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Disclosery

Crow Point Partners, LLC

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13F filer, CIK 1384305, Boston, MA

Crow Point Partners, LLC reported $63,998,000 across 72 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-14. Its ten largest share positions make up 57.75% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001387131-20-001681

Period
2019-12-31
Reported value
$64M
Holdings
72
Top 10 weight
57.75%
New
36
Sold out
89

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IJHadded+73,544$8.28M
MUBadded+45,802$3.62M
LEMBadded+25,746$1.38M
IWOnew+12,000$1.07M
SOCIETAL CDMO INCnew+42,097$792K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SREexited-305,000-$44.1M
ETRexited-325,000-$38.2M
TXNMexited-721,723-$37.1M
ESexited-425,000-$36.3M
LNTexited-575,500-$31.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001387131-20-001681, largest first. % of portfolio is the value over $58,795,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 12,965 shares; 2018Q2: 9,849 shares; 2018Q3: 13,306 shares; 2018Q4: 7,596 shares; 2019Q1: 7,858 shares; 2019Q2: 5,258 shares; 2019Q3: 5,217 shares; 2019Q4: 78,761 shares 78,761$8.87M15.09%+73,544Timeline
JNKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,916 shares; 2019Q3: 17,833 shares; 2019Q4: 17,000 shares 17,000$5.46M9.28%-833Timeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 7,239 shares; 2018Q2: 13,076 shares; 2018Q3: 6,767 shares; 2018Q4: 13,307 shares; 2019Q1: 11,370 shares; 2019Q2: 14,995 shares; 2019Q3: 14,580 shares; 2019Q4: 60,382 shares 60,382$4.77M8.12%+45,802Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 28,656 shares; 2018Q2: 52,591 shares; 2018Q3: 37,854 shares; 2018Q4: 68,089 shares; 2019Q1: 101,266 shares; 2019Q2: 75,761 shares; 2019Q3: 75,973 shares; 2019Q4: 36,853 shares 36,853$3.08M5.24%-39,120Timeline
EWNISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 17,695 shares; 2019Q4: 9,192 shares 9,192$2.96M5.04%-8,503Timeline
EMLCVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 16,000 shares; 2019Q1: 10,000 shares; 2019Q2: 17,500 shares; 2019Q3: 46,277 shares; 2019Q4: 56,277 shares 56,277$1.91M3.24%+10,000Timeline
LEMBISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 10,000 shares; 2019Q1: 10,000 shares; 2019Q2: not reported; 2019Q3: 7,500 shares; 2019Q4: 33,246 shares 33,246$1.78M3.03%+25,746Timeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 39,033 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 35,552 shares; 2019Q1: not reported; 2019Q2: 60,052 shares; 2019Q3: 97,750 shares; 2019Q4: 119,928 shares 119,928$1.76M3%+22,178Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 4,683 shares; 2018Q2: 3,000 shares; 2018Q3: 9,700 shares; 2018Q4: 16,000 shares; 2019Q1: 15,000 shares; 2019Q2: 13,000 shares; 2019Q3: 15,000 shares; 2019Q4: 15,432 shares 15,432$1.69M2.87%+432Timeline
IPACISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 21,109 shares; 2018Q2: 15,773 shares; 2018Q3: 18,787 shares; 2018Q4: 25,665 shares; 2019Q1: 25,688 shares; 2019Q2: 26,180 shares; 2019Q3: 24,172 shares; 2019Q4: 14,613 shares 14,613$1.67M2.83%-9,559Timeline
EWGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 39,074 shares; 2019Q4: 21,869 shares 21,869$1.27M2.17%-17,205Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 12,000 shares 12,000$1.07M1.82%newTimeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 86,745 shares; 2018Q2: 81,845 shares; 2018Q3: 66,045 shares; 2018Q4: 66,045 shares; 2019Q1: 66,045 shares; 2019Q2: 66,045 shares; 2019Q3: 67,344 shares; 2019Q4: 81,045 shares 81,045$1.07M1.82%+13,701Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 17,606 shares; 2018Q2: 18,886 shares; 2018Q3: 16,039 shares; 2018Q4: 11,493 shares; 2019Q1: 11,835 shares; 2019Q2: 9,854 shares; 2019Q3: 9,775 shares; 2019Q4: 4,707 shares 4,707$968K1.65%-5,068Timeline
EUFNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 30,000 shares; 2019Q2: 52,000 shares; 2019Q3: 60,375 shares; 2019Q4: 46,465 shares 46,465$899K1.53%-13,910Timeline
AMARIN CORP PLCAMARIN CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 29,198 shares; 2018Q4: 17,370 shares; 2019Q1: 19,411 shares; 2019Q2: 20,193 shares; 2019Q3: 20,193 shares; 2019Q4: 38,411 shares 38,411$808K1.37%+18,218
SOCIETAL CDMO INCSOCIETAL CDMO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 42,097 shares 42,097$792K1.35%new
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 21,286 shares; 2018Q2: 15,949 shares; 2018Q3: 16,105 shares; 2018Q4: 29,195 shares; 2019Q1: 28,885 shares; 2019Q2: 23,718 shares; 2019Q3: 23,530 shares; 2019Q4: 13,198 shares 13,198$768K1.31%-10,332Timeline
R1 RCM INCR1 RCM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 57,266 shares 57,266$739K1.26%new
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: 15,000 shares; 2018Q3: 21,000 shares; 2018Q4: 21,000 shares; 2019Q1: 21,000 shares; 2019Q2: 28,000 shares; 2019Q3: 35,000 shares; 2019Q4: 30,000 shares 30,000$681K1.16%-5,000Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 20,827 shares; 2018Q2: 15,538 shares; 2018Q3: 14,266 shares; 2018Q4: 41,875 shares; 2019Q1: 34,171 shares; 2019Q2: 42,000 shares; 2019Q3: 46,512 shares; 2019Q4: 20,000 shares 20,000$676K1.15%-26,512Timeline
EWUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 3,091 shares 3,091$661K1.12%newTimeline
VBKVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 3,206 shares 3,206$635K1.08%newTimeline
NXSTNEXSTAR MEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,056 shares 5,056$592K1.01%newTimeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 33,785 shares; 2018Q2: 42,373 shares; 2018Q3: 57,442 shares; 2018Q4: 21,182 shares; 2019Q1: 31,978 shares; 2019Q2: 20,416 shares; 2019Q3: 36,326 shares; 2019Q4: 11,100 shares 11,100$565K0.96%-25,226Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 188,116 shares; 2018Q2: 159,269 shares; 2018Q3: 115,269 shares; 2018Q4: 153,500 shares; 2019Q1: 153,500 shares; 2019Q2: 153,500 shares; 2019Q3: 78,713 shares; 2019Q4: 86,250 shares 86,250$531K0.9%+7,537Timeline
ANGLVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,000 shares; 2019Q4: 17,000 shares 17,000$507K0.86%+2,000Timeline
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 2,410 shares; 2018Q2: 9,659 shares; 2018Q3: 9,133 shares; 2018Q4: 7,100 shares; 2019Q1: 3,040 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,294 shares 5,294$486K0.83%newTimeline
STWDSTARWOOD PPTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 18,324 shares 18,324$455K0.77%newTimeline
ACWIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 12,750 shares; 2018Q2: not reported; 2018Q3: 6,800 shares; 2018Q4: 17,000 shares; 2019Q1: 17,000 shares; 2019Q2: 31,200 shares; 2019Q3: 43,682 shares; 2019Q4: 10,000 shares 10,000$438K0.74%-33,682Timeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 21,520 shares 21,520$399K0.68%newTimeline
RPDRAPID7 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 6,116 shares; 2018Q2: 21,309 shares; 2018Q3: 15,146 shares; 2018Q4: 14,271 shares; 2019Q1: 10,037 shares; 2019Q2: 7,467 shares; 2019Q3: 6,462 shares; 2019Q4: 7,000 shares 7,000$395K0.67%+538Timeline
ROSETTA STONE INCROSETTA STONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 22,000 shares 22,000$392K0.67%new
FLOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 29,700 shares; 2018Q2: 40,750 shares; 2018Q3: 11,100 shares; 2018Q4: 11,100 shares; 2019Q1: 11,100 shares; 2019Q2: 11,100 shares; 2019Q3: 11,100 shares; 2019Q4: 13,095 shares 13,095$383K0.65%+1,995Timeline
NGVTINGEVITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: 2,596 shares; 2018Q3: 3,892 shares; 2018Q4: 4,314 shares; 2019Q1: 4,314 shares; 2019Q2: 4,477 shares; 2019Q3: 3,892 shares; 2019Q4: 4,403 shares 4,403$380K0.65%+511Timeline
HUBSHUBSPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 5,083 shares; 2018Q2: 2,518 shares; 2018Q3: 7,226 shares; 2018Q4: 2,726 shares; 2019Q1: 2,110 shares; 2019Q2: 1,494 shares; 2019Q3: not reported; 2019Q4: 2,333 shares 2,333$369K0.63%newTimeline
RNGRINGCENTRAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 2,298 shares; 2018Q2: 7,833 shares; 2018Q3: 4,853 shares; 2018Q4: 4,828 shares; 2019Q1: 5,703 shares; 2019Q2: 2,773 shares; 2019Q3: not reported; 2019Q4: 2,154 shares 2,154$359K0.61%newTimeline
FOAMIX PHARMACEUTICALS LTDFOAMIX PHARMACEUTICALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 38,420 shares; 2019Q3: 87,473 shares; 2019Q4: 103,816 shares 103,816$341K0.58%+16,343
VLUEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 8,000 shares; 2019Q4: 10,000 shares 10,000$337K0.57%+2,000Timeline
DTDYNATRACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 12,850 shares 12,850$334K0.57%newTimeline
SPSBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 10,627 shares 10,627$327K0.56%newTimeline
KWKENNEDY-WILSON HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 14,094 shares 14,094$316K0.54%newTimeline
GLPGLOBAL PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,532 shares; 2019Q3: 20,032 shares; 2019Q4: 15,032 shares 15,032$302K0.51%-5,000Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 731 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,289 shares 1,289$299K0.51%newTimeline
ABIOMED INCABIOMED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 579 shares; 2018Q2: 530 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,783 shares 1,783$298K0.51%new
MKTXMARKETAXESS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 576 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 787 shares 787$295K0.5%newTimeline
CADENCE BANCORPCADENCE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 15,573 shares 15,573$280K0.48%new
CFGCITIZENS FINL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 6,737 shares 6,737$272K0.46%newTimeline
WHWYNDHAM HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 4,315 shares 4,315$272K0.46%newTimeline
BOOTBOOT BARN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 2,650 shares; 2018Q2: 9,919 shares; 2018Q3: 13,505 shares; 2018Q4: 13,505 shares; 2019Q1: 13,505 shares; 2019Q2: 13,505 shares; 2019Q3: 13,505 shares; 2019Q4: 6,000 shares 6,000$268K0.46%-7,505Timeline
LITELUMENTUM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 1,920 shares; 2018Q2: 8,165 shares; 2018Q3: 8,986 shares; 2018Q4: 8,345 shares; 2019Q1: 9,370 shares; 2019Q2: 7,820 shares; 2019Q3: 6,499 shares; 2019Q4: 3,360 shares 3,360$267K0.45%-3,139Timeline
TDOCTELADOC HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 1,396 shares; 2018Q2: 7,195 shares; 2018Q3: 6,461 shares; 2018Q4: 6,094 shares; 2019Q1: 6,094 shares; 2019Q2: 7,365 shares; 2019Q3: 6,094 shares; 2019Q4: 3,151 shares 3,151$262K0.45%-2,943Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 3,000 shares 3,000$260K0.44%newTimeline
OLEDUNIVERSAL DISPLAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,247 shares 1,247$259K0.44%newTimeline
OSISOSI SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 2,558 shares 2,558$257K0.44%newTimeline
NORDSTROM INCNORDSTROM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,653 shares 5,653$230K0.39%new
INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2,287 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,800 shares 1,800$222K0.38%new
COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,461 shares 1,461$214K0.36%new
HUNHUNTSMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 8,697 shares 8,697$210K0.36%newTimeline
ALNYALNYLAM PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2,190 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,800 shares 1,800$206K0.35%newTimeline
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 67,435 shares; 2019Q1: 67,435 shares; 2019Q2: 97,724 shares; 2019Q3: 97,724 shares; 2019Q4: 50,527 shares 50,527$205K0.35%-47,197
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 2,277 shares 2,277$204K0.35%new
DVAXDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 3,490 shares; 2018Q2: 21,247 shares; 2018Q3: 23,008 shares; 2018Q4: 32,985 shares; 2019Q1: 32,985 shares; 2019Q2: 32,985 shares; 2019Q3: 32,985 shares; 2019Q4: 35,617 shares 35,617$199K0.34%+2,632Timeline
BAUDAX BIO INCBAUDAX BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 24,839 shares 24,839$173K0.29%new
NABRIVA THERAPEUTICS PLCNABRIVA THERAPEUTICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 108,483 shares 108,483$143K0.24%new
LMBLIMBACH HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 39,013 shares 39,013$139K0.24%newTimeline
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: 3,980 shares; 2018Q2: 22,649 shares; 2018Q3: 24,526 shares; 2018Q4: 24,526 shares; 2019Q1: 24,526 shares; 2019Q2: 24,526 shares; 2019Q3: 24,526 shares; 2019Q4: 12,680 shares 12,680$121K0.21%-11,846
POLARITYTE INCPOLARITYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: not reported; 2018Q2: 27,081 shares; 2018Q3: 25,616 shares; 2018Q4: 26,416 shares; 2019Q1: 33,908 shares; 2019Q2: 35,278 shares; 2019Q3: 23,908 shares; 2019Q4: 12,073 shares 12,073$31K0.05%-11,835

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
TLTISHARES TR 20 YR TR BD ETFcall25,500$3.46Mnew
TSLATESLA INC COMcall3,300$1.38Mnew
HUCKHUCKLEBERRY AI INC COM CL Bcall12,000$261Knew
AMARIN CORP PLCAMARIN CORP PLC SPONS ADR NEWput5,000$107K-12,000

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SRESEMPRA305,000$44.1Mshares
ETRENTERGY CORP NEW325,000$38.2Mshares
TXNMTXNM ENERGY INC721,723$37.1Mshares
ESEVERSOURCE ENERGY425,000$36.3Mshares
LNTALLIANT ENERGY CORP575,500$31.1Mshares
FEFIRSTENERGY CORP637,200$30.9Mshares
SHENSHENANDOAH TELECOMMUNICATION975,000$30.1Mshares
VVISA INC165,464$28.8Mshares
VZVERIZON COMMUNICATIONS INC450,000$27.1Mshares
AWKAMERICAN WTR WKS CO INC NEW200,000$24.8Mshares
NEENEXTERA ENERGY INC103,015$23.8Mshares
CMSCMS ENERGY CORP365,532$23.4Mshares
AEPAMERICAN ELEC PWR CO INC230,000$21.7Mshares
DDOMINION ENERGY INC264,827$21.4Mshares
CMCSACOMCAST CORP NEW450,200$20.2Mshares
SOUTH JERSEY INDUSTRIES INCSOUTH JERSEY INDUSTRIES INC480,000$15.6Mshares
EXCEXELON CORP316,001$15.5Mshares
DUKDUKE ENERGY CORP NEW150,000$14.4Mshares
WMBWILLIAMS COS INC520,000$12.6Mshares
PEGPUBLIC SVC ENTERPRISE GROUP200,000$12.4Mshares
MAMASTERCARD INCORPORATED45,275$12.2Mshares
SPARK ENERGY INCSPARK ENERGY INC1,073,144$11.2Mshares
TAT&T INC210,000$7.86Mshares
EIXEDISON INTL102,000$7.74Mshares
AVAAVISTA CORP125,000$6.09Mshares
CNPCENTERPOINT ENERGY INC200,000$6Mshares
OKEONEOK INC NEW76,900$5.64Mshares
IDAIDACORP INC50,000$5.62Mshares
DTEDTE ENERGY CO40,000$5.3Mshares
AAPLAPPLE INC23,360$5.11Mshares
MSFTMICROSOFT CORP34,946$4.81Mshares
EVRGEVERGY INC59,810$3.98Mshares
EICEAGLE POINT INCOME CO198,950$3.84Mshares
AMZNAMAZON COM INC2,067$3.57Mshares
PPIHPERMA-PIPE INTL HLDGS INC341,500$3.27Mshares
GOLDGOLD COM INC259,999$3.12Mshares
KRPKIMBELL RTY PARTNERS LP213,000$3.11Mshares
PLYMPLYMOUTH INDUSTRIAL REIT INC153,000$2.78Mshares
TLTISHARES TR16,500$2.29Mput
SK TELECOM LTDSK TELECOM LTD102,500$2.27Mshares
METAMETA PLATFORMS INC12,044$2.13Mshares
HTOH2O AMERICA30,000$2.05Mshares
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR150,000$2.02Mshares
JPMJPMORGAN CHASE & CO16,901$1.99Mshares
GOOGLALPHABET INC1,597$1.96Mshares
GOOGALPHABET INC1,475$1.81Mshares
CHTCHUNGHWA TELECOM CO LTD50,000$1.79Mshares
JNJJOHNSON & JOHNSON12,744$1.64Mshares
XOMEXXON MOBIL CORP22,086$1.58Mshares
BARCLAYS BANK PLCBARCLAYS BANK PLC45,000$1.22Mcall
BLDTOPBUILD COR5,255$494Kshares
EVOQUA WATER TECHNOLOGIES COEVOQUA WATER TECHNOLOGIES CO25,437$428Kshares
FIVEFIVE BELOW INC3,171$401Kshares
PWRQUANTA SVCS INC9,848$372Kshares
KRNTKORNIT DIGITAL LTD11,386$346Kshares
CORTCORCEPT THERAPEUTICS INC23,488$342Kshares
NVCRNOVOCURE LTD4,410$324Kshares
FORESCOUT TECHNOLOGIES INCFORESCOUT TECHNOLOGIES INC8,765$319Kshares
NVGSNAVIGATOR HLDGS LTD27,643$296Kshares
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC C5,557$284Kshares
CEVACEVA INC9,293$276Kshares
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAEL2,734$270Kshares
RBCRBC BEARINGS INC1,586$261Kshares
NTRANATERA INC8,041$259Kshares
VCVISTEON CORP3,071$249Kshares
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC3,469$247Kshares
FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INC17,379$242Kshares
AKTSQAkoustis Technologies Inc31,293$237Kshares
VERITEX HLDGS INCVERITEX HLDGS INC9,662$235Kshares
iShares MSCI Frontier 100iShares MSCI Frontier 1008,356$234Kshares
VONAGE HLDGS CORPVONAGE HLDGS CORP20,186$232Kshares
MRCYMERCURY SYS INC2,673$217Kshares
KAIKADANT INC2,448$214Kshares
CTSOCYTOSORBENTS CORP42,001$214Kshares
NEW RELIC INCNEW RELIC INC3,421$210Kshares
STAASTAAR SURGICAL CO7,995$208Kshares
AT HOME GROUP INCAT HOME GROUP INC21,359$200Kshares
BOXBOX INC11,564$185Kshares
ORBCOMM INCORBCOMM INC33,485$163Kshares
FERRO CORPFERRO CORP12,400$145Kshares
TRAKREPOSITRAK INC19,049$109Kshares
GENERAL ELEC COGENERAL ELEC CO12,000$108Kshares
PRTPERMROCK ROYALTY TRUST12,809$105Kshares
BRAINSTORM CELL THERAPEUTICSBRAINSTORM CELL THERAPEUTICS26,829$104Kshares
INFRA AND ENERGY ALTRNTIVE IINFRA AND ENERGY ALTRNTIVE I23,163$104Kshares
INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INC11,499$86Kshares
EYENOVIA INCEYENOVIA INC14,001$56Kshares
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORP107,376$54Kshares
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS IN46,775$29Kshares

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001387131-20-001681 base2020-02-14acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001387131-20-001681 Quarter ended 2019-12-312020-02-14acceptance time not in the bulk data set
13F-HR 0001387131-19-007511 Quarter ended 2019-09-302019-10-09acceptance time not in the bulk data set
13F-HR 0000891092-19-008621 Quarter ended 2019-06-302019-08-14acceptance time not in the bulk data set
13F-HR 0000891092-19-005809 Quarter ended 2019-03-312019-05-15acceptance time not in the bulk data set
13F-HR 0000891092-19-001921 Quarter ended 2018-12-312019-02-14acceptance time not in the bulk data set
13F-HR 0000891092-18-008240 Quarter ended 2018-09-302018-11-14acceptance time not in the bulk data set
13F-HR 0000891092-18-005843 Quarter ended 2018-06-302018-08-14acceptance time not in the bulk data set
13F-HR 0000891092-18-003437 Quarter ended 2018-03-312018-04-10acceptance time not in the bulk data set
13F-HR 0000891092-18-000156 Quarter ended 2017-12-312018-01-10acceptance time not in the bulk data set
13F-HR 0000891092-17-007186 Quarter ended 2017-09-302017-10-05acceptance time not in the bulk data set
13F-HR 0000891092-17-005127 Quarter ended 2017-06-302017-07-17acceptance time not in the bulk data set
13F-HR 0000891092-17-003906 Quarter ended 2017-03-312017-05-15acceptance time not in the bulk data set
13F-HR 0000891092-17-001426 Quarter ended 2016-12-312017-02-15acceptance time not in the bulk data set
13F-HR 0000891092-16-018914 Quarter ended 2016-09-302016-11-16acceptance time not in the bulk data set
13F-HR 0000891092-15-010714 Quarter ended 2015-09-302015-12-17acceptance time not in the bulk data set
13F-HR 0000891092-15-008348 Quarter ended 2015-06-302015-09-24acceptance time not in the bulk data set
13F-HR 0000891092-15-004309 Quarter ended 2015-03-312015-05-18acceptance time not in the bulk data set
13F-HR 0000891092-14-008737 Quarter ended 2014-09-302014-11-20acceptance time not in the bulk data set
13F-HR 0000891092-14-008077 Quarter ended 2014-06-302014-10-29acceptance time not in the bulk data set
13F-HR 0000891092-14-004109 Quarter ended 2014-03-312014-05-27acceptance time not in the bulk data set