13F-HR filed by Crow Point Partners, LLC
Crow Point Partners, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-10, with 280 holding rows worth $635,163,000.
- Accession
- 0000891092-18-000156
- Filer
- CIK 1384305
- Filed
- 2018-01-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 280 entries on the cover page, a total value of $635,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $635,163,000 with VALUE read as thousands by filing date, 13F file number 028-12447. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 975,000 | $32,858,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 285,938 | $32,697,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 305,000 | $32,659,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 505,000 | $31,790,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 775,000 | $31,465,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 200,000 | $31,270,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 485,000 | $31,011,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 600,000 | $28,434,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 588,000 | $25,084,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 260,300 | $21,103,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 275,000 | $20,254,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 200,000 | $18,324,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 450,200 | $18,139,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 96,009 | $14,571,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,073,144 | $13,253,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 250,000 | $12,835,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 316,001 | $12,419,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 325,400 | $10,169,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 310,000 | $9,998,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 200,000 | $8,962,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 300,000 | $8,508,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 101,000 | $8,197,000 | thousands by filing date | |
| Just Energy 8.50.Perp Call3/20 | 48213w200 | PFD | 315,000 | $7,933,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 102,411 | $6,105,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 200,000 | $6,090,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 150,000 | $5,308,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 250,000 | $5,120,000 | thousands by filing date | |
| DTE ENERGY CO PFD J | 233331800 | PFDs, REITs, | 200,000 | $5,118,000 | thousands by filing date | |
| Saratoga Investment Corp 6.75 Notes 2016-30.12.23 | 80349A406 | EQUITY | 187,011 | $4,917,000 | thousands by filing date | |
| Seaspan Corp 7.125 Notes 2017-30.10.27 Global | 81254U403 | EQUITY | 200,000 | $4,850,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 475,000 | $4,821,000 | thousands by filing date | |
| CROW POINT ALTERNATIVE INC-Y | 885572552 | EQUITY | 564,287 | $4,780,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 200,000 | $4,622,000 | thousands by filing date | |
| Scorpio Tankers Inc 8.25 Notes 2017-01.06.19 Global | Y7542C122 | EQUITY | 160,000 | $4,062,000 | thousands by filing date | |
| ACA Master Select Fund LP | ACAMASTER | EQUITY | 79,721 | $4,028,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100,000 | $3,918,000 | thousands by filing date | |
| DTE 5 1/4 | 233331859 | PUBLIC | 150,000 | $3,789,000 | thousands by filing date | |
| ALABAMA PWR CO PFD CL A | 010392462 | Preferred Stock | 140,000 | $3,607,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 213,000 | $3,408,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 150,000 | $3,138,000 | thousands by filing date | |
| Diana Shipping Inc 8 1/2 Notes 2015-15.5.20 Sr | Y2066G120 | EQUITY | 118,941 | $3,012,000 | thousands by filing date | |
| MEDLEY LLC - CALLABLE | 58503Y105 | Pref | 120,000 | $2,922,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 23,206 | $2,817,000 | thousands by filing date | |
| SOUTHERN CO JR 2017B | 842587404 | Common Stock | 111,000 | $2,777,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 150,000 | $2,703,000 | thousands by filing date | |
| SCE TR VI PFD SHS | 78410V200 | EQU | 107,972 | $2,699,000 | thousands by filing date | |
| SCORPIO BULKERS | Y7546A114 | COM | 105,000 | $2,643,000 | thousands by filing date | |
| T 5.35 | 00206R300 | PUBLIC | 100,000 | $2,630,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 200,000 | $2,610,000 | thousands by filing date | |
| ARLINGTON ASSET | 041356304 | STOCK | 100,040 | $2,460,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 25,000 | $2,290,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 41,291 | $2,206,000 | thousands by filing date | |
| MONMOUTH 6.125 | 609720404 | PREFERRED STOCK | 116,024 | $2,030,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 125,000 | $1,926,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 183,117 | $1,630,000 | thousands by filing date | |
| Colony NorthStar 7.125. CUM Ca | 19625w880 | PFD | 53,647 | $1,366,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 12,605 | $1,318,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 13,856 | $1,267,000 | thousands by filing date | |
| Georgia Power Co 5 Pfd | 373334440 | PFD | 50,000 | $1,265,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 18,863 | $1,222,000 | thousands by filing date | |
| CROW POINT DEF RISK GL EQ-I | 885572560 | EQUITY | 134,361 | $1,208,000 | thousands by filing date | |
| SAFE BULKERS, IN PFDPFD | Y7388L137 | PFD | 50,000 | $1,151,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 13,650 | $1,148,000 | thousands by filing date | |
| Gastar Exploration Inc Cum Pfd Shs Series B | 36729P306 | EQUITY | 56,900 | $1,132,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 68,564 | $1,103,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 78,545 | $1,067,000 | thousands by filing date | |
| M&T BANK CORPORATION | 55261F609 | PRF | 1,022 | $1,053,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 169,216 | $1,024,000 | thousands by filing date | |
| Union Electric Co USD 4.56 Cum.Red.Pfd Shs | 906548607 | EQUITY | 10,000 | $1,020,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 25,000 | $993,000 | thousands by filing date | |
| Scorpio Tankers Inc. 6.75 15-MAY-2020 | 80918T109 | EQUITY | 40,000 | $977,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,625 | $971,000 | thousands by filing date | |
| AHP 5.5 49 PFD | 044102507 | Preferred Stock | 47,100 | $965,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,967 | $956,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 59,000 | $944,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,835 | $930,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 16,300 | $930,000 | thousands by filing date | |
| NSTAR Electric Company 4.78 Pfd Shs | 67021C305 | EQUITY | 8,830 | $909,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 12,433 | $897,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,119 | $847,000 | thousands by filing date | |
| NuStar Energy LP | 67058H201 | COM | 35,000 | $840,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,318 | $816,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 10,000 | $743,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 19,538 | $716,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 5,037 | $712,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 18,000 | $692,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 9,000 | $648,000 | thousands by filing date | |
| THE CONNECTICUT LIGHT & POWER CO | 207597782 | Preferred Share | 12,000 | $623,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,229 | $618,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,007 | $579,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,184 | $566,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,467 | $566,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,296 | $564,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 30,000 | $555,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 10,864 | $540,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 5,947 | $530,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 8,972 | $498,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 11,900 | $479,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,170 | $435,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,055 | $421,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,839 | $415,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 3,036 | $415,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,929 | $408,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,599 | $406,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,566 | $399,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 10,958 | $399,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,895 | $393,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,211 | $391,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 11,889 | $389,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,924 | $379,000 | thousands by filing date | |
| ALLSPRING UTIL AND TELECOMMS A | 94985D483 | NTF EQUITY FUNDS | 17,089 | $362,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,629 | $333,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 12,000 | $330,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 7,200 | $322,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 6,133 | $312,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,821 | $300,000 | thousands by filing date | |
| VEMO | PP0000396 | EQUITY | 2,250,000 | $300,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 4,031 | $298,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 18,100 | $294,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,348 | $291,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,180 | $290,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,186 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,768 | $281,000 | thousands by filing date | |
| TCF FINL CORP 5.7 PFD SER | 872275300 | PFD | 10,000 | $256,000 | thousands by filing date | |
| KIM 5 1/4 PERP | 49446R711 | PUBLIC | 10,000 | $250,000 | thousands by filing date | |
| Spirit Realty Pr A | 84860W201 | COM | 10,000 | $250,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 7,787 | $228,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,600 | $214,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,091 | $213,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 5,529 | $208,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,666 | $195,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,444 | $192,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 5,846 | $186,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 10,000 | $184,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,096 | $176,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,954 | $176,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,323 | $175,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 9,348 | $174,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 8,000 | $169,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,999 | $168,000 | thousands by filing date | |
| DDR CORP | 23317H870 | PREFERRED STOCK | 6,500 | $166,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,500 | $165,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,415 | $159,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 495 | $153,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,956 | $150,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,654 | $145,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,918 | $145,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 6,200 | $142,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 6,273 | $141,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,564 | $140,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 643 | $138,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,404 | $137,000 | thousands by filing date | |
| EAGLE PT 7.75 10/26 | 269809307 | PREFERRED STOCK | 5,000 | $131,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,685 | $128,000 | thousands by filing date | |
| FIRST REPUBL 5.125 PFDPFD SER H | 33616C811 | PREFERRED STOCK | 5,000 | $126,000 | thousands by filing date | |
| MAIDEN HOLD 6.700 NON CUM SRS D PRF | G5753U146 | COM | 5,000 | $126,000 | thousands by filing date | |
| SERITAGE GROWTH | 81752R308 | PREFERRED STOCK | 5,000 | $125,000 | thousands by filing date | |
| EPRPROPERTIES | 26884U505 | PREFERREDSTK | 5,000 | $125,000 | thousands by filing date | |
| Pennsylvania Real Estate Investment Trust | 709102701 | PUBLIC | 5,000 | $125,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 5,855 | $120,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 631 | $120,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 6,261 | $119,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,388 | $116,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 28,599 | $114,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,976 | $113,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 19,125 | $110,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,877 | $109,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,863 | $107,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 2,087 | $107,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,397 | $104,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 4,438 | $103,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 491 | $101,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORPORATION | 140501206 | CV PFD | 4,000 | $100,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,941 | $95,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 798 | $87,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,191 | $85,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,632 | $84,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 456 | $82,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,102 | $81,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,858 | $77,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,296 | $77,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 664 | $76,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 608 | $76,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 564 | $76,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,302 | $74,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,388 | $73,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,310 | $73,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 4,654 | $69,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,201 | $68,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 956 | $67,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,250 | $65,000 | thousands by filing date | |
| CARLYLE GROUP LP - CALLABLE | 14309L201 | Pref | 2,500 | $63,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,100 | $62,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 664 | $61,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 9,014 | $59,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,838 | $58,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 867 | $58,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 2,488 | $58,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,247 | $57,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,320 | $55,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,371 | $54,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 752 | $54,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,780 | $54,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,921 | $53,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,763 | $53,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,448 | $52,000 | thousands by filing date | |
| BK OF AMERICA CORP PFD CUM SER C | 060505286 | Preferred | 1,900 | $51,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 729 | $50,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 573 | $49,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,977 | $49,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 469 | $47,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 700 | $47,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,337 | $47,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 673 | $46,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 399 | $46,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 597 | $45,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,898 | $43,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,710 | $43,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,200 | $42,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 6,138 | $42,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,310 | $41,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,658 | $40,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 200 | $39,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 3,935 | $39,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 225 | $39,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 3,248 | $38,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 9,705 | $38,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 176 | $36,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 475 | $34,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 177 | $33,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 249 | $33,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 539 | $33,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 274 | $32,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 311 | $31,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 178 | $31,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,834 | $31,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 341 | $30,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 500 | $25,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 300 | $24,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 700 | $23,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 5,574 | $23,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 6,412 | $23,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,448 | $22,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 17 | $20,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,915 | $20,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 406 | $18,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 100 | $17,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 400 | $16,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 5,117 | $16,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 500 | $14,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 500 | $13,000 | thousands by filing date | |
| LEGG MASON INC-CALLABLE | 524901501 | Pref | 400 | $11,000 | thousands by filing date | |
| GreenHunter Resources Inc 10 Cum Pfd Shs Series C | 39530A203 | EQUITY | 61,786 | $4,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Safeway PDC, LLC Contingent Va | 786CVR308 | COM | 750,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEWAY RTS CASA LEY CVR | 786CVR209 | COM | 750,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHUNTER WATER WARRANTS | 395990708 | EQUITY | 96,112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GE CAPITAL MTG SERVICES INC. | 36157RD85 | BOND | 2,512 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Adjustable Rate Mortgage Trust 2005-5 6A22 1.8875 25-SEP-2035 | 007036LY0 | BOND | 78,765 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Ameriquest Mortgage Securities 2003-11 AF6 5.64 25-DEC-2033 | 03072SLU7 | BOND | 4,995 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Banc of America Funding 2006-2 Trust 2A18 5.75 25-MAR-2036 | 05949QAZ8 | BOND | 16,825 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Countrywide Home Loans Asset-Backed Certificates Series 2002-S4 A5 5.216 25-OCT-2017 | 126671UD6 | BOND | 70,461 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Citigroup Commercial Mortgage Trust 2008-C7 AMA 6.19141 10-DEC-2049 | 17313KAJ0 | BOND | 0 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Dash II A1L 1.81 15-SEP-2035 | 25513TAA1 | BOND | 95,919 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Equity One Mortgage Pass Through Trust 2003-4 M1 5.869 25-OCT-2034 | 294751DF6 | BOND | 29,217 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fremont Home Loan Trust 2005-B M4 2.03362 25-APR-2035 | 35729PJY7 | BOND | 93,438 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GSAMP Trust 2005-SEA2 A1 1.6775 25-JAN-2045 | 362341TM1 | BOND | 33,209 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| JP Morgan Chase Commercial Mortgage Securities Trust 2012-CIBX A3 3.1388 15-JUN-2045 | 46637WAC7 | BOND | 307,277 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Morgan Stanley Capital I Trust 2006-IQ11 AJ 6.247027 15-MAY-2016 | 617453AV7 | BOND | 68,701 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Nomura Asset Acceptance Corporation Alternative Loan Trust Series 2005-AR2 2A2 3.673352 25-MAY-2035 | 65535VKD9 | BOND | 3,457 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Option One Mortgage Loan Trust 2005-1 A4 2.1275 25-FEB-2035 | 68389FGJ7 | BOND | 17,130 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RASC Series 2003-KS4 Trust AI6 3.87 25-JUN-2033 | 76110WRQ1 | BOND | 25,594 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RASC Series 2004-KS2 Trust AI6 4.3 25-MAR-2034 | 76110WWG7 | BOND | 4,871 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RAMP Series 2005-RS1 Trust AI6 4.713 25-NOV-2034 | 76112BHY9 | BOND | 9,900 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1 M2 1.6675 25-FEB-2036 | 863576FJ8 | BOND | 400,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SASC 2006-AM1 A4 Mtge | 86359XAD5 | BOND | 179,501 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Washington Mutual Mortgage Pass-Through Certificates Series 2003-S12 2A 4.75 25-NOV-2018 | 92922FHP6 | BOND | 5,084 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Washington Mutual Mortgage Pass-Through Certificates WMALT Series 2006-7 A1A 6.086 25-SEP-2036 | 93935HAA5 | BOND | 37,375 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BreitBurn Energy Partners L.P. 8.625 15-OCT-2020 | 106777AB1 | BOND | 4,180,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-18-000156 | this filing | 2018-01-10 | acceptance time not in the bulk data set |