13F-HR filed by Crow Point Partners, LLC
Crow Point Partners, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-09, with 125 holding rows worth $687,293,000.
- Accession
- 0001387131-19-007511
- Filer
- CIK 1384305
- Filed
- 2019-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 125 entries on the cover page, a total value of $687,293,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $687,293,000 with VALUE read as thousands by filing date, 13F file number 028-12447. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEMPRA COM | 816851109 | Stock | 305,000 | $44,066,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 325,000 | $38,188,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 721,723 | $37,133,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 425,000 | $36,270,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 575,500 | $31,094,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 637,200 | $30,860,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 975,000 | $30,128,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 165,464 | $28,791,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 450,000 | $27,135,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 200,000 | $24,848,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 103,015 | $23,823,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 365,532 | $23,398,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 230,000 | $21,666,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 264,827 | $21,448,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 450,200 | $20,173,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 480,000 | $15,600,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 316,001 | $15,541,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 150,000 | $14,417,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 520,000 | $12,584,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 200,000 | $12,396,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 45,275 | $12,185,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,073,144 | $11,236,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 75,973 | $8,596,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 210,000 | $7,860,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 102,000 | $7,740,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 125,000 | $6,094,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 200,000 | $6,000,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 76,900 | $5,637,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 50,000 | $5,625,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 40,000 | $5,300,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 23,360 | $5,112,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 34,946 | $4,813,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,000 | $4,431,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 59,810 | $3,981,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 198,950 | $3,840,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,067 | $3,567,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 341,500 | $3,275,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 43,682 | $3,206,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 259,999 | $3,120,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 213,000 | $3,114,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 9,775 | $2,919,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 36,326 | $2,826,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 153,000 | $2,782,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 46,512 | $2,300,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 16,500 | $2,291,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 102,500 | $2,272,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,044 | $2,133,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 30,000 | $2,046,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 150,000 | $2,025,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,901 | $1,990,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,597 | $1,958,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 17,833 | $1,938,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,475 | $1,807,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 50,000 | $1,786,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 14,580 | $1,664,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,744 | $1,639,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,086 | $1,579,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 46,277 | $1,529,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 24,172 | $1,354,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 97,750 | $1,342,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 23,530 | $1,257,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 45,000 | $1,215,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 60,375 | $1,058,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 39,074 | $1,048,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,217 | $1,001,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 67,344 | $841,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 35,000 | $790,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 8,000 | $653,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 11,100 | $566,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 17,695 | $550,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 5,255 | $494,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 13,505 | $469,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 78,713 | $468,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 15,000 | $439,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 25,437 | $428,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 6,094 | $405,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 3,171 | $401,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 20,032 | $393,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 9,848 | $372,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 11,386 | $346,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 6,499 | $343,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 23,488 | $342,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 7,500 | $332,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,892 | $331,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 4,410 | $324,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 8,765 | $319,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,193 | $306,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 27,643 | $296,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 97,724 | $294,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 6,462 | $289,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 5,557 | $284,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 9,293 | $276,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,734 | $270,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 87,473 | $269,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,586 | $261,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 8,041 | $259,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,000 | $258,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 3,071 | $249,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,469 | $247,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 17,379 | $242,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 31,293 | $237,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 9,662 | $235,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 8,356 | $234,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 20,186 | $232,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,673 | $217,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,448 | $214,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 42,001 | $214,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,421 | $210,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 7,995 | $208,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 21,359 | $200,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 24,526 | $187,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 11,564 | $185,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 33,485 | $163,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 12,400 | $145,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 32,985 | $117,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 19,049 | $109,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,000 | $108,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 12,809 | $105,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 26,829 | $104,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 23,163 | $104,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 11,499 | $86,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 23,908 | $84,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 14,001 | $56,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 107,376 | $54,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 46,775 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001387131-19-007511 | this filing | 2019-10-09 | acceptance time not in the bulk data set |