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Disclosery

Crow Point Partners, LLC

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13F filer, CIK 1384305, Boston, MA

Crow Point Partners, LLC reported $590,236,000 across 118 holdings for the quarter ended 2019-03-31, in a 13F-HR filed 2019-05-15. Its ten largest share positions make up 57.8% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000891092-19-005809

Period
2019-03-31
Reported value
$590M
Holdings
118
Top 10 weight
57.8%
New
12
Sold out
15

Largest buys vs the previous quarter

SecurityShares changeApprox. value
DTEnew+55,000$6.86M
AGGadded+33,177$3.62M
VZadded+49,055$2.9M
IJRadded+10,796$833K
FXBnew+4,750$600K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Treduced-400,000-$12.5M
PEGreduced-80,000-$4.75M
SK TELECOM LTDreduced-140,000-$3.43M
TLTexited-12,000-$1.45M
EEMexited-34,500-$1.35M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2019

Share positions as resolved from 13F-HR 0000891092-19-005809, largest first. % of portfolio is the value over $590,146,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 295,938 shares; 2018Q2: 310,000 shares; 2018Q3: 310,000 shares; 2018Q4: 310,490 shares; 2019Q1: 310,000 shares 310,000$48.4M8.2%-490Timeline
SHENSHENANDOAH TELECOMMUNICATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 990,000 shares; 2018Q2: 975,000 shares; 2018Q3: 975,000 shares; 2018Q4: 975,000 shares; 2019Q1: 975,000 shares 975,000$43.3M7.33%0Timeline
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 305,000 shares; 2018Q2: 305,000 shares; 2018Q3: 305,000 shares; 2018Q4: 305,000 shares; 2019Q1: 305,000 shares 305,000$38.4M6.5%0Timeline
TXNMTXNM ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 750,000 shares; 2018Q2: 720,000 shares; 2018Q3: 720,000 shares; 2018Q4: 720,000 shares; 2019Q1: 720,361 shares 720,361$34.1M5.78%+361Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200,370 shares; 2018Q2: 175,000 shares; 2018Q3: 175,000 shares; 2018Q4: 175,000 shares; 2019Q1: 175,000 shares 175,000$33.8M5.73%0Timeline
CMSCMS ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600,000 shares; 2018Q2: 600,000 shares; 2018Q3: 600,000 shares; 2018Q4: 600,000 shares; 2019Q1: 600,000 shares 600,000$33.3M5.65%0Timeline
ESEVERSOURCE ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 505,000 shares; 2018Q2: 505,000 shares; 2018Q3: 425,000 shares; 2018Q4: 425,000 shares; 2019Q1: 425,000 shares 425,000$30.2M5.11%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 41,291 shares; 2018Q2: not reported; 2018Q3: 450,000 shares; 2018Q4: 450,945 shares; 2019Q1: 500,000 shares 500,000$29.6M5.01%+49,055Timeline
LNTALLIANT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 588,000 shares; 2018Q2: 588,000 shares; 2018Q3: 588,000 shares; 2018Q4: 588,000 shares; 2019Q1: 588,000 shares 588,000$27.7M4.7%0Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 96,452 shares; 2018Q2: 95,329 shares; 2018Q3: 95,029 shares; 2018Q4: 95,405 shares; 2019Q1: 95,000 shares 95,000$22.4M3.79%-405Timeline
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200,000 shares; 2018Q2: 200,000 shares; 2018Q3: 200,000 shares; 2018Q4: 200,000 shares; 2019Q1: 200,000 shares 200,000$20.9M3.53%0Timeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 269,300 shares; 2018Q2: 269,000 shares; 2018Q3: 269,000 shares; 2018Q4: 269,000 shares; 2019Q1: 269,000 shares 269,000$20.6M3.49%0Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 260,000 shares; 2018Q2: 230,000 shares; 2018Q3: 230,000 shares; 2018Q4: 230,000 shares; 2019Q1: 230,000 shares 230,000$19.3M3.26%0Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 450,200 shares; 2018Q2: 450,200 shares; 2018Q3: 450,200 shares; 2018Q4: 450,200 shares; 2019Q1: 450,200 shares 450,200$18M3.05%0Timeline
FEFIRSTENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 175,000 shares; 2018Q2: 375,000 shares; 2018Q3: 375,000 shares; 2018Q4: 377,475 shares; 2019Q1: 375,000 shares 375,000$15.6M2.64%-2,475Timeline
PEGPUBLIC SVC ENTERPRISE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250,000 shares; 2018Q2: 250,000 shares; 2018Q3: 280,000 shares; 2018Q4: 280,000 shares; 2019Q1: 200,000 shares 200,000$11.9M2.01%-80,000Timeline
ETRENTERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 131,000 shares; 2018Q2: 115,000 shares; 2018Q3: 115,000 shares; 2018Q4: 115,000 shares; 2019Q1: 115,881 shares 115,881$11.1M1.88%+881Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28,656 shares; 2018Q2: 52,591 shares; 2018Q3: 37,854 shares; 2018Q4: 68,089 shares; 2019Q1: 101,266 shares 101,266$11M1.87%+33,177Timeline
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 266,001 shares; 2018Q2: 266,001 shares; 2018Q3: 191,001 shares; 2018Q4: 191,001 shares; 2019Q1: 191,001 shares 191,001$9.57M1.62%0Timeline
SPARK ENERGY INCSPARK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,073,144 shares; 2018Q2: 1,073,144 shares; 2018Q3: 1,073,144 shares; 2018Q4: 1,073,144 shares; 2019Q1: 1,073,144 shares 1,073,144$9.56M1.62%0
DTEDTE ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 55,000 shares 55,000$6.86M1.16%newTimeline
EIXEDISON INTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 485,000 shares; 2018Q2: 385,000 shares; 2018Q3: 325,000 shares; 2018Q4: 100,000 shares; 2019Q1: 100,000 shares 100,000$6.19M1.05%0Timeline
SK TELECOM LTDSK TELECOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 365,000 shares; 2019Q1: 225,000 shares 225,000$5.51M0.93%-140,000
CHTCHUNGHWA TELECOM CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150,000 shares; 2018Q2: 150,000 shares; 2018Q3: 147,325 shares; 2018Q4: 147,325 shares; 2019Q1: 147,325 shares 147,325$5.24M0.89%0Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,683 shares; 2018Q2: 3,000 shares; 2018Q3: 9,700 shares; 2018Q4: 16,000 shares; 2019Q1: 15,000 shares 15,000$4.24M0.72%-1,000Timeline
CONDOR HOSPITALITY TR INCCONDOR HOSPITALITY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 475,000 shares; 2018Q2: 475,000 shares; 2018Q3: 475,000 shares; 2018Q4: 475,000 shares; 2019Q1: 475,000 shares 475,000$4.22M0.71%0
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100,000 shares; 2018Q2: 100,000 shares; 2018Q3: 525,000 shares; 2018Q4: 525,000 shares; 2019Q1: 125,000 shares 125,000$3.92M0.66%-400,000Timeline
KRPKIMBELL RTY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 213,000 shares; 2018Q2: 213,000 shares; 2018Q3: 213,000 shares; 2018Q4: 213,000 shares; 2019Q1: 213,000 shares 213,000$3.89M0.66%0Timeline
EVRGEVERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 185,411 shares; 2018Q3: 59,810 shares; 2018Q4: 59,810 shares; 2019Q1: 59,810 shares 59,810$3.47M0.59%0Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,606 shares; 2018Q2: 18,886 shares; 2018Q3: 16,039 shares; 2018Q4: 11,493 shares; 2019Q1: 11,835 shares 11,835$3.37M0.57%+342Timeline
GOLDGOLD COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 49,427 shares; 2018Q2: 107,680 shares; 2018Q3: 209,999 shares; 2018Q4: 259,999 shares; 2019Q1: 259,999 shares 259,999$3.09M0.52%0Timeline
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 150,000 shares; 2018Q3: 150,000 shares; 2018Q4: 150,000 shares; 2019Q1: 150,000 shares 150,000$2.7M0.46%0
IDAIDACORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,000 shares; 2018Q2: 25,000 shares; 2018Q3: 25,000 shares; 2018Q4: 25,000 shares; 2019Q1: 25,000 shares 25,000$2.49M0.42%0Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33,785 shares; 2018Q2: 42,373 shares; 2018Q3: 57,442 shares; 2018Q4: 21,182 shares; 2019Q1: 31,978 shares 31,978$2.47M0.42%+10,796Timeline
PPIHPERMA-PIPE INTL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 206,842 shares; 2018Q2: 261,170 shares; 2018Q3: 266,500 shares; 2018Q4: 266,500 shares; 2019Q1: 266,500 shares 266,500$2.34M0.4%0Timeline
CLDTCHATHAM LODGING TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200,000 shares; 2018Q2: 200,000 shares; 2018Q3: 100,000 shares; 2018Q4: 100,000 shares; 2019Q1: 100,000 shares 100,000$1.92M0.33%0Timeline
CNPCENTERPOINT ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300,000 shares; 2018Q2: 305,682 shares; 2018Q3: 61,000 shares; 2018Q4: 61,000 shares; 2019Q1: 61,000 shares 61,000$1.87M0.32%0Timeline
HTOH2O AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 30,000 shares; 2019Q1: 30,000 shares 30,000$1.85M0.31%0Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,827 shares; 2018Q2: 15,538 shares; 2018Q3: 14,266 shares; 2018Q4: 41,875 shares; 2019Q1: 34,171 shares 34,171$1.77M0.3%-7,704Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,286 shares; 2018Q2: 15,949 shares; 2018Q3: 16,105 shares; 2018Q4: 29,195 shares; 2019Q1: 28,885 shares 28,885$1.55M0.26%-310Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,965 shares; 2018Q2: 9,849 shares; 2018Q3: 13,306 shares; 2018Q4: 7,596 shares; 2019Q1: 7,858 shares 7,858$1.49M0.25%+262Timeline
PLYMPLYMOUTH INDUSTRIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 85,000 shares; 2018Q4: 85,000 shares; 2019Q1: 85,000 shares 85,000$1.43M0.24%0Timeline
IPACISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,109 shares; 2018Q2: 15,773 shares; 2018Q3: 18,787 shares; 2018Q4: 25,665 shares; 2019Q1: 25,688 shares 25,688$1.43M0.24%+23Timeline
INNSUMMIT HOTEL PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 125,000 shares; 2018Q2: 125,000 shares; 2018Q3: 125,000 shares; 2018Q4: 125,000 shares; 2019Q1: 125,000 shares 125,000$1.43M0.24%0Timeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,239 shares; 2018Q2: 13,076 shares; 2018Q3: 6,767 shares; 2018Q4: 13,307 shares; 2019Q1: 11,370 shares 11,370$1.26M0.21%-1,937Timeline
ACWIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,750 shares; 2018Q2: not reported; 2018Q3: 6,800 shares; 2018Q4: 17,000 shares; 2019Q1: 17,000 shares 17,000$1.23M0.21%0Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 188,116 shares; 2018Q2: 159,269 shares; 2018Q3: 115,269 shares; 2018Q4: 153,500 shares; 2019Q1: 153,500 shares 153,500$872K0.15%0Timeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 86,745 shares; 2018Q2: 81,845 shares; 2018Q3: 66,045 shares; 2018Q4: 66,045 shares; 2019Q1: 66,045 shares 66,045$835K0.14%0Timeline
BRAEMAR HOTELS & RESORTS INCBRAEMAR HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 36,000 shares; 2018Q3: 36,000 shares; 2018Q4: 36,000 shares; 2019Q1: 36,000 shares 36,000$719K0.12%0
RNGRINGCENTRAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,298 shares; 2018Q2: 7,833 shares; 2018Q3: 4,853 shares; 2018Q4: 4,828 shares; 2019Q1: 5,703 shares 5,703$615K0.1%+875Timeline
FXBINVESCO CURRENCYSHARES BRITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,750 shares 4,750$600K0.1%newTimeline
FLOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29,700 shares; 2018Q2: 40,750 shares; 2018Q3: 11,100 shares; 2018Q4: 11,100 shares; 2019Q1: 11,100 shares 11,100$565K0.1%0Timeline
EUFNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 30,000 shares 30,000$545K0.09%newTimeline
LITELUMENTUM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,920 shares; 2018Q2: 8,165 shares; 2018Q3: 8,986 shares; 2018Q4: 8,345 shares; 2019Q1: 9,370 shares 9,370$530K0.09%+1,025Timeline
GNLGLOBAL NET LEASE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 28,000 shares; 2019Q1: 28,000 shares 28,000$529K0.09%0Timeline
RPDRAPID7 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,116 shares; 2018Q2: 21,309 shares; 2018Q3: 15,146 shares; 2018Q4: 14,271 shares; 2019Q1: 10,037 shares 10,037$508K0.09%-4,234Timeline
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: not reported; 2018Q3: 14,000 shares; 2018Q4: 14,000 shares; 2019Q1: 14,000 shares 14,000$504K0.09%0
FIVEFIVE BELOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 782 shares; 2018Q2: 3,756 shares; 2018Q3: 4,463 shares; 2018Q4: 4,019 shares; 2019Q1: 3,856 shares 3,856$479K0.08%-163Timeline
SJNKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15,000 shares; 2018Q4: 17,500 shares; 2019Q1: 17,500 shares 17,500$477K0.08%0Timeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 15,000 shares; 2018Q3: 21,000 shares; 2018Q4: 21,000 shares; 2019Q1: 21,000 shares 21,000$475K0.08%0Timeline
NEW RELIC INCNEW RELIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,906 shares; 2018Q2: 4,506 shares; 2018Q3: 4,271 shares; 2018Q4: 4,131 shares; 2019Q1: 4,796 shares 4,796$473K0.08%+665
NGVTINGEVITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 2,596 shares; 2018Q3: 3,892 shares; 2018Q4: 4,314 shares; 2019Q1: 4,314 shares 4,314$456K0.08%0Timeline
LEMBISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 10,000 shares; 2019Q1: 10,000 shares 10,000$438K0.07%0Timeline
CTSOCYTOSORBENTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,656 shares; 2018Q2: 45,038 shares; 2018Q3: 48,001 shares; 2018Q4: 48,576 shares; 2019Q1: 55,026 shares 55,026$417K0.07%+6,450Timeline
PRTPERMROCK ROYALTY TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 50,000 shares; 2018Q3: 50,000 shares; 2018Q4: 50,000 shares; 2019Q1: 50,000 shares 50,000$416K0.07%0Timeline
PROSHARES SHORTPROSHARES SHORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 22,000 shares 22,000$407K0.07%new
AMARIN CORP PLCAMARIN CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 29,198 shares; 2018Q4: 17,370 shares; 2019Q1: 19,411 shares 19,411$403K0.07%+2,041
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,154 shares; 2018Q2: 9,063 shares; 2018Q3: 4,118 shares; 2018Q4: 4,623 shares; 2019Q1: 4,623 shares 4,623$401K0.07%0
BOOTBOOT BARN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,650 shares; 2018Q2: 9,919 shares; 2018Q3: 13,505 shares; 2018Q4: 13,505 shares; 2019Q1: 13,505 shares 13,505$398K0.07%0Timeline
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 5,885 shares; 2018Q3: 6,808 shares; 2018Q4: 6,318 shares; 2019Q1: 3,227 shares 3,227$384K0.07%-3,091
BLDTOPBUILD CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 690 shares; 2018Q2: 3,412 shares; 2018Q3: 5,777 shares; 2018Q4: 5,777 shares; 2019Q1: 5,777 shares 5,777$374K0.06%0Timeline
FORESCOUT TECHNOLOGIES INCFORESCOUT TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 8,765 shares; 2018Q4: 8,765 shares; 2019Q1: 8,765 shares 8,765$367K0.06%0
POLARITYTE INCPOLARITYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 27,081 shares; 2018Q3: 25,616 shares; 2018Q4: 26,416 shares; 2019Q1: 33,908 shares 33,908$363K0.06%+7,492
RBCRBC BEARINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,099 shares; 2018Q4: 2,788 shares; 2019Q1: 2,788 shares 2,788$355K0.06%0Timeline
HUBSHUBSPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,083 shares; 2018Q2: 2,518 shares; 2018Q3: 7,226 shares; 2018Q4: 2,726 shares; 2019Q1: 2,110 shares 2,110$351K0.06%-616Timeline
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,614 shares; 2018Q2: 7,615 shares; 2018Q3: 9,247 shares; 2018Q4: 8,124 shares; 2019Q1: 9,252 shares 9,252$349K0.06%+1,128Timeline
NVCRNOVOCURE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,471 shares; 2018Q2: 18,430 shares; 2018Q3: 17,318 shares; 2018Q4: 16,193 shares; 2019Q1: 7,160 shares 7,160$345K0.06%-9,033Timeline
TDOCTELADOC HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,396 shares; 2018Q2: 7,195 shares; 2018Q3: 6,461 shares; 2018Q4: 6,094 shares; 2019Q1: 6,094 shares 6,094$339K0.06%0Timeline
EMLCVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 16,000 shares; 2019Q1: 10,000 shares 10,000$334K0.06%-6,000Timeline
TWLOTWILIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,190 shares; 2018Q2: 10,105 shares; 2018Q3: 6,237 shares; 2018Q4: 6,293 shares; 2019Q1: 2,539 shares 2,539$328K0.06%-3,754Timeline
EVOQUA WATER TECHNOLOGIES COEVOQUA WATER TECHNOLOGIES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 14,245 shares; 2018Q3: 15,426 shares; 2018Q4: 25,437 shares; 2019Q1: 25,437 shares 25,437$320K0.05%0
EEFTEURONET WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 315 shares; 2018Q2: 2,570 shares; 2018Q3: 2,732 shares; 2018Q4: 3,437 shares; 2019Q1: 2,206 shares 2,206$315K0.05%-1,231Timeline
FXIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 12,000 shares; 2018Q4: 14,000 shares; 2019Q1: 7,000 shares 7,000$310K0.05%-7,000Timeline
NVGSNAVIGATOR HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,560 shares; 2018Q2: 25,527 shares; 2018Q3: 27,643 shares; 2018Q4: 27,643 shares; 2019Q1: 27,643 shares 27,643$304K0.05%0Timeline
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 59,000 shares; 2018Q2: 59,000 shares; 2018Q3: 59,000 shares; 2018Q4: 59,000 shares; 2019Q1: 59,000 shares 59,000$295K0.05%0
RWMPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 14,000 shares; 2019Q1: 7,000 shares 7,000$285K0.05%-7,000Timeline
CORTCORCEPT THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,355 shares; 2018Q2: 16,306 shares; 2018Q3: 23,488 shares; 2018Q4: 23,488 shares; 2019Q1: 23,488 shares 23,488$276K0.05%0Timeline
STAASTAAR SURGICAL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 7,995 shares 7,995$273K0.05%newTimeline
NTRANATERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 18,464 shares; 2018Q3: 10,231 shares; 2018Q4: 10,231 shares; 2019Q1: 13,195 shares 13,195$272K0.05%+2,964Timeline
KRNTKORNIT DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 11,386 shares; 2019Q1: 11,386 shares 11,386$271K0.05%0Timeline
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,410 shares; 2018Q2: 9,659 shares; 2018Q3: 9,133 shares; 2018Q4: 7,100 shares; 2019Q1: 3,040 shares 3,040$263K0.04%-4,060Timeline
INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2,287 shares 2,287$256K0.04%new
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 792 shares; 2018Q2: not reported; 2018Q3: 9,293 shares; 2018Q4: 9,293 shares; 2019Q1: 9,293 shares 9,293$251K0.04%0Timeline
SPIRIT AIRLS INCSPIRIT AIRLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,744 shares; 2019Q1: 4,721 shares 4,721$250K0.04%+977
AT HOME GROUP INCAT HOME GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 10,547 shares; 2019Q1: 13,772 shares 13,772$246K0.04%+3,225
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,980 shares; 2018Q2: 22,649 shares; 2018Q3: 24,526 shares; 2018Q4: 24,526 shares; 2019Q1: 24,526 shares 24,526$242K0.04%0
DVAXDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,490 shares; 2018Q2: 21,247 shares; 2018Q3: 23,008 shares; 2018Q4: 32,985 shares; 2019Q1: 32,985 shares 32,985$241K0.04%0Timeline
VCVISTEON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,530 shares; 2019Q1: 3,530 shares 3,530$238K0.04%0Timeline
Whiting Petroleum CorporaWhiting Petroleum CorporaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 8,453 shares; 2018Q3: 10,022 shares; 2018Q4: 9,047 shares; 2019Q1: 9,047 shares 9,047$236K0.04%0
FERRO CORPFERRO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 11,451 shares; 2018Q3: 12,400 shares; 2018Q4: 12,400 shares; 2019Q1: 12,400 shares 12,400$235K0.04%0
VERITEX HLDGS INCVERITEX HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 8,526 shares; 2018Q3: 9,662 shares; 2018Q4: 9,662 shares; 2019Q1: 9,662 shares 9,662$234K0.04%0
MYGNMYRIAD GENETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,021 shares; 2018Q2: 5,631 shares; 2018Q3: 6,098 shares; 2018Q4: not reported; 2019Q1: 6,941 shares 6,941$230K0.04%newTimeline
ORBCOMM INCORBCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 33,485 shares; 2018Q4: 33,485 shares; 2019Q1: 33,485 shares 33,485$227K0.04%0
BOXBOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,634 shares; 2018Q2: 12,774 shares; 2018Q3: 15,868 shares; 2018Q4: 15,868 shares; 2019Q1: 11,564 shares 11,564$223K0.04%-4,304Timeline
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 67,435 shares; 2019Q1: 67,435 shares 67,435$218K0.04%0
FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,297 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 14,995 shares; 2019Q1: 17,379 shares 17,379$217K0.04%+2,384
KAIKADANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,707 shares; 2018Q4: 3,707 shares; 2019Q1: 2,448 shares 2,448$215K0.04%-1,259Timeline
TRAKREPOSITRAK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 26,711 shares 26,711$213K0.04%newTimeline
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,477 shares 4,477$213K0.04%new
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,000 shares; 2018Q2: 25,860 shares; 2018Q3: 66,775 shares; 2018Q4: 65,475 shares; 2019Q1: 83,275 shares 83,275$208K0.04%+17,800
ALNYALNYLAM PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2,190 shares 2,190$205K0.03%newTimeline
INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,743 shares; 2018Q2: 10,618 shares; 2018Q3: 11,499 shares; 2018Q4: 11,499 shares; 2019Q1: 11,499 shares 11,499$140K0.02%0
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,328 shares; 2018Q2: 99,156 shares; 2018Q3: 107,376 shares; 2018Q4: 107,376 shares; 2019Q1: 107,376 shares 107,376$134K0.02%0
BRAINSTORM CELL THERAPEUTICSBRAINSTORM CELL THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,447 shares; 2018Q2: 24,774 shares; 2018Q3: 26,829 shares; 2018Q4: 26,829 shares; 2019Q1: 26,829 shares 26,829$116K0.02%0
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 11,500 shares 11,500$115K0.02%new
EYENOVIA INCEYENOVIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: 12,930 shares; 2018Q3: 14,001 shares; 2018Q4: 14,001 shares; 2019Q1: 14,001 shares 14,001$84K0.01%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS IN COMcall3,800$64Knew
TSLATESLA INC COMcall1,800$26K-100

Sold out in Q1 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
TLTISHARES TR12,000$1.45Mshares
EEMISHARES TR34,500$1.35Mshares
RVTROYCE SMALL CAP TRUST INC35,552$417Kshares
Proshares Short S&PProshares Short S&P12,000$380Kshares
EWZISHARES INC9,000$343Kshares
EEMVISHARES INC5,600$313Kshares
EMFTEMPLETON EMERGING MKTS FD23,000$299Kshares
HYGISHARES TR3,500$284Kshares
CWBSPDR SERIES TRUST5,000$233Kshares
PYPLPAYPAL HLDGS INC2,666$222Kshares
BARCLAYS BK PLCBARCLAYS BK PLC60,000$215Kput
AMARIN CORP PLCAMARIN CORP PLC22,500$214Kcall
PGPROCTER & GAMBLE CO2,282$208Kshares
SELECTA BIOSCIENCES INCSELECTA BIOSCIENCES INC17,189$50Kshares
AMARIN CORP PLCAMARIN CORP PLC30,000$0put

How Q1 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000891092-19-005809 base2019-05-15acceptance time not in the bulk data set