13F-HR filed by Crow Point Partners, LLC
Crow Point Partners, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-17, with 233 holding rows worth $607,944,000.
- Accession
- 0000891092-17-005127
- Filer
- CIK 1384305
- Filed
- 2017-07-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 233 entries on the cover page, a total value of $607,944,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $607,944,000 with VALUE read as thousands by filing date, 13F file number 028-12447. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EDISON INTL COM | 281020107 | Stock | 485,000 | $37,908,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 505,000 | $30,654,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 775,000 | $29,838,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 940,000 | $28,482,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 200,000 | $27,994,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 600,000 | $27,798,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 270,000 | $25,493,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 219,900 | $24,847,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 588,000 | $23,785,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 295,000 | $20,532,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,022,954 | $20,203,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 260,300 | $20,059,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 900,000 | $18,216,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 450,200 | $17,499,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 495,249 | $17,418,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 200,000 | $15,620,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 200,000 | $13,220,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 325,400 | $11,148,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 250,000 | $10,730,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 81,255 | $9,873,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 310,000 | $9,052,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 300,000 | $8,238,000 | thousands by filing date | |
| Just Energy 8.50.Perp Call3/20 | 48213w200 | PFD | 315,000 | $7,933,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 142,758 | $6,340,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 102,411 | $6,275,000 | thousands by filing date | |
| ENTERGYARKANSASLLC | 29364D100 | PREFERREDSTK | 242,000 | $5,832,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 150,000 | $5,643,000 | thousands by filing date | |
| Saratoga Investment Corp 6.75 Notes 2016-30.12.23 | 80349A406 | EQUITY | 200,000 | $5,182,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 475,000 | $5,011,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 4,095,419 | $4,853,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 300,000 | $4,788,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 200,000 | $4,638,000 | thousands by filing date | |
| Georgia Pwr Co. 6.50 Class A | 373334119 | PFD | 44,043 | $4,466,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 75,000 | $4,426,000 | thousands by filing date | |
| Crow Point Alternative Income Fund | 66538B610 | EQUITY | 537,190 | $4,426,000 | thousands by filing date | |
| Scorpio Tankers Inc 8.25 Notes 2017-01.06.19 Global | Y7542C122 | EQUITY | 160,000 | $4,032,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 213,000 | $3,540,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 175,000 | $3,463,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 50,000 | $3,380,000 | thousands by filing date | |
| Diana Shipping Inc 8 1/2 Notes 2015-15.5.20 Sr | Y2066G120 | EQUITY | 127,830 | $3,203,000 | thousands by filing date | |
| MEDLEY LLC - CALLABLE | 58503Y105 | Pref | 120,000 | $2,897,000 | thousands by filing date | |
| SCORPIO BULKERS | Y7546A114 | COM | 105,000 | $2,562,000 | thousands by filing date | |
| ARLINGTON ASSET | 041356304 | STOCK | 100,040 | $2,440,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 66,000 | $2,365,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 125,000 | $2,331,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 25,000 | $2,140,000 | thousands by filing date | |
| SCE TR VI PFD SHS | 78410V200 | EQU | 75,000 | $1,871,000 | thousands by filing date | |
| Alabama Power Company 6 1/2 Non Cum Pfd Shs | 010392470 | EQUITY | 71,988 | $1,861,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 67,602 | $1,684,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 166,500 | $1,324,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 100,000 | $1,250,000 | thousands by filing date | |
| ALABAMA PWR CO NON CUM PFD | 010392488 | PFD | 47,588 | $1,233,000 | thousands by filing date | |
| Gastar Exploration Inc Cum Pfd Shs Series B | 36729P306 | EQUITY | 56,900 | $1,102,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 21,198 | $1,004,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 14,891 | $997,000 | thousands by filing date | |
| Union Electric Co USD 4.56 Cum.Red.Pfd Shs | 906548607 | EQUITY | 10,000 | $985,000 | thousands by filing date | |
| Scorpio Tankers Inc. 6.75 15-MAY-2020 | 80918T109 | EQUITY | 40,000 | $969,000 | thousands by filing date | |
| SAFE BULKERS, IN PFDPFD | Y7388L137 | PFD | 50,000 | $949,000 | thousands by filing date | |
| AHP 5.5 49 PFD | 044102507 | Preferred Stock | 47,100 | $944,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,868 | $941,000 | thousands by filing date | |
| NuStar Energy LP | 67058H201 | COM | 35,000 | $916,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 59,000 | $910,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 10,148 | $895,000 | thousands by filing date | |
| NSTAR Electric Company 4.78 Pfd Shs | 67021C305 | EQUITY | 8,830 | $892,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 13,467 | $887,000 | thousands by filing date | |
| BreitBurn Energy Partners L.P. 8.625 15-OCT-2020 | 106777AB1 | BOND | 4,180,000 | $815,000 | thousands by filing date | principal |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 42,373 | $781,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 20,136 | $759,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 8,782 | $757,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 8,628 | $749,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 5,969 | $743,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 7,694 | $724,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 10,000 | $722,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 29,785 | $704,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 5,390 | $674,000 | thousands by filing date | |
| CONNECTICUT LIGHT | 207597774 | Common Stock | 12,000 | $661,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 27,814 | $636,000 | thousands by filing date | |
| GLOBAL INDEMNI | G3933F139 | PFDs, REITs, | 25,000 | $632,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 13,496 | $624,000 | thousands by filing date | |
| THE CONNECTICUT LIGHT & POWER CO | 207597782 | Preferred Share | 12,000 | $609,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 18,000 | $604,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 21,577 | $603,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 9,527 | $601,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,706 | $595,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 6,922 | $566,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 11,612 | $562,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,170 | $553,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5,168 | $546,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 8,624 | $533,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,915 | $530,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 5,232 | $526,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 13,315 | $520,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,512 | $511,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 30,000 | $491,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,676 | $433,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 11,607 | $431,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 8,000 | $428,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 13,017 | $398,000 | thousands by filing date | |
| Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1 M2 1.6675 25-FEB-2036 | 863576FJ8 | BOND | 400,000 | $373,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 5,103 | $371,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,119 | $366,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,208 | $362,000 | thousands by filing date | |
| Crow Point Defined Risk Global Equity Income Fund CL I | 66538A562 | EQUITY | 40,356 | $341,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,018 | $333,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,893 | $331,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 17,263 | $331,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,000 | $323,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,904 | $318,000 | thousands by filing date | |
| JP Morgan Chase Commercial Mortgage Securities Trust 2012-CIBX A3 3.1388 15-JUN-2045 | 46637WAC7 | BOND | 307,277 | $312,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 3,351 | $297,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,027 | $285,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 10,492 | $281,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,418 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,745 | $269,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,481 | $252,000 | thousands by filing date | |
| TSAKOS ENR NVG CUM RED PRP SRS E PRF | G9108L157 | COM | 10,000 | $252,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | 91915W300 | Pref | 10,000 | $252,000 | thousands by filing date | |
| HERSHA HOSPITALITY TRUST | 427825708 | PUBLIC | 10,000 | $247,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,374 | $232,000 | thousands by filing date | |
| DEL MONTE FOODS CONSUMER PRODUCTS TERM LOAN 2/18/21 | 24521TAB2 | BOND | 248,750 | $232,000 | thousands by filing date | principal |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,307 | $229,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 5,837 | $228,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,357 | $213,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,040 | $208,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 9,042 | $205,000 | thousands by filing date | |
| Ngl Energy Partners Lp | 62913M206 | COM | 8,200 | $203,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,477 | $200,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 97,536 | $200,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,555 | $187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 5,600 | $178,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 8,187 | $177,000 | thousands by filing date | |
| SASC 2006-AM1 A4 Mtge | 86359XAD5 | BOND | 179,500 | $176,000 | thousands by filing date | principal |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,847 | $174,000 | thousands by filing date | |
| DDR CORP | 23317H870 | PREFERRED STOCK | 6,500 | $169,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 10,000 | $160,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,875 | $147,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,778 | $143,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 937 | $142,000 | thousands by filing date | |
| QWEST CORP | 74913G501 | PFD | 5,578 | $141,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,320 | $140,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,000 | $140,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,494 | $133,000 | thousands by filing date | |
| EAGLE PT 7.75 10/26 | 269809307 | PREFERRED STOCK | 5,000 | $130,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,775 | $129,000 | thousands by filing date | |
| MAIDEN HOLD 6.700 NON CUM SRS D PRF | G5753U146 | COM | 5,000 | $126,000 | thousands by filing date | |
| FIRST REPUBL 5.125 PFDPFD SER H | 33616C811 | PREFERRED STOCK | 5,000 | $124,000 | thousands by filing date | |
| LUKOIL PJSC | 69343P105 | COM | 2,539 | $122,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,675 | $109,000 | thousands by filing date | |
| ALLSPRING UTIL AND TELECOMMS A | 94985D483 | NTF EQUITY FUNDS | 5,194 | $108,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 810 | $107,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,179 | $107,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,445 | $105,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 8,700 | $97,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 598 | $96,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,640 | $96,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,068 | $95,000 | thousands by filing date | |
| Fremont Home Loan Trust 2005-B M4 2.03362 25-APR-2035 | 35729PJY7 | BOND | 93,438 | $89,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 593 | $87,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,918 | $87,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,948 | $86,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 431 | $85,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 700 | $83,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 743 | $81,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 3,605 | $81,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 525 | $80,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,268 | $79,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 630 | $77,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,000 | $77,000 | thousands by filing date | |
| Adjustable Rate Mortgage Trust 2005-5 6A22 1.8875 25-SEP-2035 | 007036LY0 | BOND | 78,764 | $77,000 | thousands by filing date | principal |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 891 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 2,200 | $74,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 500 | $72,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,293 | $72,000 | thousands by filing date | |
| Arlington Asset Investment Corp 6 3/4 Notes 2015-15.3.25 Sr | 041356502 | EQUITY | 3,000 | $72,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 465 | $71,000 | thousands by filing date | |
| Countrywide Home Loans Asset-Backed Certificates Series 2002-S4 A5 5.216 25-OCT-2017 | 126671UD6 | BOND | 70,457 | $70,000 | thousands by filing date | principal |
| Morgan Stanley Capital I Trust 2006-IQ11 AJ 6.247027 15-MAY-2016 | 617453AV7 | BOND | 68,700 | $69,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 388 | $67,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,595 | $65,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 5,000 | $65,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 4,462 | $62,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,046 | $61,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,049 | $59,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 3,023 | $56,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,337 | $56,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 3,424 | $56,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 467 | $55,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,644 | $54,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 844 | $54,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 300 | $54,000 | thousands by filing date | |
| Bladex, Inc. Class E | P16994132 | COM | 1,959 | $54,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 4,000 | $52,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 2,154 | $52,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 2,334 | $50,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 641 | $49,000 | thousands by filing date | |
| BK OF AMERICA CORP PFD CUM SER C | 060505286 | Preferred | 1,900 | $49,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 523 | $48,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,436 | $48,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,530 | $47,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,016 | $46,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,352 | $46,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 4,597 | $46,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 44 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,200 | $43,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 369 | $38,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,756 | $37,000 | thousands by filing date | |
| GSAMP Trust 2005-SEA2 A1 1.6775 25-JAN-2045 | 362341TM1 | BOND | 33,208 | $33,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 237 | $29,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 370 | $29,000 | thousands by filing date | |
| Equity One Mortgage Pass Through Trust 2003-4 M1 5.869 25-OCT-2034 | 294751DF6 | BOND | 29,217 | $28,000 | thousands by filing date | principal |
| RASC Series 2003-KS4 Trust AI6 3.87 25-JUN-2033 | 76110WRQ1 | BOND | 25,592 | $26,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 300 | $23,000 | thousands by filing date | |
| Washington Mutual Mortgage Pass-Through Certificates WMALT Series 2006-7 A1A 6.086 25-SEP-2036 | 93935HAA5 | BOND | 37,375 | $20,000 | thousands by filing date | principal |
| Option One Mortgage Loan Trust 2005-1 A4 2.1275 25-FEB-2035 | 68389FGJ7 | BOND | 17,129 | $17,000 | thousands by filing date | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 400 | $16,000 | thousands by filing date | |
| Banc of America Funding 2006-2 Trust 2A18 5.75 25-MAR-2036 | 05949QAZ8 | BOND | 16,823 | $16,000 | thousands by filing date | principal |
| MDU RES GROUP INC | 552690109 | COM | 500 | $13,000 | thousands by filing date | |
| LEGG MASON INC-CALLABLE | 524901501 | Pref | 400 | $11,000 | thousands by filing date | |
| RAMP Series 2005-RS1 Trust AI6 4.713 25-NOV-2034 | 76112BHY9 | BOND | 9,901 | $10,000 | thousands by filing date | principal |
| Ameriquest Mortgage Securities 2003-11 AF6 5.64 25-DEC-2033 | 03072SLU7 | BOND | 4,994 | $5,000 | thousands by filing date | principal |
| RASC Series 2004-KS2 Trust AI6 4.3 25-MAR-2034 | 76110WWG7 | BOND | 4,870 | $5,000 | thousands by filing date | principal |
| Washington Mutual Mortgage Pass-Through Certificates Series 2003-S12 2A 4.75 25-NOV-2018 | 92922FHP6 | BOND | 5,080 | $5,000 | thousands by filing date | principal |
| GreenHunter Resources Inc 10 Cum Pfd Shs Series C | 39530A203 | EQUITY | 61,786 | $4,000 | thousands by filing date | |
| GE CAPITAL MTG SERVICES INC. | 36157RD85 | BOND | 2,511 | $3,000 | thousands by filing date | principal |
| Nomura Asset Acceptance Corporation Alternative Loan Trust Series 2005-AR2 2A2 3.673352 25-MAY-2035 | 65535VKD9 | BOND | 3,456 | $3,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Safeway PDC, LLC Contingent Va | 786CVR308 | COM | 750,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRIBANK FCB - CALLABLE | 00850L203 | Pref | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SAFEWAY RTS CASA LEY CVR | 786CVR209 | COM | 750,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TINTRI INC | 88770Q105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Citigroup Commercial Mortgage Trust 2008-C7 AMA 6.19141 10-DEC-2049 | 17313KAJ0 | BOND | 0 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Dash II A1L 1.81 15-SEP-2035 | 25513TAA1 | BOND | 95,918 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GREENHUNTER WATER WARRANTS | ACI06TGH1 | EQUITY | 96,112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-17-005127 | this filing | 2017-07-17 | acceptance time not in the bulk data set |