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LADENBURG THALMANN FINANCIAL SERVICES INC.

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13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $14,499,758,000 across 5,528 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-14. Its ten largest share positions make up 14.27% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-19-017222

Period
2019-09-30
Reported value
$14.5B
Holdings
5,528
Top 10 weight
14.27%
New
254
Sold out
216

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVVadded+259,034$77.3M
SPYadded+391,636$74.1M
SPYVadded+2,006,007$64.1M
JNKadded+346,657$37.6M
USMVadded+582,126$37.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYGreduced-2,420,868-$94M
IEFreduced-541,320-$60.9M
MTUMreduced-283,747-$33.8M
SPTLreduced-534,889-$21.9M
SPTIreduced-476,912-$14.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001493152-19-017222, largest first. % of portfolio is the value over $14,499,758,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 107 shares; 2018Q2: 107 shares; 2018Q3: 782 shares; 2018Q4: 1,233 shares; 2019Q1: 1,214 shares; 2019Q2: 1,188 shares; 2019Q3: 814 shares 814$22K<0.01%-374
POLYMET MINING CORPPOLYMET MINING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,237 shares; 2018Q2: 21,237 shares; 2018Q3: 41,237 shares; 2018Q4: 40,337 shares; 2019Q1: 71,337 shares; 2019Q2: 63,100 shares; 2019Q3: 68,100 shares 68,100$22K<0.01%+5,000
BARCLAYS BANKBARCLAYS BANKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 6,100 shares; 2018Q4: 6,100 shares; 2019Q1: 1,400 shares; 2019Q2: 1,400 shares; 2019Q3: 1,400 shares 1,400$22K<0.01%0
VANECK VECTORS HIGH INCOME …VANECK VECTORS HIGH INCOME INFRAS…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,628 shares; 2018Q2: 9,628 shares; 2018Q3: 9,272 shares; 2018Q4: 5,798 shares; 2019Q1: 4,786 shares; 2019Q2: 4,786 shares; 2019Q3: 2,016 shares 2,016$22K<0.01%-2,770
J P MORGAN EXCHANGE-TRADED FJ P MORGAN EXCHANGE-TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,683 shares; 2018Q2: 5,683 shares; 2018Q3: 1,333 shares; 2018Q4: 98 shares; 2019Q1: 98 shares; 2019Q2: 274 shares; 2019Q3: 376 shares 376$22K<0.01%+102
RLYSSGA ACTIVE ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,250 shares; 2018Q2: 9,250 shares; 2018Q3: 7,249 shares; 2018Q4: 11,475 shares; 2019Q1: 11,289 shares; 2019Q2: 1,152 shares; 2019Q3: 824 shares 824$21K<0.01%-328Timeline
KRCKILROY REALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 132 shares; 2018Q2: 132 shares; 2018Q3: 7 shares; 2018Q4: 377 shares; 2019Q1: 312 shares; 2019Q2: 309 shares; 2019Q3: 278 shares 278$21K<0.01%-31Timeline
DTDYNATRACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,100 shares 1,100$21K<0.01%newTimeline
EGOELDORADO GOLD CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 4,571 shares; 2019Q1: 4,691 shares; 2019Q2: 5,439 shares; 2019Q3: 2,732 shares 2,732$21K<0.01%-2,707Timeline
PAGPENSKE AUTOMOTIVE GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,612 shares; 2018Q2: 3,612 shares; 2018Q3: 3,243 shares; 2018Q4: 793 shares; 2019Q1: 593 shares; 2019Q2: 343 shares; 2019Q3: 453 shares 453$21K<0.01%+110Timeline
IHGINTERCONTINENTAL HOTELS GROUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 327 shares; 2019Q2: 357 shares; 2019Q3: 333 shares 333$21K<0.01%-24Timeline
FOXFOX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 994 shares; 2019Q2: 977 shares; 2019Q3: 645 shares 645$21K<0.01%-332Timeline
VVXV2X INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 615 shares; 2018Q2: 615 shares; 2018Q3: 569 shares; 2018Q4: 622 shares; 2019Q1: 4,117 shares; 2019Q2: 553 shares; 2019Q3: 519 shares 519$21K<0.01%-34Timeline
ALLOALLOGENE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 762 shares; 2019Q2: 762 shares; 2019Q3: 762 shares 762$21K<0.01%0Timeline
OSGOCTAVE SPECIALTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,080 shares; 2018Q2: 1,080 shares; 2018Q3: 1,080 shares; 2018Q4: 1,080 shares; 2019Q1: 1,080 shares; 2019Q2: 1,080 shares; 2019Q3: 1,080 shares 1,080$21K<0.01%0Timeline
CELCCELCUITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,250 shares; 2019Q1: 1,250 shares; 2019Q2: 1,250 shares; 2019Q3: 1,250 shares 1,250$21K<0.01%0Timeline
FXFINVESCO CURRENCYSHARES SWISSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 227 shares 227$21K<0.01%newTimeline
ECFELLSWORTH GROWTH & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,990 shares; 2018Q2: 21,990 shares; 2018Q3: 3,000 shares; 2018Q4: 1,460 shares; 2019Q1: not reported; 2019Q2: 2,000 shares; 2019Q3: 2,000 shares 2,000$21K<0.01%0Timeline
JACKJACK IN THE BOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 398 shares; 2018Q2: 398 shares; 2018Q3: 50 shares; 2018Q4: 175 shares; 2019Q1: 215 shares; 2019Q2: 215 shares; 2019Q3: 233 shares 233$21K<0.01%+18Timeline
SIDCOMPANHIA SIDERURGICA NACIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,520 shares; 2018Q2: 6,520 shares; 2018Q3: 6,520 shares; 2018Q4: 6,550 shares; 2019Q1: 6,520 shares; 2019Q2: 6,775 shares; 2019Q3: 6,778 shares 6,778$21K<0.01%+3Timeline
ZYXIQZYNEX, INC. COMMON STOCK (NV)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 3,000 shares; 2019Q2: 2,222 shares; 2019Q3: 2,222 shares 2,222$21K<0.01%0Timeline
CENTCENTRAL GARDEN & PET COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,685 shares; 2018Q2: 7,685 shares; 2018Q3: 5,476 shares; 2018Q4: 6,154 shares; 2019Q1: 4,987 shares; 2019Q2: 718 shares; 2019Q3: 716 shares 716$21K<0.01%-2Timeline
NNYNUVEEN N Y MUN VALUE FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,382 shares; 2018Q2: 1,382 shares; 2018Q3: 1,382 shares; 2018Q4: 2,076 shares; 2019Q1: 2,083 shares; 2019Q2: 2,089 shares; 2019Q3: 2,096 shares 2,096$21K<0.01%+7Timeline
BSCRINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$21K<0.01%0Timeline
RVSBRIVERVIEW BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: 5,000 shares; 2018Q3: 10,066 shares; 2018Q4: 10,066 shares; 2019Q1: 10,520 shares; 2019Q2: 5,520 shares; 2019Q3: 2,838 shares 2,838$21K<0.01%-2,682Timeline
ATMPBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,044 shares; 2018Q2: 1,044 shares; 2018Q3: 1,326 shares; 2018Q4: 1,341 shares; 2019Q1: 1,358 shares; 2019Q2: 1,374 shares; 2019Q3: 1,144 shares 1,144$21K<0.01%-230Timeline
SJBPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,200 shares; 2018Q2: 5,200 shares; 2018Q3: 4,300 shares; 2018Q4: 1,500 shares; 2019Q1: 1,500 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$21K<0.01%0Timeline
MAG SILVER CORPMAG SILVER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 906 shares; 2018Q2: 906 shares; 2018Q3: 906 shares; 2018Q4: 907 shares; 2019Q1: 906 shares; 2019Q2: 907 shares; 2019Q3: 1,906 shares 1,906$21K<0.01%+999
GMS INCGMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 645 shares; 2018Q4: 520 shares; 2019Q1: not reported; 2019Q2: 500 shares; 2019Q3: 744 shares 744$21K<0.01%+244
PROSPECT CAP CORPPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 20,000 shares; 2019Q3: 20,000 shares 20,000$21K<0.01%0
PRECISION BIOSCIENCES INCPRECISION BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,500 shares; 2019Q3: 2,500 shares 2,500$21K<0.01%0
TEAM INCTEAM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,052 shares; 2018Q2: 1,052 shares; 2018Q3: not reported; 2018Q4: 1,566 shares; 2019Q1: 1,501 shares; 2019Q2: 1,306 shares; 2019Q3: 1,205 shares 1,205$21K<0.01%-101
PIVOTAL SOFTWARE INCPIVOTAL SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,120 shares; 2018Q4: 1,120 shares; 2019Q1: 1,378 shares; 2019Q2: 1,378 shares; 2019Q3: 1,378 shares 1,378$21K<0.01%0
FORESCOUT TECHNOLOGIES INCFORESCOUT TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 550 shares; 2018Q2: 550 shares; 2018Q3: 550 shares; 2018Q4: 550 shares; 2019Q1: 550 shares; 2019Q2: 550 shares; 2019Q3: 550 shares 550$21K<0.01%0
DOMINION ENERGY INCDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 200 shares 200$21K<0.01%new
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 30 shares; 2018Q4: 268 shares; 2019Q1: 268 shares; 2019Q2: 606 shares; 2019Q3: 606 shares 606$21K<0.01%0
ETF SER SOLUTIONSETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 402 shares; 2018Q4: 715 shares; 2019Q1: 715 shares; 2019Q2: 715 shares; 2019Q3: 715 shares 715$21K<0.01%0
PACER FDS TRPACER FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 428 shares; 2018Q4: 430 shares; 2019Q1: 611 shares; 2019Q2: 738 shares; 2019Q3: 740 shares 740$21K<0.01%+2
TMFCRBB FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 31 shares; 2018Q4: 853 shares; 2019Q1: 822 shares; 2019Q2: 869 shares; 2019Q3: 869 shares 869$20K<0.01%0Timeline
FORMFORMFACTOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,748 shares; 2018Q2: 1,748 shares; 2018Q3: 1,496 shares; 2018Q4: 1,062 shares; 2019Q1: 1,061 shares; 2019Q2: 1,066 shares; 2019Q3: 1,066 shares 1,066$20K<0.01%0Timeline
MSTRSTRATEGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 281 shares; 2018Q2: 281 shares; 2018Q3: 272 shares; 2018Q4: 163 shares; 2019Q1: 1,031 shares; 2019Q2: 1,032 shares; 2019Q3: 133 shares 133$20K<0.01%-899Timeline
GKOSGLAUKOS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 408 shares; 2018Q2: 408 shares; 2018Q3: 324 shares; 2018Q4: 295 shares; 2019Q1: 242 shares; 2019Q2: 224 shares; 2019Q3: 301 shares 301$20K<0.01%+77Timeline
DLXDELUXE CORP MEDIUM TERM NTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,778 shares; 2018Q2: 2,778 shares; 2018Q3: 2,618 shares; 2018Q4: 645 shares; 2019Q1: 589 shares; 2019Q2: 436 shares; 2019Q3: 411 shares 411$20K<0.01%-25Timeline
ITGRINTEGER HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 26 shares; 2019Q2: not reported; 2019Q3: 269 shares 269$20K<0.01%newTimeline
TPCTUTOR PERINI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,066 shares; 2018Q2: 1,066 shares; 2018Q3: 679 shares; 2018Q4: 679 shares; 2019Q1: 1,068 shares; 2019Q2: 1,558 shares; 2019Q3: 1,454 shares 1,454$20K<0.01%-104Timeline
OXMOXFORD INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 305 shares; 2018Q2: 305 shares; 2018Q3: 144 shares; 2018Q4: 168 shares; 2019Q1: 391 shares; 2019Q2: 224 shares; 2019Q3: 274 shares 274$20K<0.01%+50Timeline
FNKOFUNKO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 560 shares; 2018Q2: 560 shares; 2018Q3: 560 shares; 2018Q4: 60 shares; 2019Q1: 953 shares; 2019Q2: 953 shares; 2019Q3: 1,022 shares 1,022$20K<0.01%+69Timeline
FIVAFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 623 shares; 2018Q2: 623 shares; 2018Q3: not reported; 2018Q4: 1,418 shares; 2019Q1: 16,896 shares; 2019Q2: 1,390 shares; 2019Q3: 927 shares 927$20K<0.01%-463Timeline
FTRIFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 550 shares; 2018Q2: 550 shares; 2018Q3: 1,935 shares; 2018Q4: 1,735 shares; 2019Q1: 1,735 shares; 2019Q2: 1,735 shares; 2019Q3: 1,735 shares 1,735$20K<0.01%0Timeline
EWQISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 22 shares; 2018Q2: 22 shares; 2018Q3: 1,107 shares; 2018Q4: 22 shares; 2019Q1: 147 shares; 2019Q2: 349 shares; 2019Q3: 661 shares 661$20K<0.01%+312Timeline
CEDAR REALTY TRUST INCCEDAR REALTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,821 shares 6,821$20K<0.01%new
UPLDUPLAND SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 657 shares; 2018Q4: 1,516 shares; 2019Q1: 1,068 shares; 2019Q2: 771 shares; 2019Q3: 591 shares 591$20K<0.01%-180Timeline
ALLAKOS INCALLAKOS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 250 shares; 2018Q4: 250 shares; 2019Q1: 250 shares; 2019Q2: 250 shares; 2019Q3: 250 shares 250$20K<0.01%0
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 989 shares; 2019Q3: 1,466 shares 1,466$20K<0.01%+477
ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 115 shares; 2018Q2: 115 shares; 2018Q3: 470 shares; 2018Q4: 301 shares; 2019Q1: 300 shares; 2019Q2: 1,904 shares; 2019Q3: 304 shares 304$20K<0.01%-1,600
GREEN PLAINS PARTNERS LPGREEN PLAINS PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 871 shares; 2018Q2: 871 shares; 2018Q3: 871 shares; 2018Q4: 356 shares; 2019Q1: 356 shares; 2019Q2: 656 shares; 2019Q3: 1,500 shares 1,500$20K<0.01%+844
FERRELLGAS PARTNERS L.P.FERRELLGAS PARTNERS L.P.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,471 shares; 2018Q2: 24,471 shares; 2018Q3: 20,843 shares; 2018Q4: 20,963 shares; 2019Q1: 19,416 shares; 2019Q2: 20,919 shares; 2019Q3: 18,740 shares 18,740$20K<0.01%-2,179
ROCKWELL MED INCROCKWELL MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,730 shares; 2018Q2: 8,730 shares; 2018Q3: 8,630 shares; 2018Q4: 14,630 shares; 2019Q1: 14,790 shares; 2019Q2: 14,790 shares; 2019Q3: 7,260 shares 7,260$20K<0.01%-7,530
Misonix IncMisonix IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$20K<0.01%0
LIMESTONE BANCORP INCLIMESTONE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,520 shares; 2018Q4: 1,520 shares; 2019Q1: 1,520 shares; 2019Q2: 1,290 shares; 2019Q3: 1,290 shares 1,290$20K<0.01%0
EXCHANGE LISTED FDS TREXCHANGE LISTED FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 2,675 shares; 2019Q2: 600 shares; 2019Q3: 600 shares 600$20K<0.01%0
HMNHORACE MANN EDUCATORS CORP NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,149 shares; 2018Q2: 1,149 shares; 2018Q3: 857 shares; 2018Q4: 654 shares; 2019Q1: 481 shares; 2019Q2: 455 shares; 2019Q3: 421 shares 421$19K<0.01%-34Timeline
TRMKTRUSTMARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 120 shares; 2018Q2: 120 shares; 2018Q3: 719 shares; 2018Q4: 800 shares; 2019Q1: 859 shares; 2019Q2: 586 shares; 2019Q3: 574 shares 574$19K<0.01%-12Timeline
FSSFEDERAL SIGNAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,000 shares; 2018Q2: 8,000 shares; 2018Q3: 8,200 shares; 2018Q4: 8,000 shares; 2019Q1: 8,311 shares; 2019Q2: 8,572 shares; 2019Q3: 573 shares 573$19K<0.01%-7,999Timeline
UMHUMH PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 401 shares; 2019Q2: 1,395 shares; 2019Q3: 1,409 shares 1,409$19K<0.01%+14Timeline
GOGOGOGO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,001 shares; 2018Q2: 1,001 shares; 2018Q3: 1,095 shares; 2018Q4: 1,098 shares; 2019Q1: 1,096 shares; 2019Q2: 2,001 shares; 2019Q3: 3,095 shares 3,095$19K<0.01%+1,094Timeline
SANDERSON FARMSSANDERSON FARMSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 67 shares; 2018Q2: 67 shares; 2018Q3: 67 shares; 2018Q4: 217 shares; 2019Q1: 205 shares; 2019Q2: 158 shares; 2019Q3: 126 shares 126$19K<0.01%-32
CALXCALIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,000 shares; 2019Q2: 3,000 shares; 2019Q3: 3,000 shares 3,000$19K<0.01%0Timeline
FMFFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 47 shares; 2018Q2: 47 shares; 2018Q3: 44 shares; 2018Q4: 511 shares; 2019Q1: 510 shares; 2019Q2: 2,704 shares; 2019Q3: 421 shares 421$19K<0.01%-2,283Timeline
VSMVVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 605 shares; 2019Q3: 605 shares 605$19K<0.01%0Timeline
TCMDTACTILE SYS TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 86 shares; 2018Q2: 86 shares; 2018Q3: not reported; 2018Q4: 365 shares; 2019Q1: 412 shares; 2019Q2: 354 shares; 2019Q3: 451 shares 451$19K<0.01%+97Timeline
UTMDUTAH MED PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 201 shares 201$19K<0.01%newTimeline
CSVCARRIAGE SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 174 shares; 2018Q2: 174 shares; 2018Q3: 176 shares; 2018Q4: 197 shares; 2019Q1: 477 shares; 2019Q2: 569 shares; 2019Q3: 888 shares 888$19K<0.01%+319Timeline
ZUMZZUMIEZ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 590 shares; 2018Q2: 590 shares; 2018Q3: 590 shares; 2018Q4: 590 shares; 2019Q1: 590 shares; 2019Q2: 590 shares; 2019Q3: 590 shares 590$19K<0.01%0Timeline
NEXANEXA RES S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares; 2019Q1: 2,000 shares; 2019Q2: 2,000 shares; 2019Q3: 2,000 shares 2,000$19K<0.01%0Timeline
CRMTAMERICAS CAR-MART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 498 shares; 2018Q4: 18 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 198 shares 198$19K<0.01%newTimeline
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,550 shares; 2018Q2: 2,550 shares; 2018Q3: 614 shares; 2018Q4: 1,627 shares; 2019Q1: 3,146 shares; 2019Q2: 4,306 shares; 2019Q3: 4,795 shares 4,795$19K<0.01%+489
NEENAH PAPER INCNEENAH PAPER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 279 shares; 2018Q2: 279 shares; 2018Q3: 876 shares; 2018Q4: 907 shares; 2019Q1: 879 shares; 2019Q2: 342 shares; 2019Q3: 290 shares 290$19K<0.01%-52
SL GREEN REALTY CORPSL GREEN REALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 85 shares; 2018Q2: 85 shares; 2018Q3: 191 shares; 2018Q4: 168 shares; 2019Q1: 168 shares; 2019Q2: 168 shares; 2019Q3: 243 shares 243$19K<0.01%+75
GGZGABELLI GLOBAL SMALL & MID CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,324 shares; 2018Q2: 1,324 shares; 2018Q3: 1,344 shares; 2018Q4: 1,394 shares; 2019Q1: 1,328 shares; 2019Q2: 1,620 shares; 2019Q3: 1,691 shares 1,691$19K<0.01%+71Timeline
MVOMV OIL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,859 shares; 2018Q2: 2,859 shares; 2018Q3: 2,884 shares; 2018Q4: 2,898 shares; 2019Q1: 2,500 shares; 2019Q2: 2,500 shares; 2019Q3: 2,500 shares 2,500$19K<0.01%0Timeline
UIVMVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 433 shares 433$19K<0.01%newTimeline
USLUNITED STS 12 MONTH OIL FD LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 753 shares; 2018Q2: 753 shares; 2018Q3: 753 shares; 2018Q4: 753 shares; 2019Q1: 753 shares; 2019Q2: 753 shares; 2019Q3: 959 shares 959$19K<0.01%+206Timeline
RINFPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 755 shares; 2018Q2: 755 shares; 2018Q3: 13,463 shares; 2018Q4: 755 shares; 2019Q1: 755 shares; 2019Q2: 755 shares; 2019Q3: 755 shares 755$19K<0.01%0Timeline
NMTNUVEEN MASS QUALITY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 1,329 shares; 2019Q2: 1,335 shares; 2019Q3: 1,340 shares 1,340$19K<0.01%+5Timeline
VOCERA COMMUNICATIONS INCVOCERA COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 339 shares; 2018Q2: 339 shares; 2018Q3: not reported; 2018Q4: 485 shares; 2019Q1: 775 shares; 2019Q2: 698 shares; 2019Q3: 765 shares 765$19K<0.01%+67
CALLON PETE CO DELCALLON PETE CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,965 shares; 2018Q2: 4,965 shares; 2018Q3: 2,210 shares; 2018Q4: 3,636 shares; 2019Q1: 4,488 shares; 2019Q2: 5,218 shares; 2019Q3: 4,336 shares 4,336$19K<0.01%-882
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,270 shares; 2018Q2: 1,270 shares; 2018Q3: 898 shares; 2018Q4: 536 shares; 2019Q1: 861 shares; 2019Q2: 1,740 shares; 2019Q3: 1,669 shares 1,669$19K<0.01%-71
ORBCOMM INCORBCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,770 shares; 2018Q2: 2,770 shares; 2018Q3: 1,979 shares; 2018Q4: 1,963 shares; 2019Q1: 3,463 shares; 2019Q2: 3,463 shares; 2019Q3: 3,863 shares 3,863$19K<0.01%+400
RADA ELECTR INDS LTDRADA ELECTR INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: 5,000 shares; 2018Q3: 6,000 shares; 2018Q4: 4,000 shares; 2019Q1: 4,500 shares; 2019Q2: 4,000 shares; 2019Q3: 4,000 shares 4,000$19K<0.01%0
LIPOCINE INC NEWLIPOCINE INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,350 shares; 2018Q2: 9,350 shares; 2018Q3: 7,650 shares; 2018Q4: 6,650 shares; 2019Q1: 6,650 shares; 2019Q2: 6,650 shares; 2019Q3: 6,650 shares 6,650$19K<0.01%0
PACER FDS TRPACER FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 629 shares; 2018Q4: 630 shares; 2019Q1: 631 shares; 2019Q2: 632 shares; 2019Q3: 633 shares 633$19K<0.01%+1
FRANKLIN TEMPLETON ETF TRFRANKLIN TEMPLETON ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,471 shares; 2018Q2: 1,471 shares; 2018Q3: 1,471 shares; 2018Q4: 871 shares; 2019Q1: 871 shares; 2019Q2: 871 shares; 2019Q3: 721 shares 721$19K<0.01%-150
NANRSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 22,879 shares; 2018Q4: 21,820 shares; 2019Q1: 17,895 shares; 2019Q2: 558 shares; 2019Q3: 558 shares 558$18K<0.01%0Timeline
BBIOBRIDGEBIO PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 830 shares 830$18K<0.01%newTimeline
HGVHILTON GRAND VACATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,129 shares; 2018Q2: 2,129 shares; 2018Q3: 572 shares; 2018Q4: 2,896 shares; 2019Q1: 705 shares; 2019Q2: 671 shares; 2019Q3: 578 shares 578$18K<0.01%-93Timeline
MTXMINERALS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 590 shares; 2018Q2: 590 shares; 2018Q3: 385 shares; 2018Q4: 328 shares; 2019Q1: 345 shares; 2019Q2: 545 shares; 2019Q3: 345 shares 345$18K<0.01%-200Timeline
NMRNOMURA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,754 shares; 2018Q2: 2,754 shares; 2018Q3: 2,177 shares; 2018Q4: 3,234 shares; 2019Q1: 3,559 shares; 2019Q2: 3,107 shares; 2019Q3: 4,334 shares 4,334$18K<0.01%+1,227Timeline
NVGSNAVIGATOR HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,600 shares; 2018Q4: 1,600 shares; 2019Q1: 1,600 shares; 2019Q2: 1,600 shares; 2019Q3: 1,700 shares 1,700$18K<0.01%+100Timeline
VCYTVERACYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 11,138 shares; 2019Q2: 641 shares; 2019Q3: 769 shares 769$18K<0.01%+128Timeline
AGIALAMOS GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,371 shares; 2018Q2: 3,371 shares; 2018Q3: 3,036 shares; 2018Q4: 3,216 shares; 2019Q1: 3,296 shares; 2019Q2: 2,829 shares; 2019Q3: 3,287 shares 3,287$18K<0.01%+458Timeline
GEFGREIF INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 317 shares; 2018Q2: 317 shares; 2018Q3: 264 shares; 2018Q4: 264 shares; 2019Q1: 326 shares; 2019Q2: 464 shares; 2019Q3: 464 shares 464$18K<0.01%0Timeline
GEF-BGREIF INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 400 shares; 2018Q4: 400 shares; 2019Q1: 400 shares; 2019Q2: 400 shares; 2019Q3: 400 shares 400$18K<0.01%0Timeline
SAHSONIC AUTOMOTIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 778 shares; 2018Q2: 778 shares; 2018Q3: 778 shares; 2018Q4: 668 shares; 2019Q1: 658 shares; 2019Q2: 670 shares; 2019Q3: 592 shares 592$18K<0.01%-78Timeline
SONOSONOS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,760 shares; 2018Q4: 1,560 shares; 2019Q1: 1,317 shares; 2019Q2: 1,317 shares; 2019Q3: 1,317 shares 1,317$18K<0.01%0Timeline
AGNTAGNT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,550 shares; 2018Q4: 1,550 shares; 2019Q1: 2,150 shares; 2019Q2: 2,150 shares; 2019Q3: 2,150 shares 2,150$18K<0.01%0Timeline
UUUUENERGY FUELS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,625 shares; 2018Q2: 2,625 shares; 2018Q3: 5,337 shares; 2018Q4: 4,837 shares; 2019Q1: 33,837 shares; 2019Q2: 11,888 shares; 2019Q3: 8,888 shares 8,888$18K<0.01%-3,000Timeline
OMABGRUPO AEROPORTUARIO DEL CENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,005 shares; 2018Q4: 1 shares; 2019Q1: 175 shares; 2019Q2: 343 shares; 2019Q3: 381 shares 381$18K<0.01%+38Timeline
RMIRIVERNORTH OPPORTUNISTIC MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 825 shares 825$18K<0.01%newTimeline
AARONS INCAARONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 148 shares; 2018Q2: 148 shares; 2018Q3: 87 shares; 2018Q4: 87 shares; 2019Q1: 175 shares; 2019Q2: 249 shares; 2019Q3: 276 shares 276$18K<0.01%+27
LCNBLCNB CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$18K<0.01%0Timeline
PBYIPUMA BIOTECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,547 shares; 2018Q2: 1,547 shares; 2018Q3: 691 shares; 2018Q4: 613 shares; 2019Q1: 2,169 shares; 2019Q2: 1,472 shares; 2019Q3: 1,671 shares 1,671$18K<0.01%+199Timeline
SXCSUNCOKE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 700 shares; 2018Q3: 1,041 shares; 2018Q4: 1,050 shares; 2019Q1: 3,899 shares; 2019Q2: 714 shares; 2019Q3: 3,046 shares 3,046$18K<0.01%+2,332Timeline
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 600 shares; 2018Q4: not reported; 2019Q1: 308 shares; 2019Q2: 375 shares; 2019Q3: 375 shares 375$18K<0.01%0
LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 970 shares; 2018Q2: 970 shares; 2018Q3: 600 shares; 2018Q4: 605 shares; 2019Q1: 603 shares; 2019Q2: 737 shares; 2019Q3: 650 shares 650$18K<0.01%-87
CORE-MARK HOLDING CO INCCORE-MARK HOLDING CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 528 shares; 2018Q2: 528 shares; 2018Q3: 545 shares; 2018Q4: 588 shares; 2019Q1: 715 shares; 2019Q2: 753 shares; 2019Q3: 559 shares 559$18K<0.01%-194
VRAYQVIEWRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,397 shares; 2018Q2: 7,397 shares; 2018Q3: 7,542 shares; 2018Q4: 6,939 shares; 2019Q1: 8,153 shares; 2019Q2: 7,004 shares; 2019Q3: 6,464 shares 6,464$18K<0.01%-540Timeline
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 834 shares; 2018Q4: 791 shares; 2019Q1: 1,388 shares; 2019Q2: not reported; 2019Q3: 343 shares 343$18K<0.01%new
ENDO INTL PLCENDO INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,556 shares; 2018Q2: 5,556 shares; 2018Q3: 3,246 shares; 2018Q4: 3,096 shares; 2019Q1: 3,096 shares; 2019Q2: 3,747 shares; 2019Q3: 5,697 shares 5,697$18K<0.01%+1,950
SUPERIOR DRILLING PRODS INCSUPERIOR DRILLING PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 17,992 shares; 2019Q2: 17,992 shares; 2019Q3: 17,992 shares 17,992$18K<0.01%0
CELLECTAR BIOSCIENCES INCCELLECTAR BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,900 shares; 2019Q1: 1,900 shares; 2019Q2: 4,000 shares; 2019Q3: 9,000 shares 9,000$18K<0.01%+5,000
KFYKORN FERRYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 503 shares; 2018Q2: 503 shares; 2018Q3: 541 shares; 2018Q4: 1,143 shares; 2019Q1: 914 shares; 2019Q2: 882 shares; 2019Q3: 434 shares 434$17K<0.01%-448Timeline
MOVMOVADO GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 198 shares; 2018Q2: 198 shares; 2018Q3: 83 shares; 2018Q4: 205 shares; 2019Q1: 83 shares; 2019Q2: 773 shares; 2019Q3: 679 shares 679$17K<0.01%-94Timeline
STNSTANTEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 779 shares; 2018Q2: 779 shares; 2018Q3: 779 shares; 2018Q4: 780 shares; 2019Q1: 780 shares; 2019Q2: 781 shares; 2019Q3: 781 shares 781$17K<0.01%0Timeline
TRSTRIMAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 486 shares; 2018Q2: 486 shares; 2018Q3: not reported; 2018Q4: 684 shares; 2019Q1: 646 shares; 2019Q2: 548 shares; 2019Q3: 541 shares 541$17K<0.01%-7Timeline
CALCALERES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,113 shares; 2018Q2: 1,113 shares; 2018Q3: 1,216 shares; 2018Q4: 1,217 shares; 2019Q1: 1,265 shares; 2019Q2: 1,263 shares; 2019Q3: 731 shares 731$17K<0.01%-532Timeline
LIVNLIVANOVA PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8 shares; 2018Q2: 8 shares; 2018Q3: 218 shares; 2018Q4: 476 shares; 2019Q1: 498 shares; 2019Q2: 226 shares; 2019Q3: 226 shares 226$17K<0.01%0Timeline
CHRSCOHERUS ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 801 shares 801$17K<0.01%newTimeline
NPOENPRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 182 shares; 2018Q4: 379 shares; 2019Q1: 312 shares; 2019Q2: 297 shares; 2019Q3: 252 shares 252$17K<0.01%-45Timeline
SHOOMADDEN STEVEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 224 shares; 2018Q2: 224 shares; 2018Q3: 163 shares; 2018Q4: 727 shares; 2019Q1: 721 shares; 2019Q2: 535 shares; 2019Q3: 471 shares 471$17K<0.01%-64Timeline
XBTAXBLACKROCK LNG-TRM MUNI ADVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,228 shares; 2018Q2: 1,228 shares; 2018Q3: 1,264 shares; 2018Q4: 3,819 shares; 2019Q1: 3,853 shares; 2019Q2: 3,901 shares; 2019Q3: 1,333 shares 1,333$17K<0.01%-2,568Timeline
KOPKOPPERS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,182 shares; 2018Q2: 1,182 shares; 2018Q3: 543 shares; 2018Q4: 543 shares; 2019Q1: 543 shares; 2019Q2: 773 shares; 2019Q3: 577 shares 577$17K<0.01%-196Timeline
RUTHS HOSPITALITY GROUP INCRUTHS HOSPITALITY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 550 shares; 2018Q2: 550 shares; 2018Q3: 1,263 shares; 2018Q4: 1,923 shares; 2019Q1: 2,040 shares; 2019Q2: 1,521 shares; 2019Q3: 875 shares 875$17K<0.01%-646
OVLYOAK VY BANCORP OAKDALE CALIFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,008 shares; 2018Q2: 1,008 shares; 2018Q3: 1,008 shares; 2018Q4: 1,008 shares; 2019Q1: 1,008 shares; 2019Q2: 1,008 shares; 2019Q3: 1,008 shares 1,008$17K<0.01%0Timeline
MBIMBIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,514 shares; 2018Q2: 3,514 shares; 2018Q3: 3,207 shares; 2018Q4: 3,214 shares; 2019Q1: 1,807 shares; 2019Q2: 1,807 shares; 2019Q3: 1,807 shares 1,807$17K<0.01%0Timeline
JOUTJOHNSON OUTDOORS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 1,187 shares; 2018Q4: 1,198 shares; 2019Q1: 801 shares; 2019Q2: 802 shares; 2019Q3: 292 shares 292$17K<0.01%-510Timeline
XMHQINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 350 shares; 2018Q4: 350 shares; 2019Q1: 350 shares; 2019Q2: 350 shares; 2019Q3: 350 shares 350$17K<0.01%0Timeline
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,000 shares; 2018Q2: 25,000 shares; 2018Q3: 25,000 shares; 2018Q4: 25,000 shares; 2019Q1: 25,000 shares; 2019Q2: 25,000 shares; 2019Q3: 25,000 shares 25,000$17K<0.01%0
HEEMISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 276 shares; 2018Q2: 276 shares; 2018Q3: 276 shares; 2018Q4: 839 shares; 2019Q1: 681 shares; 2019Q2: 681 shares; 2019Q3: 681 shares 681$17K<0.01%0Timeline
RNEMFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 284 shares; 2019Q1: 284 shares; 2019Q2: 357 shares; 2019Q3: 357 shares 357$17K<0.01%0Timeline
NEVRO CORPNEVRO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,432 shares; 2018Q2: 2,432 shares; 2018Q3: 721 shares; 2018Q4: 680 shares; 2019Q1: 753 shares; 2019Q2: 166 shares; 2019Q3: 202 shares 202$17K<0.01%+36
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,057 shares; 2018Q2: 1,057 shares; 2018Q3: 1,043 shares; 2018Q4: 733 shares; 2019Q1: 710 shares; 2019Q2: 701 shares; 2019Q3: 568 shares 568$17K<0.01%-133
MOBILE MINI INCMOBILE MINI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,227 shares; 2018Q2: 4,227 shares; 2018Q3: 565 shares; 2018Q4: 491 shares; 2019Q1: 450 shares; 2019Q2: 450 shares; 2019Q3: 450 shares 450$17K<0.01%0
HERCULES CAPITAL INCHERCULES CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 17,000 shares; 2019Q3: 17,000 shares 17,000$17K<0.01%0
TECH DATA CORPTECH DATA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 211 shares; 2018Q2: 211 shares; 2018Q3: 53 shares; 2018Q4: 48 shares; 2019Q1: 1,591 shares; 2019Q2: 1,224 shares; 2019Q3: 162 shares 162$17K<0.01%-1,062
DANAHER CORP DELDANAHER CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,000 shares; 2019Q1: 3,000 shares; 2019Q2: 3,000 shares; 2019Q3: 3,000 shares 3,000$17K<0.01%0
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,299 shares; 2018Q2: 2,299 shares; 2018Q3: 957 shares; 2018Q4: 2,905 shares; 2019Q1: 2,935 shares; 2019Q2: 2,992 shares; 2019Q3: 4,992 shares 4,992$17K<0.01%+2,000
iShares MSCI AustraliaiShares MSCI AustraliaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 626 shares 626$17K<0.01%new
SMLFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,450 shares; 2018Q2: 1,450 shares; 2018Q3: 1,470 shares; 2018Q4: 1,304 shares; 2019Q1: 1,694 shares; 2019Q2: 390 shares; 2019Q3: 390 shares 390$16K<0.01%0Timeline
TSTENARIS S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,124 shares; 2018Q2: 1,124 shares; 2018Q3: 1,580 shares; 2018Q4: 2,310 shares; 2019Q1: 619 shares; 2019Q2: 586 shares; 2019Q3: 749 shares 749$16K<0.01%+163Timeline
ADTADT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 7,943 shares; 2019Q1: 2,750 shares; 2019Q2: 1,575 shares; 2019Q3: 2,578 shares 2,578$16K<0.01%+1,003Timeline
ROGROGERS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 197 shares; 2018Q2: 197 shares; 2018Q3: not reported; 2018Q4: 28 shares; 2019Q1: 80 shares; 2019Q2: 88 shares; 2019Q3: 130 shares 130$16K<0.01%+42Timeline
NTRANATERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 585 shares; 2018Q2: 585 shares; 2018Q3: 1,100 shares; 2018Q4: 1,100 shares; 2019Q1: 1,100 shares; 2019Q2: 100 shares; 2019Q3: 500 shares 500$16K<0.01%+400Timeline
HOSHORNBECK OFFSHORE SERVICES IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares; 2018Q4: 1,945 shares; 2019Q1: 2,031 shares; 2019Q2: 2,031 shares; 2019Q3: 2,031 shares 2,031$16K<0.01%0Timeline
BTGB2GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,800 shares; 2018Q2: 4,800 shares; 2018Q3: 4,800 shares; 2018Q4: 6,890 shares; 2019Q1: 6,866 shares; 2019Q2: 8,878 shares; 2019Q3: 4,878 shares 4,878$16K<0.01%-4,000Timeline
JHSCJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 500 shares; 2018Q4: 697 shares; 2019Q1: 697 shares; 2019Q2: 699 shares; 2019Q3: 599 shares 599$16K<0.01%-100Timeline
NATNORDIC AMERICAN TANKERS LIMIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,950 shares; 2018Q2: 6,950 shares; 2018Q3: 1,446 shares; 2018Q4: 2,360 shares; 2019Q1: 2,382 shares; 2019Q2: 6,769 shares; 2019Q3: 7,775 shares 7,775$16K<0.01%+1,006Timeline
BBTBEACON FINANCIAL CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,875 shares; 2018Q2: 1,875 shares; 2018Q3: 1,769 shares; 2018Q4: 739 shares; 2019Q1: 763 shares; 2019Q2: 1,057 shares; 2019Q3: 531 shares 531$16K<0.01%-526Timeline
DANDANA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 799 shares; 2018Q2: 799 shares; 2018Q3: 327 shares; 2018Q4: 855 shares; 2019Q1: 481 shares; 2019Q2: 483 shares; 2019Q3: 1,136 shares 1,136$16K<0.01%+653Timeline
FSBWFS BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,100 shares; 2018Q2: 1,100 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 300 shares; 2019Q3: 300 shares 300$16K<0.01%0Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 2,200 shares; 2019Q2: 2,200 shares; 2019Q3: 1,200 shares 1,200$16K<0.01%-1,000
WABCO HLDGS INCWABCO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,315 shares; 2018Q2: 1,315 shares; 2018Q3: 525 shares; 2018Q4: 780 shares; 2019Q1: 688 shares; 2019Q2: 571 shares; 2019Q3: 116 shares 116$16K<0.01%-455
HBBHAMILTON BEACH BRANDS HLDG CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$16K<0.01%0Timeline
AIRGAIRGAIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,375 shares; 2018Q2: 1,375 shares; 2018Q3: 1,375 shares; 2018Q4: 1,375 shares; 2019Q1: 1,375 shares; 2019Q2: 1,375 shares; 2019Q3: 1,375 shares 1,375$16K<0.01%0Timeline
HTTHIGH TEMPLAR TECHNOLOGY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 960 shares; 2018Q2: 960 shares; 2018Q3: 830 shares; 2018Q4: 830 shares; 2019Q1: 830 shares; 2019Q2: 830 shares; 2019Q3: 2,398 shares 2,398$16K<0.01%+1,568Timeline
WVVIWILLAMETTE VALLEY VINEYARDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,348 shares; 2018Q2: 1,348 shares; 2018Q3: 2,265 shares; 2018Q4: 2,265 shares; 2019Q1: 2,265 shares; 2019Q2: 2,265 shares; 2019Q3: 2,265 shares 2,265$16K<0.01%0Timeline
MMTMSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 75 shares; 2018Q4: 125 shares; 2019Q1: 125 shares; 2019Q2: 125 shares; 2019Q3: 125 shares 125$16K<0.01%0Timeline
DGREWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,661 shares; 2018Q2: 4,661 shares; 2018Q3: 4,053 shares; 2018Q4: 2,482 shares; 2019Q1: 2,006 shares; 2019Q2: 1,780 shares; 2019Q3: 694 shares 694$16K<0.01%-1,086Timeline
OBORKRANESHARES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 981 shares; 2018Q2: 981 shares; 2018Q3: 981 shares; 2018Q4: 1,005 shares; 2019Q1: 679 shares; 2019Q2: 1,019 shares; 2019Q3: 725 shares 725$16K<0.01%-294Timeline
RBLDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,497 shares; 2018Q2: 1,497 shares; 2018Q3: 419 shares; 2018Q4: 340 shares; 2019Q1: 340 shares; 2019Q2: 340 shares; 2019Q3: 340 shares 340$16K<0.01%0Timeline
TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,368 shares; 2018Q2: 1,368 shares; 2018Q3: 1,308 shares; 2018Q4: 808 shares; 2019Q1: 708 shares; 2019Q2: 708 shares; 2019Q3: 708 shares 708$16K<0.01%0
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5,978 shares; 2018Q4: 4,778 shares; 2019Q1: 4,778 shares; 2019Q2: 3,982 shares; 2019Q3: 3,530 shares 3,530$16K<0.01%-452
REDHILL BIOPHARMA LTDREDHILL BIOPHARMA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,500 shares; 2018Q2: 4,500 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2,200 shares; 2019Q2: 2,200 shares; 2019Q3: 2,300 shares 2,300$16K<0.01%+100
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,912 shares; 2018Q2: 6,912 shares; 2018Q3: 6,912 shares; 2018Q4: 3,912 shares; 2019Q1: 3,912 shares; 2019Q2: 3,946 shares; 2019Q3: 3,946 shares 3,946$16K<0.01%0
LATAM AIRLS GROUP S ALATAM AIRLS GROUP S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,469 shares; 2018Q4: 1,476 shares; 2019Q1: 1,469 shares; 2019Q2: 1,470 shares; 2019Q3: 1,470 shares 1,470$16K<0.01%0
IPATH GSCI TOTAL RETURN IND…IPATH GSCI TOTAL RETURN INDEX ETF…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 988 shares; 2018Q2: 988 shares; 2018Q3: 988 shares; 2018Q4: 988 shares; 2019Q1: 1,102 shares; 2019Q2: 1,102 shares; 2019Q3: 1,102 shares 1,102$16K<0.01%0
SIENTRA INCSIENTRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 732 shares; 2018Q2: 732 shares; 2018Q3: 732 shares; 2018Q4: 1,419 shares; 2019Q1: 2,437 shares; 2019Q2: 2,437 shares; 2019Q3: 2,437 shares 2,437$16K<0.01%0
MATINAS BIOPHARMA HLDGS INCMATINAS BIOPHARMA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 25,000 shares; 2019Q1: 25,000 shares; 2019Q2: 25,000 shares; 2019Q3: 25,000 shares 25,000$16K<0.01%0
BLACKROCK MASS TAX-EXEMPT TRBLACKROCK MASS TAX-EXEMPT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,229 shares; 2019Q2: 1,236 shares; 2019Q3: 1,241 shares 1,241$16K<0.01%+5
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 700 shares; 2019Q3: 700 shares 700$16K<0.01%0
BCIABRDN ETFSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 168,470 shares; 2019Q1: 74,614 shares; 2019Q2: 1,252 shares; 2019Q3: 683 shares 683$15K<0.01%-569Timeline
EYENATIONAL VISION HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47 shares; 2018Q4: 650 shares; 2019Q1: 660 shares; 2019Q2: 686 shares; 2019Q3: 572 shares 572$15K<0.01%-114Timeline
STAASTAAR SURGICAL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 220 shares; 2018Q2: 220 shares; 2018Q3: 177 shares; 2018Q4: 135 shares; 2019Q1: 144 shares; 2019Q2: 197 shares; 2019Q3: 555 shares 555$15K<0.01%+358Timeline
ECONCOLUMBIA ETF TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,327 shares; 2018Q2: 6,327 shares; 2018Q3: 2,938 shares; 2018Q4: 2,940 shares; 2019Q1: 2,829 shares; 2019Q2: 206 shares; 2019Q3: 706 shares 706$15K<0.01%+500Timeline
JOEST JOE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,980 shares; 2018Q2: 1,980 shares; 2018Q3: 1,865 shares; 2018Q4: 990 shares; 2019Q1: 990 shares; 2019Q2: 1,675 shares; 2019Q3: 833 shares 833$15K<0.01%-842Timeline
SUPNSUPERNUS PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,955 shares; 2018Q2: 1,955 shares; 2018Q3: 766 shares; 2018Q4: 1,421 shares; 2019Q1: 1,184 shares; 2019Q2: 1,129 shares; 2019Q3: 519 shares 519$15K<0.01%-610Timeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 180 shares; 2018Q2: 180 shares; 2018Q3: 180 shares; 2018Q4: 100 shares; 2019Q1: 314 shares; 2019Q2: 314 shares; 2019Q3: 314 shares 314$15K<0.01%0
ATLANTICA YIELD PLCATLANTICA YIELD PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 552 shares; 2018Q2: 552 shares; 2018Q3: 652 shares; 2018Q4: 652 shares; 2019Q1: 652 shares; 2019Q2: 652 shares; 2019Q3: 652 shares 652$15K<0.01%0
OSISOSI SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34 shares; 2018Q2: 34 shares; 2018Q3: 105 shares; 2018Q4: 164 shares; 2019Q1: 164 shares; 2019Q2: 170 shares; 2019Q3: 143 shares 143$15K<0.01%-27Timeline
SAILPOINT TECHNOLOGIES HOLD…SAILPOINT TECHNOLOGIES HOLDINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 201 shares; 2018Q2: 201 shares; 2018Q3: 201 shares; 2018Q4: 279 shares; 2019Q1: 310 shares; 2019Q2: 430 shares; 2019Q3: 845 shares 845$15K<0.01%+415
VISTA OUTDOOR INCVISTA OUTDOOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,441 shares; 2018Q2: 11,441 shares; 2018Q3: 7,457 shares; 2018Q4: 9,037 shares; 2019Q1: 7,545 shares; 2019Q2: 7,100 shares; 2019Q3: 2,469 shares 2,469$15K<0.01%-4,631
ADVANCED DISP SVCS INC DELADVANCED DISP SVCS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 243 shares; 2018Q4: 582 shares; 2019Q1: 582 shares; 2019Q2: 635 shares; 2019Q3: 466 shares 466$15K<0.01%-169
CNX MIDSTREAM PARTNERS LPCNX MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,111 shares; 2018Q2: 1,111 shares; 2018Q3: 871 shares; 2018Q4: 1,227 shares; 2019Q1: 1,111 shares; 2019Q2: 1,111 shares; 2019Q3: 1,046 shares 1,046$15K<0.01%-65
HOLLYSYS AUTOMATION TCHNGY LHOLLYSYS AUTOMATION TCHNGY LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 28 shares; 2018Q2: 28 shares; 2018Q3: 28 shares; 2018Q4: 28 shares; 2019Q1: 28 shares; 2019Q2: 328 shares; 2019Q3: 1,028 shares 1,028$15K<0.01%+700
TIVO CORPTIVO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,049 shares; 2018Q2: 2,049 shares; 2018Q3: 2,062 shares; 2018Q4: 2,569 shares; 2019Q1: 2,375 shares; 2019Q2: 2,188 shares; 2019Q3: 2,102 shares 2,102$15K<0.01%-86
ATRCATRICURE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 602 shares; 2018Q2: 602 shares; 2018Q3: 702 shares; 2018Q4: 799 shares; 2019Q1: 783 shares; 2019Q2: 699 shares; 2019Q3: 610 shares 610$15K<0.01%-89Timeline
BANCBANC OF CALIFORNIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 666 shares; 2018Q2: 666 shares; 2018Q3: 2,365 shares; 2018Q4: 3,478 shares; 2019Q1: 2,920 shares; 2019Q2: 3,039 shares; 2019Q3: 1,042 shares 1,042$15K<0.01%-1,997Timeline
QCRHQCR HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 849 shares; 2018Q2: 849 shares; 2018Q3: 957 shares; 2018Q4: 688 shares; 2019Q1: 394 shares; 2019Q2: 394 shares; 2019Q3: 394 shares 394$15K<0.01%0Timeline
PSCIINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 70 shares; 2018Q4: 70 shares; 2019Q1: 70 shares; 2019Q2: 70 shares; 2019Q3: 222 shares 222$15K<0.01%+152Timeline
DBAWDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,896 shares; 2018Q2: 29,896 shares; 2018Q3: 121 shares; 2018Q4: 121 shares; 2019Q1: 121 shares; 2019Q2: 121 shares; 2019Q3: 544 shares 544$15K<0.01%+423Timeline
FXCINVESCO CURRENCYSHARES CDN DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,647 shares; 2018Q4: 1,547 shares; 2019Q1: 264 shares; 2019Q2: 414 shares; 2019Q3: 200 shares 200$15K<0.01%-214Timeline
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,010 shares; 2018Q2: 3,010 shares; 2018Q3: 8,000 shares; 2018Q4: 8,004 shares; 2019Q1: 8,000 shares; 2019Q2: 8,002 shares; 2019Q3: 12,065 shares 12,065$15K<0.01%+4,063
HECLA MINING COMPANYHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 300 shares; 2019Q2: 300 shares; 2019Q3: 300 shares 300$15K<0.01%0
FFICFLUSHING FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 742 shares; 2018Q2: 742 shares; 2018Q3: 742 shares; 2018Q4: 820 shares; 2019Q1: 820 shares; 2019Q2: 753 shares; 2019Q3: 753 shares 753$15K<0.01%0Timeline
AEGION CORPAEGION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 615 shares; 2018Q2: 615 shares; 2018Q3: 550 shares; 2018Q4: 550 shares; 2019Q1: 550 shares; 2019Q2: 500 shares; 2019Q3: 700 shares 700$15K<0.01%+200
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 628 shares; 2018Q2: 628 shares; 2018Q3: 548 shares; 2018Q4: 474 shares; 2019Q1: 492 shares; 2019Q2: 476 shares; 2019Q3: 912 shares 912$15K<0.01%+436
ENOVIS CORPENOVIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,457 shares; 2018Q2: 2,457 shares; 2018Q3: 1,155 shares; 2018Q4: 155 shares; 2019Q1: 775 shares; 2019Q2: 531 shares; 2019Q3: 525 shares 525$15K<0.01%-6
KALA BIO INC COMKALA BIO INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: not reported; 2019Q1: 5,000 shares; 2019Q2: 6,000 shares; 2019Q3: 4,000 shares 4,000$15K<0.01%-2,000
POTBELLY CORPPOTBELLY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 600 shares; 2018Q3: 600 shares; 2018Q4: 600 shares; 2019Q1: 600 shares; 2019Q2: 600 shares; 2019Q3: 3,600 shares 3,600$15K<0.01%+3,000
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 16,000 shares; 2019Q3: 16,000 shares 16,000$15K<0.01%0
FIRST MIDWEST BANCORP INC/ILFIRST MIDWEST BANCORP INC/ILQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 441 shares; 2018Q2: 441 shares; 2018Q3: 443 shares; 2018Q4: 750 shares; 2019Q1: 749 shares; 2019Q2: 749 shares; 2019Q3: 773 shares 773$15K<0.01%+24
SPDR SERIES TRUST OILGAS EQ…SPDR SERIES TRUST OILGAS EQUIPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,035 shares; 2018Q2: 4,035 shares; 2018Q3: 4,663 shares; 2018Q4: 1,663 shares; 2019Q1: 7,048 shares; 2019Q2: 1,463 shares; 2019Q3: 2,133 shares 2,133$15K<0.01%+670
MORGAN STANLEYMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,953 shares; 2018Q2: 2,953 shares; 2018Q3: 2,953 shares; 2018Q4: 2,953 shares; 2019Q1: 2,653 shares; 2019Q2: 2,653 shares; 2019Q3: 2,653 shares 2,653$15K<0.01%0
FITBIT INCFITBIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,915 shares; 2018Q2: 13,915 shares; 2018Q3: 4,045 shares; 2018Q4: 3,846 shares; 2019Q1: 4,546 shares; 2019Q2: 4,324 shares; 2019Q3: 3,834 shares 3,834$15K<0.01%-490
QUORUM HEALTH CORPQUORUM HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 199 shares; 2018Q2: 199 shares; 2018Q3: 199 shares; 2018Q4: 137 shares; 2019Q1: 137 shares; 2019Q2: 12,637 shares; 2019Q3: 12,637 shares 12,637$15K<0.01%0
NEUROTROPE INCNEUROTROPE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 675 shares; 2018Q2: 675 shares; 2018Q3: 675 shares; 2018Q4: 675 shares; 2019Q1: 18,954 shares; 2019Q2: 18,454 shares; 2019Q3: 18,454 shares 18,454$15K<0.01%0
WISDOMTREE EMERGING MARKETS…WISDOMTREE EMERGING MARKETS CONSU…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 700 shares; 2018Q3: 700 shares; 2018Q4: 700 shares; 2019Q1: 700 shares; 2019Q2: 700 shares; 2019Q3: 700 shares 700$15K<0.01%0
ABGASBURY AUTOMOTIVE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 136 shares; 2018Q2: 136 shares; 2018Q3: 101 shares; 2018Q4: 273 shares; 2019Q1: 286 shares; 2019Q2: 136 shares; 2019Q3: 136 shares 136$14K<0.01%0Timeline
HCMHUTCHMED CHINA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 256 shares; 2018Q4: 958 shares; 2019Q1: 652 shares; 2019Q2: 773 shares; 2019Q3: 773 shares 773$14K<0.01%0Timeline
GDLGDL FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,508 shares; 2018Q2: 8,508 shares; 2018Q3: 3,710 shares; 2018Q4: 2,349 shares; 2019Q1: 2,362 shares; 2019Q2: 1,527 shares; 2019Q3: 1,541 shares 1,541$14K<0.01%+14Timeline
ANGOANGIODYNAMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares; 2018Q3: 567 shares; 2018Q4: 717 shares; 2019Q1: 875 shares; 2019Q2: 875 shares; 2019Q3: 774 shares 774$14K<0.01%-101Timeline
AHRTAH RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 620 shares; 2018Q2: 620 shares; 2018Q3: 620 shares; 2018Q4: 620 shares; 2019Q1: 791 shares; 2019Q2: 792 shares; 2019Q3: 800 shares 800$14K<0.01%+8Timeline
KAIKADANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 207 shares; 2018Q2: 207 shares; 2018Q3: 132 shares; 2018Q4: 133 shares; 2019Q1: 133 shares; 2019Q2: 133 shares; 2019Q3: 151 shares 151$14K<0.01%+18Timeline
OSWONESPAWORLD HOLDINGS LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 730 shares; 2019Q3: 885 shares 885$14K<0.01%+155Timeline
SAIASAIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 276 shares; 2018Q2: 276 shares; 2018Q3: 351 shares; 2018Q4: 102 shares; 2019Q1: 131 shares; 2019Q2: 131 shares; 2019Q3: 147 shares 147$14K<0.01%+16Timeline
BSMBLACK STONE MINERALS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$14K<0.01%0Timeline
MUCBLACKROCK MUNIHLDNGS CALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,137 shares; 2018Q2: 1,137 shares; 2018Q3: 3,497 shares; 2018Q4: 2,977 shares; 2019Q1: 1,949 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$14K<0.01%0Timeline
HWCHANCOCK WHITNEY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 208 shares; 2018Q2: 208 shares; 2018Q3: not reported; 2018Q4: 22 shares; 2019Q1: not reported; 2019Q2: 37 shares; 2019Q3: 356 shares 356$14K<0.01%+319Timeline
WSBFWATERSTONE FINL INC MDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 136 shares; 2018Q2: 136 shares; 2018Q3: 836 shares; 2018Q4: 801 shares; 2019Q1: 803 shares; 2019Q2: 802 shares; 2019Q3: 797 shares 797$14K<0.01%-5Timeline
COPXGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,857 shares; 2018Q2: 2,857 shares; 2018Q3: 3,168 shares; 2018Q4: 818 shares; 2019Q1: 818 shares; 2019Q2: 818 shares; 2019Q3: 818 shares 818$14K<0.01%0Timeline
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$14K<0.01%0
CVGWCALAVO GROWERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,254 shares; 2018Q2: 1,254 shares; 2018Q3: 397 shares; 2018Q4: 389 shares; 2019Q1: 207 shares; 2019Q2: 262 shares; 2019Q3: 145 shares 145$14K<0.01%-117Timeline
UGAUNITED STS GASOLINE FD LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 932 shares; 2018Q2: 932 shares; 2018Q3: 482 shares; 2018Q4: 482 shares; 2019Q1: 482 shares; 2019Q2: 482 shares; 2019Q3: 482 shares 482$14K<0.01%0Timeline
PLUSEPLUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 142 shares; 2018Q2: 142 shares; 2018Q3: 123 shares; 2018Q4: 395 shares; 2019Q1: 293 shares; 2019Q2: 286 shares; 2019Q3: 185 shares 185$14K<0.01%-101Timeline
TCITRANSCONTINENTAL RLTY INVSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 719 shares; 2018Q2: 719 shares; 2018Q3: 841 shares; 2018Q4: 841 shares; 2019Q1: 841 shares; 2019Q2: 841 shares; 2019Q3: 466 shares 466$14K<0.01%-375Timeline
VUZIVUZIX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,727 shares; 2018Q2: 2,727 shares; 2018Q3: 2,727 shares; 2018Q4: 5,327 shares; 2019Q1: 5,327 shares; 2019Q2: 6,077 shares; 2019Q3: 5,907 shares 5,907$14K<0.01%-170Timeline
SBSISOUTHSIDE BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 752 shares; 2018Q2: 752 shares; 2018Q3: 741 shares; 2018Q4: 392 shares; 2019Q1: 395 shares; 2019Q2: 399 shares; 2019Q3: 403 shares 403$14K<0.01%+4Timeline
FDEVFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 505 shares; 2019Q3: 551 shares 551$14K<0.01%+46Timeline
FTXHFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 394 shares; 2018Q2: 394 shares; 2018Q3: 676 shares; 2018Q4: 676 shares; 2019Q1: 676 shares; 2019Q2: 676 shares; 2019Q3: 676 shares 676$14K<0.01%0Timeline
KFFBKENTUCKY FIRST FED BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,732 shares; 2019Q1: 1,857 shares; 2019Q2: 1,857 shares; 2019Q3: 1,857 shares 1,857$14K<0.01%0Timeline
NAVISTAR INTERNATIONALNAVISTAR INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,672 shares; 2018Q2: 1,672 shares; 2018Q3: 761 shares; 2018Q4: 796 shares; 2019Q1: 1,551 shares; 2019Q2: 1,001 shares; 2019Q3: 501 shares 501$14K<0.01%-500
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50,457 shares; 2018Q2: 50,457 shares; 2018Q3: 8,607 shares; 2018Q4: 7,357 shares; 2019Q1: 6,882 shares; 2019Q2: 6,882 shares; 2019Q3: 6,882 shares 6,882$14K<0.01%0
MILACRON HLDGS CORPMILACRON HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 405 shares; 2018Q2: 405 shares; 2018Q3: not reported; 2018Q4: 1,124 shares; 2019Q1: 1,199 shares; 2019Q2: 863 shares; 2019Q3: 854 shares 854$14K<0.01%-9
KNOLL INCKNOLL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 248 shares; 2018Q4: 361 shares; 2019Q1: 761 shares; 2019Q2: 365 shares; 2019Q3: 559 shares 559$14K<0.01%+194
FLY LEASING LTDFLY LEASING LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 700 shares; 2018Q3: 700 shares; 2018Q4: 700 shares; 2019Q1: 700 shares; 2019Q2: 700 shares; 2019Q3: 700 shares 700$14K<0.01%0
PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 450 shares; 2019Q3: 450 shares 450$14K<0.01%0
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 360 shares; 2018Q4: 360 shares; 2019Q1: 360 shares; 2019Q2: 638 shares; 2019Q3: 558 shares 558$14K<0.01%-80
PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 123 shares; 2018Q2: 123 shares; 2018Q3: 3,806 shares; 2018Q4: 203 shares; 2019Q1: 123 shares; 2019Q2: 373 shares; 2019Q3: 373 shares 373$14K<0.01%0
PROSHARES ULTRAPRO NASDAQ B…PROSHARES ULTRAPRO NASDAQ BIOTECH…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 720 shares; 2018Q2: 720 shares; 2018Q3: 720 shares; 2018Q4: 720 shares; 2019Q1: 720 shares; 2019Q2: 720 shares; 2019Q3: 720 shares 720$14K<0.01%0
BIONDVAX PHARMACEUTICALS LTDBIONDVAX PHARMACEUTICALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,500 shares; 2018Q2: 2,500 shares; 2018Q3: 2,500 shares; 2018Q4: 2,500 shares; 2019Q1: 2,500 shares; 2019Q2: 2,500 shares; 2019Q3: 2,500 shares 2,500$14K<0.01%0
JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 615 shares; 2019Q1: 615 shares; 2019Q2: 615 shares; 2019Q3: 615 shares 615$14K<0.01%0
AMANTERO MIDSTREAM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 25,354 shares; 2019Q2: 34,110 shares; 2019Q3: 1,782 shares 1,782$13K<0.01%-32,328Timeline
NVECNVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 329 shares; 2018Q2: 329 shares; 2018Q3: 698 shares; 2018Q4: 212 shares; 2019Q1: 212 shares; 2019Q2: 212 shares; 2019Q3: 200 shares 200$13K<0.01%-12Timeline
VRTSVIRTUS INVT PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 73 shares; 2018Q2: 73 shares; 2018Q3: 72 shares; 2018Q4: 88 shares; 2019Q1: 88 shares; 2019Q2: 90 shares; 2019Q3: 117 shares 117$13K<0.01%+27Timeline
PSOPEARSON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,124 shares; 2018Q2: 1,124 shares; 2018Q3: 450 shares; 2018Q4: 709 shares; 2019Q1: 622 shares; 2019Q2: 623 shares; 2019Q3: 1,391 shares 1,391$13K<0.01%+768Timeline
KEPKOREA ELEC PWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,021 shares; 2018Q2: 10,021 shares; 2018Q3: 8,902 shares; 2018Q4: 10,302 shares; 2019Q1: 7,302 shares; 2019Q2: 1,704 shares; 2019Q3: 1,204 shares 1,204$13K<0.01%-500Timeline
HRTXHERON THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 692 shares; 2018Q2: 692 shares; 2018Q3: 481 shares; 2018Q4: 354 shares; 2019Q1: 982 shares; 2019Q2: 360 shares; 2019Q3: 717 shares 717$13K<0.01%+357Timeline
XFLTXAI OCTAGON FLOATING RATE & ALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,407 shares 1,407$13K<0.01%newTimeline
CLWCLEARWATER PAPER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 313 shares; 2018Q2: 313 shares; 2018Q3: 613 shares; 2018Q4: 613 shares; 2019Q1: 697 shares; 2019Q2: 613 shares; 2019Q3: 613 shares 613$13K<0.01%0Timeline
BCCBOISE CASCADE CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,665 shares; 2018Q2: 1,665 shares; 2018Q3: 1,034 shares; 2018Q4: 620 shares; 2019Q1: 515 shares; 2019Q2: 386 shares; 2019Q3: 386 shares 386$13K<0.01%0Timeline
PARRPAR PAC HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 598 shares; 2018Q2: 598 shares; 2018Q3: 189 shares; 2018Q4: 1,126 shares; 2019Q1: 963 shares; 2019Q2: 901 shares; 2019Q3: 585 shares 585$13K<0.01%-316Timeline
COHUCOHU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,639 shares; 2018Q2: 1,639 shares; 2018Q3: 2,139 shares; 2018Q4: 2,708 shares; 2019Q1: 2,008 shares; 2019Q2: 1,431 shares; 2019Q3: 942 shares 942$13K<0.01%-489Timeline
SOTHEBYSSOTHEBYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 799 shares; 2018Q2: 799 shares; 2018Q3: 627 shares; 2018Q4: 659 shares; 2019Q1: 659 shares; 2019Q2: 525 shares; 2019Q3: 228 shares 228$13K<0.01%-297
PNIPIMCO NEW YORK MUN FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,551 shares; 2018Q2: 1,551 shares; 2018Q3: 1,551 shares; 2018Q4: 1,551 shares; 2019Q1: 1,551 shares; 2019Q2: 1,551 shares; 2019Q3: 1,051 shares 1,051$13K<0.01%-500Timeline
WNCWABASH NATL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,903 shares; 2018Q2: 1,903 shares; 2018Q3: 705 shares; 2018Q4: 806 shares; 2019Q1: 807 shares; 2019Q2: 808 shares; 2019Q3: 892 shares 892$13K<0.01%+84Timeline
YORWYORK WTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,311 shares; 2018Q2: 3,311 shares; 2018Q3: 363 shares; 2018Q4: 1,082 shares; 2019Q1: 436 shares; 2019Q2: 582 shares; 2019Q3: 285 shares 285$13K<0.01%-297Timeline
HOFTHOOKER FURNISHINGS CORPORATIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 630 shares; 2018Q2: 630 shares; 2018Q3: 505 shares; 2018Q4: 707 shares; 2019Q1: 672 shares; 2019Q2: 672 shares; 2019Q3: 608 shares 608$13K<0.01%-64Timeline
UFIUNIFI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 683 shares; 2018Q2: 683 shares; 2018Q3: 506 shares; 2018Q4: 441 shares; 2019Q1: 441 shares; 2019Q2: 434 shares; 2019Q3: 598 shares 598$13K<0.01%+164Timeline
VALARIS PLC XXX SH…VALARIS PLC XXX SHS CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,683 shares 2,683$13K<0.01%new
CONSTELLIUM SECONSTELLIUM SEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 9,700 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$13K<0.01%0
CEFSEXCHANGE LISTED FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 664 shares; 2018Q2: 664 shares; 2018Q3: 664 shares; 2018Q4: 664 shares; 2019Q1: 664 shares; 2019Q2: 664 shares; 2019Q3: 664 shares 664$13K<0.01%0Timeline
QWLDSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 153 shares; 2018Q4: 70 shares; 2019Q1: 154 shares; 2019Q2: 155 shares; 2019Q3: 155 shares 155$13K<0.01%0Timeline
DVLUFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 360 shares; 2019Q2: 687 shares; 2019Q3: 687 shares 687$13K<0.01%0Timeline
James Hardie Industries PLCJames Hardie Industries PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 822 shares; 2019Q2: 822 shares; 2019Q3: 822 shares 822$13K<0.01%0
NATIONAL GEN HLDGS CORPNATIONAL GEN HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 536 shares; 2018Q2: 536 shares; 2018Q3: not reported; 2018Q4: 1,544 shares; 2019Q1: 518 shares; 2019Q2: 868 shares; 2019Q3: 599 shares 599$13K<0.01%-269
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWAREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 658 shares; 2018Q2: 658 shares; 2018Q3: 297 shares; 2018Q4: 311 shares; 2019Q1: 384 shares; 2019Q2: 491 shares; 2019Q3: 347 shares 347$13K<0.01%-144
INDEPENDENCE HLDG COINDEPENDENCE HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 328 shares; 2018Q2: 328 shares; 2018Q3: 328 shares; 2018Q4: 328 shares; 2019Q1: 328 shares; 2019Q2: 328 shares; 2019Q3: 328 shares 328$13K<0.01%0
AKTSQAkoustis Technologies IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,650 shares; 2019Q1: 1,650 shares; 2019Q2: 1,650 shares; 2019Q3: 1,650 shares 1,650$13K<0.01%0Timeline
MANAGED PORTFOLIO SERIESMANAGED PORTFOLIO SERIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 350 shares; 2019Q2: 410 shares; 2019Q3: 410 shares 410$13K<0.01%0
CHINA UNICOM HONG KONGCHINA UNICOM HONG KONGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,090 shares; 2018Q2: 1,090 shares; 2018Q3: 2,102 shares; 2018Q4: 1,636 shares; 2019Q1: 1,238 shares; 2019Q2: 1,238 shares; 2019Q3: 1,238 shares 1,238$13K<0.01%0
SWITCH INCSWITCH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 569 shares; 2018Q2: 569 shares; 2018Q3: 1,091 shares; 2018Q4: 354 shares; 2019Q1: 506 shares; 2019Q2: 759 shares; 2019Q3: 868 shares 868$13K<0.01%+109
BRIGGS & STRATTON CORPBRIGGS & STRATTON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,798 shares; 2018Q2: 1,798 shares; 2018Q3: 1,259 shares; 2018Q4: 1,115 shares; 2019Q1: 1,320 shares; 2019Q2: 1,116 shares; 2019Q3: 2,123 shares 2,123$13K<0.01%+1,007
STATE AUTO FINANCIAL CORPSTATE AUTO FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 131 shares; 2018Q2: 131 shares; 2018Q3: 180 shares; 2018Q4: 49 shares; 2019Q1: 49 shares; 2019Q2: 49 shares; 2019Q3: 388 shares 388$13K<0.01%+339
NUVEEN MICH QUALITY INCOME …NUVEEN MICH QUALITY INCOME MUN FD…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,665 shares; 2018Q2: 6,665 shares; 2018Q3: 6,665 shares; 2018Q4: 965 shares; 2019Q1: 965 shares; 2019Q2: 965 shares; 2019Q3: 965 shares 965$13K<0.01%0
ADVISORSHARES TRADVISORSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 269 shares; 2018Q2: 269 shares; 2018Q3: 189 shares; 2018Q4: 269 shares; 2019Q1: 269 shares; 2019Q2: 269 shares; 2019Q3: 269 shares 269$13K<0.01%0
INDEXIQ ETF TRINDEXIQ ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 0 shares; 2018Q2: 0 shares; 2018Q3: 4,755 shares; 2018Q4: 4,798 shares; 2019Q1: 5,237 shares; 2019Q2: 1,610 shares; 2019Q3: 500 shares 500$13K<0.01%-1,110
KADMON HLDGS INCKADMON HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,000 shares; 2018Q2: 6,000 shares; 2018Q3: 5,000 shares; 2018Q4: 5,000 shares; 2019Q1: 5,000 shares; 2019Q2: 5,000 shares; 2019Q3: 5,000 shares 5,000$13K<0.01%0
ADVISORSHARES NEW TECH AND …ADVISORSHARES NEW TECH AND MEDIA …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,644 shares; 2018Q2: 21,644 shares; 2018Q3: 8,921 shares; 2018Q4: 8,771 shares; 2019Q1: 9,193 shares; 2019Q2: 1,597 shares; 2019Q3: 1,287 shares 1,287$13K<0.01%-310
VTWVVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 109 shares; 2018Q2: 109 shares; 2018Q3: 124 shares; 2018Q4: 125 shares; 2019Q1: 125 shares; 2019Q2: 126 shares; 2019Q3: 115 shares 115$12K<0.01%-11Timeline
RDYDR REDDYS LABS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1 shares; 2019Q3: 319 shares 319$12K<0.01%+318Timeline
AZZAZZ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 238 shares; 2018Q2: 238 shares; 2018Q3: 262 shares; 2018Q4: 207 shares; 2019Q1: 295 shares; 2019Q2: 283 shares; 2019Q3: 265 shares 265$12K<0.01%-18Timeline
ANDEANDERSONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: 513 shares; 2019Q1: 515 shares; 2019Q2: 517 shares; 2019Q3: 532 shares 532$12K<0.01%+15Timeline
IXORIX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 343 shares; 2018Q2: 343 shares; 2018Q3: 304 shares; 2018Q4: 440 shares; 2019Q1: 292 shares; 2019Q2: 173 shares; 2019Q3: 160 shares 160$12K<0.01%-13Timeline
SIGASIGA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 22,297 shares; 2018Q2: 22,297 shares; 2018Q3: 24,297 shares; 2018Q4: not reported; 2019Q1: 2,000 shares; 2019Q2: 2,262 shares; 2019Q3: 2,262 shares 2,262$12K<0.01%0Timeline
MRNAMODERNA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 260 shares; 2019Q1: 460 shares; 2019Q2: 460 shares; 2019Q3: 760 shares 760$12K<0.01%+300Timeline
IIININSTEEL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,006 shares; 2018Q4: 1,006 shares; 2019Q1: 1,006 shares; 2019Q2: 600 shares; 2019Q3: 600 shares 600$12K<0.01%0Timeline
OSPNONESPAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10,010 shares; 2018Q4: 10,155 shares; 2019Q1: 923 shares; 2019Q2: 963 shares; 2019Q3: 822 shares 822$12K<0.01%-141Timeline
HLNEHAMILTON LANE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 212 shares; 2019Q3: 213 shares 213$12K<0.01%+1Timeline
HCIHCI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 174 shares; 2018Q2: 174 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 175 shares; 2019Q2: 175 shares; 2019Q3: 292 shares 292$12K<0.01%+117Timeline
TRNOTERRENO RLTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 233 shares; 2018Q2: 233 shares; 2018Q3: 185 shares; 2018Q4: 213 shares; 2019Q1: 213 shares; 2019Q2: 213 shares; 2019Q3: 213 shares 213$12K<0.01%0Timeline
GDOTGREEN DOT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 762 shares; 2018Q2: 762 shares; 2018Q3: 1,661 shares; 2018Q4: 1,399 shares; 2019Q1: 975 shares; 2019Q2: 1,346 shares; 2019Q3: 472 shares 472$12K<0.01%-874Timeline
MAGELLAN HEALTH SERVICES INCMAGELLAN HEALTH SERVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 366 shares; 2018Q2: 366 shares; 2018Q3: 888 shares; 2018Q4: 94 shares; 2019Q1: 261 shares; 2019Q2: 199 shares; 2019Q3: 199 shares 199$12K<0.01%0
PORTMAN RIDGE FIN CORPPORTMAN RIDGE FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 15,631 shares; 2019Q3: 5,500 shares 5,500$12K<0.01%-10,131
TPHDTIMOTHY PLANQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 476 shares 476$12K<0.01%newTimeline
PIMFRANKLIN MASTER INTER INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,885 shares; 2018Q2: 1,885 shares; 2018Q3: 1,929 shares; 2018Q4: 3,497 shares; 2019Q1: 4,331 shares; 2019Q2: 4,040 shares; 2019Q3: 2,722 shares 2,722$12K<0.01%-1,318Timeline
DIVIFRANKLIN TEMPLETON ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 663 shares; 2018Q2: 663 shares; 2018Q3: 1,298 shares; 2018Q4: 1,347 shares; 2019Q1: 590 shares; 2019Q2: 594 shares; 2019Q3: 449 shares 449$12K<0.01%-145Timeline
GENZVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,753 shares; 2018Q2: 7,753 shares; 2018Q3: 209 shares; 2018Q4: 200 shares; 2019Q1: 350 shares; 2019Q2: 350 shares; 2019Q3: 350 shares 350$12K<0.01%0Timeline
INCOCOLUMBIA ETF TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 270 shares; 2018Q2: 270 shares; 2018Q3: 570 shares; 2018Q4: 570 shares; 2019Q1: 2,675 shares; 2019Q2: 2,675 shares; 2019Q3: 300 shares 300$12K<0.01%-2,375Timeline
YY INC. ADRYY INC. ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,181 shares; 2018Q2: 5,181 shares; 2018Q3: 1,010 shares; 2018Q4: 120 shares; 2019Q1: 120 shares; 2019Q2: 377 shares; 2019Q3: 213 shares 213$12K<0.01%-164
CAI INTERNATIONAL INCCAI INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 566 shares; 2019Q3: 566 shares 566$12K<0.01%0
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 944 shares; 2018Q2: 944 shares; 2018Q3: 771 shares; 2018Q4: 581 shares; 2019Q1: 918 shares; 2019Q2: 760 shares; 2019Q3: 587 shares 587$12K<0.01%-173
RSPRINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 706 shares; 2018Q4: 838 shares; 2019Q1: 560 shares; 2019Q2: 462 shares; 2019Q3: 382 shares 382$12K<0.01%-80Timeline
MXFMEXICO FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,600 shares; 2018Q2: 10,600 shares; 2018Q3: 7,900 shares; 2018Q4: 5,900 shares; 2019Q1: 800 shares; 2019Q2: 800 shares; 2019Q3: 885 shares 885$12K<0.01%+85Timeline
STOTSSGA ACTIVE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,713 shares; 2018Q2: 6,713 shares; 2018Q3: 5,713 shares; 2018Q4: 5,713 shares; 2019Q1: 5,713 shares; 2019Q2: 250 shares; 2019Q3: 250 shares 250$12K<0.01%0Timeline
FGMFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,252 shares; 2018Q2: 5,252 shares; 2018Q3: 5,519 shares; 2018Q4: 5,631 shares; 2019Q1: 6,531 shares; 2019Q2: 6,253 shares; 2019Q3: 304 shares 304$12K<0.01%-5,949Timeline
BBCETFIS SER TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,921 shares; 2018Q2: 25,921 shares; 2018Q3: 2,300 shares; 2018Q4: 2,300 shares; 2019Q1: 2,300 shares; 2019Q2: 2,300 shares; 2019Q3: 500 shares 500$12K<0.01%-1,800Timeline
QSIGWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 225 shares 225$12K<0.01%newTimeline
ECNSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 312 shares; 2019Q2: 312 shares; 2019Q3: 312 shares 312$12K<0.01%0Timeline
NANOSTRING TECHNOLOGIES INCNANOSTRING TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 750 shares; 2018Q2: 750 shares; 2018Q3: 5,450 shares; 2018Q4: 919 shares; 2019Q1: 1,161 shares; 2019Q2: 1,192 shares; 2019Q3: 538 shares 538$12K<0.01%-654
NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11 shares; 2018Q2: 11 shares; 2018Q3: 7 shares; 2018Q4: 49 shares; 2019Q1: 51 shares; 2019Q2: 48 shares; 2019Q3: 43 shares 43$12K<0.01%-5
CHANGE HEALTHCARE INCCHANGE HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,000 shares 1,000$12K<0.01%new
Reality Shares Nasdaq NexGe…Reality Shares Nasdaq NexGen Econ…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 471 shares; 2018Q2: 471 shares; 2018Q3: 371 shares; 2018Q4: 371 shares; 2019Q1: 250 shares; 2019Q2: 250 shares; 2019Q3: 531 shares 531$12K<0.01%+281
KANDI TECHNOLOGIES GROUP INCKANDI TECHNOLOGIES GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,280 shares; 2018Q2: 1,280 shares; 2018Q3: 2,280 shares; 2018Q4: 2,830 shares; 2019Q1: 2,830 shares; 2019Q2: 2,280 shares; 2019Q3: 2,445 shares 2,445$12K<0.01%+165
WISDOMTREE TRUST CHINESE YU…WISDOMTREE TRUST CHINESE YUANQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 600 shares; 2018Q3: 600 shares; 2018Q4: 500 shares; 2019Q1: 500 shares; 2019Q2: 500 shares; 2019Q3: 500 shares 500$12K<0.01%0
DNB Financial CorporationDNB Financial CorporationQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 273 shares; 2019Q3: 273 shares 273$12K<0.01%0
MESOBLAST LTD F SP…MESOBLAST LTD F SPONSORE…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,730 shares; 2018Q2: 1,730 shares; 2018Q3: 1,730 shares; 2018Q4: 1,730 shares; 2019Q1: 1,730 shares; 2019Q2: 1,730 shares; 2019Q3: 1,730 shares 1,730$12K<0.01%0
ETF SER SOLUTIONSETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 601 shares; 2018Q2: 601 shares; 2018Q3: 1,282 shares; 2018Q4: 1,182 shares; 2019Q1: 1,182 shares; 2019Q2: 682 shares; 2019Q3: 682 shares 682$12K<0.01%0
SPINNAKER ETF SERIESSPINNAKER ETF SERIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 725 shares 725$12K<0.01%new
MICHAELS COS INCMICHAELS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,666 shares; 2018Q2: 3,666 shares; 2018Q3: 4,528 shares; 2018Q4: 6,125 shares; 2019Q1: 4,763 shares; 2019Q2: 3,553 shares; 2019Q3: 1,245 shares 1,245$12K<0.01%-2,308
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 875 shares; 2019Q2: 875 shares; 2019Q3: 875 shares 875$12K<0.01%0
DEAN FOODS CO NEWDEAN FOODS CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,163 shares; 2018Q2: 1,163 shares; 2018Q3: 1,438 shares; 2018Q4: 8,989 shares; 2019Q1: 8,989 shares; 2019Q2: 8,989 shares; 2019Q3: 10,989 shares 10,989$12K<0.01%+2,000
TRINSEO S ATRINSEO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 639 shares; 2018Q2: 639 shares; 2018Q3: 565 shares; 2018Q4: 688 shares; 2019Q1: 620 shares; 2019Q2: 280 shares; 2019Q3: 280 shares 280$12K<0.01%0
SPDR INDEX SHS FDSSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 198 shares; 2018Q4: 198 shares; 2019Q1: 198 shares; 2019Q2: 198 shares; 2019Q3: 198 shares 198$12K<0.01%0
ENDOLOGIX INCENDOLOGIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 3,010 shares; 2019Q2: 3,010 shares; 2019Q3: 3,010 shares 3,010$12K<0.01%0
REALITY SHS ETF TRREALITY SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 350 shares; 2018Q2: 350 shares; 2018Q3: 350 shares; 2018Q4: 350 shares; 2019Q1: 350 shares; 2019Q2: 350 shares; 2019Q3: 350 shares 350$12K<0.01%0
STANLEY BLACK & DECKER INCSTANLEY BLACK & DECKER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 116 shares; 2019Q1: 116 shares; 2019Q2: 116 shares; 2019Q3: 116 shares 116$12K<0.01%0
EVHEVOLENT HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,126 shares; 2018Q2: 1,126 shares; 2018Q3: 2,503 shares; 2018Q4: 2,530 shares; 2019Q1: 2,717 shares; 2019Q2: 3,590 shares; 2019Q3: 1,456 shares 1,456$11K<0.01%-2,134Timeline
ECECOPETROL S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 4,655 shares; 2018Q4: 8,145 shares; 2019Q1: 7,910 shares; 2019Q2: 972 shares; 2019Q3: 673 shares 673$11K<0.01%-299Timeline
ITRNITURAN LOCATION AND CONTROLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 442 shares; 2018Q2: 442 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 300 shares; 2019Q3: 478 shares 478$11K<0.01%+178Timeline
MR COOPER GROUP INCMR COOPER GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 714 shares; 2019Q1: 713 shares; 2019Q2: 711 shares; 2019Q3: 1,005 shares 1,005$11K<0.01%+294
PUMPPROPETRO HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,117 shares; 2018Q2: 1,117 shares; 2018Q3: 1,211 shares; 2018Q4: 5,016 shares; 2019Q1: 5,564 shares; 2019Q2: 1,737 shares; 2019Q3: 1,077 shares 1,077$11K<0.01%-660Timeline
GTESGATES INDL CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,239 shares; 2018Q2: 1,239 shares; 2018Q3: 842 shares; 2018Q4: 683 shares; 2019Q1: 791 shares; 2019Q2: 133 shares; 2019Q3: 1,049 shares 1,049$11K<0.01%+916Timeline
SXISTANDEX INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 125 shares; 2018Q2: 125 shares; 2018Q3: 41 shares; 2018Q4: 230 shares; 2019Q1: 271 shares; 2019Q2: 192 shares; 2019Q3: 151 shares 151$11K<0.01%-41Timeline
MVISMICROVISION INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,426 shares; 2018Q2: 11,426 shares; 2018Q3: 11,301 shares; 2018Q4: 18,912 shares; 2019Q1: 30,225 shares; 2019Q2: 18,912 shares; 2019Q3: 18,912 shares 18,912$11K<0.01%0Timeline
MOMO INCMOMO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,044 shares; 2018Q2: 2,044 shares; 2018Q3: 1,897 shares; 2018Q4: 405 shares; 2019Q1: 575 shares; 2019Q2: 358 shares; 2019Q3: 344 shares 344$11K<0.01%-14
FMNFEDERATED HERMES PREM MUNI IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 872 shares; 2018Q2: 872 shares; 2018Q3: 872 shares; 2018Q4: 3,301 shares; 2019Q1: 3,219 shares; 2019Q2: 3,249 shares; 2019Q3: 760 shares 760$11K<0.01%-2,489Timeline
MRC GLOBAL INCMRC GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 685 shares; 2018Q2: 685 shares; 2018Q3: 685 shares; 2018Q4: 685 shares; 2019Q1: 935 shares; 2019Q2: 935 shares; 2019Q3: 935 shares 935$11K<0.01%0
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: 5,000 shares; 2018Q3: 140 shares; 2018Q4: 112 shares; 2019Q1: 452 shares; 2019Q2: 430 shares; 2019Q3: 430 shares 430$11K<0.01%0
CIRCOR INTL INCCIRCOR INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 7 shares; 2019Q1: 7 shares; 2019Q2: 281 shares; 2019Q3: 288 shares 288$11K<0.01%+7
PLABPHOTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,477 shares; 2018Q2: 1,477 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$11K<0.01%0Timeline
TSITCW STRATEGIC INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,381 shares; 2018Q2: 23,381 shares; 2018Q3: 38,759 shares; 2018Q4: 6,032 shares; 2019Q1: 6,032 shares; 2019Q2: 1,981 shares; 2019Q3: 1,981 shares 1,981$11K<0.01%0Timeline
MLPMAUI LD & PINEAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,800 shares; 2018Q2: 1,800 shares; 2018Q3: 1,500 shares; 2018Q4: 1,500 shares; 2019Q1: 1,500 shares; 2019Q2: 1,500 shares; 2019Q3: 1,000 shares 1,000$11K<0.01%-500Timeline
PKOHPARK-OHIO HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 438 shares; 2018Q2: 438 shares; 2018Q3: 375 shares; 2018Q4: 375 shares; 2019Q1: 464 shares; 2019Q2: 375 shares; 2019Q3: 375 shares 375$11K<0.01%0Timeline
MAGAETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 185 shares; 2018Q2: 185 shares; 2018Q3: 185 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 400 shares; 2019Q3: 400 shares 400$11K<0.01%0Timeline
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 443 shares; 2019Q3: 443 shares 443$11K<0.01%0
SPXTPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 205 shares; 2018Q2: 205 shares; 2018Q3: 205 shares; 2018Q4: 205 shares; 2019Q1: 205 shares; 2019Q2: 205 shares; 2019Q3: 205 shares 205$11K<0.01%0Timeline
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,285 shares; 2018Q2: 15,285 shares; 2018Q3: 15,208 shares; 2018Q4: 6,195 shares; 2019Q1: 29,338 shares; 2019Q2: 17,496 shares; 2019Q3: 5,919 shares 5,919$11K<0.01%-11,577
ATLAS AIR WORLDWIDE HOLDING…ATLAS AIR WORLDWIDE HOLDINGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 792 shares; 2018Q2: 792 shares; 2018Q3: 323 shares; 2018Q4: 315 shares; 2019Q1: 350 shares; 2019Q2: 356 shares; 2019Q3: 454 shares 454$11K<0.01%+98
EWMISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 531 shares; 2018Q2: 531 shares; 2018Q3: 406 shares; 2018Q4: 406 shares; 2019Q1: 393 shares; 2019Q2: 397 shares; 2019Q3: 398 shares 398$11K<0.01%+1Timeline
CTSOCYTOSORBENTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,070 shares; 2018Q2: 2,070 shares; 2018Q3: 2,070 shares; 2018Q4: 2,070 shares; 2019Q1: 800 shares; 2019Q2: 800 shares; 2019Q3: 2,185 shares 2,185$11K<0.01%+1,385Timeline
FLG-PUFLAGSTAR BANK NATIONAL ASSOCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 218 shares; 2019Q1: 218 shares; 2019Q2: 218 shares; 2019Q3: 218 shares 218$11K<0.01%0Timeline
FMYFIRST TR MTG INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,951 shares; 2018Q2: 2,951 shares; 2018Q3: 761 shares; 2018Q4: 761 shares; 2019Q1: 761 shares; 2019Q2: 761 shares; 2019Q3: 761 shares 761$11K<0.01%0Timeline
LUMINEX CORPLUMINEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 189 shares; 2018Q2: 189 shares; 2018Q3: 60 shares; 2018Q4: 1,424 shares; 2019Q1: 1,228 shares; 2019Q2: 549 shares; 2019Q3: 534 shares 534$11K<0.01%-15
INVESTORS BANCORP, INC.INVESTORS BANCORP, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 535 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 930 shares; 2019Q3: 930 shares 930$11K<0.01%0
RIGEL PHARMACEUTICALS INCRIGEL PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,405 shares; 2018Q2: 1,405 shares; 2018Q3: 1,405 shares; 2018Q4: 1,405 shares; 2019Q1: 5,832 shares; 2019Q2: 5,832 shares; 2019Q3: 5,832 shares 5,832$11K<0.01%0
GLOBAL CORD BLOOD CORPGLOBAL CORD BLOOD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,230 shares; 2019Q3: 2,230 shares 2,230$11K<0.01%0
FONRFONAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 560 shares; 2018Q2: 560 shares; 2018Q3: 560 shares; 2018Q4: 575 shares; 2019Q1: 575 shares; 2019Q2: 575 shares; 2019Q3: 535 shares 535$11K<0.01%-40Timeline
CHINA FD INCCHINA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 368 shares; 2018Q2: 368 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 555 shares; 2019Q3: 555 shares 555$11K<0.01%0
ABRDN JAPAN EQUITY FUND INCABRDN JAPAN EQUITY FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares; 2018Q3: 1,500 shares; 2018Q4: 1,500 shares; 2019Q1: 1,500 shares; 2019Q2: 1,500 shares; 2019Q3: 1,500 shares 1,500$11K<0.01%0
AMERICAN RLTY CAP PPTYS INCAMERICAN RLTY CAP PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 11,000 shares; 2019Q1: 11,000 shares; 2019Q2: 11,000 shares; 2019Q3: 11,000 shares 11,000$11K<0.01%0
CAREER EDUCATION CORPCAREER EDUCATION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares; 2018Q4: not reported; 2019Q1: 14 shares; 2019Q2: 416 shares; 2019Q3: 688 shares 688$11K<0.01%+272
PRECISION DRILLING CORPPRECISION DRILLING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,799 shares; 2018Q2: 9,799 shares; 2018Q3: 4,799 shares; 2018Q4: 4,299 shares; 2019Q1: 4,623 shares; 2019Q2: 4,623 shares; 2019Q3: 8,598 shares 8,598$11K<0.01%+3,975
INDEXIQ ETF TRINDEXIQ ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 950 shares; 2018Q2: 950 shares; 2018Q3: 950 shares; 2018Q4: 950 shares; 2019Q1: 950 shares; 2019Q2: 750 shares; 2019Q3: 350 shares 350$11K<0.01%-400
INVESCO DB MLTI SECTR CMMTYINVESCO DB MLTI SECTR CMMTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 235 shares; 2018Q4: 283 shares; 2019Q1: 235 shares; 2019Q2: 235 shares; 2019Q3: 235 shares 235$11K<0.01%0
AMERICAN ELEC PWR CO INCAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 207 shares 207$11K<0.01%new
NEW AGE BEVERAGES CORPNEW AGE BEVERAGES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,700 shares; 2018Q2: 1,700 shares; 2018Q3: 2,000 shares; 2018Q4: 2,403 shares; 2019Q1: 2,166 shares; 2019Q2: 3,016 shares; 2019Q3: 4,016 shares 4,016$11K<0.01%+1,000
ICONIX BRAND GROUP INC COM …ICONIX BRAND GROUP INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 24,113 shares; 2019Q2: 24,033 shares; 2019Q3: 6,053 shares 6,053$11K<0.01%-17,980
BECTON DICKINSON & COBECTON DICKINSON & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 184 shares; 2019Q1: 184 shares; 2019Q2: 184 shares; 2019Q3: 184 shares 184$11K<0.01%0
SOCIAL CAP HEDOSOPHIA HLDGSSOCIAL CAP HEDOSOPHIA HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 1,005 shares 1,005$11K<0.01%+905
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,820 shares; 2018Q4: 2,050 shares; 2019Q1: 2,150 shares; 2019Q2: 2,950 shares; 2019Q3: 445 shares 445$11K<0.01%-2,505
CMCCOMMERCIAL METALS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 600 shares; 2018Q3: 604 shares; 2018Q4: 686 shares; 2019Q1: 9,607 shares; 2019Q2: 324 shares; 2019Q3: 560 shares 560$10K<0.01%+236Timeline
AUPHAURINIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 700 shares; 2018Q3: 700 shares; 2018Q4: 2,200 shares; 2019Q1: 2,300 shares; 2019Q2: 1,850 shares; 2019Q3: 1,850 shares 1,850$10K<0.01%0Timeline
IGHGPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,277 shares; 2018Q2: 24,277 shares; 2018Q3: 7,346 shares; 2018Q4: 1,090 shares; 2019Q1: 2,060 shares; 2019Q2: 1,110 shares; 2019Q3: 140 shares 140$10K<0.01%-970Timeline
RMAXRE/MAX HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,069 shares; 2018Q2: 1,069 shares; 2018Q3: 1,174 shares; 2018Q4: 978 shares; 2019Q1: 517 shares; 2019Q2: 334 shares; 2019Q3: 330 shares 330$10K<0.01%-4Timeline
SBLKSTAR BULK CARRIERS CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,000 shares 1,000$10K<0.01%newTimeline
AKRACADIA RLTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,986 shares; 2018Q2: 1,986 shares; 2018Q3: 1,557 shares; 2018Q4: 1 shares; 2019Q1: not reported; 2019Q2: 115 shares; 2019Q3: 373 shares 373$10K<0.01%+258Timeline
QTUMETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 629 shares; 2019Q2: 1,236 shares; 2019Q3: 404 shares 404$10K<0.01%-832Timeline
PAHCPHIBRO ANIMAL HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 97 shares; 2018Q2: 97 shares; 2018Q3: 757 shares; 2018Q4: 620 shares; 2019Q1: 326 shares; 2019Q2: 323 shares; 2019Q3: 442 shares 442$10K<0.01%+119Timeline
DAYDAYFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 164 shares; 2018Q4: 164 shares; 2019Q1: 164 shares; 2019Q2: 164 shares; 2019Q3: 208 shares 208$10K<0.01%+44Timeline
CHINA TELECOM CORP LTDCHINA TELECOM CORP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 170 shares; 2018Q2: 170 shares; 2018Q3: 175 shares; 2018Q4: 176 shares; 2019Q1: 224 shares; 2019Q2: 222 shares; 2019Q3: 222 shares 222$10K<0.01%0
CCRNCROSS CTRY HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,111 shares; 2018Q4: 1,132 shares; 2019Q1: 1,021 shares; 2019Q2: 1,021 shares; 2019Q3: 1,000 shares 1,000$10K<0.01%-21Timeline
OFIXORTHOFIX MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares; 2018Q4: 300 shares; 2019Q1: 295 shares; 2019Q2: 260 shares; 2019Q3: 192 shares 192$10K<0.01%-68Timeline
EQM MIDSTREAM PARTNERS LPEQM MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,266 shares; 2018Q2: 7,266 shares; 2018Q3: 1,424 shares; 2018Q4: 1,211 shares; 2019Q1: 1,211 shares; 2019Q2: 1,211 shares; 2019Q3: 311 shares 311$10K<0.01%-900
AGIOAGIOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10 shares; 2018Q4: 325 shares; 2019Q1: 334 shares; 2019Q2: 310 shares; 2019Q3: 310 shares 310$10K<0.01%0Timeline
RGCORGC RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 325 shares; 2019Q1: 325 shares; 2019Q2: 325 shares; 2019Q3: 325 shares 325$10K<0.01%0Timeline
CAAPCORPORACION AMER ARPTS S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,200 shares; 2018Q4: 2,200 shares; 2019Q1: 2,200 shares; 2019Q2: 2,200 shares; 2019Q3: 2,200 shares 2,200$10K<0.01%0Timeline
HSIIHEIDRICK & STRUGGLES INTL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 350 shares; 2018Q2: 350 shares; 2018Q3: 350 shares; 2018Q4: 687 shares; 2019Q1: 732 shares; 2019Q2: 764 shares; 2019Q3: 362 shares 362$10K<0.01%-402Timeline
EWDISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 629 shares; 2018Q2: 629 shares; 2018Q3: 496 shares; 2018Q4: 296 shares; 2019Q1: 296 shares; 2019Q2: 319 shares; 2019Q3: 326 shares 326$10K<0.01%+7Timeline
ULVMVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 200 shares 200$10K<0.01%newTimeline
SNBRQSLEEP NUMBER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 947 shares; 2018Q2: 947 shares; 2018Q3: 800 shares; 2018Q4: 4,025 shares; 2019Q1: 5,526 shares; 2019Q2: 208 shares; 2019Q3: 259 shares 259$10K<0.01%+51Timeline
EFADPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,109 shares; 2018Q2: 4,109 shares; 2018Q3: 250 shares; 2018Q4: 450 shares; 2019Q1: 450 shares; 2019Q2: 450 shares; 2019Q3: 268 shares 268$10K<0.01%-182Timeline
NUSANUSHARES ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 308 shares; 2018Q4: 309 shares; 2019Q1: 419 shares; 2019Q2: 393 shares; 2019Q3: 395 shares 395$10K<0.01%+2Timeline
STONEMOR PARTNERS LPSTONEMOR PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,143 shares; 2018Q2: 13,143 shares; 2018Q3: 9,778 shares; 2018Q4: 8,578 shares; 2019Q1: 8,578 shares; 2019Q2: 8,578 shares; 2019Q3: 8,578 shares 8,578$10K<0.01%0
MASONITE INTERNATIONAL CORPMASONITE INTERNATIONAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 141 shares; 2018Q2: 141 shares; 2018Q3: 6 shares; 2018Q4: 446 shares; 2019Q1: 240 shares; 2019Q2: 185 shares; 2019Q3: 181 shares 181$10K<0.01%-4
ECTMECA MARCELLUS TRUST I COM UNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,982 shares; 2018Q2: 13,982 shares; 2018Q3: 11,947 shares; 2018Q4: 8,015 shares; 2019Q1: 8,015 shares; 2019Q2: 8,015 shares; 2019Q3: 8,015 shares 8,015$10K<0.01%0Timeline
UBS AG ETRACS SILVER SHARES…UBS AG ETRACS SILVER SHARES COVER…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,700 shares; 2018Q2: 3,700 shares; 2018Q3: 1,500 shares; 2018Q4: 1,500 shares; 2019Q1: 1,500 shares; 2019Q2: 1,500 shares; 2019Q3: 1,500 shares 1,500$10K<0.01%0
CONNQCONNS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 174 shares; 2018Q2: 174 shares; 2018Q3: not reported; 2018Q4: 229 shares; 2019Q1: 308 shares; 2019Q2: 438 shares; 2019Q3: 410 shares 410$10K<0.01%-28Timeline
GREENHILL & CO INC COMGREENHILL & CO INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,372 shares; 2018Q2: 1,372 shares; 2018Q3: 996 shares; 2018Q4: 997 shares; 2019Q1: 997 shares; 2019Q2: 1,422 shares; 2019Q3: 778 shares 778$10K<0.01%-644
CATASYS INCCATASYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 200 shares; 2019Q1: 1,300 shares; 2019Q2: 900 shares; 2019Q3: 600 shares 600$10K<0.01%-300
SOLID BIOSCIENCES INC COM N…SOLID BIOSCIENCES INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$10K<0.01%0
GREAT PANTHER MININGGREAT PANTHER MININGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 35,000 shares; 2018Q2: 35,000 shares; 2018Q3: 35,000 shares; 2018Q4: 36,000 shares; 2019Q1: 15,000 shares; 2019Q2: 14,500 shares; 2019Q3: 14,500 shares 14,500$10K<0.01%0
ANTHEM INCANTHEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,000 shares; 2019Q1: 3,000 shares; 2019Q2: 3,000 shares; 2019Q3: 3,000 shares 3,000$10K<0.01%0
BOINGO WIRELESS INCBOINGO WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 789 shares; 2018Q2: 789 shares; 2018Q3: 620 shares; 2018Q4: 922 shares; 2019Q1: 856 shares; 2019Q2: 854 shares; 2019Q3: 915 shares 915$10K<0.01%+61
FBL FINL GROUP INCFBL FINL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 227 shares; 2018Q2: 227 shares; 2018Q3: 203 shares; 2018Q4: 203 shares; 2019Q1: 203 shares; 2019Q2: 167 shares; 2019Q3: 167 shares 167$10K<0.01%0
SIBANYE GOLD LTDSIBANYE GOLD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,578 shares; 2018Q2: 3,578 shares; 2018Q3: 2,680 shares; 2018Q4: 2,680 shares; 2019Q1: 1,884 shares; 2019Q2: 1,884 shares; 2019Q3: 1,884 shares 1,884$10K<0.01%0
FAUQUIER BANKSHARES INC VAFAUQUIER BANKSHARES INC VAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 500 shares; 2019Q2: 506 shares; 2019Q3: 506 shares 506$10K<0.01%0
FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 16,483 shares; 2019Q1: 18,468 shares; 2019Q2: 17,700 shares; 2019Q3: 602 shares 602$10K<0.01%-17,098
FIRSTCASH HOLDINGS INC.FIRSTCASH HOLDINGS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 329 shares; 2018Q2: 329 shares; 2018Q3: 195 shares; 2018Q4: 125 shares; 2019Q1: 110 shares; 2019Q2: 110 shares; 2019Q3: 110 shares 110$10K<0.01%0
BIO-PATH HLDGS INCBIO-PATH HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,026 shares; 2019Q2: 1,026 shares; 2019Q3: 1,026 shares 1,026$10K<0.01%0
WILLSCOT CORPWILLSCOT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares; 2018Q4: 356 shares; 2019Q1: 620 shares; 2019Q2: 602 shares; 2019Q3: 649 shares 649$10K<0.01%+47
PYXUS INTL INCPYXUS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 30 shares; 2018Q4: 230 shares; 2019Q1: 760 shares; 2019Q2: 760 shares; 2019Q3: 730 shares 730$10K<0.01%-30
NUVEEN MUN 2021 TARGET TERMNUVEEN MUN 2021 TARGET TERMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$10K<0.01%0
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares; 2018Q4: 400 shares; 2019Q1: 400 shares; 2019Q2: 400 shares; 2019Q3: 400 shares 400$10K<0.01%0
PSMTPRICESMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 413 shares; 2018Q2: 413 shares; 2018Q3: 413 shares; 2018Q4: 366 shares; 2019Q1: 206 shares; 2019Q2: 126 shares; 2019Q3: 126 shares 126$9K<0.01%0Timeline
DAVAENDAVA PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,700 shares; 2019Q3: 250 shares 250$9K<0.01%-6,450Timeline
MODMODINE MFG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 371 shares; 2018Q2: 371 shares; 2018Q3: 369 shares; 2018Q4: 489 shares; 2019Q1: 484 shares; 2019Q2: 544 shares; 2019Q3: 755 shares 755$9K<0.01%+211Timeline
DOOBRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 240 shares; 2018Q4: 240 shares; 2019Q1: 241 shares; 2019Q2: 241 shares; 2019Q3: 242 shares 242$9K<0.01%+1Timeline
DAKTDAKTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 145 shares; 2018Q2: 145 shares; 2018Q3: 3,125 shares; 2018Q4: 1,325 shares; 2019Q1: 1,425 shares; 2019Q2: 1,280 shares; 2019Q3: 1,280 shares 1,280$9K<0.01%0Timeline
BTUPEABODY ENGR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 271 shares; 2018Q2: 271 shares; 2018Q3: 5,767 shares; 2018Q4: 996 shares; 2019Q1: 2,024 shares; 2019Q2: 1,494 shares; 2019Q3: 601 shares 601$9K<0.01%-893Timeline
ROCKGIBRALTAR INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 528 shares; 2018Q2: 528 shares; 2018Q3: 211 shares; 2018Q4: 211 shares; 2019Q1: 199 shares; 2019Q2: 199 shares; 2019Q3: 199 shares 199$9K<0.01%0Timeline
JBSSSANFILIPPO JOHN B & SON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 93 shares; 2018Q2: 93 shares; 2018Q3: 93 shares; 2018Q4: 93 shares; 2019Q1: 93 shares; 2019Q2: 93 shares; 2019Q3: 93 shares 93$9K<0.01%0Timeline
CENTACENTRAL GARDEN & PET COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 339 shares; 2018Q2: 339 shares; 2018Q3: 171 shares; 2018Q4: 472 shares; 2019Q1: 489 shares; 2019Q2: 262 shares; 2019Q3: 333 shares 333$9K<0.01%+71Timeline
RYAMRAYONIER ADVANCED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,299 shares; 2018Q2: 2,299 shares; 2018Q3: 1,395 shares; 2018Q4: 933 shares; 2019Q1: 927 shares; 2019Q2: 1,928 shares; 2019Q3: 1,928 shares 1,928$9K<0.01%0Timeline
MGNXMACROGENICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,874 shares; 2018Q2: 2,874 shares; 2018Q3: 2,553 shares; 2018Q4: 1,722 shares; 2019Q1: 509 shares; 2019Q2: 647 shares; 2019Q3: 688 shares 688$9K<0.01%+41Timeline
INNSUMMIT HOTEL PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 148 shares; 2018Q2: 148 shares; 2018Q3: 148 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 535 shares; 2019Q3: 732 shares 732$9K<0.01%+197Timeline
WRLDWORLD ACCEP CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 63 shares; 2018Q2: 63 shares; 2018Q3: 63 shares; 2018Q4: 63 shares; 2019Q1: 63 shares; 2019Q2: 63 shares; 2019Q3: 69 shares 69$9K<0.01%+6Timeline
TIGOMILLICOM INTL CELLULAR S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 184 shares; 2019Q2: 184 shares; 2019Q3: 177 shares 177$9K<0.01%-7Timeline
DVAXDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,588 shares; 2018Q2: 4,588 shares; 2018Q3: 3,583 shares; 2018Q4: 3,583 shares; 2019Q1: 3,582 shares; 2019Q2: 6,984 shares; 2019Q3: 2,530 shares 2,530$9K<0.01%-4,454Timeline
CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 500 shares; 2019Q1: 664 shares; 2019Q2: 664 shares; 2019Q3: 735 shares 735$9K<0.01%+71
SCSSTEELCASE INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 246 shares; 2018Q2: 246 shares; 2018Q3: 246 shares; 2018Q4: 247 shares; 2019Q1: 592 shares; 2019Q2: 455 shares; 2019Q3: 483 shares 483$9K<0.01%+28Timeline
SHOCKWAVE MED INCSHOCKWAVE MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 100 shares; 2019Q2: 1,450 shares; 2019Q3: 316 shares 316$9K<0.01%-1,134
USTBVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 182 shares 182$9K<0.01%newTimeline
FDBCFIDELITY D & D BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 148 shares; 2018Q2: 148 shares; 2018Q3: 148 shares; 2018Q4: 148 shares; 2019Q1: 148 shares; 2019Q2: 148 shares; 2019Q3: 148 shares 148$9K<0.01%0Timeline
TWITITAN INTL INC ILLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,943 shares; 2018Q2: 3,943 shares; 2018Q3: 3,800 shares; 2018Q4: 3,543 shares; 2019Q1: 3,643 shares; 2019Q2: 3,643 shares; 2019Q3: 3,500 shares 3,500$9K<0.01%-143Timeline
FEIMFREQUENCY ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 724 shares; 2019Q2: 724 shares; 2019Q3: 724 shares 724$9K<0.01%0Timeline
GLREGREENLIGHT CAP RE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 854 shares; 2018Q2: 854 shares; 2018Q3: 854 shares; 2018Q4: 854 shares; 2019Q1: 854 shares; 2019Q2: 1,519 shares; 2019Q3: 854 shares 854$9K<0.01%-665Timeline
LOCOEL POLLO LOCO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 675 shares; 2018Q2: 675 shares; 2018Q3: 675 shares; 2018Q4: 675 shares; 2019Q1: 775 shares; 2019Q2: 775 shares; 2019Q3: 775 shares 775$9K<0.01%0Timeline
CLLSCELLECTIS S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,600 shares; 2018Q2: 5,600 shares; 2018Q3: 400 shares; 2018Q4: 1,900 shares; 2019Q1: 7,107 shares; 2019Q2: 7,300 shares; 2019Q3: 901 shares 901$9K<0.01%-6,399Timeline
EMCBWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 125 shares 125$9K<0.01%newTimeline
CRNTCERAGON NETWORKS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares; 2018Q4: 400 shares; 2019Q1: 1,600 shares; 2019Q2: 3,600 shares; 2019Q3: 3,600 shares 3,600$9K<0.01%0Timeline
KSAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,500 shares; 2018Q2: 9,500 shares; 2018Q3: 300 shares; 2018Q4: 305 shares; 2019Q1: 305 shares; 2019Q2: 1,304 shares; 2019Q3: 307 shares 307$9K<0.01%-997Timeline
AMPYAMPLIFY ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,417 shares 1,417$9K<0.01%newTimeline
PSTPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 746 shares; 2018Q2: 746 shares; 2018Q3: 464 shares; 2018Q4: 464 shares; 2019Q1: 464 shares; 2019Q2: 464 shares; 2019Q3: 464 shares 464$9K<0.01%0Timeline
FLAGSTAR BANCORP INCFLAGSTAR BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2 shares; 2019Q2: 159 shares; 2019Q3: 248 shares 248$9K<0.01%+89
URSTADT BIDDLE PROPERTIESURSTADT BIDDLE PROPERTIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 397 shares; 2019Q2: 810 shares; 2019Q3: 397 shares 397$9K<0.01%-413
CARDTRONICS PLCCARDTRONICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 731 shares; 2018Q2: 731 shares; 2018Q3: 156 shares; 2018Q4: 157 shares; 2019Q1: 156 shares; 2019Q2: 156 shares; 2019Q3: 254 shares 254$9K<0.01%+98
LOGILITY SUPPLY CHAIN SOLUT…LOGILITY SUPPLY CHAIN SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 600 shares; 2018Q3: 600 shares; 2018Q4: 600 shares; 2019Q1: 600 shares; 2019Q2: 600 shares; 2019Q3: 600 shares 600$9K<0.01%0
ATRION CORPORATIONATRION CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 26 shares; 2018Q2: 26 shares; 2018Q3: 21 shares; 2018Q4: 16 shares; 2019Q1: 16 shares; 2019Q2: 19 shares; 2019Q3: 12 shares 12$9K<0.01%-7
PLAYAGS INCPLAYAGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 614 shares; 2019Q1: 403 shares; 2019Q2: 386 shares; 2019Q3: 831 shares 831$9K<0.01%+445
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 312 shares; 2018Q4: 312 shares; 2019Q1: 312 shares; 2019Q2: 312 shares; 2019Q3: 312 shares 312$9K<0.01%0
PRICELINE GRP INCPRICELINE GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 6,000 shares; 2019Q1: 6,000 shares; 2019Q2: 6,000 shares; 2019Q3: 6,000 shares 6,000$9K<0.01%0
MORPHOSYS AGMORPHOSYS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 327 shares 327$9K<0.01%new
PROGENICS PHARMACEUTICALS INPROGENICS PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,430 shares; 2018Q2: 2,430 shares; 2018Q3: 1,990 shares; 2018Q4: 1,828 shares; 2019Q1: 1,823 shares; 2019Q2: 1,799 shares; 2019Q3: 1,772 shares 1,772$9K<0.01%-27
HEMISPHERE MEDIA GROUP INC …HEMISPHERE MEDIA GROUP INC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 680 shares; 2018Q2: 680 shares; 2018Q3: 680 shares; 2018Q4: 680 shares; 2019Q1: 680 shares; 2019Q2: 680 shares; 2019Q3: 775 shares 775$9K<0.01%+95
CHINA SOUTHN AIRLS LTDCHINA SOUTHN AIRLS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 1,506 shares; 2018Q4: 2,056 shares; 2019Q1: 700 shares; 2019Q2: 301 shares; 2019Q3: 301 shares 301$9K<0.01%0
QAD INC-AQAD INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares; 2018Q3: 84 shares; 2018Q4: 76 shares; 2019Q1: 134 shares; 2019Q2: 134 shares; 2019Q3: 192 shares 192$9K<0.01%+58
DELAWARE INV MN MUN INC FD IDELAWARE INV MN MUN INC FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 650 shares; 2018Q2: 650 shares; 2018Q3: 650 shares; 2018Q4: 650 shares; 2019Q1: 650 shares; 2019Q2: 650 shares; 2019Q3: 650 shares 650$9K<0.01%0
IEC ELECTRS CORP NEWIEC ELECTRS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,282 shares; 2018Q2: 1,282 shares; 2018Q3: 1,282 shares; 2018Q4: 1,282 shares; 2019Q1: 1,282 shares; 2019Q2: 1,282 shares; 2019Q3: 1,302 shares 1,302$9K<0.01%+20
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,216 shares; 2018Q2: 1,216 shares; 2018Q3: 413 shares; 2018Q4: 332 shares; 2019Q1: 231 shares; 2019Q2: 231 shares; 2019Q3: 231 shares 231$9K<0.01%0
Carter Bank and TrustCarter Bank and TrustQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 470 shares; 2019Q2: 470 shares; 2019Q3: 470 shares 470$9K<0.01%0
OPIANT PHARMACEUTICALS INCOPIANT PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 455 shares; 2018Q2: 455 shares; 2018Q3: 675 shares; 2018Q4: 675 shares; 2019Q1: 675 shares; 2019Q2: 575 shares; 2019Q3: 575 shares 575$9K<0.01%0
KRANESHARES TRKRANESHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 361 shares 361$9K<0.01%new
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,700 shares; 2018Q2: 1,700 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$9K<0.01%0
CALADRIUS BIOSCIENCES INCCALADRIUS BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,060 shares; 2018Q2: 1,060 shares; 2018Q3: 3,560 shares; 2018Q4: 3,550 shares; 2019Q1: 3,550 shares; 2019Q2: 3,550 shares; 2019Q3: 3,550 shares 3,550$9K<0.01%0
EATON VANCE HIGH INCOME 2021EATON VANCE HIGH INCOME 2021Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 900 shares; 2019Q2: 900 shares; 2019Q3: 900 shares 900$9K<0.01%0
PTONPELOTON INTERACTIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 316 shares 316$8K<0.01%newTimeline
SEISOLARIS ENERGY INFRAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 399 shares; 2018Q2: 399 shares; 2018Q3: 399 shares; 2018Q4: 399 shares; 2019Q1: 399 shares; 2019Q2: 609 shares; 2019Q3: 609 shares 609$8K<0.01%0Timeline
HAPNHAPPEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 610 shares 610$8K<0.01%newTimeline
TPLCTIMOTHY PLANQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 300 shares 300$8K<0.01%newTimeline
INSMINSMED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 303 shares; 2019Q1: 378 shares; 2019Q2: 493 shares; 2019Q3: 492 shares 492$8K<0.01%-1Timeline
THCTENET HEALTHCARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,402 shares; 2018Q2: 2,402 shares; 2018Q3: 1,950 shares; 2018Q4: 1,952 shares; 2019Q1: 8,631 shares; 2019Q2: 689 shares; 2019Q3: 353 shares 353$8K<0.01%-336Timeline
BRF SABRF SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,613 shares; 2018Q2: 1,613 shares; 2018Q3: 875 shares; 2018Q4: 875 shares; 2019Q1: 875 shares; 2019Q2: 875 shares; 2019Q3: 875 shares 875$8K<0.01%0
NRPNATURAL RESOURCE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 465 shares; 2018Q2: 465 shares; 2018Q3: 465 shares; 2018Q4: 465 shares; 2019Q1: 710 shares; 2019Q2: 329 shares; 2019Q3: 329 shares 329$8K<0.01%0Timeline
IZRLARK ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 123 shares; 2018Q2: 123 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 400 shares 400$8K<0.01%newTimeline
NWSNEWS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 489 shares; 2018Q2: 489 shares; 2018Q3: 403 shares; 2018Q4: 2,850 shares; 2019Q1: 3,004 shares; 2019Q2: 2,317 shares; 2019Q3: 527 shares 527$8K<0.01%-1,790Timeline
LILAKLIBERTY LATIN AMERICA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,882 shares; 2018Q2: 3,882 shares; 2018Q3: 948 shares; 2018Q4: 787 shares; 2019Q1: 521 shares; 2019Q2: 474 shares; 2019Q3: 466 shares 466$8K<0.01%-8Timeline
MHOM/I HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 43 shares; 2018Q2: 43 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 208 shares 208$8K<0.01%newTimeline
IIIVI3 VERTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 400 shares; 2019Q3: 400 shares 400$8K<0.01%0Timeline
MAXAR TECHNOLOGIES INCMAXAR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 249 shares; 2019Q2: 899 shares; 2019Q3: 999 shares 999$8K<0.01%+100
TATA MTRS LTDTATA MTRS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,401 shares; 2018Q2: 5,401 shares; 2018Q3: 3,967 shares; 2018Q4: 6,283 shares; 2019Q1: 3,476 shares; 2019Q2: 1,751 shares; 2019Q3: 992 shares 992$8K<0.01%-759
HPPHUDSON PAC PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 183 shares; 2018Q2: 183 shares; 2018Q3: not reported; 2018Q4: 273 shares; 2019Q1: 273 shares; 2019Q2: 294 shares; 2019Q3: 237 shares 237$8K<0.01%-57Timeline
CAPITALA FIN CORPCAPITALA FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,750 shares; 2018Q2: 1,750 shares; 2018Q3: 2,350 shares; 2018Q4: 2,675 shares; 2019Q1: 3,475 shares; 2019Q2: 23,355 shares; 2019Q3: 1,000 shares 1,000$8K<0.01%-22,355
CSTECAESARSTONE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,868 shares; 2018Q2: 4,868 shares; 2018Q3: 519 shares; 2018Q4: 519 shares; 2019Q1: 519 shares; 2019Q2: 519 shares; 2019Q3: 519 shares 519$8K<0.01%0Timeline
FTCHQFARFETCH LTD ORD SH CL A (CYM)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,771 shares; 2019Q3: 924 shares 924$8K<0.01%-847Timeline
UVEUNIVERSAL INS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,568 shares; 2018Q2: 1,568 shares; 2018Q3: 11,514 shares; 2018Q4: 22,942 shares; 2019Q1: 1,442 shares; 2019Q2: 213 shares; 2019Q3: 263 shares 263$8K<0.01%+50Timeline
CENXCENTURY ALUM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,550 shares; 2018Q2: 12,550 shares; 2018Q3: 650 shares; 2018Q4: 285 shares; 2019Q1: 4,485 shares; 2019Q2: 1,491 shares; 2019Q3: 1,243 shares 1,243$8K<0.01%-248Timeline
CECOCECO ENVIRONMENTAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 4,194 shares; 2018Q4: 1,127 shares; 2019Q1: 1,127 shares; 2019Q2: 1,127 shares; 2019Q3: 1,127 shares 1,127$8K<0.01%0Timeline
IMXIINTERNATIONAL MONEY EXPRESSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 585 shares; 2019Q3: 585 shares 585$8K<0.01%0Timeline
CMCOCOLUMBUS MCKINNON CORP N YQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 256 shares; 2018Q2: 256 shares; 2018Q3: 470 shares; 2018Q4: 256 shares; 2019Q1: 230 shares; 2019Q2: 204 shares; 2019Q3: 204 shares 204$8K<0.01%0Timeline
MCHBMECHANICS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 300 shares 300$8K<0.01%newTimeline

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 216. All 216

SecurityShares beforeValue beforeType
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE174,857$7.77Mshares
TORCHMARK CORPTORCHMARK CORP36,422$3.26Mshares
HARRIS CORP INCHARRIS CORP INC13,472$2.55Mshares
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP46,333$1.62Mshares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC4,797$1.18Mshares
ALPS ETF TRALPS ETF TR55,592$1.18Mshares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP15,133$1.09Mshares
BT GROUP-ADRBT GROUP-ADR84,465$1.08Mshares
Apollo Global ManagementApollo Global Management31,421$1.08Mshares
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A33,079$900Kshares
ALPS ETF TRALPS ETF TR28,407$825Kshares
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST26,075$651Kshares
WORLDPAY INCWORLDPAY INC5,262$647Kshares
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC12,300$610Kshares
RED HAT INCRED HAT INC3,211$603Kshares
NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV24,438$600Kshares
GSV CAPITAL CORPGSV CAPITAL CORP90,228$578Kshares
TOTAL SYS SVCS INCTOTAL SYS SVCS INC4,248$545Kshares
ISHARES TRISHARES TR16,822$428Kshares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC2,365$392Kshares
MIDSTREAM PARTNERSMIDSTREAM PARTNERS65,679$340Kshares
ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV8,438$307Kshares
CNOBCONNECTONE BANCORP INC13,470$306Kshares
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC2,186$287Kshares
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP16,511$270Kshares
XEROX CORPXEROX CORP7,092$250Kshares
BTEBAYTEX ENERGY CORP128,575$198Kshares
WORLD GOLD TR SPDR LNG DLR …WORLD GOLD TR SPDR LNG DLR GLD1,270$176Kshares
TRIBUNE COMPANYTRIBUNE COMPANY3,554$164Kshares
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM3,075$142Kshares
NEW YORK MTG TR INCNEW YORK MTG TR INC5,550$136Kshares
GLOBAL X FDSGLOBAL X FDS5,719$131Kshares
GENERAL MTRS COGENERAL MTRS CO6,253$127Kshares
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC6,571$125Kshares
CHEMICAL FINANCIAL CORPCHEMICAL FINANCIAL CORP2,914$120Kshares
TWITTER INCTWITTER INC120,000$119Kshares
TCF FINL CORPTCF FINL CORP5,483$114Kshares
NOAHNOAH HLDGS LTD2,650$112Kshares
CONTROL4 CORPCONTROL4 CORP4,066$97Kshares
ETF SER SOLUTIONSETF SER SOLUTIONS4,090$97Kshares
DBX ETF TRDBX ETF TR1,800$94Kshares
STOKSTOKE THERAPEUTICS INC3,000$88Kshares
MUSTCOLUMBIA ETF TR I4,100$88Kshares
TIAIYTELECOM ITALIA S P A NEW15,549$80Kshares
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER5,578$74Kshares
FINISAR CORPFINISAR CORP3,202$74Kshares
DIREXION SHS ETF TRDIREXION SHS ETF TR1,000$60Kshares
TIPTTIPTREE INC7,970$50Kshares
SPOKSPOK HLDGS INC3,000$45Kshares
ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INC8,380$43Kshares
ROSETTA STONE INCROSETTA STONE INC1,782$42Kshares
HOPFED BANCORP INCHOPFED BANCORP INC2,024$38Kshares
TIIAYTELECOM ITALIA S P A SPONSORED6,515$36Kshares
PFFAETFIS SER TR I1,358$35Kshares
ENSCO ROWAN PLCENSCO ROWAN PLC3,915$34Kshares
PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INC30,000$30Kshares
SINOPEC SHANGHAI PETROCHEMICSINOPEC SHANGHAI PETROCHEMIC700$28Kshares
AURYN RES INCAURYN RES INC15,000$26Kshares
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC489$23Kshares
CHESAPEAKE LODGING TRCHESAPEAKE LODGING TR786$22Kshares
COHBAR INC COM NEWCOHBAR INC COM NEW12,500$22Kshares
ON DECK CAP INCON DECK CAP INC5,000$21Kshares
RED HAT INCRED HAT INC8,000$20Kshares
DOMINION ENERGY INCDOMINION ENERGY INC400$20Kshares
ETF SER SOLUTIONSETF SER SOLUTIONS850$19Kshares
IVALEA SERIES TRUST675$18Kshares
QVALEA SERIES TRUST632$18Kshares
ISHARES TRISHARES TR675$18Kshares
WAGEWORKS INCWAGEWORKS INC319$16Kshares
HYDROGENICS CORPORATION NEWHYDROGENICS CORPORATION NEW1,100$16Kshares
FLHYFRANKLIN TEMPLETON ETF TR593$15Kshares
ISHARESISHARES550$15Kshares
ENTEGRA FINL CORPENTEGRA FINL CORP500$15Kshares
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP1,000$14Kshares
SOHUSOHU COM LTD1,000$14Kshares
ISHARES TRISHARES TR273$14Kshares
FIRST FINANCIAL NORTHWEST INFIRST FINANCIAL NORTHWEST IN907$13Kshares
INVESCO ACTIVELY MANAGED EX…INVESCO ACTIVELY MANAGED EXCHA LI…1,000$13Kshares
CUSHING RENAISSANCE FD RTCUSHING RENAISSANCE FD RT59,476$12Kshares
INTERSECT ENT INCINTERSECT ENT INC520$12Kshares
NEXTERA ENERGY INC CORPORATENEXTERA ENERGY INC CORPORATE183$12Kshares
ISHARES TRISHARES TR410$11Kshares
HALCON RES CORPHALCON RES CORP64,283$11Kshares
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC468$10Kshares
PANHANDLE OIL AND GAS INCPANHANDLE OIL AND GAS INC794$10Kshares
CSI COMPRESSCO LPCSI COMPRESSCO LP2,809$10Kshares
DBX ETF TRDBX ETF TR412$10Kshares
LENDINGCLUB CORPLENDINGCLUB CORP3,054$10Kshares
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC5,112$10Kshares
RIVRIVERNORTH OPPORTUNITIES FD500$9Kshares
ETRACS ALERIAN NAT GAS MLPETRACS ALERIAN NAT GAS MLP400$9Kshares
MTRXMATRIX SVC CO369$8Kshares
IRMDIRADIMED CORP370$8Kshares
INTREPID POTASH INCINTREPID POTASH INC2,500$8Kshares
CAPITOL INVT CORP IVCAPITOL INVT CORP IV832$8Kshares
TWSTTWIST BIOSCIENCE CORP225$7Kshares
CMTCORE MOLDING TECHNOLOGIES IN1,000$7Kshares
EEMOINVESCO EXCH TRADED FD TR II425$7Kshares
ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INC188$7Kshares
ETF MANAGERS TRETF MANAGERS TR800$7Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001493152-19-017222 base2019-11-14acceptance time not in the bulk data set