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Crow Point Partners, LLC

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13F filer, CIK 1384305, Boston, MA

Crow Point Partners, LLC reported $581,516,000 across 159 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 52.87% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000891092-18-008240

Period
2018-09-30
Reported value
$582M
Holdings
159
Top 10 weight
52.87%
New
51
Sold out
11

Largest buys vs the previous quarter

SecurityShares changeApprox. value
VZnew+450,000$24M
Tadded+425,000$14.3M
SPYadded+6,700$1.95M
PEGadded+30,000$1.58M
GOLDadded+102,319$1.33M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
EVRGreduced-125,601-$6.9M
CNPreduced-244,682-$6.77M
NWEexited-102,411-$5.85M
ESreduced-80,000-$4.92M
EIXreduced-60,000-$4.06M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0000891092-18-008240, largest first. % of portfolio is the value over $573,724,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 295,938 shares; 2018Q2: 310,000 shares; 2018Q3: 310,000 shares 310,000$46.5M8.11%0Timeline
SHENSHENANDOAH TELECOMMUNICATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 990,000 shares; 2018Q2: 975,000 shares; 2018Q3: 975,000 shares 975,000$37.8M6.59%0Timeline
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 305,000 shares; 2018Q2: 305,000 shares; 2018Q3: 305,000 shares 305,000$34.7M6.05%0Timeline
CMSCMS ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600,000 shares; 2018Q2: 600,000 shares; 2018Q3: 600,000 shares 600,000$29.4M5.12%0Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200,370 shares; 2018Q2: 175,000 shares; 2018Q3: 175,000 shares 175,000$29.3M5.11%0Timeline
TXNMTXNM ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 750,000 shares; 2018Q2: 720,000 shares; 2018Q3: 720,000 shares 720,000$28.4M4.95%0Timeline
ESEVERSOURCE ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 505,000 shares; 2018Q2: 505,000 shares; 2018Q3: 425,000 shares 425,000$26.1M4.55%-80,000Timeline
LNTALLIANT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 588,000 shares; 2018Q2: 588,000 shares; 2018Q3: 588,000 shares 588,000$25M4.36%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 41,291 shares; 2018Q2: not reported; 2018Q3: 450,000 shares 450,000$24M4.19%newTimeline
EIXEDISON INTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 485,000 shares; 2018Q2: 385,000 shares; 2018Q3: 325,000 shares 325,000$22M3.83%-60,000Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 96,452 shares; 2018Q2: 95,329 shares; 2018Q3: 95,029 shares 95,029$21.2M3.69%-300Timeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 269,300 shares; 2018Q2: 269,000 shares; 2018Q3: 269,000 shares 269,000$18.9M3.3%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100,000 shares; 2018Q2: 100,000 shares; 2018Q3: 525,000 shares 525,000$17.6M3.07%+425,000Timeline
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200,000 shares; 2018Q2: 200,000 shares; 2018Q3: 200,000 shares 200,000$17.6M3.07%0Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 260,000 shares; 2018Q2: 230,000 shares; 2018Q3: 230,000 shares 230,000$16.3M2.84%0Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 450,200 shares; 2018Q2: 450,200 shares; 2018Q3: 450,200 shares 450,200$15.9M2.78%0Timeline
PEGPUBLIC SVC ENTERPRISE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250,000 shares; 2018Q2: 250,000 shares; 2018Q3: 280,000 shares 280,000$14.8M2.58%+30,000Timeline
FEFIRSTENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 175,000 shares; 2018Q2: 375,000 shares; 2018Q3: 375,000 shares 375,000$13.9M2.43%0Timeline
ETRENTERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 131,000 shares; 2018Q2: 115,000 shares; 2018Q3: 115,000 shares 115,000$9.33M1.63%0Timeline
SPARK ENERGY INCSPARK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,073,144 shares; 2018Q2: 1,073,144 shares; 2018Q3: 1,073,144 shares 1,073,144$8.85M1.54%0
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 266,001 shares; 2018Q2: 266,001 shares; 2018Q3: 191,001 shares 191,001$8.34M1.45%-75,000Timeline
CHTCHUNGHWA TELECOM CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150,000 shares; 2018Q2: 150,000 shares; 2018Q3: 147,325 shares 147,325$5.29M0.92%-2,675Timeline
CONDOR HOSPITALITY TR INCCONDOR HOSPITALITY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 475,000 shares; 2018Q2: 475,000 shares; 2018Q3: 475,000 shares 475,000$5.08M0.89%0
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33,785 shares; 2018Q2: 42,373 shares; 2018Q3: 57,442 shares 57,442$5.01M0.87%+15,069Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,606 shares; 2018Q2: 18,886 shares; 2018Q3: 16,039 shares 16,039$4.7M0.82%-2,847Timeline
KRPKIMBELL RTY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 213,000 shares; 2018Q2: 213,000 shares; 2018Q3: 213,000 shares 213,000$4.18M0.73%0Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28,656 shares; 2018Q2: 52,591 shares; 2018Q3: 37,854 shares 37,854$3.99M0.7%-14,737Timeline
EVRGEVERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 185,411 shares; 2018Q3: 59,810 shares 59,810$3.29M0.57%-125,601Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,683 shares; 2018Q2: 3,000 shares; 2018Q3: 9,700 shares 9,700$2.83M0.49%+6,700Timeline
GOLDGOLD COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 49,427 shares; 2018Q2: 107,680 shares; 2018Q3: 209,999 shares 209,999$2.73M0.48%+102,319Timeline
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 150,000 shares; 2018Q3: 150,000 shares 150,000$2.7M0.47%0
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,965 shares; 2018Q2: 9,849 shares; 2018Q3: 13,306 shares 13,306$2.68M0.47%+3,457Timeline
PHYSICIANS REALTY TRUSTPHYSICIANS REALTY TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150,000 shares; 2018Q2: 150,000 shares; 2018Q3: 150,000 shares 150,000$2.53M0.44%0
IDAIDACORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,000 shares; 2018Q2: 25,000 shares; 2018Q3: 25,000 shares 25,000$2.48M0.43%0Timeline
PPIHPERMA-PIPE INTL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 206,842 shares; 2018Q2: 261,170 shares; 2018Q3: 266,500 shares 266,500$2.42M0.42%+5,330Timeline
CLDTCHATHAM LODGING TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200,000 shares; 2018Q2: 200,000 shares; 2018Q3: 100,000 shares 100,000$2.09M0.36%-100,000Timeline
INNSUMMIT HOTEL PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 125,000 shares; 2018Q2: 125,000 shares; 2018Q3: 125,000 shares 125,000$1.69M0.29%0Timeline
CNPCENTERPOINT ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300,000 shares; 2018Q2: 305,682 shares; 2018Q3: 61,000 shares 61,000$1.69M0.29%-244,682Timeline
HTGCHERCULES CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 125,000 shares; 2018Q3: 125,000 shares 125,000$1.65M0.29%0Timeline
PLYMPLYMOUTH INDUSTRIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 85,000 shares 85,000$1.32M0.23%newTimeline
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,330 shares; 2018Q2: 11,030 shares; 2018Q3: 11,030 shares 11,030$1.29M0.23%0Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15,000 shares 15,000$1.29M0.22%newTimeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,700 shares; 2018Q2: 16,500 shares; 2018Q3: 17,000 shares 17,000$1.28M0.22%+500Timeline
IPACISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,109 shares; 2018Q2: 15,773 shares; 2018Q3: 18,787 shares 18,787$1.11M0.19%+3,014Timeline
HUBSHUBSPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,083 shares; 2018Q2: 2,518 shares; 2018Q3: 7,226 shares 7,226$1.09M0.19%+4,708Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,800 shares; 2018Q2: 26,700 shares; 2018Q3: 37,800 shares 37,800$1.04M0.18%+11,100Timeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,867 shares; 2018Q2: 12,408 shares; 2018Q3: 12,408 shares 12,408$973K0.17%0Timeline
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 59,000 shares; 2018Q2: 59,000 shares; 2018Q3: 59,000 shares 59,000$953K0.17%0
NVCRNOVOCURE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,471 shares; 2018Q2: 18,430 shares; 2018Q3: 17,318 shares 17,318$907K0.16%-1,112Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,286 shares; 2018Q2: 15,949 shares; 2018Q3: 16,105 shares 16,105$905K0.16%+156Timeline
IWVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,768 shares; 2018Q2: 5,000 shares; 2018Q3: 5,000 shares 5,000$862K0.15%0Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,300 shares; 2018Q2: not reported; 2018Q3: 2,300 shares 2,300$860K0.15%newTimeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 86,745 shares; 2018Q2: 81,845 shares; 2018Q3: 66,045 shares 66,045$837K0.15%-15,800Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,827 shares; 2018Q2: 15,538 shares; 2018Q3: 14,266 shares 14,266$739K0.13%-1,272Timeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,239 shares; 2018Q2: 13,076 shares; 2018Q3: 6,767 shares 6,767$730K0.13%-6,309Timeline
TTDTHE TRADE DESK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,800 shares; 2018Q2: not reported; 2018Q3: 4,800 shares 4,800$724K0.13%newTimeline
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,410 shares; 2018Q2: 9,659 shares; 2018Q3: 9,133 shares 9,133$721K0.13%-526Timeline
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16,050 shares; 2018Q2: 15,200 shares; 2018Q3: 6,000 shares 6,000$704K0.12%-9,200Timeline
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,000 shares; 2018Q2: 18,000 shares; 2018Q3: 18,000 shares 18,000$676K0.12%0
BRAEMAR HOTELS & RESORTS INCBRAEMAR HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 36,000 shares; 2018Q3: 36,000 shares 36,000$665K0.12%0
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,055 shares; 2018Q2: 4,430 shares; 2018Q3: 4,430 shares 4,430$663K0.12%0Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 188,116 shares; 2018Q2: 159,269 shares; 2018Q3: 115,269 shares 115,269$637K0.11%-44,000Timeline
CTSOCYTOSORBENTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,656 shares; 2018Q2: 45,038 shares; 2018Q3: 48,001 shares 48,001$619K0.11%+2,963Timeline
PRTPERMROCK ROYALTY TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 50,000 shares; 2018Q3: 50,000 shares 50,000$612K0.11%0Timeline
FIVEFIVE BELOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 782 shares; 2018Q2: 3,756 shares; 2018Q3: 4,463 shares 4,463$580K0.1%+707Timeline
SARSARATOGA INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 25,000 shares 25,000$577K0.1%newTimeline
FLOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29,700 shares; 2018Q2: 40,750 shares; 2018Q3: 11,100 shares 11,100$566K0.1%-29,650Timeline
RPDRAPID7 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,116 shares; 2018Q2: 21,309 shares; 2018Q3: 15,146 shares 15,146$559K0.1%-6,163Timeline
TDOCTELADOC HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,396 shares; 2018Q2: 7,195 shares; 2018Q3: 6,461 shares 6,461$558K0.1%-734Timeline
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 5,885 shares; 2018Q3: 6,808 shares 6,808$544K0.09%+923
LITELUMENTUM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,920 shares; 2018Q2: 8,165 shares; 2018Q3: 8,986 shares 8,986$539K0.09%+821Timeline
TWLOTWILIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,190 shares; 2018Q2: 10,105 shares; 2018Q3: 6,237 shares 6,237$538K0.09%-3,868Timeline
Whiting Petroleum CorporaWhiting Petroleum CorporaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 8,453 shares; 2018Q3: 10,022 shares 10,022$532K0.09%+1,569
FXIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 12,000 shares 12,000$514K0.09%newTimeline
ACWIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,750 shares; 2018Q2: not reported; 2018Q3: 6,800 shares 6,800$505K0.09%newTimeline
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: not reported; 2018Q3: 14,000 shares 14,000$505K0.09%new
POLARITYTE INCPOLARITYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 27,081 shares; 2018Q3: 25,616 shares 25,616$489K0.09%-1,465
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 15,000 shares; 2018Q3: 21,000 shares 21,000$487K0.08%+6,000Timeline
AMARIN CORP PLCAMARIN CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 29,198 shares 29,198$475K0.08%new
RBCRBC BEARINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,099 shares 3,099$466K0.08%newTimeline
RNGRINGCENTRAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,298 shares; 2018Q2: 7,833 shares; 2018Q3: 4,853 shares 4,853$452K0.08%-2,980Timeline
SJNKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15,000 shares 15,000$414K0.07%newTimeline
NEW RELIC INCNEW RELIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,906 shares; 2018Q2: 4,506 shares; 2018Q3: 4,271 shares 4,271$402K0.07%-235
KAIKADANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,707 shares 3,707$400K0.07%newTimeline
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,154 shares; 2018Q2: 9,063 shares; 2018Q3: 4,118 shares 4,118$398K0.07%-4,945
NGVTINGEVITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 2,596 shares; 2018Q3: 3,892 shares 3,892$397K0.07%+1,296Timeline
IMAXIMAX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,230 shares; 2018Q2: 16,374 shares; 2018Q3: 15,388 shares 15,388$397K0.07%-986Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,000 shares; 2018Q2: 11,350 shares; 2018Q3: 4,672 shares 4,672$389K0.07%-6,678Timeline
BOOTBOOT BARN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,650 shares; 2018Q2: 9,919 shares; 2018Q3: 13,505 shares 13,505$384K0.07%+3,586Timeline
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,980 shares; 2018Q2: 22,649 shares; 2018Q3: 24,526 shares 24,526$380K0.07%+1,877
BOXBOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,634 shares; 2018Q2: 12,774 shares; 2018Q3: 15,868 shares 15,868$379K0.07%+3,094Timeline
SVB FINANCIAL GROUPSVB FINANCIAL GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,171 shares 1,171$364K0.06%new
ORBCOMM INCORBCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 33,485 shares 33,485$364K0.06%new
DYDYCOM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 770 shares; 2018Q2: 3,557 shares; 2018Q3: 4,168 shares 4,168$353K0.06%+611Timeline
RSRELIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,348 shares; 2018Q2: not reported; 2018Q3: 4,100 shares 4,100$350K0.06%newTimeline
CMECME GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,839 shares; 2018Q2: not reported; 2018Q3: 2,000 shares 2,000$340K0.06%newTimeline
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,000 shares; 2018Q2: 25,860 shares; 2018Q3: 66,775 shares 66,775$337K0.06%+40,915
RLRALPH LAUREN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,446 shares 2,446$336K0.06%newTimeline
NVGSNAVIGATOR HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,560 shares; 2018Q2: 25,527 shares; 2018Q3: 27,643 shares 27,643$334K0.06%+2,116Timeline
ISRGINTUITIVE SURGICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 578 shares 578$332K0.06%newTimeline
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5,864 shares 5,864$331K0.06%new
FORESCOUT TECHNOLOGIES INCFORESCOUT TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 8,765 shares 8,765$331K0.06%new
CORTCORCEPT THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,355 shares; 2018Q2: 16,306 shares; 2018Q3: 23,488 shares 23,488$329K0.06%+7,182Timeline
BLDTOPBUILD CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 690 shares; 2018Q2: 3,412 shares; 2018Q3: 5,777 shares 5,777$328K0.06%+2,365Timeline
ALGNALIGN TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 817 shares 817$320K0.06%newTimeline
PGRPROGRESSIVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4,376 shares 4,376$311K0.05%newTimeline
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,614 shares; 2018Q2: 7,615 shares; 2018Q3: 9,247 shares 9,247$309K0.05%+1,632Timeline
CHKPCHECK POINT SOFTWARE TECH LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,500 shares; 2018Q2: not reported; 2018Q3: 2,500 shares 2,500$294K0.05%newTimeline
FERRO CORPFERRO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 11,451 shares; 2018Q3: 12,400 shares 12,400$288K0.05%+949
NEVRO CORPNEVRO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 501 shares; 2018Q2: 3,151 shares; 2018Q3: 5,011 shares 5,011$286K0.05%+1,860
DVAXDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,490 shares; 2018Q2: 21,247 shares; 2018Q3: 23,008 shares 23,008$285K0.05%+1,761Timeline
MYGNMYRIAD GENETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,021 shares; 2018Q2: 5,631 shares; 2018Q3: 6,098 shares 6,098$281K0.05%+467Timeline
EEFTEURONET WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 315 shares; 2018Q2: 2,570 shares; 2018Q3: 2,732 shares 2,732$274K0.05%+162Timeline
EVOQUA WATER TECHNOLOGIES COEVOQUA WATER TECHNOLOGIES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 14,245 shares; 2018Q3: 15,426 shares 15,426$274K0.05%+1,181
VERITEX HLDGS INCVERITEX HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 8,526 shares; 2018Q3: 9,662 shares 9,662$273K0.05%+1,136
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,203 shares 1,203$271K0.05%newTimeline
CWBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5,000 shares 5,000$270K0.05%newTimeline
COFCAPITAL ONE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,831 shares 2,831$269K0.05%newTimeline
PLCECHILDRENS PL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,090 shares 2,090$267K0.05%newTimeline
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 792 shares; 2018Q2: not reported; 2018Q3: 9,293 shares 9,293$267K0.05%newTimeline
SELECTA BIOSCIENCES INCSELECTA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 371 shares; 2018Q2: 15,873 shares; 2018Q3: 17,189 shares 17,189$267K0.05%+1,316
IRTCIRHYTHM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 2,597 shares; 2018Q3: 2,812 shares 2,812$266K0.05%+215Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,953 shares; 2018Q2: not reported; 2018Q3: 3,700 shares 3,700$265K0.05%newTimeline
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,328 shares; 2018Q2: 99,156 shares; 2018Q3: 107,376 shares 107,376$250K0.04%+8,220
INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,743 shares; 2018Q2: 10,618 shares; 2018Q3: 11,499 shares 11,499$250K0.04%+881
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: not reported; 2018Q3: 1,500 shares 1,500$247K0.04%newTimeline
NTRANATERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 18,464 shares; 2018Q3: 10,231 shares 10,231$245K0.04%-8,233Timeline
PLDPROLOGIS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,599 shares 3,599$244K0.04%newTimeline
TILEINTERFACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,280 shares; 2018Q2: 9,482 shares; 2018Q3: 10,267 shares 10,267$240K0.04%+785Timeline
MOHMOLINA HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,594 shares 1,594$237K0.04%newTimeline
Allegiance BancsharesAllegiance BancsharesQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 948 shares; 2018Q2: 4,997 shares; 2018Q3: 5,597 shares 5,597$233K0.04%+600
ADBEADOBE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 436 shares; 2018Q2: not reported; 2018Q3: 832 shares 832$225K0.04%newTimeline
ICEINTERCONTINENTAL EXCHANGE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,970 shares; 2018Q2: not reported; 2018Q3: 3,000 shares 3,000$225K0.04%newTimeline
EXPEEXPEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,727 shares 1,727$225K0.04%newTimeline
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,862 shares; 2018Q2: not reported; 2018Q3: 4,898 shares 4,898$222K0.04%newTimeline
EQBKEQUITY BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 238 shares; 2018Q2: 7,594 shares; 2018Q3: 5,604 shares 5,604$220K0.04%-1,990Timeline
LPLALPL FINL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,399 shares 3,399$219K0.04%newTimeline
SCCOSOUTHERN COPPER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,117 shares; 2018Q2: not reported; 2018Q3: 5,050 shares 5,050$218K0.04%newTimeline
NBIXNEUROCRINE BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,728 shares; 2018Q2: not reported; 2018Q3: 1,776 shares 1,776$218K0.04%newTimeline
ELECTRO SCIENTIFIC INDSELECTRO SCIENTIFIC INDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,616 shares; 2018Q2: 11,538 shares; 2018Q3: 12,494 shares 12,494$218K0.04%+956
COLMCOLUMBIA SPORTSWEAR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 2,865 shares; 2018Q3: 2,322 shares 2,322$216K0.04%-543Timeline
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,563 shares; 2018Q2: not reported; 2018Q3: 5,054 shares 5,054$216K0.04%new
CPSCOOPER-STANDARD HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 293 shares; 2018Q2: 1,581 shares; 2018Q3: 1,712 shares 1,712$205K0.04%+131Timeline
MICHAEL KORS HLDGS LTDMICHAEL KORS HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,962 shares 2,962$203K0.04%new
ATLASSIAN CORPATLASSIAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,102 shares 2,102$202K0.04%new
MTARCELORMITTAL SA LUXEMBOURGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,389 shares; 2018Q2: not reported; 2018Q3: 6,500 shares 6,500$201K0.04%newTimeline
ELFE L F BEAUTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 344 shares; 2018Q2: 15,592 shares; 2018Q3: 14,176 shares 14,176$180K0.03%-1,416Timeline
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,000 shares; 2018Q2: 10,000 shares; 2018Q3: 10,000 shares 10,000$138K0.02%0
IMMUNE DESIGN CORP.IMMUNE DESIGN CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,695 shares; 2018Q2: 35,391 shares; 2018Q3: 38,324 shares 38,324$132K0.02%+2,933
BRAINSTORM CELL THERAPEUTICSBRAINSTORM CELL THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,447 shares; 2018Q2: 24,774 shares; 2018Q3: 26,829 shares 26,829$102K0.02%+2,055
EYENOVIA INCEYENOVIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: 12,930 shares; 2018Q3: 14,001 shares 14,001$56K0.01%+1,071
AK STEEL HOLDING CORPAK STEEL HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 19,125 shares; 2018Q2: not reported; 2018Q3: 10,100 shares 10,100$49K0.01%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput7,200$2.09Mnew
AMARIN CORP PLCAMARIN CORP PLC SPONS ADR NEWput90,000$1.46Mnew
TSLATESLA INC COMcall935$1.2M+925
XLFSELECT SECTOR SPDR TR SHSput37,800$1.04Mnew
AMARIN CORP PLCAMARIN CORP PLC SPONS ADR NEWcall60,000$976Knew
EEMISHARES TR MSCI EMG MKT ETFput14,500$622Knew
CVSCVS HEALTH CORP COMcall5,000$394Knew

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
NWENORTHWESTERN ENERGY GROUP IN102,411$5.85Mshares
IWOISHARES TR60$1.23Mput
UUPINVESCO DB US DLR INDEX TR45,200$1.14Mshares
ALEALLETE INC10,000$776Kshares
XLBSELECT SECTOR SPDR TR13,270$768Kshares
INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INC9,914$315Kshares
IBPINSTALLED BLDG PRODS INC4,629$270Kshares
XLPSELECT SECTOR SPDR TR5,100$263Kshares
E TRADE FINANCIAL CORPE TRADE FINANCIAL CORP4,006$247Kshares
TWITTER INCTWITTER INC5,339$239Kshares
ABIOMED INCABIOMED INC530$219Kshares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000891092-18-008240 base2018-11-14acceptance time not in the bulk data set