LADENBURG THALMANN FINANCIAL SERVICES INC.

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $14,499,758,000 across 5,528 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-14. Its ten largest share positions make up 14.27% of the portfolio.

Filed 2019-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:55:06 UTC13F-HR 0001493152-19-017222

Period: 2019-09-30
Reported value: $14.5B
Holdings: 5,528
Top 10 weight: 14.27%
New: 254
Sold out: 216

Largest buys vs the previous quarter

Security	Shares change	Approx. value
IVVadded	+259,034	$77.3M
SPYadded	+391,636	$74.1M
SPYVadded	+2,006,007	$64.1M
JNKadded	+346,657	$37.6M
USMVadded	+582,126	$37.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
SPYGreduced	-2,420,868	-$94M
IEFreduced	-541,320	-$60.9M
MTUMreduced	-283,747	-$33.8M
SPTLreduced	-534,889	-$21.9M
SPTIreduced	-476,912	-$14.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001493152-19-017222, largest first. % of portfolio is the value over $14,499,758,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
MTEXMANNATECH INC	95	$2K	<0.01%	0		Timeline
CKXCKX LDS INC	200	$2K	<0.01%	0		Timeline
Enzo Biochem IncEnzo Biochem Inc	419	$2K	<0.01%	-10
REVGREV GROUP INC	168	$2K	<0.01%	-205		Timeline
United Parcel Service, IncUnited Parcel Service, Inc	104	$2K	<0.01%	+8
CARBO CERAMICS INCCARBO CERAMICS INC	893	$2K	<0.01%	+89
LYDALL INCLYDALL INC	68	$2K	<0.01%	-1,453
SANDRIDGE MISSISSIPPIAN TRU…SANDRIDGE MISSISSIPPIAN TRUST I	3,424	$2K	<0.01%	-57
SANDY SPRING BANCORP INCSANDY SPRING BANCORP INC	70	$2K	<0.01%	+28
INVACARE CORPINVACARE CORP	300	$2K	<0.01%	0
FLUENT INCFLUENT INC	628	$2K	<0.01%	-2,300
HIBBETT INCHIBBETT INC	100	$2K	<0.01%	0
CYMABAY THERAPEUTICS INCCYMABAY THERAPEUTICS INC	358	$2K	<0.01%	0
SILVERBOW RES INCSILVERBOW RES INC	198	$2K	<0.01%	+167
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC	1,200	$2K	<0.01%	0
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN	308	$2K	<0.01%	+98
SOLITON INCSOLITON INC	200	$2K	<0.01%	+100
SPDR SER TRSPDR SER TR	100	$2K	<0.01%	new
VBI VACCINES INCVBI VACCINES INC	4,050	$2K	<0.01%	0
ISHARES TRISHARES TR	50	$2K	<0.01%	0
ELECTRAMECCANICA VEHSELECTRAMECCANICA VEHS	1,200	$2K	<0.01%	0
TUFIN SOFTWARE TECHNOLOGIS LTUFIN SOFTWARE TECHNOLOGIS L	116	$2K	<0.01%	-14
KIMBALL INTL INCKIMBALL INTL INC	106	$2K	<0.01%	new
VERRICA PHARMACEUTICALS INCVERRICA PHARMACEUTICALS INC	115	$2K	<0.01%	0
PIERIS PHARMACEUTICALS INCPIERIS PHARMACEUTICALS INC	600	$2K	<0.01%	new
VERASTEM INCVERASTEM INC	1,500	$2K	<0.01%	0
CENTRAL VY CMNTY BANCORPCENTRAL VY CMNTY BANCORP	85	$2K	<0.01%	0
BLUE APRON HLDGS INCBLUE APRON HLDGS INC	344	$2K	<0.01%	-484
AVEO PHARMACEUTICALS INCAVEO PHARMACEUTICALS INC	2,850	$2K	<0.01%	0
INNERWORKINGS INCINNERWORKINGS INC	388	$2K	<0.01%	0
TUESDAY MORNING CORPTUESDAY MORNING CORP	1,050	$2K	<0.01%	0
ASCENA RETAIL GROUP INCASCENA RETAIL GROUP INC	7,027	$2K	<0.01%	-500
STEMLINE THERAPEUTICS INCSTEMLINE THERAPEUTICS INC	180	$2K	<0.01%	+100
Accelerate DiagnosticsAccelerate Diagnostics	100	$2K	<0.01%	new
HOUSTON AMERN ENERGY CORPHOUSTON AMERN ENERGY CORP	10,000	$2K	<0.01%	0
Proshares Tr Ultrashort MSC…Proshares Tr Ultrashort MSCI EAFE…	81	$2K	<0.01%	0
SHILOH INDUSTRIES INCSHILOH INDUSTRIES INC	500	$2K	<0.01%	0
CENTURY BANCORP INC -CL ACENTURY BANCORP INC -CL A	21	$2K	<0.01%	0
COLLECTORS UNIVERSECOLLECTORS UNIVERSE	54	$2K	<0.01%	new
DIREXION SHS EXCH TRD FD DA…DIREXION SHS EXCH TRD FD DAILY 30…	200	$2K	<0.01%	0
SEVERN BANCORP ANNAPOLIS MDSEVERN BANCORP ANNAPOLIS MD	321	$2K	<0.01%	+2
CLEARSIDE BIOMEDICAL INCCLEARSIDE BIOMEDICAL INC	2,400	$2K	<0.01%	0
LEGG MASON ETF INVTLEGG MASON ETF INVT	69	$2K	<0.01%	-161,732
SEELOS THERAPEUTICS INCSEELOS THERAPEUTICS INC	2,113	$2K	<0.01%	0
TANZANIAN GOLD CORPTANZANIAN GOLD CORP	2,250	$2K	<0.01%	0
CORINDUS VASCULAR ROBOTICS ICORINDUS VASCULAR ROBOTICS I	400	$2K	<0.01%	new
ERLFFENTREE RES LTD COM (CAN)	11,200	$2K	<0.01%	0		Timeline
Ohr Pharmaceutical IncOhr Pharmaceutical Inc	450	$2K	<0.01%	new
ZOGENIX INC.ZOGENIX INC.	60	$2K	<0.01%	-400
PROSHARES TR IIPROSHARES TR II	125	$2K	<0.01%	0
AMERICAN RENAL ASSOCIATES HOAMERICAN RENAL ASSOCIATES HO	200	$2K	<0.01%	+100
ASSERTIO THERAPEUTICS INCASSERTIO THERAPEUTICS INC	1,900	$2K	<0.01%	-1,500
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH	170	$2K	<0.01%	0
REMARK HLDGS INCREMARK HLDGS INC	1,700	$2K	<0.01%	0
NAVIOS MARITIME ACQUIS CORPNAVIOS MARITIME ACQUIS CORP	315	$2K	<0.01%	0
AXOVANT SCIENCES LTDAXOVANT SCIENCES LTD	324	$2K	<0.01%	-275
GOLDMAN SACHS PHYSICAL GOLD…GOLDMAN SACHS PHYSICAL GOLD ETF	120	$2K	<0.01%	new
GLOBAL X FDSGLOBAL X FDS	100	$2K	<0.01%	0
CONFORMIS INCCONFORMIS INC	1,165	$2K	<0.01%	-2,050
DELMAR PHARMACEUTICALS INCDELMAR PHARMACEUTICALS INC	4,000	$2K	<0.01%	0
EXTRACTION OIL AND GAS INCEXTRACTION OIL AND GAS INC	648	$2K	<0.01%	-986
NUVECTRA CORPNUVECTRA CORP	1,500	$2K	<0.01%	-120
BARCLAYS BANK PLCBARCLAYS BANK PLC	59	$2K	<0.01%	0
HOSTESS BRANDS INCHOSTESS BRANDS INC	1,119	$2K	<0.01%	0
EYEGATE PHARMACEUTICALS INCEYEGATE PHARMACEUTICALS INC	614	$2K	<0.01%	new
Melinta Therapeutics IncMelinta Therapeutics Inc	400	$2K	<0.01%	0
PREDICTIVE ONCOLOGY INCPREDICTIVE ONCOLOGY INC	3,000	$2K	<0.01%	0
DBX ETF TRDBX ETF TR	88	$2K	<0.01%	-40
PTGXPROTAGONIST THERAPEUTICS INC	83	$1K	<0.01%	new		Timeline
SGRYSURGERY PARTNERS INC	85	$1K	<0.01%	-169		Timeline
PRTAPROTHENA CORP PLC	265	$1K	<0.01%	+6		Timeline
NETCLOUDFLARE INC	50	$1K	<0.01%	new		Timeline
RMBSRAMBUS INC DEL	88	$1K	<0.01%	-360		Timeline
TMETENCENT MUSIC ENTMT GROUP	70	$1K	<0.01%	0		Timeline
FNFABRINET	27	$1K	<0.01%	-269		Timeline
INSPINSPIRE MED SYS INC	20	$1K	<0.01%	new		Timeline
KURAKURA ONCOLOGY INC	41	$1K	<0.01%	0		Timeline
SSTKSHUTTERSTOCK INC	32	$1K	<0.01%	-1		Timeline
CRTOCRITEO S A	69	$1K	<0.01%	-67		Timeline
SAPIENS INTERNATIONAL CORPSAPIENS INTERNATIONAL CORP	39	$1K	<0.01%	+32
XGLQXCLOUGH GLOBAL EQUITY FD	99	$1K	<0.01%	new		Timeline
URGUR-ENERGY INC	2,000	$1K	<0.01%	0		Timeline
TGTREDEGAR CORP	68	$1K	<0.01%	0		Timeline
DHTDHT HOLDINGS INC	184	$1K	<0.01%	+1		Timeline
CASHPATHWARD FINANCIAL INC	36	$1K	<0.01%	new		Timeline
NWPXNWPX INFRASTRUCTURE INC	50	$1K	<0.01%	new		Timeline
ASTEASTEC INDS INC	24	$1K	<0.01%	+4		Timeline
ECHOECHOSTAR CORP	33	$1K	<0.01%	-15		Timeline
STCSTEWART INFORMATION SVCS COR	16	$1K	<0.01%	new		Timeline
MXLMAXLINEAR INC	31	$1K	<0.01%	0		Timeline
DCHDAUCH CORP	112	$1K	<0.01%	-96		Timeline
SVRASAVARA INC	514	$1K	<0.01%	0		Timeline
AMSFAMERISAFE INC	14	$1K	<0.01%	-48		Timeline
FOLDAMICUS THERAPEUTIC	140	$1K	<0.01%	0		Timeline
KALUKAISER ALUMINIUM CORPORATION	14	$1K	<0.01%	-26		Timeline
DICERNA PHARMACEUTICALS INCDICERNA PHARMACEUTICALS INC	53	$1K	<0.01%	new
ENTAENANTA PHARMACEUTICALS INC	12	$1K	<0.01%	-27		Timeline
BANCO SANTANDER MEXICO SABANCO SANTANDER MEXICO SA	232	$1K	<0.01%	0
VEON LTDVEON LTD	250	$1K	<0.01%	0
RRGBRED ROBIN GOURMET BURGERS IN	25	$1K	<0.01%	0		Timeline
EGANEGAIN CORP	100	$1K	<0.01%	0		Timeline
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORP	155	$1K	<0.01%	-46,096
COMPANHIA BRASILEIRA DE DISTCOMPANHIA BRASILEIRA DE DIST	27	$1K	<0.01%	+17
INODINNODATA INC	1,000	$1K	<0.01%	0		Timeline
OMEXODYSSEY MARINE EXPL INC	200	$1K	<0.01%	0		Timeline
LQDTLIQUIDITY SVCS INC	167	$1K	<0.01%	-36		Timeline
ORGOORGANOGENESIS HLDGS INC	100	$1K	<0.01%	0		Timeline
MYEMYERS INDS INC	60	$1K	<0.01%	0		Timeline
OVIDOVID THERAPEUTICS INC	200	$1K	<0.01%	new		Timeline
BELFABEL FUSE INC	50	$1K	<0.01%	0		Timeline
CAPRCAPRICOR THERAPEUTICS INC	270	$1K	<0.01%	0		Timeline
NLNLI HOLDINGS INC	220	$1K	<0.01%	-1		Timeline
IMMRIMMERSION CORP	100	$1K	<0.01%	0		Timeline
NPKINPK INTERNATIONAL INC	151	$1K	<0.01%	0		Timeline
CRD-ACRAWFORD & CO	129	$1K	<0.01%	0		Timeline
PSNLPERSONALIS INC	42	$1K	<0.01%	new		Timeline
XSHQINVESCO EXCH TRADED FD TR II	50	$1K	<0.01%	0		Timeline
AUDCAUDIOCODES LTD	41	$1K	<0.01%	+34		Timeline
INMBINMUNE BIO INC	100	$1K	<0.01%	0		Timeline
TBLLINVESCO EXCH TRADED FD TR II	7	$1K	<0.01%	0		Timeline
TURISHARES INC	29	$1K	<0.01%	-1,371		Timeline
KMDAKAMADA LTD	100	$1K	<0.01%	0		Timeline
HYGVFLEXSHARES TR	11	$1K	<0.01%	new		Timeline
CYDCHINA YUCHAI INTL LTD	46	$1K	<0.01%	+3		Timeline
EWOISHARES INC	44	$1K	<0.01%	-33		Timeline
NTWKNETSOL TECHNOLOGIES INC	122	$1K	<0.01%	0		Timeline
HNNAHENNESSY ADVISORS INC	91	$1K	<0.01%	0		Timeline
AWREAWARE INC MASS	250	$1K	<0.01%	0		Timeline
PRPLPURPLE INNOVATION INC	100	$1K	<0.01%	0		Timeline
MTLSMATERIALISE NV	36	$1K	<0.01%	new		Timeline
EUDVPROSHARES TR	14	$1K	<0.01%	new		Timeline
PLTMGRANITESHARES PLATINUM TR	100	$1K	<0.01%	0		Timeline
DVYAISHARES INC	17	$1K	<0.01%	+1		Timeline
DYAIDYADIC INTL INC DEL	100	$1K	<0.01%	0		Timeline
PRTPERMROCK ROYALTY TRUST	107	$1K	<0.01%	+3		Timeline
CRD-BCRAWFORD & CO	112	$1K	<0.01%	0		Timeline
MARPSMARINE PETE TR	310	$1K	<0.01%	+12		Timeline
SIMGRUPO SIMEC SAB DE C V	151	$1K	<0.01%	0		Timeline
THRTHERMON GROUP HLDGS INC	44	$1K	<0.01%	0		Timeline
Mersana Therapeutics IncMersana Therapeutics Inc	450	$1K	<0.01%	0
ANGI INC CLASS AANGI INC CLASS A	85	$1K	<0.01%	new
NTPIFNAM TAI PROPERTY INC	70	$1K	<0.01%	0		Timeline
DELPHI TECHNOLOGIES PLCDELPHI TECHNOLOGIES PLC	144	$1K	<0.01%	-5,646
AKORN INCAKORN INC	320	$1K	<0.01%	-200
VOYA INTL HIGH DIVID EQTY INVOYA INTL HIGH DIVID EQTY IN	114	$1K	<0.01%	+3
ADTRAN INCADTRAN INC	86	$1K	<0.01%	+62
EXPRESS INCEXPRESS INC	203	$1K	<0.01%	-73
TRAVELCENTERS OF AMERICA INCTRAVELCENTERS OF AMERICA INC	47	$1K	<0.01%	new
CHKRCHESAPEAKE GRANITE WASH TR COM	2,042	$1K	<0.01%	-215		Timeline
COWEN GROUP INCCOWEN GROUP INC	52	$1K	<0.01%	0
NAUTILUS INCNAUTILUS INC	500	$1K	<0.01%	0
STAGE STORES INCSTAGE STORES INC	298	$1K	<0.01%	new
THE STARS GROUP INCTHE STARS GROUP INC	41	$1K	<0.01%	-109
SANOFISANOFI	2,463	$1K	<0.01%	0
VOXX INTERNATIONAL CORPVOXX INTERNATIONAL CORP	153	$1K	<0.01%	new
INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INC	150	$1K	<0.01%	0
MID-CON ENERGY PARTNERS LPMID-CON ENERGY PARTNERS LP	3,082	$1K	<0.01%	+324
NEXTGEN HEALTHCARE INCNEXTGEN HEALTHCARE INC	61	$1K	<0.01%	-257
Gulfport EnergyGulfport Energy	430	$1K	<0.01%	-830
Ramaco Resources IncRamaco Resources Inc	178	$1K	<0.01%	0
MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTD	1,400	$1K	<0.01%	0
CUECUE BIOPHARMA INC	120	$1K	<0.01%	0		Timeline
RPT REALTYRPT REALTY	53	$1K	<0.01%	0
VERITIV CORPVERITIV CORP	128	$1K	<0.01%	-3
JOUNCE THERAPEUTICS INCJOUNCE THERAPEUTICS INC	200	$1K	<0.01%	0
MONEYGRAM INTL INCMONEYGRAM INTL INC	300	$1K	<0.01%	-500
VERTEX ENERGY INCVERTEX ENERGY INC	658	$1K	<0.01%	0
Lee Enterprises IncLee Enterprises Inc	562	$1K	<0.01%	0
ATARA BIOTHERAPEUTICS INC C…ATARA BIOTHERAPEUTICS INC COM NEW	41	$1K	<0.01%	0
TRILLIUM THERAPEUTICS INC C…TRILLIUM THERAPEUTICS INC COM NEW	3,500	$1K	<0.01%	0
GAMIGAMCO INVESTORS, INC. (DE)	39	$1K	<0.01%	0		Timeline
ONCYONCOLYTICS BIOTECH INC	1,390	$1K	<0.01%	0		Timeline
LIVONGO HEALTH INCLIVONGO HEALTH INC	50	$1K	<0.01%	new
BIOPHARMX CORPBIOPHARMX CORP	1,688	$1K	<0.01%	0
CHANGYOU COM LTDCHANGYOU COM LTD	125	$1K	<0.01%	new
PRIMO WTR CORPPRIMO WTR CORP	60	$1K	<0.01%	0
BK Technologies Corp.BK Technologies Corp.	194	$1K	<0.01%	0
ASANKO GOLD INCASANKO GOLD INC	1,000	$1K	<0.01%	0
CLEARSIGN TECHNOLOGIES CORPCLEARSIGN TECHNOLOGIES CORP	1,000	$1K	<0.01%	0
CITIUS PHARMACEUTICALS INCCITIUS PHARMACEUTICALS INC	1,000	$1K	<0.01%	0
CREATIVE MEDIA & CMNTY TRCREATIVE MEDIA & CMNTY TR	33	$1K	<0.01%	new
TIDEWATER INC NEWTIDEWATER INC NEW	364	$1K	<0.01%	-19
FORTRESS BIOTECH INCFORTRESS BIOTECH INC	1,000	$1K	<0.01%	0
COMPUTER TASK GROUP INCCOMPUTER TASK GROUP INC	105	$1K	<0.01%	-455
GREENSKY INCGREENSKY INC	130	$1K	<0.01%	-907
LORAL SPACE & COM INCLORAL SPACE & COM INC	21	$1K	<0.01%	0
SOCIETAL CDMO INCSOCIETAL CDMO INC	106	$1K	<0.01%	0
Vitamin Shoppe, Inc.Vitamin Shoppe, Inc.	200	$1K	<0.01%	-1,675
PICO HLDGS INCPICO HLDGS INC	100	$1K	<0.01%	0
ARQULE INCARQULE INC	100	$1K	<0.01%	new
ACHILLION PHARMACEUTICALS INACHILLION PHARMACEUTICALS IN	300	$1K	<0.01%	0
UTSTARCOM HOLDINGS CORPUTSTARCOM HOLDINGS CORP	433	$1K	<0.01%	0
NEWLINK GENETICS CORPNEWLINK GENETICS CORP	365	$1K	<0.01%	0
ERA GROUP INCERA GROUP INC	118	$1K	<0.01%	new
RAND CAP CORPRAND CAP CORP	200	$1K	<0.01%	0
Castle Brands IncCastle Brands Inc	1,000	$1K	<0.01%	-3,000
Ambac Financial Group Wt 4/…Ambac Financial Group Wt 4/30/2023	125	$1K	<0.01%	0
PHOENIX NEW MEDIA LTDPHOENIX NEW MEDIA LTD	500	$1K	<0.01%	0
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GR	871	$1K	<0.01%	0
SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR I	2,500	$1K	<0.01%	0
CHANNELADVISOR CORPCHANNELADVISOR CORP	138	$1K	<0.01%	-200
MANNING + NAPIER INCMANNING + NAPIER INC	500	$1K	<0.01%	0
AU OPTRONICS CORPAU OPTRONICS CORP	477	$1K	<0.01%	+122
CELJFCELLCOM ISRAEL LTD ORD SHS (IS	250	$1K	<0.01%	-150		Timeline
AROTECH CORPAROTECH CORP	200	$1K	<0.01%	0
BARCLAYS BK PLCBARCLAYS BK PLC	110	$1K	<0.01%	+26
VERSO CORPVERSO CORP	79	$1K	<0.01%	-863
ALKALINE WTR CO INCALKALINE WTR CO INC	1,100	$1K	<0.01%	0
ION GEOPHYSICAL CORPION GEOPHYSICAL CORP	66	$1K	<0.01%	-62
FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INC	100	$1K	<0.01%	new
SYNLOGIC INCSYNLOGIC INC	425	$1K	<0.01%	0
SONOMA PHARMACEUTICALS INCSONOMA PHARMACEUTICALS INC	166	$1K	<0.01%	-3
THERIVA BIOLOGICS INC COM N…THERIVA BIOLOGICS INC COM NEW	3,001	$1K	<0.01%	0
RUBICON PROJ INCRUBICON PROJ INC	148	$1K	<0.01%	-1,039
Pareteum CorporationPareteum Corporation	1,160	$1K	<0.01%	-100
ECOVYST INC.ECOVYST INC.	51	$1K	<0.01%	new
EXTERRAN CORPEXTERRAN CORP	100	$1K	<0.01%	-283
MARRONE BIO INNOVATIONS INCMARRONE BIO INNOVATIONS INC	1,200	$1K	<0.01%	0
BBX CAP CORP NEWBBX CAP CORP NEW	143	$1K	<0.01%	+1
CISION LTDCISION LTD	74	$1K	<0.01%	0
COVIA HLDGS CORPCOVIA HLDGS CORP	300	$1K	<0.01%	-200
VIVUS INCVIVUS INC	245	$1K	<0.01%	0
CAESARS ENTMT CORPCAESARS ENTMT CORP	330	$1K	<0.01%	0
IBIO INCIBIO INC	957	$1K	<0.01%	+932
ONCOSEC MED INCONCOSEC MED INC	400	$1K	<0.01%	0
CELSION CORPCELSION CORP	462	$1K	<0.01%	0
AETHLON MED INCAETHLON MED INC	5,322	$1K	<0.01%	0
NANO DIMENSION LTDNANO DIMENSION LTD	2,100	$1K	<0.01%	+2,000
DIREXION SHS ETF TRDIREXION SHS ETF TR	115	$1K	<0.01%	0
BONANZA CREEK ENERGY INCBONANZA CREEK ENERGY INC	29	$1K	<0.01%	+25
TWIN RIV WORLDWIDE HLDGS INCTWIN RIV WORLDWIDE HLDGS INC	50	$1K	<0.01%	0
WAITR HLDGS INCWAITR HLDGS INC	1,010	$1K	<0.01%	0
AZURRX BIOPHARMA INCAZURRX BIOPHARMA INC	1,000	$1K	<0.01%	-500
JAGGED PEAK ENERGY INCJAGGED PEAK ENERGY INC	83	$1K	<0.01%	new
DIFFUSION PHARMACEUTICALS INDIFFUSION PHARMACEUTICALS IN	800	$1K	<0.01%	0
CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRH	8	$1K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	233	$1K	<0.01%	+4
MEDIWOUND LTDMEDIWOUND LTD	275	$1K	<0.01%	0
SCORPIO BULKERS INCSCORPIO BULKERS INC	200	$1K	<0.01%	0
EYEPOINT PHARMACEUTICALS INCEYEPOINT PHARMACEUTICALS INC	300	$1K	<0.01%	0
BIOLASE INCBIOLASE INC	568	$1K	<0.01%	0
ROAN RES INCROAN RES INC	500	$1K	<0.01%	0
PIER 1 IMPORTS INCPIER 1 IMPORTS INC	102	$1K	<0.01%	0
CHECK CAP LTDCHECK CAP LTD	467	$1K	<0.01%	+300
BROOKLYN IMMUNOTHERAPEUTICSBROOKLYN IMMUNOTHERAPEUTICS	160	$1K	<0.01%	0
AEVI GENOMIC MEDICINE INCAEVI GENOMIC MEDICINE INC	6,150	$1K	<0.01%	0
NEOS THERAPEUTICS INCNEOS THERAPEUTICS INC	520	$1K	<0.01%	0
TETRAPHASE PHARMACEUTICALS ITETRAPHASE PHARMACEUTICALS I	150	$1K	<0.01%	new
J P MORGAN EXCHANGETRADED F…J P MORGAN EXCHANGETRADED F DIV R…	21	$1K	<0.01%	0
NEURALSTEM INCNEURALSTEM INC	593	$1K	<0.01%	new
GEVOGEVO INC	100	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
TKCTURKCELL ILETISIM	45	$0	0%	-477	Value filed as zero, left out of ratios.	Timeline
WITWIPRO LTD	57	$0	0%	+1	Value filed as zero, left out of ratios.	Timeline
DRDDRDGOLD LIMITED	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SMSM ENERGY COMPANY	41	$0	0%	-1,392	Value filed as zero, left out of ratios.	Timeline
NSSCNAPCO SEC TECHNOLOGIES INC	16	$0	0%	-222	Value filed as zero, left out of ratios.	Timeline
FCNCAFIRST CTZNS BANCSHARES INC D	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CARGCARGURUS INC	0	$0	0%	new	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
VLGEAVILLAGE SUPER MKT INC	12	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ACMRACM RESH INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
LPLLG DISPLAY CO LTD	23	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
GOSSGOSSAMER BIO INC	1	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
MGICMAGIC SOFTWARE ENTERPRISES	17	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
LPTHLIGHTPATH TECHNOLOGIES INC	28	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BWBABCOCK & WILCOX ENTERPRISES	63	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
ALTALTIMMUNE INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
EDRYEURODRY LTD	20	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTD	46	$0	0%	-540	Value filed as zero, left out of ratios.
PJANINNOVATOR ETFS TRUST	0	$0	0%	0	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
TGSTRANSPORTADORA DE GAS DEL SU	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
IESCIES HOLDINGS INC	8	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CLARCLARUS CORP NEW	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BLBDBLUE BIRD CORP	7	$0	0%	-2,773	Value filed as zero, left out of ratios.	Timeline
ARAYACCURAY INC DEL	40	$0	0%	-690	Value filed as zero, left out of ratios.	Timeline
COLLCOLLEGIUM PHARMACEUTICAL INC	26	$0	0%	-601	Value filed as zero, left out of ratios.	Timeline
KOSKOSMOS ENERGY LTD	4	$0	0%	-154	Value filed as zero, left out of ratios.	Timeline
LABSTANDARD BIOTOOLS INC	72	$0	0%	-1,666	Value filed as zero, left out of ratios.	Timeline
HRTGHERITAGE INSURANCE HLDGS INC	41	$0	0%	+22	Value filed as zero, left out of ratios.	Timeline
UGPULTRAPAR PARTICIPACOES SA	3	$0	0%	+1	Value filed as zero, left out of ratios.	Timeline
FUELCELL ENERGY INCFUELCELL ENERGY INC	488	$0	0%	0	Value filed as zero, left out of ratios.
DQDAQO NEW ENERGY CORP	2	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
AVDAMERICAN VANGUARD CORP	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
AMRCAMERESCO INC	3	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
VERITEX HLDGS INCVERITEX HLDGS INC	2	$0	0%	+1	Value filed as zero, left out of ratios.
COSAN LTDCOSAN LTD	5	$0	0%	+2	Value filed as zero, left out of ratios.
MBINMERCHANTS BANCORP IND	10	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
OFGOFG BANCORP	17	$0	0%	-6	Value filed as zero, left out of ratios.	Timeline
LEUCENTRUS ENERGY CORP	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
HROWHARROW INC	24	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BBWBUILD-A-BEAR WORKSHOP INC	100	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PAMPAMPA ENERGIA SA	6	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
TEOTELECOM ARGENTINA SA	12	$0	0%	+6	Value filed as zero, left out of ratios.	Timeline
TBRGTRUBRIDGE INC	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SFBCSOUND FINL BANCORP INC	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ACTGACACIA RESH CORP	148	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BHBIGLARI HLDGS INC	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
HWBKHAWTHORN BANCSHARES INC	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
LELANDS END INC NEW	38	$0	0%	-71	Value filed as zero, left out of ratios.	Timeline
CLBKCOLUMBIA FINL INC	3	$0	0%	+1	Value filed as zero, left out of ratios.	Timeline
NGVCNATURAL GROCERS BY VITAMIN	3	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
PCYOPURE CYCLE CORP	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
QTRXQUANTERIX CORP	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SAMGSILVERCREST ASSET MGMT GROUP	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
MLRMILLER INDS INC TENN	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
OLPONE LIBERTY PPTYS INC	12	$0	0%	+7	Value filed as zero, left out of ratios.	Timeline
PKBKPARKE BANCORP INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WLFCWILLIS LEASE FIN CORP	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SNFCASECURITY NATL FINL CORP	30	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
AVNWAVIAT NETWORKS INC	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
UNTYUNITY BANCORP INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
EGYVAALCO ENERGY INC	95	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CLMBCLIMB GLOBAL SOLUTIONS INC	13	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
RFILRF INDS LTD	18	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BOCBOSTON OMAHA CORP	0	$0	0%	new	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
FSTRFOSTER L B CO	14	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FRDFRIEDMAN INDS INC	19	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CHMGCHEMUNG FINL CORP	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CTRNCITI TRENDS INC	13	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CIACITIZENS INC	11	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GNKGENCO SHIPPING & TRADING LTD	21	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CTBICOMMUNITY TR BANCORP INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
RBBNRIBBON COMMUNICATIONS INC	81	$0	0%	-321	Value filed as zero, left out of ratios.	Timeline
MCFTMASTERCRAFT BOAT HLDGS INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KOPNKOPIN CORP	68	$0	0%	-130	Value filed as zero, left out of ratios.	Timeline
RAILFREIGHTCAR AMER INC	100	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TEEKAY CORPORATIONTEEKAY CORPORATION	210	$0	0%	+100	Value filed as zero, left out of ratios.
INVEINVE TECHNOLOGIES INC	10	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CSBRCHAMPIONS ONCOLOGY INC	16	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TTECTTEC HLDGS INC	9	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CLPRCLIPPER RLTY INC	38	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ARCADIA BIOSCIENCES INC COMARCADIA BIOSCIENCES INC COM	100	$0	0%	new	Value filed as zero, left out of ratios.
VXRTVAXART INC COM NEW (DE)	33	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GAIAGAIA INC NEW	20	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CPACCEMENTOS PACASMAYO S A A	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KEANE GROUP INCKEANE GROUP INC	73	$0	0%	-740	Value filed as zero, left out of ratios.
CMTLCOMTECH TELECOMMUNICATIONS C	5	$0	0%	+2	Value filed as zero, left out of ratios.	Timeline
ABEONA THERAPEUTICS INCABEONA THERAPEUTICS INC	1	$0	0%	-88	Value filed as zero, left out of ratios.
DIAMOND S SHIPPING INC COMDIAMOND S SHIPPING INC COM	45	$0	0%	0	Value filed as zero, left out of ratios.
CODACODA OCTOPUS GROUP INC	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
IGCIGC PHARMA INC	500	$0	0%	-1,300	Value filed as zero, left out of ratios.	Timeline
DLHCDLH HLDGS CORP	32	$0	0%	-71	Value filed as zero, left out of ratios.	Timeline
PDSBPDS BIOTECHNOLOGY CORP	11	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SVASINOVAC BIOTECH LTD	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ASRVAMERISERV FINL INC	37	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SNDSMART SAND INC	44	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TSQTOWNSQUARE MEDIA INC	25	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PLGPLATINUM GROUP METALS LTD	70	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SUPVGRUPO SUPERVIELLE S.A.	17	$0	0%	+11	Value filed as zero, left out of ratios.	Timeline
EWKISHARES INC	4	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
MBOTMICROBOT MED INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WWRWESTWATER RES INC	7	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
EDUCEDUCATIONAL DEV CORP	18	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
JCTCJEWETT CAMERON TRADING LTD	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KOSSKOSS CORP	66	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ARMPARMATA PHARMACEUTICALS INC	52	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GDENGOLDEN ENTMT INC	37	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SENEBSENECA FOODS CORP NEW	2	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
LSC COMMUNICATIONS INCLSC COMMUNICATIONS INC	183	$0	0%	-6,393	Value filed as zero, left out of ratios.
PERSPECTIVE THERAPEUTICS INCPERSPECTIVE THERAPEUTICS INC	1,500	$0	0%	0	Value filed as zero, left out of ratios.
INTERNAP CORPORATIONINTERNAP CORPORATION	27	$0	0%	0	Value filed as zero, left out of ratios.
DELAWARE INVESTMENTSDELAWARE INVESTMENTS	20	$0	0%	0	Value filed as zero, left out of ratios.
TILE SHOP HLDGS INCTILE SHOP HLDGS INC	65	$0	0%	0	Value filed as zero, left out of ratios.
WESCO AIRCRAFT HOLDINGS INCWESCO AIRCRAFT HOLDINGS INC	2	$0	0%	-1	Value filed as zero, left out of ratios.
FIRST DEFIANCE FINL CORPFIRST DEFIANCE FINL CORP	5	$0	0%	0	Value filed as zero, left out of ratios.
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LP	363	$0	0%	0	Value filed as zero, left out of ratios.
BRIGHAM MINERALS INCBRIGHAM MINERALS INC	3	$0	0%	+1	Value filed as zero, left out of ratios.
FIVE STAR SENIOR LIVINGFIVE STAR SENIOR LIVING	10	$0	0%	-734	Value filed as zero, left out of ratios.
ZNOGZION OIL & GAS INC COM	1,000	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
UBOHUNITED BANCSHARES INC (OH)	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GLOBALSTAR INCGLOBALSTAR INC	100	$0	0%	0	Value filed as zero, left out of ratios.
IVERIC BIO INCIVERIC BIO INC	300	$0	0%	0	Value filed as zero, left out of ratios.
AVID TECHNOLOGY INCAVID TECHNOLOGY INC	20	$0	0%	new	Value filed as zero, left out of ratios.
REATA PHARMACEUTICALS INCREATA PHARMACEUTICALS INC	5	$0	0%	0	Value filed as zero, left out of ratios.
SCIPLAY CORPORATIONSCIPLAY CORPORATION	3	$0	0%	-48	Value filed as zero, left out of ratios.
REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC	69	$0	0%	+34	Value filed as zero, left out of ratios.
COMSCORE INCCOMSCORE INC	148	$0	0%	0	Value filed as zero, left out of ratios.
ORUKA THERAPEUTICS INC COMORUKA THERAPEUTICS INC COM	2	$0	0%	0	Value filed as zero, left out of ratios.
RANGER OIL CORPORATION CLAS…RANGER OIL CORPORATION CLASS A COM	1	$0	0%	0	Value filed as zero, left out of ratios.
ENFYENLIGHTIFY INC.COM NEW	105	$0	0%	-40	Value filed as zero, left out of ratios.	Timeline
OI SA-ADROI SA-ADR	94	$0	0%	+93	Value filed as zero, left out of ratios.
TYME TECHNOLOGIES INC COMTYME TECHNOLOGIES INC COM	200	$0	0%	new	Value filed as zero, left out of ratios.
SALMSALEM MEDIA GROUP INC CLASS A	12	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
MACKMerrimack Pharmaceuticals Inc	60	$0	0%	-1,508	Value filed as zero, left out of ratios.	Timeline
FANG HLDGS LTDFANG HLDGS LTD	197	$0	0%	new	Value filed as zero, left out of ratios.
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INC	580	$0	0%	0	Value filed as zero, left out of ratios.
ADVAXIS INCADVAXIS INC	66	$0	0%	0	Value filed as zero, left out of ratios.
ADAMAS PHARMACEUTICALS INCADAMAS PHARMACEUTICALS INC	50	$0	0%	0	Value filed as zero, left out of ratios.
BANKFINANCIAL CORPBANKFINANCIAL CORP	10	$0	0%	0	Value filed as zero, left out of ratios.
ESSA PHARMA INCESSA PHARMA INC	25	$0	0%	new	Value filed as zero, left out of ratios.
EMEREN GROUP LTDEMEREN GROUP LTD	40	$0	0%	new	Value filed as zero, left out of ratios.
UBS AG LONDON BRHUBS AG LONDON BRH	5	$0	0%	0	Value filed as zero, left out of ratios.
SUNWORKS INCSUNWORKS INC	100	$0	0%	new	Value filed as zero, left out of ratios.
OPTINOSE INCOPTINOSE INC	33	$0	0%	-2	Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEW	393	$0	0%	-20	Value filed as zero, left out of ratios.
PLUS THERAPEUTICS INCPLUS THERAPEUTICS INC	7	$0	0%	new	Value filed as zero, left out of ratios.
HEPION PHARMACEUTICALS INCHEPION PHARMACEUTICALS INC	47	$0	0%	new	Value filed as zero, left out of ratios.
CTI BIOPHARMA CORPCTI BIOPHARMA CORP	20	$0	0%	0	Value filed as zero, left out of ratios.
CURIS INCCURIS INC	200	$0	0%	-400	Value filed as zero, left out of ratios.
MOLECULAR TEMPLATES INCMOLECULAR TEMPLATES INC	22	$0	0%	+13	Value filed as zero, left out of ratios.
EMAGIN CORPEMAGIN CORP	51	$0	0%	0	Value filed as zero, left out of ratios.
APPROACH RESOURCES INCAPPROACH RESOURCES INC	504	$0	0%	0	Value filed as zero, left out of ratios.
Zagg, Inc.Zagg, Inc.	19	$0	0%	-180	Value filed as zero, left out of ratios.
POINTS INTL LTDPOINTS INTL LTD	12	$0	0%	0	Value filed as zero, left out of ratios.
OCWEN FINL CORPOCWEN FINL CORP	250	$0	0%	0	Value filed as zero, left out of ratios.
GOLDEN MINERALS COMPANYGOLDEN MINERALS COMPANY	154	$0	0%	0	Value filed as zero, left out of ratios.
VALHI INC NEWVALHI INC NEW	270	$0	0%	0	Value filed as zero, left out of ratios.
SEARS HOMETOWN & OUTLET STORSEARS HOMETOWN & OUTLET STOR	12	$0	0%	0	Value filed as zero, left out of ratios.
QUICKLOGIC CORPQUICKLOGIC CORP	940	$0	0%	0	Value filed as zero, left out of ratios.
GOLDFIELD CORPGOLDFIELD CORP	5	$0	0%	0	Value filed as zero, left out of ratios.
REALNETWORKS INCREALNETWORKS INC	250	$0	0%	-25	Value filed as zero, left out of ratios.
YRC WORLDWIDE INCYRC WORLDWIDE INC	100	$0	0%	-1	Value filed as zero, left out of ratios.
INSIGNIA SYSTEMS INCINSIGNIA SYSTEMS INC	501	$0	0%	0	Value filed as zero, left out of ratios.
LRAD CORPLRAD CORP	100	$0	0%	new	Value filed as zero, left out of ratios.
USA TRUCK INCUSA TRUCK INC	50	$0	0%	0	Value filed as zero, left out of ratios.
SUNLINK HEALTH SYSTEMS INCSUNLINK HEALTH SYSTEMS INC	362	$0	0%	0	Value filed as zero, left out of ratios.
PZENA INVESTMENT MANAGM-CL APZENA INVESTMENT MANAGM-CL A	16	$0	0%	0	Value filed as zero, left out of ratios.
DIREXION DAILY ENERGY BUL 3XDIREXION DAILY ENERGY BUL 3X	19	$0	0%	0	Value filed as zero, left out of ratios.
QAD INC-BQAD INC-B	6	$0	0%	0	Value filed as zero, left out of ratios.
XINYUAN REAL ESTATE CO LTDXINYUAN REAL ESTATE CO LTD	35	$0	0%	0	Value filed as zero, left out of ratios.
MORGAN STANLEYMORGAN STANLEY	1	$0	0%	new	Value filed as zero, left out of ratios.
SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SA	235	$0	0%	0	Value filed as zero, left out of ratios.
ON TRACK INNOVATION LTDON TRACK INNOVATION LTD	500	$0	0%	0	Value filed as zero, left out of ratios.
BROADVISION INCBROADVISION INC	87	$0	0%	0	Value filed as zero, left out of ratios.
GLOBALSCAPE INCGLOBALSCAPE INC	12	$0	0%	0	Value filed as zero, left out of ratios.
GUARANTY FED BANCSHARES INCGUARANTY FED BANCSHARES INC	6	$0	0%	0	Value filed as zero, left out of ratios.
BBVA BANCO FRANCES S ABBVA BANCO FRANCES S A	15	$0	0%	+7	Value filed as zero, left out of ratios.
MAM SOFTWARE GROUP INCMAM SOFTWARE GROUP INC	17	$0	0%	0	Value filed as zero, left out of ratios.
OTELCO INCOTELCO INC	9	$0	0%	0	Value filed as zero, left out of ratios.
KINGOLD JEWELRY INCKINGOLD JEWELRY INC	83	$0	0%	0	Value filed as zero, left out of ratios.
CHINA JO-JO DRUGSTORES INCCHINA JO-JO DRUGSTORES INC	180	$0	0%	0	Value filed as zero, left out of ratios.
NII HLDGS INC COM PAR $0.001NII HLDGS INC COM PAR $0.001	121	$0	0%	0	Value filed as zero, left out of ratios.
PROSHARES TR II ULTRA VIX S…PROSHARES TR II ULTRA VIX SHORT T…	2	$0	0%	-1	Value filed as zero, left out of ratios.
ISHARES MSCI COLOMBIA ETFISHARES MSCI COLOMBIA ETF	17	$0	0%	new	Value filed as zero, left out of ratios.
AIM IMMUNOTECH INCAIM IMMUNOTECH INC	48	$0	0%	new	Value filed as zero, left out of ratios.
Taronis Technologies Inc Co…Taronis Technologies Inc Com New	1	$0	0%	new	Value filed as zero, left out of ratios.
NULLNULL	133	$0	0%	new	Value filed as zero, left out of ratios.
AETERNA ZENTARIS INCAETERNA ZENTARIS INC	3	$0	0%	0	Value filed as zero, left out of ratios.
NOVABAY PHARMACEUTICALS INCNOVABAY PHARMACEUTICALS INC	260	$0	0%	0	Value filed as zero, left out of ratios.
OPGEN INCOPGEN INC	6	$0	0%	new	Value filed as zero, left out of ratios.
IDERA PHARMACEUTICALS INCIDERA PHARMACEUTICALS INC	77	$0	0%	-250	Value filed as zero, left out of ratios.
SOLIGENIX INCSOLIGENIX INC	2	$0	0%	new	Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEW	18	$0	0%	0	Value filed as zero, left out of ratios.
LEJU HLDGS LTDLEJU HLDGS LTD	5	$0	0%	0	Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TR	12	$0	0%	0	Value filed as zero, left out of ratios.
CARBON BLACK INCCARBON BLACK INC	0	$0	0%	-14,400	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
GREAT ELM CAP GROUP INCGREAT ELM CAP GROUP INC	2	$0	0%	0	Value filed as zero, left out of ratios.
CONATUS PHARMACEUTICALS INCCONATUS PHARMACEUTICALS INC	200	$0	0%	new	Value filed as zero, left out of ratios.
DASAN ZHONE SOLUTIONS INCDASAN ZHONE SOLUTIONS INC	53	$0	0%	0	Value filed as zero, left out of ratios.
EUROSEAS LTDEUROSEAS LTD	100	$0	0%	new	Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TR	1	$0	0%	0	Value filed as zero, left out of ratios.
NOVELION THERAPEUTICS INCNOVELION THERAPEUTICS INC	116	$0	0%	0	Value filed as zero, left out of ratios.
GRANA Y MONTERO S A AGRANA Y MONTERO S A A	1	$0	0%	new	Value filed as zero, left out of ratios.
DRYSHIPS INCDRYSHIPS INC	4	$0	0%	0	Value filed as zero, left out of ratios.
CRH MEDICAL CORPCRH MEDICAL CORP	52	$0	0%	0	Value filed as zero, left out of ratios.
ACHIEVE LIFE SCIENCE INCACHIEVE LIFE SCIENCE INC	2	$0	0%	0	Value filed as zero, left out of ratios.
DHX MEDIA LTDDHX MEDIA LTD	290	$0	0%	0	Value filed as zero, left out of ratios.
ELOXX PHARMACEUTICALS INCELOXX PHARMACEUTICALS INC	1	$0	0%	0	Value filed as zero, left out of ratios.
SEADRILL LTDSEADRILL LTD	25	$0	0%	+3	Value filed as zero, left out of ratios.
ENERGY FOCUS INCENERGY FOCUS INC	200	$0	0%	0	Value filed as zero, left out of ratios.
180 DEGREE CAP CORP180 DEGREE CAP CORP	100	$0	0%	0	Value filed as zero, left out of ratios.
DIREXION SHS ETF TRDIREXION SHS ETF TR	1	$0	0%	-46	Value filed as zero, left out of ratios.
NEOVASC INCNEOVASC INC	27	$0	0%	new	Value filed as zero, left out of ratios.
TOP SHIPS INCTOP SHIPS INC	1	$0	0%	new	Value filed as zero, left out of ratios.
CLEVELAND BIOLABS INCCLEVELAND BIOLABS INC	265	$0	0%	0	Value filed as zero, left out of ratios.
MARATHON PATENT GROUP INCMARATHON PATENT GROUP INC	125	$0	0%	0	Value filed as zero, left out of ratios.
EDESA BIOTECH INCEDESA BIOTECH INC	11	$0	0%	+4	Value filed as zero, left out of ratios.
GREENLANE HLDGS INCGREENLANE HLDGS INC	52	$0	0%	0	Value filed as zero, left out of ratios.
WISDOMTREE TRWISDOMTREE TR	1	$0	0%	-1,593	Value filed as zero, left out of ratios.
REWALK ROBOTICS LTDREWALK ROBOTICS LTD	40	$0	0%	0	Value filed as zero, left out of ratios.
AYTU BIOSCIENCE INCAYTU BIOSCIENCE INC	1	$0	0%	0	Value filed as zero, left out of ratios.
ENDURANCE INTL GROUP HLDGS IENDURANCE INTL GROUP HLDGS I	47	$0	0%	+40	Value filed as zero, left out of ratios.
ODONATE THERAPEUTICS INCODONATE THERAPEUTICS INC	14	$0	0%	new	Value filed as zero, left out of ratios.
CHIASMA INCCHIASMA INC	3	$0	0%	0	Value filed as zero, left out of ratios.
GTY TECHNOLOGY HOLDINGS INCGTY TECHNOLOGY HOLDINGS INC	31	$0	0%	new	Value filed as zero, left out of ratios.
STEEL CONNECT INCSTEEL CONNECT INC	100	$0	0%	0	Value filed as zero, left out of ratios.
NANTHEALTH INCNANTHEALTH INC	30	$0	0%	new	Value filed as zero, left out of ratios.
PRECIPIO INCPRECIPIO INC	66	$0	0%	0	Value filed as zero, left out of ratios.
HERMITAGE OFFSHORE SERVICE LHERMITAGE OFFSHORE SERVICE L	426	$0	0%	+2	Value filed as zero, left out of ratios.
ONCONOVA THERAPEUTICONCONOVA THERAPEUTIC	67	$0	0%	0	Value filed as zero, left out of ratios.
PLURISTEM THERAPEUTICS INCPLURISTEM THERAPEUTICS INC	100	$0	0%	new	Value filed as zero, left out of ratios.
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INC	126	$0	0%	-983	Value filed as zero, left out of ratios.
DARIOHEALTH CORPDARIOHEALTH CORP	1,523	$0	0%	0	Value filed as zero, left out of ratios.
LIGHTBRIDGE CORPLIGHTBRIDGE CORP	100	$0	0%	new	Value filed as zero, left out of ratios.
PDL CMNTY BANCORPPDL CMNTY BANCORP	27	$0	0%	new	Value filed as zero, left out of ratios.
AMERISOURCEBERGEN CORAMERISOURCEBERGEN COR	270	$0	0%	-2,945	Value filed as zero, left out of ratios.
AQUAVENTURE HLDGS LTDAQUAVENTURE HLDGS LTD	3	$0	0%	new	Value filed as zero, left out of ratios.
FIRST CHOICE BANCORPFIRST CHOICE BANCORP	6	$0	0%	0	Value filed as zero, left out of ratios.
CONTURA ENERGY INCCONTURA ENERGY INC	8	$0	0%	-2	Value filed as zero, left out of ratios.
SELECT INTERIOR CONCEPTS IN…SELECT INTERIOR CONCEPTS INC CLASS	24	$0	0%	0	Value filed as zero, left out of ratios.
J ALEXANDERS HLDGS INCJ ALEXANDERS HLDGS INC	34	$0	0%	0	Value filed as zero, left out of ratios.
PROTEOSTASIS THERAPEUTICS INPROTEOSTASIS THERAPEUTICS IN	150	$0	0%	new	Value filed as zero, left out of ratios.
TITAN PHARMACEUTICALS INC DETITAN PHARMACEUTICALS INC DE	35	$0	0%	0	Value filed as zero, left out of ratios.
REXAHN PHARMACEUTICALS INCREXAHN PHARMACEUTICALS INC	74	$0	0%	-190	Value filed as zero, left out of ratios.
SELLAS LIFE SCIENCES GROUP ISELLAS LIFE SCIENCES GROUP I	22	$0	0%	0	Value filed as zero, left out of ratios.
YIELD10 BIOSCIENCE INCYIELD10 BIOSCIENCE INC	17	$0	0%	0	Value filed as zero, left out of ratios.
SALARIUS PHARMACEUTICALS INCSALARIUS PHARMACEUTICALS INC	56	$0	0%	new	Value filed as zero, left out of ratios.
LIVEXLIVE MEDIA INCLIVEXLIVE MEDIA INC	200	$0	0%	0	Value filed as zero, left out of ratios.
National Holdings 22 WtsNational Holdings 22 Wts	2	$0	0%	0	Value filed as zero, left out of ratios.
National Holdings Corporati…National Holdings Corporation	2	$0	0%	0	Value filed as zero, left out of ratios.
FORWARD PHARMA A/SFORWARD PHARMA A/S	7	$0	0%	+3	Value filed as zero, left out of ratios.

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 216. All 216

Security	Shares before	Value before	Type
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	174,857	$7.77M	shares
TORCHMARK CORPTORCHMARK CORP	36,422	$3.26M	shares
HARRIS CORP INCHARRIS CORP INC	13,472	$2.55M	shares
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP	46,333	$1.62M	shares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC	4,797	$1.18M	shares
ALPS ETF TRALPS ETF TR	55,592	$1.18M	shares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	15,133	$1.09M	shares
BT GROUP-ADRBT GROUP-ADR	84,465	$1.08M	shares
Apollo Global ManagementApollo Global Management	31,421	$1.08M	shares
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A	33,079	$900K	shares
ALPS ETF TRALPS ETF TR	28,407	$825K	shares
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST	26,075	$651K	shares
WORLDPAY INCWORLDPAY INC	5,262	$647K	shares
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC	12,300	$610K	shares
RED HAT INCRED HAT INC	3,211	$603K	shares
NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV	24,438	$600K	shares
GSV CAPITAL CORPGSV CAPITAL CORP	90,228	$578K	shares
TOTAL SYS SVCS INCTOTAL SYS SVCS INC	4,248	$545K	shares
ISHARES TRISHARES TR	16,822	$428K	shares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC	2,365	$392K	shares
MIDSTREAM PARTNERSMIDSTREAM PARTNERS	65,679	$340K	shares
ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV	8,438	$307K	shares
CNOBCONNECTONE BANCORP INC	13,470	$306K	shares
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC	2,186	$287K	shares
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP	16,511	$270K	shares
XEROX CORPXEROX CORP	7,092	$250K	shares
BTEBAYTEX ENERGY CORP	128,575	$198K	shares
WORLD GOLD TR SPDR LNG DLR …WORLD GOLD TR SPDR LNG DLR GLD	1,270	$176K	shares
TRIBUNE COMPANYTRIBUNE COMPANY	3,554	$164K	shares
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM	3,075	$142K	shares
NEW YORK MTG TR INCNEW YORK MTG TR INC	5,550	$136K	shares
GLOBAL X FDSGLOBAL X FDS	5,719	$131K	shares
GENERAL MTRS COGENERAL MTRS CO	6,253	$127K	shares
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC	6,571	$125K	shares
CHEMICAL FINANCIAL CORPCHEMICAL FINANCIAL CORP	2,914	$120K	shares
TWITTER INCTWITTER INC	120,000	$119K	shares
TCF FINL CORPTCF FINL CORP	5,483	$114K	shares
NOAHNOAH HLDGS LTD	2,650	$112K	shares
CONTROL4 CORPCONTROL4 CORP	4,066	$97K	shares
ETF SER SOLUTIONSETF SER SOLUTIONS	4,090	$97K	shares
DBX ETF TRDBX ETF TR	1,800	$94K	shares
STOKSTOKE THERAPEUTICS INC	3,000	$88K	shares
MUSTCOLUMBIA ETF TR I	4,100	$88K	shares
TIAIYTELECOM ITALIA S P A NEW	15,549	$80K	shares
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER	5,578	$74K	shares
FINISAR CORPFINISAR CORP	3,202	$74K	shares
DIREXION SHS ETF TRDIREXION SHS ETF TR	1,000	$60K	shares
TIPTTIPTREE INC	7,970	$50K	shares
SPOKSPOK HLDGS INC	3,000	$45K	shares
ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INC	8,380	$43K	shares
ROSETTA STONE INCROSETTA STONE INC	1,782	$42K	shares
HOPFED BANCORP INCHOPFED BANCORP INC	2,024	$38K	shares
TIIAYTELECOM ITALIA S P A SPONSORED	6,515	$36K	shares
PFFAETFIS SER TR I	1,358	$35K	shares
ENSCO ROWAN PLCENSCO ROWAN PLC	3,915	$34K	shares
PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INC	30,000	$30K	shares
SINOPEC SHANGHAI PETROCHEMICSINOPEC SHANGHAI PETROCHEMIC	700	$28K	shares
AURYN RES INCAURYN RES INC	15,000	$26K	shares
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC	489	$23K	shares
CHESAPEAKE LODGING TRCHESAPEAKE LODGING TR	786	$22K	shares
COHBAR INC COM NEWCOHBAR INC COM NEW	12,500	$22K	shares
ON DECK CAP INCON DECK CAP INC	5,000	$21K	shares
RED HAT INCRED HAT INC	8,000	$20K	shares
DOMINION ENERGY INCDOMINION ENERGY INC	400	$20K	shares
ETF SER SOLUTIONSETF SER SOLUTIONS	850	$19K	shares
IVALEA SERIES TRUST	675	$18K	shares
QVALEA SERIES TRUST	632	$18K	shares
ISHARES TRISHARES TR	675	$18K	shares
WAGEWORKS INCWAGEWORKS INC	319	$16K	shares
HYDROGENICS CORPORATION NEWHYDROGENICS CORPORATION NEW	1,100	$16K	shares
FLHYFRANKLIN TEMPLETON ETF TR	593	$15K	shares
ISHARESISHARES	550	$15K	shares
ENTEGRA FINL CORPENTEGRA FINL CORP	500	$15K	shares
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP	1,000	$14K	shares
SOHUSOHU COM LTD	1,000	$14K	shares
ISHARES TRISHARES TR	273	$14K	shares
FIRST FINANCIAL NORTHWEST INFIRST FINANCIAL NORTHWEST IN	907	$13K	shares
INVESCO ACTIVELY MANAGED EX…INVESCO ACTIVELY MANAGED EXCHA LI…	1,000	$13K	shares
CUSHING RENAISSANCE FD RTCUSHING RENAISSANCE FD RT	59,476	$12K	shares
INTERSECT ENT INCINTERSECT ENT INC	520	$12K	shares
NEXTERA ENERGY INC CORPORATENEXTERA ENERGY INC CORPORATE	183	$12K	shares
ISHARES TRISHARES TR	410	$11K	shares
HALCON RES CORPHALCON RES CORP	64,283	$11K	shares
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC	468	$10K	shares
PANHANDLE OIL AND GAS INCPANHANDLE OIL AND GAS INC	794	$10K	shares
CSI COMPRESSCO LPCSI COMPRESSCO LP	2,809	$10K	shares
DBX ETF TRDBX ETF TR	412	$10K	shares
LENDINGCLUB CORPLENDINGCLUB CORP	3,054	$10K	shares
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC	5,112	$10K	shares
RIVRIVERNORTH OPPORTUNITIES FD	500	$9K	shares
ETRACS ALERIAN NAT GAS MLPETRACS ALERIAN NAT GAS MLP	400	$9K	shares
MTRXMATRIX SVC CO	369	$8K	shares
IRMDIRADIMED CORP	370	$8K	shares
INTREPID POTASH INCINTREPID POTASH INC	2,500	$8K	shares
CAPITOL INVT CORP IVCAPITOL INVT CORP IV	832	$8K	shares
TWSTTWIST BIOSCIENCE CORP	225	$7K	shares
CMTCORE MOLDING TECHNOLOGIES IN	1,000	$7K	shares
EEMOINVESCO EXCH TRADED FD TR II	425	$7K	shares
ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INC	188	$7K	shares
ETF MANAGERS TRETF MANAGERS TR	800	$7K	shares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001493152-19-017222	base		2019-11-14	acceptance time not in the bulk data set	2026-10-07 18:55:06 UTC