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Disclosery

Crow Point Partners, LLC

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13F filer, CIK 1384305, Boston, MA

Crow Point Partners, LLC reported $622,229,000 across 122 holdings for the quarter ended 2019-06-30, in a 13F-HR filed 2019-08-14. Its ten largest share positions make up 54.06% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000891092-19-008621

Period
2019-06-30
Reported value
$622M
Holdings
122
Top 10 weight
54.06%
New
18
Sold out
14

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SOUTH JERSEY INDUSTRIES INCnew+380,000$12.8M
WMBnew+420,000$11.8M
Tadded+210,000$7.04M
EXCadded+125,000$5.99M
VZadded+100,775$5.76M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
NEEreduced-69,985-$14.3M
CMSreduced-234,468-$13.6M
DTEreduced-30,000-$3.84M
CHTreduced-95,575-$3.49M
FEreduced-75,000-$3.21M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2019

Share positions as resolved from 13F-HR 0000891092-19-008621, largest first. % of portfolio is the value over $620,611,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 295,938 shares; 2018Q2: 310,000 shares; 2018Q3: 310,000 shares; 2018Q4: 310,490 shares; 2019Q1: 310,000 shares; 2019Q2: 310,000 shares 310,000$53.8M8.67%0Timeline
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 305,000 shares; 2018Q2: 305,000 shares; 2018Q3: 305,000 shares; 2018Q4: 305,000 shares; 2019Q1: 305,000 shares; 2019Q2: 305,000 shares 305,000$41.9M6.75%0Timeline
SHENSHENANDOAH TELECOMMUNICATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 990,000 shares; 2018Q2: 975,000 shares; 2018Q3: 975,000 shares; 2018Q4: 975,000 shares; 2019Q1: 975,000 shares; 2019Q2: 975,000 shares 975,000$37.9M6.1%0Timeline
TXNMTXNM ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 750,000 shares; 2018Q2: 720,000 shares; 2018Q3: 720,000 shares; 2018Q4: 720,000 shares; 2019Q1: 720,361 shares; 2019Q2: 720,744 shares 720,744$36.7M5.91%+383Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 41,291 shares; 2018Q2: not reported; 2018Q3: 450,000 shares; 2018Q4: 450,945 shares; 2019Q1: 500,000 shares; 2019Q2: 600,775 shares 600,775$34.3M5.53%+100,775Timeline
ESEVERSOURCE ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 505,000 shares; 2018Q2: 505,000 shares; 2018Q3: 425,000 shares; 2018Q4: 425,000 shares; 2019Q1: 425,000 shares; 2019Q2: 425,000 shares 425,000$32.2M5.19%0Timeline
LNTALLIANT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 588,000 shares; 2018Q2: 588,000 shares; 2018Q3: 588,000 shares; 2018Q4: 588,000 shares; 2019Q1: 588,000 shares; 2019Q2: 588,000 shares 588,000$28.9M4.65%0Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 96,452 shares; 2018Q2: 95,329 shares; 2018Q3: 95,029 shares; 2018Q4: 95,405 shares; 2019Q1: 95,000 shares; 2019Q2: 95,000 shares 95,000$25.1M4.05%0Timeline
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200,000 shares; 2018Q2: 200,000 shares; 2018Q3: 200,000 shares; 2018Q4: 200,000 shares; 2019Q1: 200,000 shares; 2019Q2: 200,000 shares 200,000$23.2M3.74%0Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200,370 shares; 2018Q2: 175,000 shares; 2018Q3: 175,000 shares; 2018Q4: 175,000 shares; 2019Q1: 175,000 shares; 2019Q2: 105,015 shares 105,015$21.5M3.47%-69,985Timeline
CMSCMS ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600,000 shares; 2018Q2: 600,000 shares; 2018Q3: 600,000 shares; 2018Q4: 600,000 shares; 2019Q1: 600,000 shares; 2019Q2: 365,532 shares 365,532$21.2M3.41%-234,468Timeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 269,300 shares; 2018Q2: 269,000 shares; 2018Q3: 269,000 shares; 2018Q4: 269,000 shares; 2019Q1: 269,000 shares; 2019Q2: 264,827 shares 264,827$20.5M3.3%-4,173Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 260,000 shares; 2018Q2: 230,000 shares; 2018Q3: 230,000 shares; 2018Q4: 230,000 shares; 2019Q1: 230,000 shares; 2019Q2: 230,000 shares 230,000$20.2M3.26%0Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 450,200 shares; 2018Q2: 450,200 shares; 2018Q3: 450,200 shares; 2018Q4: 450,200 shares; 2019Q1: 450,200 shares; 2019Q2: 450,200 shares 450,200$19M3.07%0Timeline
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 266,001 shares; 2018Q2: 266,001 shares; 2018Q3: 191,001 shares; 2018Q4: 191,001 shares; 2019Q1: 191,001 shares; 2019Q2: 316,001 shares 316,001$15.1M2.44%+125,000Timeline
FEFIRSTENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 175,000 shares; 2018Q2: 375,000 shares; 2018Q3: 375,000 shares; 2018Q4: 377,475 shares; 2019Q1: 375,000 shares; 2019Q2: 300,000 shares 300,000$12.8M2.07%-75,000Timeline
SOUTH JERSEY INDUSTRIES INCSOUTH JERSEY INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 380,000 shares 380,000$12.8M2.07%new
SPARK ENERGY INCSPARK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,073,144 shares; 2018Q2: 1,073,144 shares; 2018Q3: 1,073,144 shares; 2018Q4: 1,073,144 shares; 2019Q1: 1,073,144 shares; 2019Q2: 1,073,144 shares 1,073,144$12M1.93%0
ETRENTERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 131,000 shares; 2018Q2: 115,000 shares; 2018Q3: 115,000 shares; 2018Q4: 115,000 shares; 2019Q1: 115,881 shares; 2019Q2: 115,000 shares 115,000$11.8M1.91%-881Timeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 420,000 shares 420,000$11.8M1.9%newTimeline
PEGPUBLIC SVC ENTERPRISE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250,000 shares; 2018Q2: 250,000 shares; 2018Q3: 280,000 shares; 2018Q4: 280,000 shares; 2019Q1: 200,000 shares; 2019Q2: 200,000 shares 200,000$11.8M1.9%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100,000 shares; 2018Q2: 100,000 shares; 2018Q3: 525,000 shares; 2018Q4: 525,000 shares; 2019Q1: 125,000 shares; 2019Q2: 335,000 shares 335,000$11.2M1.81%+210,000Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28,656 shares; 2018Q2: 52,591 shares; 2018Q3: 37,854 shares; 2018Q4: 68,089 shares; 2019Q1: 101,266 shares; 2019Q2: 75,761 shares 75,761$8.44M1.36%-25,505Timeline
EIXEDISON INTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 485,000 shares; 2018Q2: 385,000 shares; 2018Q3: 325,000 shares; 2018Q4: 100,000 shares; 2019Q1: 100,000 shares; 2019Q2: 100,000 shares 100,000$6.74M1.09%0Timeline
SK TELECOM LTDSK TELECOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 365,000 shares; 2019Q1: 225,000 shares; 2019Q2: 225,000 shares 225,000$5.57M0.9%0
OKEONEOK INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 76,900 shares 76,900$5.29M0.85%newTimeline
CONDOR HOSPITALITY TR INCCONDOR HOSPITALITY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 475,000 shares; 2018Q2: 475,000 shares; 2018Q3: 475,000 shares; 2018Q4: 475,000 shares; 2019Q1: 475,000 shares; 2019Q2: 475,000 shares 475,000$4.07M0.66%0
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,683 shares; 2018Q2: 3,000 shares; 2018Q3: 9,700 shares; 2018Q4: 16,000 shares; 2019Q1: 15,000 shares; 2019Q2: 13,000 shares 13,000$3.81M0.61%-2,000Timeline
EVRGEVERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 185,411 shares; 2018Q3: 59,810 shares; 2018Q4: 59,810 shares; 2019Q1: 59,810 shares; 2019Q2: 59,810 shares 59,810$3.6M0.58%0Timeline
GOLDGOLD COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 49,427 shares; 2018Q2: 107,680 shares; 2018Q3: 209,999 shares; 2018Q4: 259,999 shares; 2019Q1: 259,999 shares; 2019Q2: 259,999 shares 259,999$3.45M0.56%0Timeline
KRPKIMBELL RTY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 213,000 shares; 2018Q2: 213,000 shares; 2018Q3: 213,000 shares; 2018Q4: 213,000 shares; 2019Q1: 213,000 shares; 2019Q2: 213,000 shares 213,000$3.44M0.55%0Timeline
DTEDTE ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 55,000 shares; 2019Q2: 25,000 shares 25,000$3.2M0.52%-30,000Timeline
PPIHPERMA-PIPE INTL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 206,842 shares; 2018Q2: 261,170 shares; 2018Q3: 266,500 shares; 2018Q4: 266,500 shares; 2019Q1: 266,500 shares; 2019Q2: 341,500 shares 341,500$3.1M0.5%+75,000Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,606 shares; 2018Q2: 18,886 shares; 2018Q3: 16,039 shares; 2018Q4: 11,493 shares; 2019Q1: 11,835 shares; 2019Q2: 9,854 shares 9,854$2.9M0.47%-1,981Timeline
PLYMPLYMOUTH INDUSTRIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 85,000 shares; 2018Q4: 85,000 shares; 2019Q1: 85,000 shares; 2019Q2: 152,000 shares 152,000$2.87M0.46%+67,000Timeline
IDAIDACORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,000 shares; 2018Q2: 25,000 shares; 2018Q3: 25,000 shares; 2018Q4: 25,000 shares; 2019Q1: 25,000 shares; 2019Q2: 25,000 shares 25,000$2.51M0.4%0Timeline
ACWIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,750 shares; 2018Q2: not reported; 2018Q3: 6,800 shares; 2018Q4: 17,000 shares; 2019Q1: 17,000 shares; 2019Q2: 31,200 shares 31,200$2.3M0.37%+14,200Timeline
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 150,000 shares; 2018Q3: 150,000 shares; 2018Q4: 150,000 shares; 2019Q1: 150,000 shares; 2019Q2: 150,000 shares 150,000$2.25M0.36%0
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,827 shares; 2018Q2: 15,538 shares; 2018Q3: 14,266 shares; 2018Q4: 41,875 shares; 2019Q1: 34,171 shares; 2019Q2: 42,000 shares 42,000$2.16M0.35%+7,829Timeline
CHTCHUNGHWA TELECOM CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150,000 shares; 2018Q2: 150,000 shares; 2018Q3: 147,325 shares; 2018Q4: 147,325 shares; 2019Q1: 147,325 shares; 2019Q2: 51,750 shares 51,750$1.89M0.3%-95,575Timeline
CLDTCHATHAM LODGING TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200,000 shares; 2018Q2: 200,000 shares; 2018Q3: 100,000 shares; 2018Q4: 100,000 shares; 2019Q1: 100,000 shares; 2019Q2: 100,000 shares 100,000$1.89M0.3%0Timeline
HTOH2O AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 30,000 shares; 2019Q1: 30,000 shares; 2019Q2: 30,000 shares 30,000$1.82M0.29%0Timeline
CNPCENTERPOINT ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300,000 shares; 2018Q2: 305,682 shares; 2018Q3: 61,000 shares; 2018Q4: 61,000 shares; 2019Q1: 61,000 shares; 2019Q2: 61,000 shares 61,000$1.75M0.28%0Timeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,239 shares; 2018Q2: 13,076 shares; 2018Q3: 6,767 shares; 2018Q4: 13,307 shares; 2019Q1: 11,370 shares; 2019Q2: 14,995 shares 14,995$1.7M0.27%+3,625Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33,785 shares; 2018Q2: 42,373 shares; 2018Q3: 57,442 shares; 2018Q4: 21,182 shares; 2019Q1: 31,978 shares; 2019Q2: 20,416 shares 20,416$1.6M0.26%-11,562Timeline
IPACISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,109 shares; 2018Q2: 15,773 shares; 2018Q3: 18,787 shares; 2018Q4: 25,665 shares; 2019Q1: 25,688 shares; 2019Q2: 26,180 shares 26,180$1.45M0.23%+492Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,286 shares; 2018Q2: 15,949 shares; 2018Q3: 16,105 shares; 2018Q4: 29,195 shares; 2019Q1: 28,885 shares; 2019Q2: 23,718 shares 23,718$1.3M0.21%-5,167Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 0 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 12,000 shares 12,000$1.11M0.18%newTimeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,965 shares; 2018Q2: 9,849 shares; 2018Q3: 13,306 shares; 2018Q4: 7,596 shares; 2019Q1: 7,858 shares; 2019Q2: 5,258 shares 5,258$1.02M0.16%-2,600Timeline
EUFNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 30,000 shares; 2019Q2: 52,000 shares 52,000$944K0.15%+22,000Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 188,116 shares; 2018Q2: 159,269 shares; 2018Q3: 115,269 shares; 2018Q4: 153,500 shares; 2019Q1: 153,500 shares; 2019Q2: 153,500 shares 153,500$895K0.14%0Timeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 86,745 shares; 2018Q2: 81,845 shares; 2018Q3: 66,045 shares; 2018Q4: 66,045 shares; 2019Q1: 66,045 shares; 2019Q2: 66,045 shares 66,045$837K0.13%0Timeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 39,033 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 35,552 shares; 2019Q1: not reported; 2019Q2: 60,052 shares 60,052$836K0.13%newTimeline
JNKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,916 shares 6,916$754K0.12%newTimeline
BRAEMAR HOTELS & RESORTS INCBRAEMAR HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 36,000 shares; 2018Q3: 36,000 shares; 2018Q4: 36,000 shares; 2019Q1: 36,000 shares; 2019Q2: 36,000 shares 36,000$679K0.11%0
FXBINVESCO CURRENCYSHARES BRITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,750 shares; 2019Q2: 5,450 shares 5,450$671K0.11%+700Timeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 15,000 shares; 2018Q3: 21,000 shares; 2018Q4: 21,000 shares; 2019Q1: 21,000 shares; 2019Q2: 28,000 shares 28,000$634K0.1%+7,000Timeline
EMLCVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 16,000 shares; 2019Q1: 10,000 shares; 2019Q2: 17,500 shares 17,500$606K0.1%+7,500Timeline
FLOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29,700 shares; 2018Q2: 40,750 shares; 2018Q3: 11,100 shares; 2018Q4: 11,100 shares; 2019Q1: 11,100 shares; 2019Q2: 11,100 shares 11,100$565K0.09%0Timeline
GNLGLOBAL NET LEASE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 28,000 shares; 2019Q1: 28,000 shares; 2019Q2: 28,000 shares 28,000$549K0.09%0Timeline
TDOCTELADOC HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,396 shares; 2018Q2: 7,195 shares; 2018Q3: 6,461 shares; 2018Q4: 6,094 shares; 2019Q1: 6,094 shares; 2019Q2: 7,365 shares 7,365$489K0.08%+1,271Timeline
BOOTBOOT BARN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,650 shares; 2018Q2: 9,919 shares; 2018Q3: 13,505 shares; 2018Q4: 13,505 shares; 2019Q1: 13,505 shares; 2019Q2: 13,505 shares 13,505$481K0.08%0Timeline
NGVTINGEVITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 2,596 shares; 2018Q3: 3,892 shares; 2018Q4: 4,314 shares; 2019Q1: 4,314 shares; 2019Q2: 4,477 shares 4,477$471K0.08%+163Timeline
BLDTOPBUILD CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 690 shares; 2018Q2: 3,412 shares; 2018Q3: 5,777 shares; 2018Q4: 5,777 shares; 2019Q1: 5,777 shares; 2019Q2: 5,255 shares 5,255$435K0.07%-522Timeline
RPDRAPID7 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,116 shares; 2018Q2: 21,309 shares; 2018Q3: 15,146 shares; 2018Q4: 14,271 shares; 2019Q1: 10,037 shares; 2019Q2: 7,467 shares 7,467$432K0.07%-2,570Timeline
LITELUMENTUM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,920 shares; 2018Q2: 8,165 shares; 2018Q3: 8,986 shares; 2018Q4: 8,345 shares; 2019Q1: 9,370 shares; 2019Q2: 7,820 shares 7,820$418K0.07%-1,550Timeline
FIVEFIVE BELOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 782 shares; 2018Q2: 3,756 shares; 2018Q3: 4,463 shares; 2018Q4: 4,019 shares; 2019Q1: 3,856 shares; 2019Q2: 3,456 shares 3,456$415K0.07%-400Timeline
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 5,885 shares; 2018Q3: 6,808 shares; 2018Q4: 6,318 shares; 2019Q1: 3,227 shares; 2019Q2: 3,227 shares 3,227$413K0.07%0
IHFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,400 shares 2,400$411K0.07%newTimeline
PRTPERMROCK ROYALTY TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 50,000 shares; 2018Q3: 50,000 shares; 2018Q4: 50,000 shares; 2019Q1: 50,000 shares; 2019Q2: 50,000 shares 50,000$400K0.06%0Timeline
AMARIN CORP PLCAMARIN CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 29,198 shares; 2018Q4: 17,370 shares; 2019Q1: 19,411 shares; 2019Q2: 20,193 shares 20,193$392K0.06%+782
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,614 shares; 2018Q2: 7,615 shares; 2018Q3: 9,247 shares; 2018Q4: 8,124 shares; 2019Q1: 9,252 shares; 2019Q2: 9,522 shares 9,522$364K0.06%+270Timeline
EVOQUA WATER TECHNOLOGIES COEVOQUA WATER TECHNOLOGIES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 14,245 shares; 2018Q3: 15,426 shares; 2018Q4: 25,437 shares; 2019Q1: 25,437 shares; 2019Q2: 25,437 shares 25,437$362K0.06%0
KRNTKORNIT DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 11,386 shares; 2019Q1: 11,386 shares; 2019Q2: 11,386 shares 11,386$360K0.06%0Timeline
NVCRNOVOCURE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,471 shares; 2018Q2: 18,430 shares; 2018Q3: 17,318 shares; 2018Q4: 16,193 shares; 2019Q1: 7,160 shares; 2019Q2: 5,210 shares 5,210$329K0.05%-1,950Timeline
NEW RELIC INCNEW RELIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,906 shares; 2018Q2: 4,506 shares; 2018Q3: 4,271 shares; 2018Q4: 4,131 shares; 2019Q1: 4,796 shares; 2019Q2: 3,781 shares 3,781$327K0.05%-1,015
RNGRINGCENTRAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,298 shares; 2018Q2: 7,833 shares; 2018Q3: 4,853 shares; 2018Q4: 4,828 shares; 2019Q1: 5,703 shares; 2019Q2: 2,773 shares 2,773$319K0.05%-2,930Timeline
RBCRBC BEARINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,099 shares; 2018Q4: 2,788 shares; 2019Q1: 2,788 shares; 2019Q2: 1,898 shares 1,898$317K0.05%-890Timeline
CTSOCYTOSORBENTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,656 shares; 2018Q2: 45,038 shares; 2018Q3: 48,001 shares; 2018Q4: 48,576 shares; 2019Q1: 55,026 shares; 2019Q2: 45,361 shares 45,361$300K0.05%-9,665Timeline
FORESCOUT TECHNOLOGIES INCFORESCOUT TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 8,765 shares; 2018Q4: 8,765 shares; 2019Q1: 8,765 shares; 2019Q2: 8,765 shares 8,765$297K0.05%0
SSTISOUNDTHINKING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,690 shares 6,690$296K0.05%newTimeline
EEFTEURONET WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 315 shares; 2018Q2: 2,570 shares; 2018Q3: 2,732 shares; 2018Q4: 3,437 shares; 2019Q1: 2,206 shares; 2019Q2: 1,725 shares 1,725$290K0.05%-481Timeline
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,154 shares; 2018Q2: 9,063 shares; 2018Q3: 4,118 shares; 2018Q4: 4,623 shares; 2019Q1: 4,623 shares; 2019Q2: 3,974 shares 3,974$287K0.05%-649
PROSHARES SHORTPROSHARES SHORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 22,000 shares; 2019Q2: 15,000 shares 15,000$275K0.04%-7,000
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 67,435 shares; 2019Q1: 67,435 shares; 2019Q2: 97,724 shares 97,724$264K0.04%+30,289
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,980 shares; 2018Q2: 22,649 shares; 2018Q3: 24,526 shares; 2018Q4: 24,526 shares; 2019Q1: 24,526 shares; 2019Q2: 24,526 shares 24,526$263K0.04%0
CORTCORCEPT THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,355 shares; 2018Q2: 16,306 shares; 2018Q3: 23,488 shares; 2018Q4: 23,488 shares; 2019Q1: 23,488 shares; 2019Q2: 23,488 shares 23,488$262K0.04%0Timeline
NVGSNAVIGATOR HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,560 shares; 2018Q2: 25,527 shares; 2018Q3: 27,643 shares; 2018Q4: 27,643 shares; 2019Q1: 27,643 shares; 2019Q2: 27,643 shares 27,643$259K0.04%0Timeline
HUBSHUBSPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,083 shares; 2018Q2: 2,518 shares; 2018Q3: 7,226 shares; 2018Q4: 2,726 shares; 2019Q1: 2,110 shares; 2019Q2: 1,494 shares 1,494$255K0.04%-616Timeline
VERITEX HLDGS INCVERITEX HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 8,526 shares; 2018Q3: 9,662 shares; 2018Q4: 9,662 shares; 2019Q1: 9,662 shares; 2019Q2: 9,662 shares 9,662$251K0.04%0
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 5,557 shares 5,557$249K0.04%new
iShares MSCI Frontier 100iShares MSCI Frontier 100Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,529 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 8,384 shares 8,384$246K0.04%new
ORBCOMM INCORBCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 33,485 shares; 2018Q4: 33,485 shares; 2019Q1: 33,485 shares; 2019Q2: 33,485 shares 33,485$243K0.04%0
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,477 shares; 2019Q2: 8,161 shares 8,161$241K0.04%+3,684
STAASTAAR SURGICAL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 7,995 shares; 2019Q2: 7,995 shares 7,995$235K0.04%0Timeline
GLPGLOBAL PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,532 shares 11,532$230K0.04%newTimeline
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 792 shares; 2018Q2: not reported; 2018Q3: 9,293 shares; 2018Q4: 9,293 shares; 2019Q1: 9,293 shares; 2019Q2: 9,293 shares 9,293$226K0.04%0Timeline
SPIRIT AIRLS INCSPIRIT AIRLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,744 shares; 2019Q1: 4,721 shares; 2019Q2: 4,721 shares 4,721$225K0.04%0
NTRANATERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 18,464 shares; 2018Q3: 10,231 shares; 2018Q4: 10,231 shares; 2019Q1: 13,195 shares; 2019Q2: 8,041 shares 8,041$222K0.04%-5,154Timeline
KAIKADANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,707 shares; 2018Q4: 3,707 shares; 2019Q1: 2,448 shares; 2019Q2: 2,448 shares 2,448$222K0.04%0Timeline
FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,297 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 14,995 shares; 2019Q1: 17,379 shares; 2019Q2: 17,379 shares 17,379$214K0.03%0
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,900 shares 1,900$207K0.03%newTimeline
VCVISTEON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,530 shares; 2019Q1: 3,530 shares; 2019Q2: 3,530 shares 3,530$207K0.03%0Timeline
BOXBOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,634 shares; 2018Q2: 12,774 shares; 2018Q3: 15,868 shares; 2018Q4: 15,868 shares; 2019Q1: 11,564 shares; 2019Q2: 11,564 shares 11,564$204K0.03%0Timeline
POLARITYTE INCPOLARITYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 27,081 shares; 2018Q3: 25,616 shares; 2018Q4: 26,416 shares; 2019Q1: 33,908 shares; 2019Q2: 35,278 shares 35,278$201K0.03%+1,370
AKTSQAkoustis Technologies IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 31,293 shares 31,293$200K0.03%newTimeline
FERRO CORPFERRO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 11,451 shares; 2018Q3: 12,400 shares; 2018Q4: 12,400 shares; 2019Q1: 12,400 shares; 2019Q2: 12,400 shares 12,400$196K0.03%0
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 11,500 shares; 2019Q2: 16,500 shares 16,500$173K0.03%+5,000
AT HOME GROUP INCAT HOME GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 10,547 shares; 2019Q1: 13,772 shares; 2019Q2: 22,772 shares 22,772$152K0.02%+9,000
INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,743 shares; 2018Q2: 10,618 shares; 2018Q3: 11,499 shares; 2018Q4: 11,499 shares; 2019Q1: 11,499 shares; 2019Q2: 11,499 shares 11,499$149K0.02%0
DVAXDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,490 shares; 2018Q2: 21,247 shares; 2018Q3: 23,008 shares; 2018Q4: 32,985 shares; 2019Q1: 32,985 shares; 2019Q2: 32,985 shares 32,985$132K0.02%0Timeline
LANDGLADSTONE LD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 40,000 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 10,000 shares 10,000$115K0.02%newTimeline
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,328 shares; 2018Q2: 99,156 shares; 2018Q3: 107,376 shares; 2018Q4: 107,376 shares; 2019Q1: 107,376 shares; 2019Q2: 107,376 shares 107,376$111K0.02%0
BRAINSTORM CELL THERAPEUTICSBRAINSTORM CELL THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,447 shares; 2018Q2: 24,774 shares; 2018Q3: 26,829 shares; 2018Q4: 26,829 shares; 2019Q1: 26,829 shares; 2019Q2: 26,829 shares 26,829$106K0.02%0
TRAKREPOSITRAK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 26,711 shares; 2019Q2: 19,049 shares 19,049$102K0.02%-7,662Timeline
TILE SHOP HLDGS INCTILE SHOP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 25,338 shares 25,338$101K0.02%new
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,000 shares; 2018Q2: 25,860 shares; 2018Q3: 66,775 shares; 2018Q4: 65,475 shares; 2019Q1: 83,275 shares; 2019Q2: 56,285 shares 56,285$93K0.01%-26,990
FOAMIX PHARMACEUTICALS LTDFOAMIX PHARMACEUTICALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 38,420 shares 38,420$91K0.01%new
EYENOVIA INCEYENOVIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: 12,930 shares; 2018Q3: 14,001 shares; 2018Q4: 14,001 shares; 2019Q1: 14,001 shares; 2019Q2: 14,001 shares 14,001$60K0.01%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INC COMput45,000$630Knew
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INC COMcall45,000$630Knew
TSLATESLA INC COMcall1,600$358K-200

Sold out in Q2 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
INNSUMMIT HOTEL PPTYS125,000$1.43Mshares
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR14,000$504Kshares
SJNKSPDR SERIES TRUST17,500$477Kshares
LEMBISHARES INC10,000$438Kshares
TWLOTWILIO INC2,539$328Kshares
FXIISHARES TR7,000$310Kshares
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INC59,000$295Kshares
RWMPROSHARES TR7,000$285Kshares
EXASEXACT SCIENCES CORP3,040$263Kshares
INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS IN2,287$256Kshares
Whiting Petroleum CorporaWhiting Petroleum Corpora9,047$236Kshares
MYGNMYRIAD GENETICS INC6,941$230Kshares
ALNYALNYLAM PHARMACEUTICALS INC2,190$205Kshares
INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS IN3,800$64Kcall

How Q2 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000891092-19-008621 base2019-08-14acceptance time not in the bulk data set