCREST METALS INCSILVERCREST METALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 8,000 shares; 2019Q3: 8,910 shares 8,910$47K<0.01%+910
PLURALSIGHT INCPLURALSIGHT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 122 shares; 2018Q4: 63 shares; 2019Q1: 261 shares; 2019Q2: 1,645 shares; 2019Q3: 2,789 shares 2,789$47K<0.01%+1,144
K12 INCK12 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 251 shares; 2018Q2: 251 shares; 2018Q3: 370 shares; 2018Q4: 384 shares; 2019Q1: 388 shares; 2019Q2: 2,356 shares; 2019Q3: 1,783 shares 1,783$47K<0.01%-573
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,337 shares; 2018Q4: 1,337 shares; 2019Q1: 1,062 shares; 2019Q2: 669 shares; 2019Q3: 669 shares 669$47K<0.01%0
SPDR SER TRSPDR SER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 759 shares; 2018Q2: 759 shares; 2018Q3: 4,143 shares; 2018Q4: 3,505 shares; 2019Q1: 3,906 shares; 2019Q2: 3,072 shares; 2019Q3: 700 shares 700$47K<0.01%-2,372
NHCNATIONAL HEALTHCARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 269 shares; 2018Q2: 269 shares; 2018Q3: 250 shares; 2018Q4: 650 shares; 2019Q1: 621 shares; 2019Q2: 586 shares; 2019Q3: 566 shares 566$46K<0.01%-20Timeline
ADUSADDUS HOMECARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 225 shares; 2018Q2: 225 shares; 2018Q3: 752 shares; 2018Q4: 371 shares; 2019Q1: 416 shares; 2019Q2: 546 shares; 2019Q3: 570 shares 570$46K<0.01%+24Timeline
EOLSEVOLUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 2,324 shares; 2019Q3: 2,924 shares 2,924$46K<0.01%+600Timeline
ENVESTNET INCENVESTNET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 391 shares; 2018Q2: 391 shares; 2018Q3: 435 shares; 2018Q4: 861 shares; 2019Q1: 749 shares; 2019Q2: 803 shares; 2019Q3: 807 shares 807$46K<0.01%+4
NANNUVEEN NY DIVI ADVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,450 shares; 2018Q2: 3,450 shares; 2018Q3: 5,450 shares; 2018Q4: 2,950 shares; 2019Q1: 2,950 shares; 2019Q2: 3,753 shares; 2019Q3: 3,253 shares 3,253$46K<0.01%-500Timeline
Anglogold Ashanti PlcAnglogold Ashanti PlcQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,012 shares; 2018Q2: 3,012 shares; 2018Q3: 3,477 shares; 2018Q4: 2,169 shares; 2019Q1: 19,380 shares; 2019Q2: 3,022 shares; 2019Q3: 2,492 shares 2,492$46K<0.01%-530
CIFMFS INTER HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,351 shares; 2018Q2: 24,351 shares; 2018Q3: 26,726 shares; 2018Q4: 17,654 shares; 2019Q1: 17,654 shares; 2019Q2: 17,654 shares; 2019Q3: 17,654 shares 17,654$46K<0.01%0Timeline
DBX ETF TRDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,650 shares; 2018Q2: 2,650 shares; 2018Q3: 2,137 shares; 2018Q4: 1,665 shares; 2019Q1: 1,569 shares; 2019Q2: 1,569 shares; 2019Q3: 1,389 shares 1,389$46K<0.01%-180
ACTUANT CORPACTUANT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,125 shares; 2018Q2: 1,125 shares; 2018Q3: 698 shares; 2018Q4: 1,968 shares; 2019Q1: 2,338 shares; 2019Q2: 2,645 shares; 2019Q3: 2,106 shares 2,106$46K<0.01%-539
ETF MANAGERS TRETF MANAGERS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,187 shares; 2018Q2: 5,187 shares; 2018Q3: 5,351 shares; 2018Q4: 4,660 shares; 2019Q1: 1,270 shares; 2019Q2: 1,270 shares; 2019Q3: 1,270 shares 1,270$46K<0.01%0
PLCECHILDRENS PL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 128 shares; 2018Q2: 128 shares; 2018Q3: 192 shares; 2018Q4: 194 shares; 2019Q1: 173 shares; 2019Q2: 570 shares; 2019Q3: 581 shares 581$45K<0.01%+11Timeline
CNMDCONMED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 400 shares; 2018Q4: not reported; 2019Q1: 80 shares; 2019Q2: 675 shares; 2019Q3: 474 shares 474$45K<0.01%-201Timeline
FRPTFRESHPET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 300 shares; 2019Q2: 454 shares; 2019Q3: 904 shares 904$45K<0.01%+450Timeline
ALKSALKERMES PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,397 shares; 2018Q2: 2,397 shares; 2018Q3: 1,728 shares; 2018Q4: 1,998 shares; 2019Q1: 1,998 shares; 2019Q2: 2,322 shares; 2019Q3: 2,336 shares 2,336$45K<0.01%+14Timeline
FTSFORTIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,316 shares; 2018Q2: 1,316 shares; 2018Q3: 1,391 shares; 2018Q4: 1,428 shares; 2019Q1: 1,315 shares; 2019Q2: 1,239 shares; 2019Q3: 1,050 shares 1,050$45K<0.01%-189Timeline
JUSTGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 500 shares; 2019Q3: 1,050 shares 1,050$45K<0.01%+550Timeline
HMS HLDGS CORPHMS HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,608 shares; 2018Q2: 1,608 shares; 2018Q3: 848 shares; 2018Q4: 1,896 shares; 2019Q1: 2,114 shares; 2019Q2: 1,865 shares; 2019Q3: 1,312 shares 1,312$45K<0.01%-553
PALLABRDN PALLADIUM ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 181 shares; 2019Q1: 381 shares; 2019Q2: 267 shares; 2019Q3: 283 shares 283$45K<0.01%+16Timeline
XCAFXMORGAN STANLEY CHINA A SH FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,440 shares; 2018Q2: 1,440 shares; 2018Q3: 1,860 shares; 2018Q4: 2,569 shares; 2019Q1: 3,404 shares; 2019Q2: 3,234 shares; 2019Q3: 2,214 shares 2,214$45K<0.01%-1,020Timeline
GPROGOPRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 31,137 shares; 2018Q2: 31,137 shares; 2018Q3: 37,309 shares; 2018Q4: 28,624 shares; 2019Q1: 8,314 shares; 2019Q2: 8,604 shares; 2019Q3: 8,508 shares 8,508$45K<0.01%-96Timeline
BSEPINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,800 shares 1,800$45K<0.01%newTimeline
CORNTEUCRIUM COMMODITY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,140 shares; 2018Q2: 5,140 shares; 2018Q3: 4,140 shares; 2018Q4: 4,140 shares; 2019Q1: 2,975 shares; 2019Q2: 3,075 shares; 2019Q3: 2,950 shares 2,950$45K<0.01%-125Timeline
DYNATRONICS CORPDYNATRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 24,991 shares; 2019Q1: 24,991 shares; 2019Q2: 24,991 shares; 2019Q3: 44,520 shares 44,520$45K<0.01%+19,529
CUKCARNIVAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 786 shares; 2018Q2: 786 shares; 2018Q3: 207 shares; 2018Q4: 3,059 shares; 2019Q1: 2,571 shares; 2019Q2: 2,965 shares; 2019Q3: 1,054 shares 1,054$44K<0.01%-1,911Timeline
RVLVREVOLVE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 300 shares; 2019Q3: 1,907 shares 1,907$44K<0.01%+1,607Timeline
PBHPRESTIGE CONSMR HEALTHCARE IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,505 shares; 2018Q2: 1,505 shares; 2018Q3: 1,999 shares; 2018Q4: 2,170 shares; 2019Q1: 1,318 shares; 2019Q2: 1,357 shares; 2019Q3: 1,263 shares 1,263$44K<0.01%-94Timeline
PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,467 shares; 2018Q2: 1,467 shares; 2018Q3: 1,002 shares; 2018Q4: 1,497 shares; 2019Q1: 1,468 shares; 2019Q2: 1,432 shares; 2019Q3: 1,429 shares 1,429$44K<0.01%-3
LXPLXP INDUSTRIAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,947 shares; 2018Q2: 10,947 shares; 2018Q3: 6,931 shares; 2018Q4: 1,951 shares; 2019Q1: 1,976 shares; 2019Q2: 2,252 shares; 2019Q3: 4,285 shares 4,285$44K<0.01%+2,033Timeline
WESTERN ASSET MUN PARTNERS FWESTERN ASSET MUN PARTNERS FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,951 shares; 2018Q2: 2,951 shares; 2018Q3: 2,955 shares; 2018Q4: 2,958 shares; 2019Q1: 2,959 shares; 2019Q2: 2,861 shares; 2019Q3: 2,863 shares 2,863$44K<0.01%+2
WRIGHT MED GROUP N VWRIGHT MED GROUP N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 203 shares; 2018Q2: 203 shares; 2018Q3: 191 shares; 2018Q4: 1,040 shares; 2019Q1: 1,472 shares; 2019Q2: 1,731 shares; 2019Q3: 2,110 shares 2,110$44K<0.01%+379
PIPRPIPER SANDLER COSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,725 shares; 2018Q2: 1,725 shares; 2018Q3: 542 shares; 2018Q4: 490 shares; 2019Q1: 492 shares; 2019Q2: 541 shares; 2019Q3: 583 shares 583$44K<0.01%+42Timeline
XMVMINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,464 shares; 2018Q4: 1,444 shares; 2019Q1: 1,444 shares; 2019Q2: 1,444 shares; 2019Q3: 1,364 shares 1,364$44K<0.01%-80Timeline
GALSSGA ACTIVE ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 644 shares; 2018Q2: 644 shares; 2018Q3: 1,309 shares; 2018Q4: 1,155 shares; 2019Q1: 1,155 shares; 2019Q2: 1,155 shares; 2019Q3: 1,155 shares 1,155$44K<0.01%0Timeline
QEMMSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,985 shares; 2018Q2: 34,985 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 34 shares; 2019Q2: 34 shares; 2019Q3: 766 shares 766$44K<0.01%+732Timeline
JSMLJANUS DETROIT STR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10,029 shares; 2018Q4: 2,732 shares; 2019Q1: 1,444 shares; 2019Q2: 1,563 shares; 2019Q3: 1,054 shares 1,054$44K<0.01%-509Timeline
PAWZPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 100 shares; 2019Q2: 683 shares; 2019Q3: 1,111 shares 1,111$44K<0.01%+428Timeline
TTOOTTOOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,800 shares; 2018Q2: 6,800 shares; 2018Q3: 5,000 shares; 2018Q4: 5,000 shares; 2019Q1: 6,000 shares; 2019Q2: 6,000 shares; 2019Q3: 17,500 shares 17,500$44K<0.01%+11,500
RANDOLPH BANCORP INCRANDOLPH BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares; 2018Q3: 3,000 shares; 2018Q4: 3,000 shares; 2019Q1: 3,000 shares; 2019Q2: 3,000 shares; 2019Q3: 3,000 shares 3,000$44K<0.01%0
CWHCAMPING WORLD HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,376 shares; 2018Q2: 1,376 shares; 2018Q3: 2,645 shares; 2018Q4: 2,899 shares; 2019Q1: 3,957 shares; 2019Q2: 5,091 shares; 2019Q3: 4,787 shares 4,787$43K<0.01%-304Timeline
SOYBTEUCRIUM COMMODITY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 2,052 shares; 2019Q1: 2,202 shares; 2019Q2: 2,052 shares; 2019Q3: 2,752 shares 2,752$43K<0.01%+700Timeline
ABMABM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 147 shares; 2018Q2: 147 shares; 2018Q3: 147 shares; 2018Q4: 1,088 shares; 2019Q1: 2,501 shares; 2019Q2: 969 shares; 2019Q3: 1,189 shares 1,189$43K<0.01%+220Timeline
ARKFARK ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 340 shares; 2019Q2: 240 shares; 2019Q3: 1,988 shares 1,988$43K<0.01%+1,748Timeline
CAKECHEESECAKE FACTORY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,607 shares; 2018Q2: 4,607 shares; 2018Q3: 4,687 shares; 2018Q4: 4,779 shares; 2019Q1: 4,738 shares; 2019Q2: 1,217 shares; 2019Q3: 1,023 shares 1,023$43K<0.01%-194Timeline
PERFICIENT INCPERFICIENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 467 shares; 2018Q2: 467 shares; 2018Q3: 256 shares; 2018Q4: 514 shares; 2019Q1: 552 shares; 2019Q2: 1,586 shares; 2019Q3: 1,106 shares 1,106$43K<0.01%-480
ARENA PHARMACEUTICALS INCARENA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 899 shares; 2018Q2: 899 shares; 2018Q3: 879 shares; 2018Q4: 721 shares; 2019Q1: 694 shares; 2019Q2: 887 shares; 2019Q3: 914 shares 914$43K<0.01%+27
CLOUDERA INCCLOUDERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,071 shares; 2018Q2: 1,071 shares; 2018Q3: 1,171 shares; 2018Q4: 993 shares; 2019Q1: 642 shares; 2019Q2: 3,442 shares; 2019Q3: 4,869 shares 4,869$43K<0.01%+1,427
FXYINVESCO CURRENCYSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 121 shares; 2018Q4: 91 shares; 2019Q1: 18 shares; 2019Q2: 247 shares; 2019Q3: 487 shares 487$43K<0.01%+240Timeline
HEWJISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,745 shares; 2018Q2: 1,745 shares; 2018Q3: 2,255 shares; 2018Q4: 1,683 shares; 2019Q1: 1,423 shares; 2019Q2: 1,373 shares; 2019Q3: 1,373 shares 1,373$43K<0.01%0Timeline
COOPER TIRE & RUBR COCOOPER TIRE & RUBR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,344 shares; 2018Q2: 2,344 shares; 2018Q3: 1,800 shares; 2018Q4: 3,633 shares; 2019Q1: 1,828 shares; 2019Q2: 1,919 shares; 2019Q3: 1,652 shares 1,652$43K<0.01%-267
TRUSTCO BK CORP N YTRUSTCO BK CORP N YQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,377 shares; 2018Q2: 7,377 shares; 2018Q3: 6,749 shares; 2018Q4: 5,267 shares; 2019Q1: 5,282 shares; 2019Q2: 5,298 shares; 2019Q3: 5,298 shares 5,298$43K<0.01%0
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,375 shares; 2018Q4: 3,375 shares; 2019Q1: not reported; 2019Q2: 1,650 shares; 2019Q3: 1,650 shares 1,650$43K<0.01%0
TCP Cap Corp Sr Conv NtTCP Cap Corp Sr Conv NtQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 37,000 shares; 2019Q2: 37,000 shares; 2019Q3: 42,000 shares 42,000$43K<0.01%+5,000
AAOIAPPLIED OPTOELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,960 shares; 2018Q2: 9,960 shares; 2018Q3: 9,775 shares; 2018Q4: 5,413 shares; 2019Q1: 4,473 shares; 2019Q2: 5,323 shares; 2019Q3: 3,785 shares 3,785$42K<0.01%-1,538Timeline
NTGRNETGEAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 84 shares; 2019Q2: 1,214 shares; 2019Q3: 1,300 shares 1,300$42K<0.01%+86Timeline
ASIXADVANSIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,056 shares; 2018Q2: 4,056 shares; 2018Q3: 3,758 shares; 2018Q4: 4,089 shares; 2019Q1: 2,594 shares; 2019Q2: 2,680 shares; 2019Q3: 1,667 shares 1,667$42K<0.01%-1,013Timeline
EGBNEAGLE BANCORPORATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 153 shares; 2018Q2: 153 shares; 2018Q3: 840 shares; 2018Q4: 725 shares; 2019Q1: 1,010 shares; 2019Q2: 1,045 shares; 2019Q3: 944 shares 944$42K<0.01%-101Timeline
MEREDITH CORPMEREDITH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 286 shares; 2018Q2: 286 shares; 2018Q3: 271 shares; 2018Q4: 1,579 shares; 2019Q1: 1,573 shares; 2019Q2: 1,398 shares; 2019Q3: 1,157 shares 1,157$42K<0.01%-241
IEUSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 739 shares; 2018Q2: 739 shares; 2018Q3: 1,565 shares; 2018Q4: 1,060 shares; 2019Q1: 1,087 shares; 2019Q2: 866 shares; 2019Q3: 866 shares 866$42K<0.01%0Timeline
EL PASO ENERGY CAP TR IEL PASO ENERGY CAP TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 307 shares; 2018Q2: 307 shares; 2018Q3: 507 shares; 2018Q4: 507 shares; 2019Q1: 807 shares; 2019Q2: 807 shares; 2019Q3: 807 shares 807$42K<0.01%0
GURUGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,095 shares; 2018Q2: 2,095 shares; 2018Q3: 1,753 shares; 2018Q4: 1,753 shares; 2019Q1: 1,858 shares; 2019Q2: 1,258 shares; 2019Q3: 1,260 shares 1,260$42K<0.01%+2Timeline
SYNAPTICS INCSYNAPTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 45,000 shares; 2019Q3: 45,000 shares 45,000$42K<0.01%0
CODORUS VY BANCORP INCCODORUS VY BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,723 shares; 2018Q2: 1,723 shares; 2018Q3: 1,723 shares; 2018Q4: 1,809 shares; 2019Q1: 1,809 shares; 2019Q2: 1,809 shares; 2019Q3: 1,809 shares 1,809$42K<0.01%0
INDEPENDENCE CONTRACT DRIL IINDEPENDENCE CONTRACT DRIL IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 111,300 shares; 2018Q4: 45,157 shares; 2019Q1: 43,057 shares; 2019Q2: 35,257 shares; 2019Q3: 35,257 shares 35,257$42K<0.01%0
IFRAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,455 shares; 2019Q2: 2,345 shares; 2019Q3: 1,492 shares 1,492$41K<0.01%-853Timeline
PRGSPROGRESS SOFTWARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,375 shares; 2018Q2: 1,375 shares; 2018Q3: 300 shares; 2018Q4: 1,107 shares; 2019Q1: 1,570 shares; 2019Q2: 1,299 shares; 2019Q3: 1,071 shares 1,071$41K<0.01%-228Timeline
MFGMIZUHO FINANCIAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,500 shares; 2018Q2: 5,500 shares; 2018Q3: 3,266 shares; 2018Q4: 8,334 shares; 2019Q1: 7,425 shares; 2019Q2: 8,128 shares; 2019Q3: 13,459 shares 13,459$41K<0.01%+5,331Timeline
SPSCSPS COMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4 shares; 2018Q4: 77 shares; 2019Q1: 294 shares; 2019Q2: 359 shares; 2019Q3: 884 shares 884$41K<0.01%+525Timeline
WABCWESTAMERICA BANCORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,929 shares; 2018Q2: 1,929 shares; 2018Q3: 1,738 shares; 2018Q4: 1,640 shares; 2019Q1: 664 shares; 2019Q2: 664 shares; 2019Q3: 664 shares 664$41K<0.01%0Timeline
JBGSJBG SMITH PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 212 shares; 2018Q2: 212 shares; 2018Q3: 258 shares; 2018Q4: 1,578 shares; 2019Q1: 810 shares; 2019Q2: 829 shares; 2019Q3: 1,056 shares 1,056$41K<0.01%+227Timeline
THQABRDN HEALTHCARE OPPORTUNITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,990 shares; 2018Q2: 3,990 shares; 2018Q3: 3,664 shares; 2018Q4: 1,723 shares; 2019Q1: 3,626 shares; 2019Q2: 1,842 shares; 2019Q3: 2,342 shares 2,342$41K<0.01%+500Timeline
MYGNMYRIAD GENETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,231 shares; 2018Q2: 2,231 shares; 2018Q3: 1,749 shares; 2018Q4: 2,451 shares; 2019Q1: 1,936 shares; 2019Q2: 1,703 shares; 2019Q3: 1,409 shares 1,409$41K<0.01%-294Timeline
BCOBRINKS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 438 shares; 2018Q2: 438 shares; 2018Q3: 1,175 shares; 2018Q4: 564 shares; 2019Q1: 430 shares; 2019Q2: 496 shares; 2019Q3: 500 shares 500$41K<0.01%+4Timeline
OFSOFS CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 42,980 shares; 2018Q2: 42,980 shares; 2018Q3: 27,870 shares; 2018Q4: 31,990 shares; 2019Q1: 50,816 shares; 2019Q2: 33,771 shares; 2019Q3: 3,500 shares 3,500$41K<0.01%-30,271Timeline
YLDPRINCIPAL EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 378 shares; 2018Q2: 378 shares; 2018Q3: 2,212 shares; 2018Q4: 2,338 shares; 2019Q1: 2,338 shares; 2019Q2: 2,855 shares; 2019Q3: 1,021 shares 1,021$41K<0.01%-1,834Timeline
QHYWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 139 shares; 2019Q1: 139 shares; 2019Q2: 23,438 shares; 2019Q3: 804 shares 804$41K<0.01%-22,634Timeline
RLJ LODGING TRRLJ LODGING TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47 shares; 2018Q4: 47 shares; 2019Q1: 1,547 shares; 2019Q2: 1,534 shares; 2019Q3: 1,534 shares 1,534$41K<0.01%0
FTAGFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 718 shares; 2019Q1: 1,783 shares; 2019Q2: 1,783 shares; 2019Q3: 1,783 shares 1,783$41K<0.01%0Timeline
SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,473 shares; 2018Q2: 1,473 shares; 2018Q3: 1,000 shares; 2018Q4: 2,659 shares; 2019Q1: 1,750 shares; 2019Q2: 1,639 shares; 2019Q3: 1,631 shares 1,631$41K<0.01%-8
VanEck Rare Earth/Strat Mtl…VanEck Rare Earth/Strat Mtls ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,150 shares; 2018Q2: 1,150 shares; 2018Q3: 1,500 shares; 2018Q4: 1,050 shares; 2019Q1: 1,550 shares; 2019Q2: 3,650 shares; 2019Q3: 3,260 shares 3,260$41K<0.01%-390
COLUMBIA ETF TR ICOLUMBIA ETF TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 120 shares; 2018Q2: 120 shares; 2018Q3: 120 shares; 2018Q4: 400 shares; 2019Q1: 600 shares; 2019Q2: 600 shares; 2019Q3: 1,646 shares 1,646$41K<0.01%+1,046
SUPERCOM LTD NEWSUPERCOM LTD NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 94,700 shares; 2018Q2: 94,700 shares; 2018Q3: 71,200 shares; 2018Q4: 59,700 shares; 2019Q1: 52,200 shares; 2019Q2: 52,200 shares; 2019Q3: 52,200 shares 52,200$41K<0.01%0
CWENCLEARWAY ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,256 shares; 2018Q4: 3,230 shares; 2019Q1: 1,373 shares; 2019Q2: 1,527 shares; 2019Q3: 2,177 shares 2,177$40K<0.01%+650Timeline
XAGDXABRDN GLOBAL DYNAMIC DIVIDENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,944 shares; 2018Q4: 4,462 shares; 2019Q1: 4,462 shares; 2019Q2: 4,171 shares; 2019Q3: 4,112 shares 4,112$40K<0.01%-59Timeline
RBCAAREPUBLIC BANCORP INC KYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,047 shares; 2018Q2: 1,047 shares; 2018Q3: 808 shares; 2018Q4: 810 shares; 2019Q1: 926 shares; 2019Q2: 928 shares; 2019Q3: 930 shares 930$40K<0.01%+2Timeline
KTCCKEY TRONIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,300 shares 6,300$40K<0.01%newTimeline
HESS MIDSTREAM PARTNERS LPHESS MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,070 shares 2,070$40K<0.01%new
DDIVFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,451 shares; 2018Q4: 1,750 shares; 2019Q1: 1,740 shares; 2019Q2: 1,326 shares; 2019Q3: 1,526 shares 1,526$40K<0.01%+200Timeline
BHVBLACKROCK VA MUN BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 2,000 shares; 2019Q1: 2,325 shares; 2019Q2: 2,325 shares; 2019Q3: 2,325 shares 2,325$40K<0.01%0Timeline
PRETIUM RESOURCES INCPRETIUM RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,600 shares; 2018Q2: 3,600 shares; 2018Q3: 3,500 shares; 2018Q4: 3,500 shares; 2019Q1: 3,500 shares; 2019Q2: 3,500 shares; 2019Q3: 3,500 shares 3,500$40K<0.01%0
CannTrust Holdings IncCannTrust Holdings IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 16,474 shares; 2019Q2: 32,334 shares; 2019Q3: 35,450 shares 35,450$40K<0.01%+3,116
LIQTECH INTL INCLIQTECH INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 5,000 shares; 2019Q3: 5,000 shares 5,000$40K<0.01%0
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 18,000 shares; 2019Q3: 36,000 shares 36,000$40K<0.01%+18,000
SANMSANMINA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,391 shares; 2018Q2: 1,391 shares; 2018Q3: 1,552 shares; 2018Q4: 1,220 shares; 2019Q1: 1,220 shares; 2019Q2: 1,220 shares; 2019Q3: 1,220 shares 1,220$39K<0.01%0Timeline
SMTCSEMTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 840 shares; 2018Q2: 840 shares; 2018Q3: 529 shares; 2018Q4: 557 shares; 2019Q1: 1,105 shares; 2019Q2: 817 shares; 2019Q3: 809 shares 809$39K<0.01%-8Timeline
CXSEWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 275 shares; 2018Q2: 275 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 216 shares; 2019Q2: 559 shares; 2019Q3: 559 shares 559$39K<0.01%0Timeline
JMUBJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 468 shares; 2019Q3: 728 shares 728$39K<0.01%+260Timeline
FATEFATE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 703 shares; 2018Q2: 703 shares; 2018Q3: 703 shares; 2018Q4: not reported; 2019Q1: 2,400 shares; 2019Q2: 2,500 shares; 2019Q3: 2,500 shares 2,500$39K<0.01%0Timeline
PLAYDAVE & BUSTERS ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 884 shares; 2018Q2: 884 shares; 2018Q3: 983 shares; 2018Q4: 1,079 shares; 2019Q1: 1,139 shares; 2019Q2: 749 shares; 2019Q3: 977 shares 977$39K<0.01%+228Timeline
FORWARD AIR CORPFORWARD AIR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 519 shares; 2018Q2: 519 shares; 2018Q3: 582 shares; 2018Q4: 629 shares; 2019Q1: 701 shares; 2019Q2: 702 shares; 2019Q3: 612 shares 612$39K<0.01%-90
CALIFORNIA RES CORPCALIFORNIA RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 38,067 shares; 2018Q2: 38,067 shares; 2018Q3: 40,392 shares; 2018Q4: 2,837 shares; 2019Q1: 31,560 shares; 2019Q2: 25,084 shares; 2019Q3: 3,882 shares 3,882$39K<0.01%-21,202
BIGGQBIG LOTS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 997 shares; 2018Q2: 997 shares; 2018Q3: 405 shares; 2018Q4: 2,128 shares; 2019Q1: 3,092 shares; 2019Q2: 1,875 shares; 2019Q3: 1,578 shares 1,578$39K<0.01%-297Timeline
SGUSTAR GROUP LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,082 shares; 2018Q2: 4,082 shares; 2018Q3: 4,082 shares; 2018Q4: 4,082 shares; 2019Q1: 4,082 shares; 2019Q2: 4,082 shares; 2019Q3: 4,082 shares 4,082$39K<0.01%0Timeline
ALTRA HOLDINGS INCALTRA HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 272 shares; 2018Q2: 272 shares; 2018Q3: 424 shares; 2018Q4: 1,904 shares; 2019Q1: 2,781 shares; 2019Q2: 2,957 shares; 2019Q3: 1,413 shares 1,413$39K<0.01%-1,544
O-I GLASS, INC.O-I GLASS, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,159 shares; 2018Q2: 1,159 shares; 2018Q3: 7,600 shares; 2018Q4: 8,674 shares; 2019Q1: 8,560 shares; 2019Q2: 2,856 shares; 2019Q3: 3,831 shares 3,831$39K<0.01%+975
NUVEEN MD PREM INC MUNI FUNDNUVEEN MD PREM INC MUNI FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,941 shares; 2018Q2: 2,941 shares; 2018Q3: 3,818 shares; 2018Q4: 3,818 shares; 2019Q1: 2,941 shares; 2019Q2: 2,941 shares; 2019Q3: 2,941 shares 2,941$39K<0.01%0
ADVISORSHARES TRADVISORSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,175 shares; 2018Q2: 2,175 shares; 2018Q3: 1,997 shares; 2018Q4: 1,489 shares; 2019Q1: 2,710 shares; 2019Q2: 2,327 shares; 2019Q3: 800 shares 800$39K<0.01%-1,527
CRKCOMSTOCK RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,248 shares; 2018Q2: 1,248 shares; 2018Q3: 1,205 shares; 2018Q4: 3,205 shares; 2019Q1: 205 shares; 2019Q2: 105 shares; 2019Q3: 4,905 shares 4,905$38K<0.01%+4,800Timeline
DNNDENISON MINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 87,550 shares; 2018Q2: 87,550 shares; 2018Q3: 83,550 shares; 2018Q4: 83,550 shares; 2019Q1: 83,050 shares; 2019Q2: 83,050 shares; 2019Q3: 83,050 shares 83,050$38K<0.01%0Timeline
MDPEDIATRIX MEDICAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,388 shares; 2018Q2: 1,388 shares; 2018Q3: 2,090 shares; 2018Q4: 2,337 shares; 2019Q1: 2,301 shares; 2019Q2: 1,840 shares; 2019Q3: 1,641 shares 1,641$38K<0.01%-199Timeline
SLPSIMULATIONS PLUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,080 shares; 2018Q2: 1,080 shares; 2018Q3: 1,320 shares; 2018Q4: 1,077 shares; 2019Q1: 797 shares; 2019Q2: 850 shares; 2019Q3: 1,104 shares 1,104$38K<0.01%+254Timeline
QUADQUAD / GRAPHICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,184 shares; 2018Q2: 1,184 shares; 2018Q3: 1,729 shares; 2018Q4: 1,668 shares; 2019Q1: 1,679 shares; 2019Q2: 1,607 shares; 2019Q3: 3,657 shares 3,657$38K<0.01%+2,050Timeline
ADARRAY DIGITAL INFRASTRUCTUREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 331 shares; 2018Q2: 331 shares; 2018Q3: 200 shares; 2018Q4: 721 shares; 2019Q1: 1,840 shares; 2019Q2: 2,388 shares; 2019Q3: 1,011 shares 1,011$38K<0.01%-1,377Timeline
PGCPEAPACK-GLADSTONE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,276 shares; 2018Q2: 1,276 shares; 2018Q3: 1,276 shares; 2018Q4: 1,276 shares; 2019Q1: 1,276 shares; 2019Q2: 1,334 shares; 2019Q3: 1,334 shares 1,334$38K<0.01%0Timeline
ALTYGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 600 shares; 2019Q1: 600 shares; 2019Q2: 600 shares; 2019Q3: 2,603 shares 2,603$38K<0.01%+2,003Timeline
PGHYINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 24,022 shares; 2018Q4: 22,250 shares; 2019Q1: 11,346 shares; 2019Q2: 9,842 shares; 2019Q3: 1,649 shares 1,649$38K<0.01%-8,193Timeline
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 673 shares; 2018Q2: 673 shares; 2018Q3: 707 shares; 2018Q4: 6,976 shares; 2019Q1: 7,141 shares; 2019Q2: 5,499 shares; 2019Q3: 1,126 shares 1,126$38K<0.01%-4,373
GGTGABELLI MULTIMEDIA TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,637 shares; 2018Q2: 1,637 shares; 2018Q3: 2,980 shares; 2018Q4: 2,980 shares; 2019Q1: 3,616 shares; 2019Q2: 4,647 shares; 2019Q3: 4,647 shares 4,647$38K<0.01%0Timeline
DWLDDAVIS FUNDAMENTAL ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 350 shares; 2019Q2: 350 shares; 2019Q3: 1,677 shares 1,677$38K<0.01%+1,327Timeline
YLDELEGG MASON ETF INVTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,115 shares; 2019Q3: 1,204 shares 1,204$38K<0.01%+89Timeline
DLTHDULUTH HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,083 shares; 2018Q2: 3,083 shares; 2018Q3: 2,383 shares; 2018Q4: 2,643 shares; 2019Q1: 3,325 shares; 2019Q2: 3,828 shares; 2019Q3: 4,428 shares 4,428$38K<0.01%+600Timeline
EFASGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4,631 shares; 2018Q4: 4,908 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,451 shares 2,451$38K<0.01%newTimeline
EMCLAIRE FINL CORPEMCLAIRE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares; 2018Q4: 400 shares; 2019Q1: 1,156 shares; 2019Q2: 1,160 shares; 2019Q3: 1,160 shares 1,160$38K<0.01%0
ARCIMOTO INCARCIMOTO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,000 shares; 2018Q2: 4,000 shares; 2018Q3: 5,000 shares; 2018Q4: 7,000 shares; 2019Q1: 7,000 shares; 2019Q2: 8,000 shares; 2019Q3: 12,200 shares 12,200$38K<0.01%+4,200
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 365 shares; 2018Q2: 365 shares; 2018Q3: 555 shares; 2018Q4: 555 shares; 2019Q1: 555 shares; 2019Q2: 555 shares; 2019Q3: 555 shares 555$38K<0.01%0
LINE CORPLINE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 250 shares; 2019Q2: 750 shares; 2019Q3: 1,056 shares 1,056$38K<0.01%+306
CROWN CASTLE INTL CORP NEWCROWN CASTLE INTL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 30 shares; 2019Q1: 30 shares; 2019Q2: 30 shares; 2019Q3: 30 shares 30$38K<0.01%0
BFSSAUL CTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 432 shares; 2018Q2: 432 shares; 2018Q3: 414 shares; 2018Q4: 432 shares; 2019Q1: 432 shares; 2019Q2: 432 shares; 2019Q3: 677 shares 677$37K<0.01%+245Timeline
ENPHENPHASE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 1,177 shares; 2018Q4: 1,000 shares; 2019Q1: 400 shares; 2019Q2: 2,830 shares; 2019Q3: 1,716 shares 1,716$37K<0.01%-1,114Timeline
SCHLSCHOLASTIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 402 shares; 2018Q2: 402 shares; 2018Q3: 259 shares; 2018Q4: 944 shares; 2019Q1: 979 shares; 2019Q2: 944 shares; 2019Q3: 981 shares 981$37K<0.01%+37Timeline
FULFULLER H B COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,943 shares; 2018Q2: 1,943 shares; 2018Q3: 1,770 shares; 2018Q4: 1,437 shares; 2019Q1: 1,551 shares; 2019Q2: 1,242 shares; 2019Q3: 786 shares 786$37K<0.01%-456Timeline
FELEFRANKLIN ELEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 728 shares; 2018Q2: 728 shares; 2018Q3: 878 shares; 2018Q4: 798 shares; 2019Q1: 832 shares; 2019Q2: 824 shares; 2019Q3: 764 shares 764$37K<0.01%-60Timeline
MEDPMEDPACE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 110 shares; 2018Q2: 110 shares; 2018Q3: 122 shares; 2018Q4: 547 shares; 2019Q1: 393 shares; 2019Q2: 605 shares; 2019Q3: 451 shares 451$37K<0.01%-154Timeline
ENSENERSYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 59 shares; 2018Q2: 59 shares; 2018Q3: 277 shares; 2018Q4: 250 shares; 2019Q1: 523 shares; 2019Q2: 524 shares; 2019Q3: 551 shares 551$37K<0.01%+27Timeline
FFINFIRST FINL BANKSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,093 shares; 2018Q2: 1,093 shares; 2018Q3: 1,095 shares; 2018Q4: 1,282 shares; 2019Q1: 1,296 shares; 2019Q2: 2,637 shares; 2019Q3: 1,122 shares 1,122$37K<0.01%-1,515Timeline
PRKSUNITED PARKS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,253 shares; 2018Q2: 1,253 shares; 2018Q3: 891 shares; 2018Q4: 1,000 shares; 2019Q1: 990 shares; 2019Q2: 1,007 shares; 2019Q3: 1,406 shares 1,406$37K<0.01%+399Timeline
VKTXVIKING THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 826 shares; 2018Q2: 826 shares; 2018Q3: 2,238 shares; 2018Q4: 5,183 shares; 2019Q1: 8,053 shares; 2019Q2: 8,603 shares; 2019Q3: 5,303 shares 5,303$37K<0.01%-3,300Timeline
ICUIICU MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 276 shares; 2018Q2: 276 shares; 2018Q3: 304 shares; 2018Q4: 326 shares; 2019Q1: 168 shares; 2019Q2: 175 shares; 2019Q3: 232 shares 232$37K<0.01%+57Timeline
MZTIMARZETTI COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 93 shares; 2018Q2: 93 shares; 2018Q3: 107 shares; 2018Q4: 121 shares; 2019Q1: 333 shares; 2019Q2: 296 shares; 2019Q3: 266 shares 266$37K<0.01%-30Timeline
ENCORE WIRE CORPENCORE WIRE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 144 shares; 2018Q2: 144 shares; 2018Q3: 70 shares; 2018Q4: 600 shares; 2019Q1: 67 shares; 2019Q2: 49 shares; 2019Q3: 647 shares 647$37K<0.01%+598
LARKLANDMARK BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 141 shares; 2018Q4: 149 shares; 2019Q1: 150 shares; 2019Q2: 158 shares; 2019Q3: 1,568 shares 1,568$37K<0.01%+1,410Timeline
LBRDALIBERTY BROADBAND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 503 shares; 2018Q2: 503 shares; 2018Q3: 269 shares; 2018Q4: 390 shares; 2019Q1: 384 shares; 2019Q2: 498 shares; 2019Q3: 354 shares 354$37K<0.01%-144Timeline
GVALCAMBRIA ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,614 shares; 2018Q2: 2,614 shares; 2018Q3: 2,376 shares; 2018Q4: 2,376 shares; 2019Q1: 2,376 shares; 2019Q2: 1,654 shares; 2019Q3: 1,654 shares 1,654$37K<0.01%0Timeline
DOGPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,726 shares; 2018Q4: 1,038 shares; 2019Q1: 851 shares; 2019Q2: 654 shares; 2019Q3: 716 shares 716$37K<0.01%+62Timeline
ALEXALEXANDER & BALDWIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,594 shares; 2018Q2: 2,594 shares; 2018Q3: 3,270 shares; 2018Q4: 3,005 shares; 2019Q1: 3,005 shares; 2019Q2: 1,364 shares; 2019Q3: 1,518 shares 1,518$37K<0.01%+154Timeline
DEWWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 815 shares; 2018Q2: 815 shares; 2018Q3: 840 shares; 2018Q4: 840 shares; 2019Q1: 820 shares; 2019Q2: 820 shares; 2019Q3: 820 shares 820$37K<0.01%0Timeline
TORTOISE PIPELINE & ENERGY FTORTOISE PIPELINE & ENERGY FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,073 shares; 2018Q2: 4,073 shares; 2018Q3: 6,423 shares; 2018Q4: 6,673 shares; 2019Q1: 8,398 shares; 2019Q2: 9,718 shares; 2019Q3: 2,793 shares 2,793$37K<0.01%-6,925
REDWOOD TRUST INCREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 24,000 shares; 2019Q3: 37,000 shares 37,000$37K<0.01%+13,000
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PARTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,602 shares; 2018Q2: 9,602 shares; 2018Q3: 7,336 shares; 2018Q4: 12,165 shares; 2019Q1: 11,985 shares; 2019Q2: 11,003 shares; 2019Q3: 10,203 shares 10,203$37K<0.01%-800
TSAKOS ENERGY NAVIGATION LTDTSAKOS ENERGY NAVIGATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,404 shares; 2018Q2: 17,404 shares; 2018Q3: 16,404 shares; 2018Q4: 16,404 shares; 2019Q1: 12,510 shares; 2019Q2: 12,510 shares; 2019Q3: 12,510 shares 12,510$37K<0.01%0
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 658 shares; 2018Q2: 658 shares; 2018Q3: 1,050 shares; 2018Q4: 1,226 shares; 2019Q1: 1,282 shares; 2019Q2: 1,505 shares; 2019Q3: 1,665 shares 1,665$37K<0.01%+160
CALMCAL MAINE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 963 shares; 2018Q2: 963 shares; 2018Q3: 709 shares; 2018Q4: 659 shares; 2019Q1: 723 shares; 2019Q2: 566 shares; 2019Q3: 903 shares 903$36K<0.01%+337Timeline
TGTXTG THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,727 shares; 2018Q2: 5,727 shares; 2018Q3: 5,727 shares; 2018Q4: 4,727 shares; 2019Q1: 6,927 shares; 2019Q2: 8,027 shares; 2019Q3: 6,327 shares 6,327$36K<0.01%-1,700Timeline
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 103 shares; 2018Q2: 103 shares; 2018Q3: 748 shares; 2018Q4: 1,224 shares; 2019Q1: 1,438 shares; 2019Q2: 2,938 shares; 2019Q3: 2,455 shares 2,455$36K<0.01%-483
HLIOHELIOS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 156 shares; 2019Q3: 906 shares 906$36K<0.01%+750Timeline
TDTFFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,260 shares; 2018Q2: 10,260 shares; 2018Q3: 3,578 shares; 2018Q4: 578 shares; 2019Q1: 840 shares; 2019Q2: 1,382 shares; 2019Q3: 1,382 shares 1,382$36K<0.01%0Timeline
PSCDINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,715 shares; 2018Q4: 590 shares; 2019Q1: 590 shares; 2019Q2: 590 shares; 2019Q3: 590 shares 590$36K<0.01%0Timeline
VLUSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 341 shares; 2019Q1: 341 shares; 2019Q2: 341 shares; 2019Q3: 341 shares 341$36K<0.01%0Timeline
JRVRJAMES RIVER GROUP HOLDINGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 886 shares; 2018Q2: 886 shares; 2018Q3: 981 shares; 2018Q4: 1,280 shares; 2019Q1: 957 shares; 2019Q2: 667 shares; 2019Q3: 706 shares 706$36K<0.01%+39Timeline
iShares MSCI Russia ETF Spe…iShares MSCI Russia ETF SpecialQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,081 shares; 2019Q2: 1,230 shares; 2019Q3: 923 shares 923$36K<0.01%-307
RESOLUTE FOREST PRODUCTSRESOLUTE FOREST PRODUCTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,090 shares; 2018Q2: 4,090 shares; 2018Q3: 4,780 shares; 2018Q4: 4,092 shares; 2019Q1: 8,511 shares; 2019Q2: 7,251 shares; 2019Q3: 7,715 shares 7,715$36K<0.01%+464
OFFICE DEPOT INCOFFICE DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,445 shares; 2018Q2: 6,445 shares; 2018Q3: 17,943 shares; 2018Q4: 18,513 shares; 2019Q1: 18,481 shares; 2019Q2: 21,198 shares; 2019Q3: 20,699 shares 20,699$36K<0.01%-499
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,278 shares; 2018Q2: 34,278 shares; 2018Q3: 39,219 shares; 2018Q4: 13,013 shares; 2019Q1: 4,587 shares; 2019Q2: 21,491 shares; 2019Q3: 20,491 shares 20,491$36K<0.01%-1,000
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 418 shares; 2018Q2: 418 shares; 2018Q3: 418 shares; 2018Q4: 418 shares; 2019Q1: 418 shares; 2019Q2: 418 shares; 2019Q3: 418 shares 418$36K<0.01%0
SMPLSIMPLY GOOD FOODS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 152 shares; 2018Q2: 152 shares; 2018Q3: 301 shares; 2018Q4: 1,247 shares; 2019Q1: 1,337 shares; 2019Q2: 1,266 shares; 2019Q3: 1,201 shares 1,201$35K<0.01%-65Timeline
MLIMUELLER INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,900 shares; 2018Q2: 1,900 shares; 2018Q3: 1,200 shares; 2018Q4: 1,201 shares; 2019Q1: 1,200 shares; 2019Q2: 1,200 shares; 2019Q3: 1,200 shares 1,200$35K<0.01%0Timeline
EXKENDEAVOUR SILVER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 79,856 shares; 2018Q2: 79,856 shares; 2018Q3: 77,856 shares; 2018Q4: 77,856 shares; 2019Q1: 74,026 shares; 2019Q2: 79,026 shares; 2019Q3: 16,006 shares 16,006$35K<0.01%-63,020Timeline
WLKWESTLAKE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,284 shares; 2018Q2: 5,284 shares; 2018Q3: 4,679 shares; 2018Q4: 1,492 shares; 2019Q1: 1,127 shares; 2019Q2: 671 shares; 2019Q3: 523 shares 523$35K<0.01%-148Timeline
GLOBGLOBANT S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 87 shares; 2018Q2: 87 shares; 2018Q3: 251 shares; 2018Q4: 262 shares; 2019Q1: 679 shares; 2019Q2: 188 shares; 2019Q3: 384 shares 384$35K<0.01%+196Timeline
SYNEOS HEALTH INCSYNEOS HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 984 shares; 2018Q2: 984 shares; 2018Q3: 521 shares; 2018Q4: 712 shares; 2019Q1: 549 shares; 2019Q2: 637 shares; 2019Q3: 660 shares 660$35K<0.01%+23
MERCMERCER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,790 shares; 2018Q2: 2,790 shares; 2018Q3: 6,855 shares; 2018Q4: 2,790 shares; 2019Q1: 2,790 shares; 2019Q2: 2,790 shares; 2019Q3: 2,790 shares 2,790$35K<0.01%0Timeline
AFEMFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,536 shares; 2018Q2: 2,536 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 400 shares; 2019Q2: 830 shares; 2019Q3: 600 shares 600$35K<0.01%-230Timeline
KVHIKVH INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 430 shares; 2019Q2: 430 shares; 2019Q3: 3,230 shares 3,230$35K<0.01%+2,800Timeline
DGRSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,692 shares; 2018Q2: 1,692 shares; 2018Q3: 1,462 shares; 2018Q4: 957 shares; 2019Q1: 962 shares; 2019Q2: 967 shares; 2019Q3: 971 shares 971$35K<0.01%+4Timeline
FPXIFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,100 shares; 2018Q2: 2,100 shares; 2018Q3: 2,569 shares; 2018Q4: 1,664 shares; 2019Q1: 1,449 shares; 2019Q2: 2,467 shares; 2019Q3: 965 shares 965$35K<0.01%-1,502Timeline
CBONVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,600 shares; 2018Q2: 1,600 shares; 2018Q3: 1,600 shares; 2018Q4: 1,600 shares; 2019Q1: 1,600 shares; 2019Q2: 1,600 shares; 2019Q3: 1,600 shares 1,600$35K<0.01%0Timeline
STRATEGYSTRATEGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,143 shares; 2018Q2: 1,143 shares; 2018Q3: 1,073 shares; 2018Q4: 1,225 shares; 2019Q1: 835 shares; 2019Q2: 835 shares; 2019Q3: 842 shares 842$35K<0.01%+7
SPARTANNASH COSPARTANNASH COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,854 shares; 2018Q2: 17,854 shares; 2018Q3: 19,780 shares; 2018Q4: 21,359 shares; 2019Q1: 18,079 shares; 2019Q2: 9,224 shares; 2019Q3: 2,949 shares 2,949$35K<0.01%-6,275
GSEWGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 715 shares; 2019Q1: 715 shares; 2019Q2: 715 shares; 2019Q3: 715 shares 715$34K<0.01%0Timeline
EFOREVERFORTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 580 shares; 2018Q4: 1,376 shares; 2019Q1: 1,161 shares; 2019Q2: 782 shares; 2019Q3: 537 shares 537$34K<0.01%-245Timeline
PKXPOSCO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,546 shares; 2018Q2: 1,546 shares; 2018Q3: 2,222 shares; 2018Q4: 786 shares; 2019Q1: 707 shares; 2019Q2: 710 shares; 2019Q3: 727 shares 727$34K<0.01%+17Timeline
SIGSIGNET JEWELERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,255 shares; 2018Q2: 2,255 shares; 2018Q3: 113 shares; 2018Q4: 950 shares; 2019Q1: 951 shares; 2019Q2: 1,951 shares; 2019Q3: 1,986 shares 1,986$34K<0.01%+35Timeline
KFRCKFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,018 shares; 2018Q2: 1,018 shares; 2018Q3: 744 shares; 2018Q4: 835 shares; 2019Q1: 964 shares; 2019Q2: 969 shares; 2019Q3: 901 shares 901$34K<0.01%-68Timeline
BRCBRADY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 525 shares; 2019Q2: 525 shares; 2019Q3: 631 shares 631$34K<0.01%+106Timeline
CNDTCONDUENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,623 shares; 2018Q2: 3,623 shares; 2018Q3: 3,172 shares; 2018Q4: 4,778 shares; 2019Q1: 5,985 shares; 2019Q2: 6,908 shares; 2019Q3: 5,439 shares 5,439$34K<0.01%-1,469Timeline
HOPEHOPE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,319 shares; 2018Q2: 1,319 shares; 2018Q3: 1,742 shares; 2018Q4: 2,002 shares; 2019Q1: 1,637 shares; 2019Q2: 1,958 shares; 2019Q3: 2,356 shares 2,356$34K<0.01%+398Timeline
XIFRXPLR INFRASTRUCTURE LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,166 shares; 2018Q2: 1,166 shares; 2018Q3: 759 shares; 2018Q4: 652 shares; 2019Q1: 652 shares; 2019Q2: 652 shares; 2019Q3: 652 shares 652$34K<0.01%0Timeline
MCNXAI MADISON EQUITY PREMIUM IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,625 shares; 2018Q2: 5,625 shares; 2018Q3: 6,525 shares; 2018Q4: 5,863 shares; 2019Q1: 5,896 shares; 2019Q2: 5,441 shares; 2019Q3: 5,441 shares 5,441$34K<0.01%0Timeline
MBWMMERCANTILE BK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 448 shares; 2018Q2: 448 shares; 2018Q3: 466 shares; 2018Q4: 582 shares; 2019Q1: 1,096 shares; 2019Q2: 1,097 shares; 2019Q3: 1,024 shares 1,024$34K<0.01%-73Timeline
MMIMARCUS & MILLICHAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,261 shares; 2018Q2: 1,261 shares; 2018Q3: 965 shares; 2018Q4: 1,093 shares; 2019Q1: 1,092 shares; 2019Q2: 1,092 shares; 2019Q3: 976 shares 976$34K<0.01%-116Timeline
VUSEETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 350 shares; 2018Q2: 350 shares; 2018Q3: 481 shares; 2018Q4: 1,108 shares; 2019Q1: 1,108 shares; 2019Q2: 1,108 shares; 2019Q3: 1,108 shares 1,108$34K<0.01%0Timeline
CRAKVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,328 shares; 2018Q2: 3,328 shares; 2018Q3: 3,328 shares; 2018Q4: 1,189 shares; 2019Q1: 1,189 shares; 2019Q2: 1,189 shares; 2019Q3: 1,189 shares 1,189$34K<0.01%0Timeline
ACESALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 500 shares; 2019Q1: 500 shares; 2019Q2: 593 shares; 2019Q3: 1,102 shares 1,102$34K<0.01%+509Timeline
SHAGWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 406 shares; 2018Q2: 406 shares; 2018Q3: 445 shares; 2018Q4: 497 shares; 2019Q1: 497 shares; 2019Q2: 504 shares; 2019Q3: 683 shares 683$34K<0.01%+179Timeline
ADVISORSHARESADVISORSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,374 shares; 2018Q2: 5,374 shares; 2018Q3: 5,795 shares; 2018Q4: 5,145 shares; 2019Q1: 8,145 shares; 2019Q2: 5,945 shares; 2019Q3: 5,145 shares 5,145$34K<0.01%-800
SRNESORRENTO THERAPEUTICS, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,075 shares; 2018Q2: 2,075 shares; 2018Q3: 15,725 shares; 2018Q4: 16,725 shares; 2019Q1: 15,725 shares; 2019Q2: 15,725 shares; 2019Q3: 15,725 shares 15,725$34K<0.01%0Timeline
TELLURIAN INC NEWTELLURIAN INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,059 shares; 2018Q2: 2,059 shares; 2018Q3: 3,593 shares; 2018Q4: 17,990 shares; 2019Q1: 1,251 shares; 2019Q2: 8,747 shares; 2019Q3: 4,063 shares 4,063$34K<0.01%-4,684
FERRO CORPFERRO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,950 shares; 2018Q2: 3,950 shares; 2018Q3: 3,677 shares; 2018Q4: 4,553 shares; 2019Q1: 4,330 shares; 2019Q2: 2,925 shares; 2019Q3: 2,885 shares 2,885$34K<0.01%-40
JUST ENERGY GROUP INCJUST ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,650 shares; 2018Q2: 9,650 shares; 2018Q3: 8,658 shares; 2018Q4: 14,092 shares; 2019Q1: 17,042 shares; 2019Q2: 19,028 shares; 2019Q3: 14,014 shares 14,014$34K<0.01%-5,014
EXPEAGLE MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,007 shares; 2018Q2: 4,007 shares; 2018Q3: 3,997 shares; 2018Q4: 1,997 shares; 2019Q1: 1,776 shares; 2019Q2: 1,542 shares; 2019Q3: 370 shares 370$33K<0.01%-1,172Timeline
PLMRPALOMAR HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 16 shares; 2019Q3: 836 shares 836$33K<0.01%+820Timeline
ADPTADAPTIVE BIOTECHNOLOGIES CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 216 shares; 2019Q3: 1,059 shares 1,059$33K<0.01%+843Timeline
PGREPARAMOUNT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 277 shares; 2018Q2: 277 shares; 2018Q3: not reported; 2018Q4: 5,063 shares; 2019Q1: 3,322 shares; 2019Q2: 4,068 shares; 2019Q3: 2,455 shares 2,455$33K<0.01%-1,613Timeline
CPERUNITED STS COMMODITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2,000 shares; 2019Q1: 2,072 shares; 2019Q2: 2,072 shares; 2019Q3: 2,072 shares 2,072$33K<0.01%0Timeline
CUBICUSTOMERS BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,602 shares; 2018Q2: 1,602 shares; 2018Q3: 1,502 shares; 2018Q4: 1,502 shares; 2019Q1: 1,502 shares; 2019Q2: 1,608 shares; 2019Q3: 1,608 shares 1,608$33K<0.01%0Timeline
GRAFTECH INTL LTDGRAFTECH INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 13,600 shares; 2018Q4: 2,232 shares; 2019Q1: 21,100 shares; 2019Q2: 21,953 shares; 2019Q3: 2,510 shares 2,510$33K<0.01%-19,443
VREXVAREX IMAGING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,025 shares; 2018Q2: 1,025 shares; 2018Q3: 947 shares; 2018Q4: 1,224 shares; 2019Q1: 1,215 shares; 2019Q2: 1,247 shares; 2019Q3: 1,149 shares 1,149$33K<0.01%-98Timeline
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 780 shares; 2018Q2: 780 shares; 2018Q3: 668 shares; 2018Q4: 1,191 shares; 2019Q1: 898 shares; 2019Q2: 617 shares; 2019Q3: 309 shares 309$33K<0.01%-308
IIGDINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,294 shares; 2018Q4: 1,306 shares; 2019Q1: 1,316 shares; 2019Q2: 1,265 shares; 2019Q3: 1,272 shares 1,272$33K<0.01%+7Timeline
GVIPGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 1,496 shares; 2018Q4: 872 shares; 2019Q1: 875 shares; 2019Q2: 600 shares; 2019Q3: 601 shares 601$33K<0.01%+1Timeline
TERRITORAL BANCORP INCTERRITORAL BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: not reported; 2018Q4: 1,031 shares; 2019Q1: 1,114 shares; 2019Q2: 1,071 shares; 2019Q3: 1,161 shares 1,161$33K<0.01%+90
HOSTESS BRANDS INCHOSTESS BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,027 shares; 2018Q2: 2,027 shares; 2018Q3: not reported; 2018Q4: 1,606 shares; 2019Q1: 1,757 shares; 2019Q2: 1,713 shares; 2019Q3: 2,387 shares 2,387$33K<0.01%+674
MBCNMIDDLEFIELD BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares; 2018Q3: 900 shares; 2018Q4: 900 shares; 2019Q1: 900 shares; 2019Q2: 700 shares; 2019Q3: 700 shares 700$33K<0.01%0Timeline
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,767 shares; 2018Q2: 8,767 shares; 2018Q3: 14,622 shares; 2018Q4: 15,422 shares; 2019Q1: 15,972 shares; 2019Q2: 11,790 shares; 2019Q3: 11,890 shares 11,890$33K<0.01%+100
CPFL ENERGIA SA SPONS ADRCPFL ENERGIA SA SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,881 shares; 2018Q2: 2,881 shares; 2018Q3: 2,904 shares; 2018Q4: 2,698 shares; 2019Q1: 2,104 shares; 2019Q2: 2,105 shares; 2019Q3: 2,105 shares 2,105$33K<0.01%0
BARCLAYS BANK PLCBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 200 shares; 2019Q1: 400 shares; 2019Q2: 400 shares; 2019Q3: 3,000 shares 3,000$33K<0.01%+2,600
INVESCO CURNCYSHS CHINESE REINVESCO CURNCYSHS CHINESE REQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 482 shares; 2019Q2: 482 shares; 2019Q3: 482 shares 482$33K<0.01%0
BARCLAYS BANK PLCBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 243 shares 243$33K<0.01%new
BLACKROCK TCP CAPITAL CORPBLACKROCK TCP CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 33,000 shares; 2019Q2: 33,000 shares; 2019Q3: 33,000 shares 33,000$33K<0.01%0
CAMTCAMTEK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,100 shares; 2018Q2: 4,100 shares; 2018Q3: 2,801 shares; 2018Q4: 3,601 shares; 2019Q1: 3,400 shares; 2019Q2: 3,400 shares; 2019Q3: 3,400 shares 3,400$32K<0.01%0Timeline
BGRBLACKROCK ENERGY & RES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,253 shares; 2018Q2: 8,253 shares; 2018Q3: 71,122 shares; 2018Q4: 6,151 shares; 2019Q1: 6,870 shares; 2019Q2: 4,335 shares; 2019Q3: 2,835 shares 2,835$32K<0.01%-1,500Timeline
CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 301 shares; 2018Q2: 301 shares; 2018Q3: 803 shares; 2018Q4: 1,503 shares; 2019Q1: 1,559 shares; 2019Q2: 509 shares; 2019Q3: 547 shares 547$32K<0.01%+38
IMMUNOMEDICS INCIMMUNOMEDICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,571 shares; 2018Q2: 4,571 shares; 2018Q3: 2,000 shares; 2018Q4: 34 shares; 2019Q1: 1,895 shares; 2019Q2: 1,914 shares; 2019Q3: 2,412 shares 2,412$32K<0.01%+498
ACCELERON PHARMA INCACCELERON PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 137 shares; 2018Q2: 137 shares; 2018Q3: 135 shares; 2018Q4: 578 shares; 2019Q1: 678 shares; 2019Q2: 678 shares; 2019Q3: 794 shares 794$32K<0.01%+116
VOYA NAT RES EQUITY INCOME FVOYA NAT RES EQUITY INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,243 shares; 2018Q2: 5,243 shares; 2018Q3: 4,003 shares; 2018Q4: 9,003 shares; 2019Q1: 5,003 shares; 2019Q2: 4,643 shares; 2019Q3: 8,273 shares 8,273$32K<0.01%+3,630
ATKRATKORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 450 shares; 2018Q4: 1,205 shares; 2019Q1: 899 shares; 2019Q2: 899 shares; 2019Q3: 1,052 shares 1,052$32K<0.01%+153Timeline
SMPSTANDARD MTR PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 175 shares; 2018Q2: 175 shares; 2018Q3: 499 shares; 2018Q4: 609 shares; 2019Q1: 641 shares; 2019Q2: 660 shares; 2019Q3: 652 shares 652$32K<0.01%-8Timeline
FFFUTUREFUEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 133 shares; 2018Q4: 203 shares; 2019Q1: 3,403 shares; 2019Q2: 2,803 shares; 2019Q3: 2,722 shares 2,722$32K<0.01%-81Timeline
VFLABRDN NATL MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,427 shares; 2018Q2: 3,427 shares; 2018Q3: 4,581 shares; 2018Q4: 5,038 shares; 2019Q1: 3,427 shares; 2019Q2: 2,900 shares; 2019Q3: 2,400 shares 2,400$32K<0.01%-500Timeline
PXIINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4,032 shares; 2018Q4: 1,682 shares; 2019Q1: 1,482 shares; 2019Q2: 1,301 shares; 2019Q3: 1,221 shares 1,221$32K<0.01%-80Timeline
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 463 shares; 2018Q2: 463 shares; 2018Q3: 276 shares; 2018Q4: 4,853 shares; 2019Q1: 6,058 shares; 2019Q2: 7,421 shares; 2019Q3: 3,745 shares 3,745$32K<0.01%-3,676
MFUSPIMCO EQUITY SERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 93 shares; 2018Q2: 93 shares; 2018Q3: 3,788 shares; 2018Q4: 2,452 shares; 2019Q1: 2,463 shares; 2019Q2: 2,240 shares; 2019Q3: 1,057 shares 1,057$32K<0.01%-1,183Timeline
EQRRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 775 shares; 2019Q2: 825 shares; 2019Q3: 825 shares 825$32K<0.01%0Timeline
EARNELLINGTON CREDIT COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares; 2018Q3: 3,000 shares; 2018Q4: 3,000 shares; 2019Q1: 3,000 shares; 2019Q2: 3,000 shares; 2019Q3: 3,000 shares 3,000$32K<0.01%0Timeline
LDSFFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,981 shares; 2019Q2: 1,693 shares; 2019Q3: 1,553 shares 1,553$32K<0.01%-140Timeline
TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 356 shares; 2018Q4: 645 shares; 2019Q1: 713 shares; 2019Q2: 728 shares; 2019Q3: 570 shares 570$32K<0.01%-158
CORNERSTONE ONDEMAND INC COMCORNERSTONE ONDEMAND INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 208 shares; 2018Q2: 208 shares; 2018Q3: 42 shares; 2018Q4: 462 shares; 2019Q1: 609 shares; 2019Q2: 595 shares; 2019Q3: 591 shares 591$32K<0.01%-4
PLYMPLYMOUTH INDUSTRIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,740 shares 1,740$32K<0.01%newTimeline
FINISAR CORPFINISAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 20,000 shares; 2019Q3: 32,000 shares 32,000$32K<0.01%+12,000
DELAWARE INVTS DIV & INCOMEDELAWARE INVTS DIV & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,715 shares; 2018Q2: 3,715 shares; 2018Q3: 500 shares; 2018Q4: 698 shares; 2019Q1: 698 shares; 2019Q2: 2,298 shares; 2019Q3: 2,298 shares 2,298$32K<0.01%0
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,100 shares; 2018Q2: 2,100 shares; 2018Q3: 2,100 shares; 2018Q4: 2,100 shares; 2019Q1: 2,100 shares; 2019Q2: 2,100 shares; 2019Q3: 2,100 shares 2,100$32K<0.01%0
CYTKCYTOKINETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,981 shares; 2018Q2: 3,981 shares; 2018Q3: 9,717 shares; 2018Q4: 9,666 shares; 2019Q1: 9,666 shares; 2019Q2: 2,666 shares; 2019Q3: 2,666 shares 2,666$31K<0.01%0Timeline
FRMEFIRST MERCHANTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,442 shares; 2018Q2: 14,442 shares; 2018Q3: 14,430 shares; 2018Q4: 14,987 shares; 2019Q1: 13,237 shares; 2019Q2: 795 shares; 2019Q3: 834 shares 834$31K<0.01%+39Timeline
ATROASTRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,552 shares; 2018Q2: 1,552 shares; 2018Q3: 1,378 shares; 2018Q4: 1,608 shares; 2019Q1: 1,193 shares; 2019Q2: 1,078 shares; 2019Q3: 1,078 shares 1,078$31K<0.01%0Timeline
BSTZBLACKROCK SCIENCE & TECHNOLOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,300 shares; 2019Q3: 1,500 shares 1,500$31K<0.01%-800Timeline
EWPISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 633 shares; 2018Q4: 500 shares; 2019Q1: 500 shares; 2019Q2: 788 shares; 2019Q3: 1,129 shares 1,129$31K<0.01%+341Timeline
JBTMJBT MAREL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 617 shares; 2018Q2: 617 shares; 2018Q3: 403 shares; 2018Q4: 537 shares; 2019Q1: 402 shares; 2019Q2: 335 shares; 2019Q3: 304 shares 304$31K<0.01%-31Timeline
LMATLEMAITRE VASCULAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,049 shares; 2018Q2: 1,049 shares; 2018Q3: 1,063 shares; 2018Q4: 1,347 shares; 2019Q1: 801 shares; 2019Q2: 804 shares; 2019Q3: 922 shares 922$31K<0.01%+118Timeline
UMBFUMB FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 955 shares; 2018Q2: 955 shares; 2018Q3: 989 shares; 2018Q4: 469 shares; 2019Q1: 429 shares; 2019Q2: 413 shares; 2019Q3: 485 shares 485$31K<0.01%+72Timeline
VLTINVESCO HIGH INCOME TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,306 shares; 2018Q2: 1,306 shares; 2018Q3: 306 shares; 2018Q4: 306 shares; 2019Q1: 306 shares; 2019Q2: 2,151 shares; 2019Q3: 2,151 shares 2,151$31K<0.01%0Timeline
LNNLINDSAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 363 shares; 2018Q2: 363 shares; 2018Q3: 261 shares; 2018Q4: 261 shares; 2019Q1: 527 shares; 2019Q2: 527 shares; 2019Q3: 338 shares 338$31K<0.01%-189Timeline
CATALENT INC USD 0.01CATALENT INC USD 0.01Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 183 shares; 2018Q2: 183 shares; 2018Q3: 573 shares; 2018Q4: 615 shares; 2019Q1: 463 shares; 2019Q2: 476 shares; 2019Q3: 657 shares 657$31K<0.01%+181
PRAAPRA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 694 shares; 2018Q2: 694 shares; 2018Q3: 941 shares; 2018Q4: 639 shares; 2019Q1: 244 shares; 2019Q2: 927 shares; 2019Q3: 927 shares 927$31K<0.01%0Timeline
COMPANHIA PARANAENSE ENERG CCOMPANHIA PARANAENSE ENERG CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 348 shares; 2018Q2: 348 shares; 2018Q3: 348 shares; 2018Q4: 359 shares; 2019Q1: 348 shares; 2019Q2: 1,230 shares; 2019Q3: 2,600 shares 2,600$31K<0.01%+1,370
U S SILICA HLDGS INCU S SILICA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,311 shares; 2018Q2: 2,311 shares; 2018Q3: 2,134 shares; 2018Q4: 2,882 shares; 2019Q1: 1,785 shares; 2019Q2: 3,235 shares; 2019Q3: 3,285 shares 3,285$31K<0.01%+50
JLSNUVEEN MORTGAGE AND INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 400 shares; 2019Q1: not reported; 2019Q2: 300 shares; 2019Q3: 1,350 shares 1,350$31K<0.01%+1,050Timeline
MCSMARCUS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 936 shares; 2018Q2: 936 shares; 2018Q3: 671 shares; 2018Q4: 1,195 shares; 2019Q1: 1,044 shares; 2019Q2: 1,200 shares; 2019Q3: 825 shares 825$31K<0.01%-375Timeline
EWZSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,475 shares; 2018Q2: 1,475 shares; 2018Q3: 2,525 shares; 2018Q4: 2,541 shares; 2019Q1: 4,274 shares; 2019Q2: 1,775 shares; 2019Q3: 1,775 shares 1,775$31K<0.01%0Timeline
RAVEN INDS INC COMRAVEN INDS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,649 shares; 2018Q2: 3,649 shares; 2018Q3: 3,753 shares; 2018Q4: 3,587 shares; 2019Q1: 3,331 shares; 2019Q2: 3,083 shares; 2019Q3: 923 shares 923$31K<0.01%-2,160
ANTARES PHARMA INCANTARES PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,860 shares; 2018Q2: 8,860 shares; 2018Q3: 6,860 shares; 2018Q4: 6,914 shares; 2019Q1: 6,260 shares; 2019Q2: 6,950 shares; 2019Q3: 9,260 shares 9,260$31K<0.01%+2,310
ATHERSYS INCATHERSYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 150,377 shares; 2018Q2: 150,377 shares; 2018Q3: 18,650 shares; 2018Q4: 22,650 shares; 2019Q1: 22,650 shares; 2019Q2: 23,450 shares; 2019Q3: 23,450 shares 23,450$31K<0.01%0
ARTYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 582 shares; 2019Q2: 582 shares; 2019Q3: 1,228 shares 1,228$30K<0.01%+646Timeline
BNDWVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 130 shares; 2019Q2: 131 shares; 2019Q3: 371 shares 371$30K<0.01%+240Timeline
GGALGRUPO FINANCIERO GALICIA S.AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 93 shares; 2018Q2: 93 shares; 2018Q3: 1,869 shares; 2018Q4: 1,580 shares; 2019Q1: 1,580 shares; 2019Q2: 1,733 shares; 2019Q3: 2,283 shares 2,283$30K<0.01%+550Timeline
ANAUTONATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 212 shares; 2018Q2: 212 shares; 2018Q3: 200 shares; 2018Q4: 315 shares; 2019Q1: 465 shares; 2019Q2: 1,038 shares; 2019Q3: 602 shares 602$30K<0.01%-436Timeline
TNETTRINET GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 646 shares; 2018Q2: 646 shares; 2018Q3: 543 shares; 2018Q4: 1,122 shares; 2019Q1: 800 shares; 2019Q2: 1,949 shares; 2019Q3: 490 shares 490$30K<0.01%-1,459Timeline
ESPRESPERION THERAPEUTICS INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,015 shares; 2018Q2: 1,015 shares; 2018Q3: 233 shares; 2018Q4: 1,047 shares; 2019Q1: 827 shares; 2019Q2: 827 shares; 2019Q3: 802 shares 802$30K<0.01%-25Timeline
CIOCITY OFFICE REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,140 shares; 2018Q2: 11,140 shares; 2018Q3: 2,000 shares; 2018Q4: 6,390 shares; 2019Q1: 10,253 shares; 2019Q2: 2,053 shares; 2019Q3: 2,053 shares 2,053$30K<0.01%0Timeline
FRDMEA SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,000 shares; 2019Q3: 1,175 shares 1,175$30K<0.01%+175Timeline
BVBRIGHTVIEW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 1,251 shares; 2019Q3: 1,720 shares 1,720$30K<0.01%+469Timeline
LITHIUM AMERICAS CORPLITHIUM AMERICAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,609 shares; 2018Q2: 13,609 shares; 2018Q3: 11,659 shares; 2018Q4: 11,659 shares; 2019Q1: 10,559 shares; 2019Q2: 9,059 shares; 2019Q3: 9,574 shares 9,574$30K<0.01%+515
TAUBMAN CTRS INCTAUBMAN CTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 204 shares; 2018Q2: 204 shares; 2018Q3: 131 shares; 2018Q4: 270 shares; 2019Q1: 288 shares; 2019Q2: 274 shares; 2019Q3: 737 shares 737$30K<0.01%+463
SHELL MIDSTREAM PARTNERS L PSHELL MIDSTREAM PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,250 shares; 2018Q4: 1,250 shares; 2019Q1: 1,250 shares; 2019Q2: 1,250 shares; 2019Q3: 1,464 shares 1,464$30K<0.01%+214
GOAUETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,290 shares; 2018Q2: 6,290 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,960 shares 1,960$30K<0.01%newTimeline
BJRIBJS RESTAURANTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,785 shares; 2018Q2: 1,785 shares; 2018Q3: 680 shares; 2018Q4: 761 shares; 2019Q1: 761 shares; 2019Q2: 761 shares; 2019Q3: 761 shares 761$30K<0.01%0Timeline
SSPSCRIPPS E W CO OHIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,728 shares; 2018Q2: 2,728 shares; 2018Q3: 2,384 shares; 2018Q4: 2,263 shares; 2019Q1: 2,263 shares; 2019Q2: 2,249 shares; 2019Q3: 2,245 shares 2,245$30K<0.01%-4Timeline
USPXFRANKLIN TEMPLETON ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 652 shares; 2018Q2: 652 shares; 2018Q3: 460 shares; 2018Q4: 970 shares; 2019Q1: 970 shares; 2019Q2: 935 shares; 2019Q3: 935 shares 935$30K<0.01%0Timeline
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,530 shares; 2018Q2: 1,530 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 440 shares; 2019Q3: 1,940 shares 1,940$30K<0.01%+1,500
CHINA EASTN AIRLS LTDCHINA EASTN AIRLS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,400 shares; 2018Q4: 3,550 shares; 2019Q1: 4,000 shares; 2019Q2: 4,940 shares; 2019Q3: 1,240 shares 1,240$30K<0.01%-3,700
TAILORED BRANDS INCTAILORED BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,095 shares; 2018Q2: 1,095 shares; 2018Q3: 295 shares; 2018Q4: 345 shares; 2019Q1: 295 shares; 2019Q2: 2,295 shares; 2019Q3: 6,867 shares 6,867$30K<0.01%+4,572
DBX ETF TRDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,287 shares; 2019Q3: 1,287 shares 1,287$30K<0.01%0
ADESTO TECHNOLOGIES CORPADESTO TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,500 shares; 2018Q4: 3,000 shares; 2019Q1: 3,500 shares; 2019Q2: 3,500 shares; 2019Q3: 3,500 shares 3,500$30K<0.01%0
POLARITYTE INCPOLARITYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 9,420 shares; 2018Q4: 9,220 shares; 2019Q1: 14,220 shares; 2019Q2: 9,220 shares; 2019Q3: 9,220 shares 9,220$30K<0.01%0
IMOIMPERIAL OIL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 324 shares; 2018Q2: 324 shares; 2018Q3: 1,427 shares; 2018Q4: 1,129 shares; 2019Q1: 1,430 shares; 2019Q2: 1,432 shares; 2019Q3: 1,112 shares 1,112$29K<0.01%-320Timeline
VSHVISHAY INTERTECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,140 shares; 2018Q2: 3,140 shares; 2018Q3: 2,217 shares; 2018Q4: 2,115 shares; 2019Q1: 2,109 shares; 2019Q2: 2,013 shares; 2019Q3: 1,711 shares 1,711$29K<0.01%-302Timeline
HIMXHIMAX TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,243 shares; 2018Q2: 14,243 shares; 2018Q3: 14,256 shares; 2018Q4: 14,256 shares; 2019Q1: 13,822 shares; 2019Q2: 13,756 shares; 2019Q3: 12,816 shares 12,816$29K<0.01%-940Timeline
IBOCINTERNATIONAL BANCSHARES CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 735 shares; 2018Q2: 735 shares; 2018Q3: 735 shares; 2018Q4: 748 shares; 2019Q1: 748 shares; 2019Q2: 748 shares; 2019Q3: 748 shares 748$29K<0.01%0Timeline
VFVAVANGUARD WELLINGTON FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 470 shares; 2019Q1: 470 shares; 2019Q2: 470 shares; 2019Q3: 395 shares 395$29K<0.01%-75Timeline
POSTPOST HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 56 shares; 2018Q2: 56 shares; 2018Q3: 109 shares; 2018Q4: 124 shares; 2019Q1: 291 shares; 2019Q2: 350 shares; 2019Q3: 287 shares 287$29K<0.01%-63Timeline
QLDPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 402 shares; 2019Q3: 296 shares 296$29K<0.01%-106Timeline
PIONEER DIVERSIFIED HIGH IN…PIONEER DIVERSIFIED HIGH INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares; 2019Q1: 2,000 shares; 2019Q2: 2,000 shares; 2019Q3: 2,000 shares 2,000$29K<0.01%0
DOMTAR CORPDOMTAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 746 shares; 2018Q2: 746 shares; 2018Q3: 441 shares; 2018Q4: 930 shares; 2019Q1: 1,263 shares; 2019Q2: 1,156 shares; 2019Q3: 821 shares 821$29K<0.01%-335
XDHYXCREDIT SUISSE HIGH YIELD CREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,493 shares; 2018Q2: 10,493 shares; 2018Q3: 10,734 shares; 2018Q4: 11,042 shares; 2019Q1: 11,168 shares; 2019Q2: 11,290 shares; 2019Q3: 11,414 shares 11,414$29K<0.01%+124Timeline
ONLNPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,300 shares; 2018Q4: 1,300 shares; 2019Q1: 1,000 shares; 2019Q2: 1,050 shares; 2019Q3: 850 shares 850$29K<0.01%-200Timeline
AMWDAMERICAN WOODMARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,661 shares; 2018Q2: 34,661 shares; 2018Q3: 4,470 shares; 2018Q4: 272 shares; 2019Q1: 351 shares; 2019Q2: 351 shares; 2019Q3: 327 shares 327$29K<0.01%-24Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,988 shares; 2018Q2: 5,988 shares; 2018Q3: 3,400 shares; 2018Q4: 4,611 shares; 2019Q1: 5,010 shares; 2019Q2: 3,404 shares; 2019Q3: 3,311 shares 3,311$29K<0.01%-93
SYKES ENTERPRISES INC COMSYKES ENTERPRISES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 665 shares; 2018Q2: 665 shares; 2018Q3: 838 shares; 2018Q4: 935 shares; 2019Q1: 1,052 shares; 2019Q2: 1,038 shares; 2019Q3: 951 shares 951$29K<0.01%-87
PLANTRONICS INC NEWPLANTRONICS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 601 shares; 2018Q2: 601 shares; 2018Q3: 582 shares; 2018Q4: 900 shares; 2019Q1: 712 shares; 2019Q2: 4,440 shares; 2019Q3: 793 shares 793$29K<0.01%-3,647
NOVELLUS SYS INCNOVELLUS SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 4,000 shares; 2019Q1: 4,000 shares; 2019Q2: 4,000 shares; 2019Q3: 4,000 shares 4,000$29K<0.01%0
SANDRIDGE PERMIAN TRSANDRIDGE PERMIAN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,789 shares; 2018Q2: 5,789 shares; 2018Q3: 14,529 shares; 2018Q4: 14,599 shares; 2019Q1: 21,653 shares; 2019Q2: 14,701 shares; 2019Q3: 16,277 shares 16,277$29K<0.01%+1,576
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,797 shares; 2018Q2: 4,797 shares; 2018Q3: 3,429 shares; 2018Q4: 2,107 shares; 2019Q1: 2,107 shares; 2019Q2: 1,922 shares; 2019Q3: 1,900 shares 1,900$29K<0.01%-22
FORTERRA INCFORTERRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares; 2018Q3: 3,000 shares; 2018Q4: 4,000 shares; 2019Q1: 4,000 shares; 2019Q2: 4,000 shares; 2019Q3: 4,000 shares 4,000$29K<0.01%0
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 95 shares; 2018Q2: 95 shares; 2018Q3: 200 shares; 2018Q4: 100 shares; 2019Q1: 144 shares; 2019Q2: 1,100 shares; 2019Q3: 1,688 shares 1,688$29K<0.01%+588
VIPSVIPSHOP HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 54,982 shares; 2018Q2: 54,982 shares; 2018Q3: 1,070 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,954 shares; 2019Q3: 3,108 shares 3,108$28K<0.01%-846Timeline
RUSHARUSH ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 877 shares; 2018Q2: 877 shares; 2018Q3: 788 shares; 2018Q4: 682 shares; 2019Q1: 731 shares; 2019Q2: 731 shares; 2019Q3: 731 shares 731$28K<0.01%0Timeline
ARESARES MANAGEMENT CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2,685 shares; 2019Q1: 2,453 shares; 2019Q2: 348 shares; 2019Q3: 1,048 shares 1,048$28K<0.01%+700Timeline
DSXDIANA SHIPPING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,308 shares; 2018Q2: 6,308 shares; 2018Q3: 4,874 shares; 2018Q4: 4,875 shares; 2019Q1: 8,375 shares; 2019Q2: 7,975 shares; 2019Q3: 8,414 shares 8,414$28K<0.01%+439Timeline
NGDNEW GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 37,314 shares; 2018Q2: 37,314 shares; 2018Q3: 32,014 shares; 2018Q4: 28,914 shares; 2019Q1: 28,914 shares; 2019Q2: 27,995 shares; 2019Q3: 27,995 shares 27,995$28K<0.01%0Timeline
DBOINVESCO DB MULTI-SECTOR COMMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 46,203 shares; 2018Q4: 10,764 shares; 2019Q1: 9,764 shares; 2019Q2: 3,243 shares; 2019Q3: 2,883 shares 2,883$28K<0.01%-360Timeline
SNPEDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,120 shares 1,120$28K<0.01%newTimeline
RSPNINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5,227 shares; 2018Q4: 4,918 shares; 2019Q1: 4,752 shares; 2019Q2: 347 shares; 2019Q3: 225 shares 225$28K<0.01%-122Timeline
CSIQCANADIAN SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 700 shares; 2018Q3: 700 shares; 2018Q4: 800 shares; 2019Q1: 450 shares; 2019Q2: 500 shares; 2019Q3: 1,480 shares 1,480$28K<0.01%+980Timeline
PBF LOGISTICS LPPBF LOGISTICS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 279 shares; 2018Q2: 279 shares; 2018Q3: 279 shares; 2018Q4: 279 shares; 2019Q1: 279 shares; 2019Q2: 279 shares; 2019Q3: 1,329 shares 1,329$28K<0.01%+1,050
WASHINGTON PRIME GROUP NEWWASHINGTON PRIME GROUP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,163 shares; 2018Q2: 1,163 shares; 2018Q3: 3,016 shares; 2018Q4: 4,539 shares; 2019Q1: 6,100 shares; 2019Q2: 6,043 shares; 2019Q3: 6,968 shares 6,968$28K<0.01%+925
OSURORASURE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,558 shares; 2018Q2: 7,558 shares; 2018Q3: 5,500 shares; 2018Q4: 5,717 shares; 2019Q1: 5,859 shares; 2019Q2: 3,926 shares; 2019Q3: 3,756 shares 3,756$28K<0.01%-170Timeline
THFFFIRST FINANCIAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,353 shares; 2018Q2: 7,353 shares; 2018Q3: 811 shares; 2018Q4: 786 shares; 2019Q1: 786 shares; 2019Q2: 786 shares; 2019Q3: 651 shares 651$28K<0.01%-135Timeline
TECLDIREXION SHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 164 shares; 2018Q2: 164 shares; 2018Q3: 165 shares; 2018Q4: 165 shares; 2019Q1: 165 shares; 2019Q2: 165 shares; 2019Q3: 165 shares 165$28K<0.01%0Timeline
EPR PPTYSEPR PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,050 shares; 2018Q2: 1,050 shares; 2018Q3: 1,050 shares; 2018Q4: 1,050 shares; 2019Q1: 850 shares; 2019Q2: 850 shares; 2019Q3: 850 shares 850$28K<0.01%0
LFEQVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 700 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$28K<0.01%0Timeline
VNCEVINCE HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares; 2018Q3: 1,500 shares; 2018Q4: 1,500 shares; 2019Q1: 1,500 shares; 2019Q2: 1,500 shares; 2019Q3: 1,500 shares 1,500$28K<0.01%0Timeline
GAACAMBRIA ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,022 shares; 2018Q2: 1,022 shares; 2018Q3: 1,022 shares; 2018Q4: 1,022 shares; 2019Q1: 1,022 shares; 2019Q2: 1,022 shares; 2019Q3: 1,022 shares 1,022$28K<0.01%0Timeline
ATLANTIC PWR CORPATLANTIC PWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,936 shares; 2018Q2: 14,936 shares; 2018Q3: 11,445 shares; 2018Q4: 12,377 shares; 2019Q1: 12,552 shares; 2019Q2: 12,681 shares; 2019Q3: 12,234 shares 12,234$28K<0.01%-447
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,064 shares; 2018Q2: 1,064 shares; 2018Q3: 1,121 shares; 2018Q4: 1,152 shares; 2019Q1: 1,481 shares; 2019Q2: 1,515 shares; 2019Q3: 1,542 shares 1,542$28K<0.01%+27
DUFF &amp; PHELPSDUFF &amp; PHELPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,015 shares; 2018Q2: 3,015 shares; 2018Q3: 3,042 shares; 2018Q4: 3,056 shares; 2019Q1: 3,071 shares; 2019Q2: 3,085 shares; 2019Q3: 3,098 shares 3,098$28K<0.01%+13
CYBEROPTICS CORP COMCYBEROPTICS CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,635 shares; 2018Q2: 1,635 shares; 2018Q3: 805 shares; 2018Q4: 805 shares; 2019Q1: 805 shares; 2019Q2: 1,655 shares; 2019Q3: 1,975 shares 1,975$28K<0.01%+320
SPARTAN MTRS INCSPARTAN MTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,100 shares; 2018Q2: 2,100 shares; 2018Q3: 2,100 shares; 2018Q4: 2,100 shares; 2019Q1: 2,100 shares; 2019Q2: 2,100 shares; 2019Q3: 2,100 shares 2,100$28K<0.01%0
SPDR SER TRSPDR SER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 341 shares; 2018Q4: 912 shares; 2019Q1: 3,294 shares; 2019Q2: 8,709 shares; 2019Q3: 356 shares 356$28K<0.01%-8,353
WISDOMTREE TRWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,006 shares 1,006$28K<0.01%new
APAMARTISAN PARTNERS ASSET MGMTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 270 shares; 2018Q2: 270 shares; 2018Q3: 728 shares; 2018Q4: 459 shares; 2019Q1: 798 shares; 2019Q2: 1,509 shares; 2019Q3: 956 shares 956$27K<0.01%-553Timeline
FIXCOMFORT SYS USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 783 shares; 2018Q2: 783 shares; 2018Q3: 564 shares; 2018Q4: 1,066 shares; 2019Q1: 957 shares; 2019Q2: 831 shares; 2019Q3: 605 shares 605$27K<0.01%-226Timeline
VRIGINVESCO ACTIVELY MANAGED EXCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 551 shares; 2019Q2: not reported; 2019Q3: 1,068 shares 1,068$27K<0.01%newTimeline
TDSTELEPHONE & DATA SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,288 shares; 2018Q2: 1,288 shares; 2018Q3: 324 shares; 2018Q4: 2,426 shares; 2019Q1: 1,603 shares; 2019Q2: 1,218 shares; 2019Q3: 1,061 shares 1,061$27K<0.01%-157Timeline
AAONAAON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 580 shares; 2018Q2: 580 shares; 2018Q3: 414 shares; 2018Q4: 748 shares; 2019Q1: 610 shares; 2019Q2: 611 shares; 2019Q3: 577 shares 577$27K<0.01%-34Timeline
CPRICAPRI HOLDINGS LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 962 shares; 2019Q2: 835 shares; 2019Q3: 817 shares 817$27K<0.01%-18Timeline
PACGRUPO AEROPORTUNARIO DEL PACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 510 shares; 2018Q2: 510 shares; 2018Q3: 127 shares; 2018Q4: 128 shares; 2019Q1: 260 shares; 2019Q2: 225 shares; 2019Q3: 279 shares 279$27K<0.01%+54Timeline
TCBITEXAS CAP BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 338 shares; 2018Q2: 338 shares; 2018Q3: 424 shares; 2018Q4: 697 shares; 2019Q1: 808 shares; 2019Q2: 545 shares; 2019Q3: 479 shares 479$27K<0.01%-66Timeline
CCSCENTURY COMMUNITIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,025 shares; 2018Q2: 9,025 shares; 2018Q3: 4,000 shares; 2018Q4: 515 shares; 2019Q1: 767 shares; 2019Q2: 15 shares; 2019Q3: 895 shares 895$27K<0.01%+880Timeline
GREAT WESTN BANCORP INCGREAT WESTN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,300 shares; 2018Q2: 1,300 shares; 2018Q3: 510 shares; 2018Q4: 605 shares; 2019Q1: 670 shares; 2019Q2: 945 shares; 2019Q3: 811 shares 811$27K<0.01%-134
AMC ENTMT HLDGS INCAMC ENTMT HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 108 shares; 2018Q4: 282 shares; 2019Q1: 2,250 shares; 2019Q2: 2,532 shares; 2019Q3: 2,534 shares 2,534$27K<0.01%+2
PFOFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,035 shares; 2018Q2: 2,035 shares; 2018Q3: 2,035 shares; 2018Q4: 2,035 shares; 2019Q1: 2,965 shares; 2019Q2: 2,981 shares; 2019Q3: 2,202 shares 2,202$27K<0.01%-779Timeline
MEIMETHODE ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,975 shares; 2018Q2: 1,975 shares; 2018Q3: 909 shares; 2018Q4: 952 shares; 2019Q1: 1,457 shares; 2019Q2: 3,077 shares; 2019Q3: 786 shares 786$27K<0.01%-2,291Timeline
MSBIMIDLAND STATES BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,038 shares; 2019Q1: 1,038 shares; 2019Q2: 1,038 shares; 2019Q3: 1,038 shares 1,038$27K<0.01%0Timeline
VEGIISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,700 shares; 2018Q2: 1,700 shares; 2018Q3: 1,700 shares; 2018Q4: 1,700 shares; 2019Q1: 1,200 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$27K<0.01%0Timeline
SACHSACHEM CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 22,953 shares; 2018Q4: 29,430 shares; 2019Q1: 30,425 shares; 2019Q2: 31,079 shares; 2019Q3: 5,832 shares 5,832$27K<0.01%-25,247Timeline
EMDVPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 265 shares; 2018Q2: 265 shares; 2018Q3: 578 shares; 2018Q4: 478 shares; 2019Q1: 478 shares; 2019Q2: 478 shares; 2019Q3: 485 shares 485$27K<0.01%+7Timeline
SENSEONICS HLDGS INCSENSEONICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,744 shares; 2018Q2: 11,744 shares; 2018Q3: 14,744 shares; 2018Q4: 15,544 shares; 2019Q1: 14,544 shares; 2019Q2: 14,544 shares; 2019Q3: 26,544 shares 26,544$27K<0.01%+12,000
2U INC2U INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 450 shares; 2018Q2: 450 shares; 2018Q3: 1,441 shares; 2018Q4: 638 shares; 2019Q1: 1,240 shares; 2019Q2: 1,132 shares; 2019Q3: 1,673 shares 1,673$27K<0.01%+541
HALLMARK FINL SERVICES INCHALLMARK FINL SERVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9 shares; 2019Q3: 1,434 shares 1,434$27K<0.01%+1,425
SHARPS COMPLIANCE CORPSHARPS COMPLIANCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,622 shares; 2018Q2: 6,622 shares; 2018Q3: 5,160 shares; 2018Q4: 4,515 shares; 2019Q1: 6,515 shares; 2019Q2: 7,293 shares; 2019Q3: 6,515 shares 6,515$27K<0.01%-778
ELMIRA SVGS BK ELMIRA N YELMIRA SVGS BK ELMIRA N YQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,800 shares; 2018Q2: 1,800 shares; 2018Q3: 1,890 shares; 2018Q4: 1,890 shares; 2019Q1: 1,890 shares; 2019Q2: 1,890 shares; 2019Q3: 1,890 shares 1,890$27K<0.01%0
SPRAGUE RES LPSPRAGUE RES LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,600 shares; 2018Q4: 1,600 shares; 2019Q1: 1,500 shares; 2019Q2: 1,500 shares; 2019Q3: 1,500 shares 1,500$27K<0.01%0
BMC STK HLDGS INCBMC STK HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 133 shares; 2018Q2: 133 shares; 2018Q3: 125 shares; 2018Q4: 156 shares; 2019Q1: 225 shares; 2019Q2: 825 shares; 2019Q3: 1,114 shares 1,114$27K<0.01%+289
JANUS DETROIT STR TRJANUS DETROIT STR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 958 shares; 2018Q2: 958 shares; 2018Q3: 1,551 shares; 2018Q4: 1,755 shares; 2019Q1: 1,301 shares; 2019Q2: 1,321 shares; 2019Q3: 1,121 shares 1,121$27K<0.01%-200
HV BANCORPHV BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,800 shares; 2019Q3: 1,800 shares 1,800$27K<0.01%0
NATIXIS ETF TRNATIXIS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 614 shares; 2019Q3: 614 shares 614$27K<0.01%0
CUSHING ENERGY INCOMECUSHING ENERGY INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,968 shares; 2018Q2: 3,968 shares; 2018Q3: 3,878 shares; 2018Q4: 3,728 shares; 2019Q1: 3,818 shares; 2019Q2: 3,818 shares; 2019Q3: 4,354 shares 4,354$27K<0.01%+536
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 930 shares; 2019Q3: 930 shares 930$27K<0.01%0
UNFIUNITED NAT FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,692 shares; 2018Q2: 2,692 shares; 2018Q3: 3,651 shares; 2018Q4: 2,037 shares; 2019Q1: 1,188 shares; 2019Q2: 1,630 shares; 2019Q3: 2,271 shares 2,271$26K<0.01%+641Timeline
ALRMALARM COM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 929 shares; 2018Q2: 929 shares; 2018Q3: 470 shares; 2018Q4: 2,017 shares; 2019Q1: 5,512 shares; 2019Q2: 931 shares; 2019Q3: 571 shares 571$26K<0.01%-360Timeline
LOGILOGITECH INTL S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 384 shares; 2018Q4: 432 shares; 2019Q1: 432 shares; 2019Q2: 804 shares; 2019Q3: 652 shares 652$26K<0.01%-152Timeline
RAMPLIVERAMP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 705 shares; 2019Q1: 605 shares; 2019Q2: 605 shares; 2019Q3: 605 shares 605$26K<0.01%0Timeline
NTSXWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 927 shares 927$26K<0.01%newTimeline
AGXARGAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 650 shares; 2019Q3: 650 shares 650$26K<0.01%0Timeline
SSLSASOL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,858 shares; 2018Q2: 1,858 shares; 2018Q3: 1,986 shares; 2018Q4: 1,583 shares; 2019Q1: 1,543 shares; 2019Q2: 1,402 shares; 2019Q3: 1,520 shares 1,520$26K<0.01%+118Timeline
GLNGGOLAR LNG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 450 shares; 2018Q4: 350 shares; 2019Q1: 942 shares; 2019Q2: 1,584 shares; 2019Q3: 2,001 shares 2,001$26K<0.01%+417Timeline
PRSUPURSUIT ATTRACTIONS AND HOSPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 330 shares; 2018Q2: 330 shares; 2018Q3: 330 shares; 2018Q4: 381 shares; 2019Q1: 381 shares; 2019Q2: 381 shares; 2019Q3: 381 shares 381$26K<0.01%0Timeline
TBCHTURTLE BEACH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,446 shares; 2018Q4: 2,174 shares; 2019Q1: 7,506 shares; 2019Q2: 5,143 shares; 2019Q3: 2,158 shares 2,158$26K<0.01%-2,985Timeline
UFCSUNITED FIRE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 477 shares; 2018Q2: 477 shares; 2018Q3: 590 shares; 2018Q4: 540 shares; 2019Q1: 543 shares; 2019Q2: 546 shares; 2019Q3: 549 shares 549$26K<0.01%+3Timeline
FBNCFIRST BANCORP N CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,059 shares; 2018Q2: 1,059 shares; 2018Q3: 760 shares; 2018Q4: 1,196 shares; 2019Q1: 1,304 shares; 2019Q2: 1,073 shares; 2019Q3: 714 shares 714$26K<0.01%-359Timeline
MIYBLACKROCK MUNIYIELD MICH QUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,576 shares; 2018Q2: 6,576 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,322 shares; 2019Q3: 1,835 shares 1,835$26K<0.01%+513Timeline
HIHILLENBRAND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 288 shares; 2018Q2: 288 shares; 2018Q3: 707 shares; 2018Q4: 609 shares; 2019Q1: 788 shares; 2019Q2: 789 shares; 2019Q3: 837 shares 837$26K<0.01%+48Timeline
FLQSFRANKLIN TEMPLETON ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 475 shares; 2019Q1: 655 shares; 2019Q2: 930 shares; 2019Q3: 930 shares 930$26K<0.01%0Timeline
UBTPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 248 shares 248$26K<0.01%newTimeline
SPIRIT MTA REITSPIRIT MTA REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4,348 shares; 2018Q4: 3,828 shares; 2019Q1: 4,098 shares; 2019Q2: 3,022 shares; 2019Q3: 3,082 shares 3,082$26K<0.01%+60
VITAL ENERGY INCVITAL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,075 shares; 2018Q2: 1,075 shares; 2018Q3: 1,115 shares; 2018Q4: 4,106 shares; 2019Q1: 3,045 shares; 2019Q2: 5,412 shares; 2019Q3: 10,964 shares 10,964$26K<0.01%+5,552
AVID BIOSERVICES INCAVID BIOSERVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,198 shares; 2018Q2: 1,198 shares; 2018Q3: 1,805 shares; 2018Q4: 297 shares; 2019Q1: 297 shares; 2019Q2: 297 shares; 2019Q3: 4,827 shares 4,827$26K<0.01%+4,530
GLATFELTERGLATFELTERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 107 shares; 2018Q2: 107 shares; 2018Q3: 136 shares; 2018Q4: 350 shares; 2019Q1: 350 shares; 2019Q2: 669 shares; 2019Q3: 1,732 shares 1,732$26K<0.01%+1,063
Constellation Brands Inc Cl…Constellation Brands Inc Cl BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 150 shares; 2019Q3: 122 shares 122$26K<0.01%-28
NEPTUNE WELLNESS SOLUTIONS INEPTUNE WELLNESS SOLUTIONS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,363 shares; 2019Q2: 5,763 shares; 2019Q3: 7,113 shares 7,113$26K<0.01%+1,350
HABIT RESTAURANTS INCHABIT RESTAURANTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,350 shares; 2018Q2: 1,350 shares; 2018Q3: 7,314 shares; 2018Q4: 1,350 shares; 2019Q1: 3,000 shares; 2019Q2: 3,000 shares; 2019Q3: 3,000 shares 3,000$26K<0.01%0
INDEXIQ ETF TRINDEXIQ ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,006 shares; 2018Q4: 1,006 shares; 2019Q1: 1,017 shares; 2019Q2: 1,022 shares; 2019Q3: 1,029 shares 1,029$26K<0.01%+7
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,090 shares; 2019Q3: 1,090 shares 1,090$26K<0.01%0
CYRXCRYOPORT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 917 shares; 2018Q2: 917 shares; 2018Q3: 917 shares; 2018Q4: 917 shares; 2019Q1: 1,017 shares; 2019Q2: 919 shares; 2019Q3: 1,511 shares 1,511$25K<0.01%+592Timeline
ESTCELASTIC N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 250 shares; 2019Q2: 250 shares; 2019Q3: 300 shares 300$25K<0.01%+50Timeline
FVRRFIVERR INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,300 shares; 2019Q3: 1,336 shares 1,336$25K<0.01%+36Timeline
OBDCBLUE OWL CAPITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,600 shares 1,600$25K<0.01%newTimeline
WTWISDOMTREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,617 shares; 2018Q2: 1,617 shares; 2018Q3: 1,000 shares; 2018Q4: 6,053 shares; 2019Q1: 5,135 shares; 2019Q2: 5,635 shares; 2019Q3: 4,752 shares 4,752$25K<0.01%-883Timeline
KELYAKELLY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,541 shares; 2018Q2: 1,541 shares; 2018Q3: 1,439 shares; 2018Q4: 1,284 shares; 2019Q1: 970 shares; 2019Q2: 1,022 shares; 2019Q3: 1,020 shares 1,020$25K<0.01%-2Timeline
RGNXREGENXBIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares; 2018Q4: 300 shares; 2019Q1: 400 shares; 2019Q2: 400 shares; 2019Q3: 700 shares 700$25K<0.01%+300Timeline
BP MIDSTREAM PARTNERS LPBP MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,592 shares; 2018Q4: 1,859 shares; 2019Q1: 1,883 shares; 2019Q2: 1,657 shares; 2019Q3: 1,685 shares 1,685$25K<0.01%+28
INVAINNOVIVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,495 shares; 2018Q2: 3,495 shares; 2018Q3: 6,434 shares; 2018Q4: 7,120 shares; 2019Q1: 2,687 shares; 2019Q2: 2,563 shares; 2019Q3: 2,334 shares 2,334$25K<0.01%-229Timeline
NRCNRC HEALTHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 250 shares; 2018Q4: 250 shares; 2019Q1: 303 shares; 2019Q2: 439 shares; 2019Q3: 439 shares 439$25K<0.01%0Timeline
GRPMINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,587 shares; 2018Q4: 1,507 shares; 2019Q1: 1,259 shares; 2019Q2: 596 shares; 2019Q3: 400 shares 400$25K<0.01%-196Timeline
ASAASA GOLD AND PRECIOUS MTLS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 984 shares; 2018Q2: 984 shares; 2018Q3: 1,161 shares; 2018Q4: 1,161 shares; 2019Q1: 1,161 shares; 2019Q2: 561 shares; 2019Q3: 2,061 shares 2,061$25K<0.01%+1,500Timeline
PFIGINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 140 shares; 2018Q4: 140 shares; 2019Q1: 418 shares; 2019Q2: 418 shares; 2019Q3: 968 shares 968$25K<0.01%+550Timeline
NETLETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 900 shares; 2019Q3: 900 shares 900$25K<0.01%0Timeline
KEMQKRANESHARES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,130 shares; 2019Q3: 1,130 shares 1,130$25K<0.01%0Timeline
EMCRDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 200 shares; 2019Q2: 949 shares; 2019Q3: 963 shares 963$25K<0.01%+14Timeline
ENSTAR GROUP LIMITEDENSTAR GROUP LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 140 shares; 2018Q2: 140 shares; 2018Q3: 139 shares; 2018Q4: 139 shares; 2019Q1: 139 shares; 2019Q2: 139 shares; 2019Q3: 132 shares 132$25K<0.01%-7
CALAMP CORPCALAMP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,141 shares; 2018Q2: 6,141 shares; 2018Q3: 3,926 shares; 2018Q4: 3,941 shares; 2019Q1: 4,573 shares; 2019Q2: 3,157 shares; 2019Q3: 2,123 shares 2,123$25K<0.01%-1,034
GROUPON INCGROUPON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,575 shares; 2018Q2: 15,575 shares; 2018Q3: 25,548 shares; 2018Q4: 26,120 shares; 2019Q1: 11,813 shares; 2019Q2: 9,413 shares; 2019Q3: 9,362 shares 9,362$25K<0.01%-51
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares; 2019Q1: 4,466 shares; 2019Q2: 4,195 shares; 2019Q3: 4,195 shares 4,195$25K<0.01%0
PENNEY J C INCPENNEY J C INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,027 shares; 2018Q2: 34,027 shares; 2018Q3: 26,512 shares; 2018Q4: 48,212 shares; 2019Q1: 25,640 shares; 2019Q2: 27,260 shares; 2019Q3: 27,407 shares 27,407$25K<0.01%+147
FIRST TR BICK INDEX FDFIRST TR BICK INDEX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,076 shares; 2018Q2: 8,076 shares; 2018Q3: 8,565 shares; 2018Q4: 9,709 shares; 2019Q1: 10,689 shares; 2019Q2: 10,310 shares; 2019Q3: 973 shares 973$25K<0.01%-9,337
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,300 shares; 2019Q2: 4,300 shares; 2019Q3: 5,300 shares 5,300$25K<0.01%+1,000
CAROLINA FINL CORP NEWCAROLINA FINL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 391 shares; 2018Q2: 391 shares; 2018Q3: 416 shares; 2018Q4: 717 shares; 2019Q1: 782 shares; 2019Q2: 782 shares; 2019Q3: 700 shares 700$25K<0.01%-82
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 843 shares; 2019Q3: 843 shares 843$25K<0.01%0
TMPTOMPKINS FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 301 shares; 2018Q2: 301 shares; 2018Q3: 301 shares; 2018Q4: 301 shares; 2019Q1: 401 shares; 2019Q2: 301 shares; 2019Q3: 301 shares 301$24K<0.01%0Timeline
LADLITHIA MTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,834 shares; 2018Q2: 1,834 shares; 2018Q3: 118 shares; 2018Q4: 157 shares; 2019Q1: 711 shares; 2019Q2: 1,229 shares; 2019Q3: 178 shares 178$24K<0.01%-1,051Timeline
HMYHARMONY GOLD MNG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,070 shares; 2018Q2: 2,070 shares; 2018Q3: 8,203 shares; 2018Q4: 8,203 shares; 2019Q1: 8,494 shares; 2019Q2: 8,294 shares; 2019Q3: 8,291 shares 8,291$24K<0.01%-3Timeline
DNLWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,918 shares; 2018Q2: 2,918 shares; 2018Q3: 2,996 shares; 2018Q4: 2,065 shares; 2019Q1: 1,662 shares; 2019Q2: 962 shares; 2019Q3: 418 shares 418$24K<0.01%-544Timeline
CHEFCHEFS WHSE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 826 shares; 2018Q2: 826 shares; 2018Q3: 660 shares; 2018Q4: 1,282 shares; 2019Q1: 1,089 shares; 2019Q2: 863 shares; 2019Q3: 572 shares 572$24K<0.01%-291Timeline
WNS HOLDINGS LTDWNS HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 128 shares; 2018Q2: 128 shares; 2018Q3: 13 shares; 2018Q4: 170 shares; 2019Q1: 248 shares; 2019Q2: 332 shares; 2019Q3: 386 shares 386$24K<0.01%+54
LOBLIVE OAK BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 691 shares; 2018Q2: 691 shares; 2018Q3: not reported; 2018Q4: 1,840 shares; 2019Q1: 4,213 shares; 2019Q2: 2,140 shares; 2019Q3: 1,315 shares 1,315$24K<0.01%-825Timeline
TGLSTECNOGLASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 100 shares; 2019Q2: not reported; 2019Q3: 3,000 shares 3,000$24K<0.01%newTimeline
BZHBEAZER HOMES USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 800 shares; 2019Q2: 1,550 shares; 2019Q3: 1,593 shares 1,593$24K<0.01%+43Timeline
RICKRCI HOSPITALITY HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 591 shares; 2018Q2: 591 shares; 2018Q3: 544 shares; 2018Q4: 735 shares; 2019Q1: 704 shares; 2019Q2: 500 shares; 2019Q3: 1,166 shares 1,166$24K<0.01%+666Timeline
MATWMATTHEWS INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 518 shares; 2018Q2: 518 shares; 2018Q3: 570 shares; 2018Q4: 972 shares; 2019Q1: 1,099 shares; 2019Q2: 761 shares; 2019Q3: 684 shares 684$24K<0.01%-77Timeline
TIGRUP FINTECH HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,775 shares; 2019Q3: 5,600 shares 5,600$24K<0.01%+2,825Timeline
PROVPROVIDENT FINL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 92 shares; 2018Q2: 92 shares; 2018Q3: not reported; 2018Q4: 1,018 shares; 2019Q1: 1,097 shares; 2019Q2: 1,039 shares; 2019Q3: 1,141 shares 1,141$24K<0.01%+102Timeline
HFBLHOME FED BANCORP INC LA NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,210 shares; 2018Q2: 1,210 shares; 2018Q3: 1,210 shares; 2018Q4: 982 shares; 2019Q1: 982 shares; 2019Q2: 755 shares; 2019Q3: 755 shares 755$24K<0.01%0Timeline
XSHDINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 963 shares; 2018Q4: 976 shares; 2019Q1: 989 shares; 2019Q2: 1,001 shares; 2019Q3: 1,012 shares 1,012$24K<0.01%+11Timeline
HOUSANYWHERE REAL ESTATE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 314 shares; 2018Q2: 314 shares; 2018Q3: 152 shares; 2018Q4: 1,011 shares; 2019Q1: 924 shares; 2019Q2: 4,042 shares; 2019Q3: 3,503 shares 3,503$24K<0.01%-539Timeline
MANITEX INTL INCMANITEX INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,680 shares; 2018Q2: 3,680 shares; 2018Q3: 3,680 shares; 2018Q4: 3,680 shares; 2019Q1: 3,680 shares; 2019Q2: 3,680 shares; 2019Q3: 3,680 shares 3,680$24K<0.01%0
EBEVENTBRITE INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 152 shares; 2018Q4: 114 shares; 2019Q1: 114 shares; 2019Q2: 2,976 shares; 2019Q3: 1,343 shares 1,343$24K<0.01%-1,633Timeline
JPMorgan BetaBuilders Dev A…JPMorgan BetaBuilders Dev AsiaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 466 shares; 2018Q4: 40 shares; 2019Q1: 168 shares; 2019Q2: 658 shares; 2019Q3: 974 shares 974$24K<0.01%+316
ESSA BANCORP INC COMESSA BANCORP INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 134 shares; 2018Q2: 134 shares; 2018Q3: not reported; 2018Q4: 1,450 shares; 2019Q1: 1,419 shares; 2019Q2: 1,362 shares; 2019Q3: 1,478 shares 1,478$24K<0.01%+116
OUTLOOK THERAPEUTICS INCOUTLOOK THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 500 shares; 2019Q2: 3,017 shares; 2019Q3: 16,086 shares 16,086$24K<0.01%+13,069
PENNSYLVANIA RL ESTATE INVTPENNSYLVANIA RL ESTATE INVTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,602 shares; 2018Q2: 1,602 shares; 2018Q3: 1,602 shares; 2018Q4: 1,602 shares; 2019Q1: 2,602 shares; 2019Q2: 4,135 shares; 2019Q3: 4,156 shares 4,156$24K<0.01%+21
MCEWEN MNG INCMCEWEN MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,554 shares; 2018Q2: 13,554 shares; 2018Q3: 13,580 shares; 2018Q4: 13,580 shares; 2019Q1: 13,580 shares; 2019Q2: 13,580 shares; 2019Q3: 15,630 shares 15,630$24K<0.01%+2,050
TRISTATE CAP HLDGS INC COMTRISTATE CAP HLDGS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,152 shares 1,152$24K<0.01%new
UNITED COMMUNITY FINANCIALUNITED COMMUNITY FINANCIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,719 shares; 2018Q2: 2,719 shares; 2018Q3: 1,877 shares; 2018Q4: 1,764 shares; 2019Q1: 1,777 shares; 2019Q2: 1,790 shares; 2019Q3: 2,231 shares 2,231$24K<0.01%+441
AIMMUNE THERAPEUTICS INC.AIMMUNE THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33 shares; 2018Q2: 33 shares; 2018Q3: 35 shares; 2018Q4: 322 shares; 2019Q1: 356 shares; 2019Q2: 357 shares; 2019Q3: 1,088 shares 1,088$24K<0.01%+731
LAURLAUREATE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 233 shares; 2019Q1: 252 shares; 2019Q2: 569 shares; 2019Q3: 1,395 shares 1,395$23K<0.01%+826Timeline
TEXTEREX CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,346 shares; 2018Q2: 1,346 shares; 2018Q3: 2,500 shares; 2018Q4: 2,042 shares; 2019Q1: 1,530 shares; 2019Q2: 1,143 shares; 2019Q3: 887 shares 887$23K<0.01%-256Timeline
SYNASYNAPTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,315 shares; 2018Q2: 4,315 shares; 2018Q3: 1,591 shares; 2018Q4: 1,456 shares; 2019Q1: 1,455 shares; 2019Q2: 744 shares; 2019Q3: 570 shares 570$23K<0.01%-174Timeline
BHEBENCHMARK ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 523 shares; 2018Q2: 523 shares; 2018Q3: 865 shares; 2018Q4: 771 shares; 2019Q1: 878 shares; 2019Q2: 864 shares; 2019Q3: 776 shares 776$23K<0.01%-88Timeline
SHGSHINHAN FINANCIAL GROUP CO LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 178 shares; 2018Q2: 178 shares; 2018Q3: 211 shares; 2018Q4: 260 shares; 2019Q1: 60 shares; 2019Q2: 60 shares; 2019Q3: 660 shares 660$23K<0.01%+600Timeline
BBUSJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 100 shares; 2019Q2: 430 shares; 2019Q3: 430 shares 430$23K<0.01%0Timeline
GLTRABRDN PRECIOUS METALS BASKETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 440 shares; 2019Q1: 440 shares; 2019Q2: 457 shares; 2019Q3: 308 shares 308$23K<0.01%-149Timeline
CNXNPC CONNECTION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 496 shares; 2018Q2: 496 shares; 2018Q3: 522 shares; 2018Q4: 639 shares; 2019Q1: 628 shares; 2019Q2: 651 shares; 2019Q3: 600 shares 600$23K<0.01%-51Timeline
SJTSAN JUAN BASIN RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,550 shares; 2018Q2: 5,550 shares; 2018Q3: 11,738 shares; 2018Q4: 17,947 shares; 2019Q1: 20,234 shares; 2019Q2: 11,114 shares; 2019Q3: 7,646 shares 7,646$23K<0.01%-3,468Timeline
AMSCAMERICAN SUPERCONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,627 shares; 2018Q2: 2,627 shares; 2018Q3: 3,077 shares; 2018Q4: 2,927 shares; 2019Q1: 2,927 shares; 2019Q2: 2,927 shares; 2019Q3: 2,927 shares 2,927$23K<0.01%0Timeline
CDXSCODEXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,450 shares; 2018Q4: 1,300 shares; 2019Q1: 4,375 shares; 2019Q2: 3,363 shares; 2019Q3: 1,735 shares 1,735$23K<0.01%-1,628Timeline
CVSACOVISTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 81 shares; 2018Q4: 81 shares; 2019Q1: 374 shares; 2019Q2: 373 shares; 2019Q3: 606 shares 606$23K<0.01%+233Timeline
BBSIBARRETT BUSINESS SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 268 shares; 2018Q2: 268 shares; 2018Q3: 362 shares; 2018Q4: 303 shares; 2019Q1: 225 shares; 2019Q2: 225 shares; 2019Q3: 252 shares 252$23K<0.01%+27Timeline
ESEESCO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 187 shares; 2018Q2: 187 shares; 2018Q3: 417 shares; 2018Q4: 303 shares; 2019Q1: 292 shares; 2019Q2: 292 shares; 2019Q3: 285 shares 285$23K<0.01%-7Timeline
WORWORTHINGTON ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 397 shares; 2018Q2: 397 shares; 2018Q3: 422 shares; 2018Q4: 386 shares; 2019Q1: 476 shares; 2019Q2: 477 shares; 2019Q3: 634 shares 634$23K<0.01%+157Timeline
FITESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 564 shares; 2018Q4: 701 shares; 2019Q1: 701 shares; 2019Q2: 701 shares; 2019Q3: 609 shares 609$23K<0.01%-92Timeline
NPKNATIONAL PRESTO INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 255 shares; 2018Q2: 255 shares; 2018Q3: 255 shares; 2018Q4: 255 shares; 2019Q1: 264 shares; 2019Q2: 258 shares; 2019Q3: 258 shares 258$23K<0.01%0Timeline
BRFVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,047 shares; 2018Q2: 3,047 shares; 2018Q3: 947 shares; 2018Q4: 972 shares; 2019Q1: 975 shares; 2019Q2: 975 shares; 2019Q3: 975 shares 975$23K<0.01%0Timeline
SIMSSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 124 shares; 2018Q2: 124 shares; 2018Q3: 756 shares; 2018Q4: 757 shares; 2019Q1: 757 shares; 2019Q2: 757 shares; 2019Q3: 757 shares 757$23K<0.01%0Timeline
PPTYETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 700 shares; 2018Q4: 700 shares; 2019Q1: 700 shares; 2019Q2: 700 shares; 2019Q3: 700 shares 700$23K<0.01%0Timeline
USTPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,357 shares; 2018Q2: 10,357 shares; 2018Q3: not reported; 2018Q4: 5,289 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 356 shares 356$23K<0.01%newTimeline
NOODLES & CONOODLES & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,600 shares; 2018Q2: 11,600 shares; 2018Q3: 4,100 shares; 2018Q4: 4,100 shares; 2019Q1: 4,100 shares; 2019Q2: 4,100 shares; 2019Q3: 4,100 shares 4,100$23K<0.01%0
IMMUNOGEN INCIMMUNOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,032 shares; 2018Q2: 9,032 shares; 2018Q3: 8,304 shares; 2018Q4: 6,316 shares; 2019Q1: 8,886 shares; 2019Q2: 6,677 shares; 2019Q3: 9,663 shares 9,663$23K<0.01%+2,986
RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,183 shares; 2018Q2: 1,183 shares; 2018Q3: 2,347 shares; 2018Q4: 1,699 shares; 2019Q1: 1,598 shares; 2019Q2: 1,521 shares; 2019Q3: 1,207 shares 1,207$23K<0.01%-314
FRBKQREPUBLIC FIRST BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,576 shares; 2018Q2: 1,576 shares; 2018Q3: 3,776 shares; 2018Q4: 3,955 shares; 2019Q1: 3,955 shares; 2019Q2: 4,776 shares; 2019Q3: 5,576 shares 5,576$23K<0.01%+800Timeline
DRIVE SHACK INCDRIVE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,547 shares; 2018Q2: 4,547 shares; 2018Q3: 6,147 shares; 2018Q4: 5,481 shares; 2019Q1: 4,781 shares; 2019Q2: 4,997 shares; 2019Q3: 5,197 shares 5,197$23K<0.01%+200
ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,197 shares; 2018Q2: 4,197 shares; 2018Q3: 4,197 shares; 2018Q4: 5,207 shares; 2019Q1: 5,607 shares; 2019Q2: 5,207 shares; 2019Q3: 7,110 shares 7,110$23K<0.01%+1,903
WISDOMTREE TRWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 44,349 shares; 2018Q2: 44,349 shares; 2018Q3: 41,951 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,712 shares; 2019Q3: 1,150 shares 1,150$23K<0.01%-1,562
INVSC RAFI US 1500 SML MID …INVSC RAFI US 1500 SML MID ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,028 shares; 2018Q4: 1,039 shares; 2019Q1: 789 shares; 2019Q2: 789 shares; 2019Q3: 657 shares 657$23K<0.01%-132
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 537 shares; 2018Q4: 645 shares; 2019Q1: 723 shares; 2019Q2: 735 shares; 2019Q3: 815 shares 815$23K<0.01%+80
COLUMBIA ETF TR ICOLUMBIA ETF TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 800 shares 800$23K<0.01%new
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,579 shares; 2018Q4: 2,579 shares; 2019Q1: 2,111 shares; 2019Q2: 1,976 shares; 2019Q3: 1,976 shares 1,976$23K<0.01%0
VANECK VECTORS ETF TRVANECK VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 265 shares; 2018Q2: 265 shares; 2018Q3: 205 shares; 2018Q4: 145 shares; 2019Q1: 2,145 shares; 2019Q2: 2,145 shares; 2019Q3: 2,145 shares 2,145$23K<0.01%0
BGRNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 394 shares 394$22K<0.01%newTimeline
EBFENNIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 444 shares; 2018Q2: 444 shares; 2018Q3: 504 shares; 2018Q4: 1,244 shares; 2019Q1: 4,811 shares; 2019Q2: 1,199 shares; 2019Q3: 1,101 shares 1,101$22K<0.01%-98Timeline
WMKWEIS MKTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 810 shares; 2018Q2: 810 shares; 2018Q3: 955 shares; 2018Q4: 595 shares; 2019Q1: 595 shares; 2019Q2: 627 shares; 2019Q3: 597 shares 597$22K<0.01%-30Timeline
MOG-AMOOG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 82 shares; 2018Q4: 511 shares; 2019Q1: 440 shares; 2019Q2: 402 shares; 2019Q3: 263 shares 263$22K<0.01%-139Timeline
ACHCACADIA HEALTHCARE COMPANY INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,001 shares; 2018Q2: 1,001 shares; 2018Q3: 752 shares; 2018Q4: 976 shares; 2019Q1: 954 shares; 2019Q2: 941 shares; 2019Q3: 723 shares 723$22K<0.01%-218Timeline
NFRAFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 597 shares; 2018Q2: 597 shares; 2018Q3: 575 shares; 2018Q4: 575 shares; 2019Q1: 575 shares; 2019Q2: 575 shares; 2019Q3: 419 shares 419$22K<0.01%-156Timeline
SMMDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 500 shares; 2019Q2: 500 shares; 2019Q3: 500 shares 500$22K<0.01%0Timeline
ANIPANI PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,231 shares; 2018Q2: 1,231 shares; 2018Q3: 441 shares; 2018Q4: 723 shares; 2019Q1: 645 shares; 2019Q2: 526 shares; 2019Q3: 307 shares 307$22K<0.01%-219Timeline
CDNACAREDX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,800 shares; 2018Q2: 1,800 shares; 2018Q3: 3,598 shares; 2018Q4: 1,950 shares; 2019Q1: 2,648 shares; 2019Q2: 2,425 shares; 2019Q3: 1,001 shares 1,001$22K<0.01%-1,424Timeline
SEBSEABOARD CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4 shares; 2018Q2: 4 shares; 2018Q3: 5 shares; 2018Q4: 5 shares; 2019Q1: 5 shares; 2019Q2: 5 shares; 2019Q3: 5 shares 5$22K<0.01%0Timeline
ASBASSOCIATED BANC-CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 869 shares; 2018Q2: 869 shares; 2018Q3: 1,463 shares; 2018Q4: 1,132 shares; 2019Q1: 2,057 shares; 2019Q2: 1,234 shares; 2019Q3: 1,127 shares 1,127$22K<0.01%-107Timeline
UEURBAN EDGE PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 169 shares; 2018Q2: 169 shares; 2018Q3: 954 shares; 2018Q4: 1,042 shares; 2019Q1: 976 shares; 2019Q2: 949 shares; 2019Q3: 1,116 shares 1,116$22K<0.01%+167Timeline
HURNHURON CONSULTING GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 135 shares; 2018Q2: 135 shares; 2018Q3: not reported; 2018Q4: 393 shares; 2019Q1: 380 shares; 2019Q2: 354 shares; 2019Q3: 354 shares 354$22K<0.01%0Timeline
MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 265 shares; 2019Q1: 265 shares; 2019Q2: 273 shares; 2019Q3: 273 shares 273$22K<0.01%0
EVERBRIDGE INCEVERBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 921 shares; 2018Q2: 921 shares; 2018Q3: 575 shares; 2018Q4: 1,065 shares; 2019Q1: 1,106 shares; 2019Q2: 835 shares; 2019Q3: 360 shares 360$22K<0.01%-475
BOTTOMLINE TECH INC DELBOTTOMLINE TECH INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 969 shares; 2018Q2: 969 shares; 2018Q3: 752 shares; 2018Q4: 1,707 shares; 2019Q1: 708 shares; 2019Q2: 647 shares; 2019Q3: 572 shares 572$22K<0.01%-75
NOBLE MIDSTREAM PARTNERS LPNOBLE MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 900 shares; 2019Q3: 900 shares 900$22K<0.01%0
SAFEHOLD INCSAFEHOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 721 shares; 2019Q2: 734 shares; 2019Q3: 734 shares 734$22K<0.01%0
UVSPUNIVEST FINANCIAL CORPORATIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 693 shares; 2018Q2: 693 shares; 2018Q3: 196 shares; 2018Q4: 723 shares; 2019Q1: 705 shares; 2019Q2: 865 shares; 2019Q3: 865 shares 865$22K<0.01%0Timeline
TRTOOTSIE ROLL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 187 shares; 2018Q2: 187 shares; 2018Q3: 583 shares; 2018Q4: 609 shares; 2019Q1: 610 shares; 2019Q2: 614 shares; 2019Q3: 599 shares 599$22K<0.01%-15Timeline
BSCSINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,000 shares 1,000$22K<0.01%newTimeline
IDGTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 583 shares; 2018Q2: 583 shares; 2018Q3: 293 shares; 2018Q4: 195 shares; 2019Q1: 993 shares; 2019Q2: 419 shares; 2019Q3: 413 shares 413$22K<0.01%-6Timeline
VFFVILLAGE FARMS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 12,400 shares; 2019Q2: 14,601 shares; 2019Q3: 2,465 shares 2,465$22K<0.01%-12,136Timeline
FUSBFIRST US BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,400 shares; 2018Q4: 2,400 shares; 2019Q1: 2,400 shares; 2019Q2: 2,400 shares; 2019Q3: 2,400 shares 2,400$22K<0.01%0Timeline
DLNGDYNAGAS LNG PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 3,272 shares; 2019Q2: 6,474 shares; 2019Q3: 11,016 shares 11,016$22K<0.01%+4,542Timeline
NMINUVEEN MUN INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 390 shares; 2018Q2: 390 shares; 2018Q3: 1,620 shares; 2018Q4: 1,629 shares; 2019Q1: 1,650 shares; 2019Q2: 1,964 shares; 2019Q3: 1,979 shares 1,979$22K<0.01%+15Timeline
CONSOLIDATED TOMOKA LAND COCONSOLIDATED TOMOKA LAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 333 shares; 2018Q2: 333 shares; 2018Q3: 334 shares; 2018Q4: 335 shares; 2019Q1: 335 shares; 2019Q2: 338 shares; 2019Q3: 338 shares 338$22K<0.01%0
QIWIQIWI PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,018 shares; 2019Q3: 1,021 shares 1,021$22K<0.01%+3Timeline

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 216. All 216

SecurityShares beforeValue beforeType
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE174,857$7.77Mshares
TORCHMARK CORPTORCHMARK CORP36,422$3.26Mshares
HARRIS CORP INCHARRIS CORP INC13,472$2.55Mshares
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP46,333$1.62Mshares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC4,797$1.18Mshares
ALPS ETF TRALPS ETF TR55,592$1.18Mshares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP15,133$1.09Mshares
BT GROUP-ADRBT GROUP-ADR84,465$1.08Mshares
Apollo Global ManagementApollo Global Management31,421$1.08Mshares
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A33,079$900Kshares
ALPS ETF TRALPS ETF TR28,407$825Kshares
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST26,075$651Kshares
WORLDPAY INCWORLDPAY INC5,262$647Kshares
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC12,300$610Kshares
RED HAT INCRED HAT INC3,211$603Kshares
NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV24,438$600Kshares
GSV CAPITAL CORPGSV CAPITAL CORP90,228$578Kshares
TOTAL SYS SVCS INCTOTAL SYS SVCS INC4,248$545Kshares
ISHARES TRISHARES TR16,822$428Kshares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC2,365$392Kshares
MIDSTREAM PARTNERSMIDSTREAM PARTNERS65,679$340Kshares
ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV8,438$307Kshares
CNOBCONNECTONE BANCORP INC13,470$306Kshares
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC2,186$287Kshares
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP16,511$270Kshares
XEROX CORPXEROX CORP7,092$250Kshares
BTEBAYTEX ENERGY CORP128,575$198Kshares
WORLD GOLD TR SPDR LNG DLR …WORLD GOLD TR SPDR LNG DLR GLD1,270$176Kshares
TRIBUNE COMPANYTRIBUNE COMPANY3,554$164Kshares
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM3,075$142Kshares
NEW YORK MTG TR INCNEW YORK MTG TR INC5,550$136Kshares
GLOBAL X FDSGLOBAL X FDS5,719$131Kshares
GENERAL MTRS COGENERAL MTRS CO6,253$127Kshares
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC6,571$125Kshares
CHEMICAL FINANCIAL CORPCHEMICAL FINANCIAL CORP2,914$120Kshares
TWITTER INCTWITTER INC120,000$119Kshares
TCF FINL CORPTCF FINL CORP5,483$114Kshares
NOAHNOAH HLDGS LTD2,650$112Kshares
CONTROL4 CORPCONTROL4 CORP4,066$97Kshares
ETF SER SOLUTIONSETF SER SOLUTIONS4,090$97Kshares
DBX ETF TRDBX ETF TR1,800$94Kshares
STOKSTOKE THERAPEUTICS INC3,000$88Kshares
MUSTCOLUMBIA ETF TR I4,100$88Kshares
TIAIYTELECOM ITALIA S P A NEW15,549$80Kshares
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER5,578$74Kshares
FINISAR CORPFINISAR CORP3,202$74Kshares
DIREXION SHS ETF TRDIREXION SHS ETF TR1,000$60Kshares
TIPTTIPTREE INC7,970$50Kshares
SPOKSPOK HLDGS INC3,000$45Kshares
ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INC8,380$43Kshares
ROSETTA STONE INCROSETTA STONE INC1,782$42Kshares
HOPFED BANCORP INCHOPFED BANCORP INC2,024$38Kshares
TIIAYTELECOM ITALIA S P A SPONSORED6,515$36Kshares
PFFAETFIS SER TR I1,358$35Kshares
ENSCO ROWAN PLCENSCO ROWAN PLC3,915$34Kshares
PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INC30,000$30Kshares
SINOPEC SHANGHAI PETROCHEMICSINOPEC SHANGHAI PETROCHEMIC700$28Kshares
AURYN RES INCAURYN RES INC15,000$26Kshares
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC489$23Kshares
CHESAPEAKE LODGING TRCHESAPEAKE LODGING TR786$22Kshares
COHBAR INC COM NEWCOHBAR INC COM NEW12,500$22Kshares
ON DECK CAP INCON DECK CAP INC5,000$21Kshares
RED HAT INCRED HAT INC8,000$20Kshares
DOMINION ENERGY INCDOMINION ENERGY INC400$20Kshares
ETF SER SOLUTIONSETF SER SOLUTIONS850$19Kshares
IVALEA SERIES TRUST675$18Kshares
QVALEA SERIES TRUST632$18Kshares
ISHARES TRISHARES TR675$18Kshares
WAGEWORKS INCWAGEWORKS INC319$16Kshares
HYDROGENICS CORPORATION NEWHYDROGENICS CORPORATION NEW1,100$16Kshares
FLHYFRANKLIN TEMPLETON ETF TR593$15Kshares
ISHARESISHARES550$15Kshares
ENTEGRA FINL CORPENTEGRA FINL CORP500$15Kshares
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP1,000$14Kshares
SOHUSOHU COM LTD1,000$14Kshares
ISHARES TRISHARES TR273$14Kshares
FIRST FINANCIAL NORTHWEST INFIRST FINANCIAL NORTHWEST IN907$13Kshares
INVESCO ACTIVELY MANAGED EX…INVESCO ACTIVELY MANAGED EXCHA LI…1,000$13Kshares
CUSHING RENAISSANCE FD RTCUSHING RENAISSANCE FD RT59,476$12Kshares
INTERSECT ENT INCINTERSECT ENT INC520$12Kshares
NEXTERA ENERGY INC CORPORATENEXTERA ENERGY INC CORPORATE183$12Kshares
ISHARES TRISHARES TR410$11Kshares
HALCON RES CORPHALCON RES CORP64,283$11Kshares
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC468$10Kshares
PANHANDLE OIL AND GAS INCPANHANDLE OIL AND GAS INC794$10Kshares
CSI COMPRESSCO LPCSI COMPRESSCO LP2,809$10Kshares
DBX ETF TRDBX ETF TR412$10Kshares
LENDINGCLUB CORPLENDINGCLUB CORP3,054$10Kshares
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC5,112$10Kshares
RIVRIVERNORTH OPPORTUNITIES FD500$9Kshares
ETRACS ALERIAN NAT GAS MLPETRACS ALERIAN NAT GAS MLP400$9Kshares
MTRXMATRIX SVC CO369$8Kshares
IRMDIRADIMED CORP370$8Kshares
INTREPID POTASH INCINTREPID POTASH INC2,500$8Kshares
CAPITOL INVT CORP IVCAPITOL INVT CORP IV832$8Kshares
TWSTTWIST BIOSCIENCE CORP225$7Kshares
CMTCORE MOLDING TECHNOLOGIES IN1,000$7Kshares
EEMOINVESCO EXCH TRADED FD TR II425$7Kshares
ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INC188$7Kshares
ETF MANAGERS TRETF MANAGERS TR800$7Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001493152-19-017222 base2019-11-14acceptance time not in the bulk data set