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Disclosery

Crow Point Partners, LLC

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13F filer, CIK 1384305, Boston, MA

Crow Point Partners, LLC reported $687,293,000 across 125 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-10-09. Its ten largest share positions make up 48.06% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001387131-19-007511

Period
2019-09-30
Reported value
$687M
Holdings
125
Top 10 weight
48.06%
New
23
Sold out
20

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ETRadded+210,000$24.7M
FEadded+337,200$16.3M
DUKnew+150,000$14.4M
AVAnew+125,000$6.09M
AAPLnew+23,360$5.11M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Vreduced-144,536-$25.1M
MAreduced-49,725-$13.4M
VZreduced-150,775-$9.09M
Treduced-125,000-$4.68M
CONDOR HOSPITALITY TR INCexited-475,000-$4.07M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001387131-19-007511, largest first. % of portfolio is the value over $683,529,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 305,000 shares; 2018Q2: 305,000 shares; 2018Q3: 305,000 shares; 2018Q4: 305,000 shares; 2019Q1: 305,000 shares; 2019Q2: 305,000 shares; 2019Q3: 305,000 shares 305,000$44.1M6.45%0Timeline
ETRENTERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 131,000 shares; 2018Q2: 115,000 shares; 2018Q3: 115,000 shares; 2018Q4: 115,000 shares; 2019Q1: 115,881 shares; 2019Q2: 115,000 shares; 2019Q3: 325,000 shares 325,000$38.2M5.59%+210,000Timeline
TXNMTXNM ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 750,000 shares; 2018Q2: 720,000 shares; 2018Q3: 720,000 shares; 2018Q4: 720,000 shares; 2019Q1: 720,361 shares; 2019Q2: 720,744 shares; 2019Q3: 721,723 shares 721,723$37.1M5.43%+979Timeline
ESEVERSOURCE ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 505,000 shares; 2018Q2: 505,000 shares; 2018Q3: 425,000 shares; 2018Q4: 425,000 shares; 2019Q1: 425,000 shares; 2019Q2: 425,000 shares; 2019Q3: 425,000 shares 425,000$36.3M5.31%0Timeline
LNTALLIANT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 588,000 shares; 2018Q2: 588,000 shares; 2018Q3: 588,000 shares; 2018Q4: 588,000 shares; 2019Q1: 588,000 shares; 2019Q2: 588,000 shares; 2019Q3: 575,500 shares 575,500$31.1M4.55%-12,500Timeline
FEFIRSTENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 175,000 shares; 2018Q2: 375,000 shares; 2018Q3: 375,000 shares; 2018Q4: 377,475 shares; 2019Q1: 375,000 shares; 2019Q2: 300,000 shares; 2019Q3: 637,200 shares 637,200$30.9M4.51%+337,200Timeline
SHENSHENANDOAH TELECOMMUNICATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 990,000 shares; 2018Q2: 975,000 shares; 2018Q3: 975,000 shares; 2018Q4: 975,000 shares; 2019Q1: 975,000 shares; 2019Q2: 975,000 shares; 2019Q3: 975,000 shares 975,000$30.1M4.41%0Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 295,938 shares; 2018Q2: 310,000 shares; 2018Q3: 310,000 shares; 2018Q4: 310,490 shares; 2019Q1: 310,000 shares; 2019Q2: 310,000 shares; 2019Q3: 165,464 shares 165,464$28.8M4.21%-144,536Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 41,291 shares; 2018Q2: not reported; 2018Q3: 450,000 shares; 2018Q4: 450,945 shares; 2019Q1: 500,000 shares; 2019Q2: 600,775 shares; 2019Q3: 450,000 shares 450,000$27.1M3.97%-150,775Timeline
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200,000 shares; 2018Q2: 200,000 shares; 2018Q3: 200,000 shares; 2018Q4: 200,000 shares; 2019Q1: 200,000 shares; 2019Q2: 200,000 shares; 2019Q3: 200,000 shares 200,000$24.8M3.64%0Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200,370 shares; 2018Q2: 175,000 shares; 2018Q3: 175,000 shares; 2018Q4: 175,000 shares; 2019Q1: 175,000 shares; 2019Q2: 105,015 shares; 2019Q3: 103,015 shares 103,015$23.8M3.49%-2,000Timeline
CMSCMS ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 600,000 shares; 2018Q2: 600,000 shares; 2018Q3: 600,000 shares; 2018Q4: 600,000 shares; 2019Q1: 600,000 shares; 2019Q2: 365,532 shares; 2019Q3: 365,532 shares 365,532$23.4M3.42%0Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 260,000 shares; 2018Q2: 230,000 shares; 2018Q3: 230,000 shares; 2018Q4: 230,000 shares; 2019Q1: 230,000 shares; 2019Q2: 230,000 shares; 2019Q3: 230,000 shares 230,000$21.7M3.17%0Timeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 269,300 shares; 2018Q2: 269,000 shares; 2018Q3: 269,000 shares; 2018Q4: 269,000 shares; 2019Q1: 269,000 shares; 2019Q2: 264,827 shares; 2019Q3: 264,827 shares 264,827$21.4M3.14%0Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 450,200 shares; 2018Q2: 450,200 shares; 2018Q3: 450,200 shares; 2018Q4: 450,200 shares; 2019Q1: 450,200 shares; 2019Q2: 450,200 shares; 2019Q3: 450,200 shares 450,200$20.2M2.95%0Timeline
SOUTH JERSEY INDUSTRIES INCSOUTH JERSEY INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 380,000 shares; 2019Q3: 480,000 shares 480,000$15.6M2.28%+100,000
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 266,001 shares; 2018Q2: 266,001 shares; 2018Q3: 191,001 shares; 2018Q4: 191,001 shares; 2019Q1: 191,001 shares; 2019Q2: 316,001 shares; 2019Q3: 316,001 shares 316,001$15.5M2.27%0Timeline
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 150,000 shares 150,000$14.4M2.11%newTimeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 420,000 shares; 2019Q3: 520,000 shares 520,000$12.6M1.84%+100,000Timeline
PEGPUBLIC SVC ENTERPRISE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 250,000 shares; 2018Q2: 250,000 shares; 2018Q3: 280,000 shares; 2018Q4: 280,000 shares; 2019Q1: 200,000 shares; 2019Q2: 200,000 shares; 2019Q3: 200,000 shares 200,000$12.4M1.81%0Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 96,452 shares; 2018Q2: 95,329 shares; 2018Q3: 95,029 shares; 2018Q4: 95,405 shares; 2019Q1: 95,000 shares; 2019Q2: 95,000 shares; 2019Q3: 45,275 shares 45,275$12.2M1.78%-49,725Timeline
SPARK ENERGY INCSPARK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,073,144 shares; 2018Q2: 1,073,144 shares; 2018Q3: 1,073,144 shares; 2018Q4: 1,073,144 shares; 2019Q1: 1,073,144 shares; 2019Q2: 1,073,144 shares; 2019Q3: 1,073,144 shares 1,073,144$11.2M1.64%0
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 28,656 shares; 2018Q2: 52,591 shares; 2018Q3: 37,854 shares; 2018Q4: 68,089 shares; 2019Q1: 101,266 shares; 2019Q2: 75,761 shares; 2019Q3: 75,973 shares 75,973$8.6M1.26%+212Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100,000 shares; 2018Q2: 100,000 shares; 2018Q3: 525,000 shares; 2018Q4: 525,000 shares; 2019Q1: 125,000 shares; 2019Q2: 335,000 shares; 2019Q3: 210,000 shares 210,000$7.86M1.15%-125,000Timeline
EIXEDISON INTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 485,000 shares; 2018Q2: 385,000 shares; 2018Q3: 325,000 shares; 2018Q4: 100,000 shares; 2019Q1: 100,000 shares; 2019Q2: 100,000 shares; 2019Q3: 102,000 shares 102,000$7.74M1.13%+2,000Timeline
AVAAVISTA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 125,000 shares 125,000$6.09M0.89%newTimeline
CNPCENTERPOINT ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 300,000 shares; 2018Q2: 305,682 shares; 2018Q3: 61,000 shares; 2018Q4: 61,000 shares; 2019Q1: 61,000 shares; 2019Q2: 61,000 shares; 2019Q3: 200,000 shares 200,000$6M0.88%+139,000Timeline
OKEONEOK INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 76,900 shares; 2019Q3: 76,900 shares 76,900$5.64M0.82%0Timeline
IDAIDACORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,000 shares; 2018Q2: 25,000 shares; 2018Q3: 25,000 shares; 2018Q4: 25,000 shares; 2019Q1: 25,000 shares; 2019Q2: 25,000 shares; 2019Q3: 50,000 shares 50,000$5.62M0.82%+25,000Timeline
DTEDTE ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 55,000 shares; 2019Q2: 25,000 shares; 2019Q3: 40,000 shares 40,000$5.3M0.78%+15,000Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 23,360 shares 23,360$5.11M0.75%newTimeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 34,946 shares 34,946$4.81M0.7%newTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,683 shares; 2018Q2: 3,000 shares; 2018Q3: 9,700 shares; 2018Q4: 16,000 shares; 2019Q1: 15,000 shares; 2019Q2: 13,000 shares; 2019Q3: 15,000 shares 15,000$4.43M0.65%+2,000Timeline
EVRGEVERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 185,411 shares; 2018Q3: 59,810 shares; 2018Q4: 59,810 shares; 2019Q1: 59,810 shares; 2019Q2: 59,810 shares; 2019Q3: 59,810 shares 59,810$3.98M0.58%0Timeline
EICEAGLE POINT INCOME COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 198,950 shares 198,950$3.84M0.56%newTimeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,067 shares 2,067$3.57M0.52%newTimeline
PPIHPERMA-PIPE INTL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 206,842 shares; 2018Q2: 261,170 shares; 2018Q3: 266,500 shares; 2018Q4: 266,500 shares; 2019Q1: 266,500 shares; 2019Q2: 341,500 shares; 2019Q3: 341,500 shares 341,500$3.27M0.48%0Timeline
ACWIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,750 shares; 2018Q2: not reported; 2018Q3: 6,800 shares; 2018Q4: 17,000 shares; 2019Q1: 17,000 shares; 2019Q2: 31,200 shares; 2019Q3: 43,682 shares 43,682$3.21M0.47%+12,482Timeline
GOLDGOLD COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 49,427 shares; 2018Q2: 107,680 shares; 2018Q3: 209,999 shares; 2018Q4: 259,999 shares; 2019Q1: 259,999 shares; 2019Q2: 259,999 shares; 2019Q3: 259,999 shares 259,999$3.12M0.46%0Timeline
KRPKIMBELL RTY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 213,000 shares; 2018Q2: 213,000 shares; 2018Q3: 213,000 shares; 2018Q4: 213,000 shares; 2019Q1: 213,000 shares; 2019Q2: 213,000 shares; 2019Q3: 213,000 shares 213,000$3.11M0.46%0Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,606 shares; 2018Q2: 18,886 shares; 2018Q3: 16,039 shares; 2018Q4: 11,493 shares; 2019Q1: 11,835 shares; 2019Q2: 9,854 shares; 2019Q3: 9,775 shares 9,775$2.92M0.43%-79Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33,785 shares; 2018Q2: 42,373 shares; 2018Q3: 57,442 shares; 2018Q4: 21,182 shares; 2019Q1: 31,978 shares; 2019Q2: 20,416 shares; 2019Q3: 36,326 shares 36,326$2.83M0.41%+15,910Timeline
PLYMPLYMOUTH INDUSTRIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 85,000 shares; 2018Q4: 85,000 shares; 2019Q1: 85,000 shares; 2019Q2: 152,000 shares; 2019Q3: 153,000 shares 153,000$2.78M0.41%+1,000Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 20,827 shares; 2018Q2: 15,538 shares; 2018Q3: 14,266 shares; 2018Q4: 41,875 shares; 2019Q1: 34,171 shares; 2019Q2: 42,000 shares; 2019Q3: 46,512 shares 46,512$2.3M0.34%+4,512Timeline
SK TELECOM LTDSK TELECOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 365,000 shares; 2019Q1: 225,000 shares; 2019Q2: 225,000 shares; 2019Q3: 102,500 shares 102,500$2.27M0.33%-122,500
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: not reported; 2018Q3: 1,500 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12,044 shares 12,044$2.13M0.31%newTimeline
HTOH2O AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 30,000 shares; 2019Q1: 30,000 shares; 2019Q2: 30,000 shares; 2019Q3: 30,000 shares 30,000$2.05M0.3%0Timeline
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 150,000 shares; 2018Q3: 150,000 shares; 2018Q4: 150,000 shares; 2019Q1: 150,000 shares; 2019Q2: 150,000 shares; 2019Q3: 150,000 shares 150,000$2.02M0.3%0
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 834 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 16,901 shares 16,901$1.99M0.29%newTimeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,597 shares 1,597$1.96M0.29%newTimeline
JNKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,916 shares; 2019Q3: 17,833 shares 17,833$1.94M0.28%+10,917Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,475 shares 1,475$1.81M0.26%newTimeline
CHTCHUNGHWA TELECOM CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 150,000 shares; 2018Q2: 150,000 shares; 2018Q3: 147,325 shares; 2018Q4: 147,325 shares; 2019Q1: 147,325 shares; 2019Q2: 51,750 shares; 2019Q3: 50,000 shares 50,000$1.79M0.26%-1,750Timeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,239 shares; 2018Q2: 13,076 shares; 2018Q3: 6,767 shares; 2018Q4: 13,307 shares; 2019Q1: 11,370 shares; 2019Q2: 14,995 shares; 2019Q3: 14,580 shares 14,580$1.66M0.24%-415Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12,744 shares 12,744$1.64M0.24%newTimeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 22,086 shares 22,086$1.58M0.23%newTimeline
EMLCVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 16,000 shares; 2019Q1: 10,000 shares; 2019Q2: 17,500 shares; 2019Q3: 46,277 shares 46,277$1.53M0.22%+28,777Timeline
IPACISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,109 shares; 2018Q2: 15,773 shares; 2018Q3: 18,787 shares; 2018Q4: 25,665 shares; 2019Q1: 25,688 shares; 2019Q2: 26,180 shares; 2019Q3: 24,172 shares 24,172$1.35M0.2%-2,008Timeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 39,033 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 35,552 shares; 2019Q1: not reported; 2019Q2: 60,052 shares; 2019Q3: 97,750 shares 97,750$1.34M0.2%+37,698Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,286 shares; 2018Q2: 15,949 shares; 2018Q3: 16,105 shares; 2018Q4: 29,195 shares; 2019Q1: 28,885 shares; 2019Q2: 23,718 shares; 2019Q3: 23,530 shares 23,530$1.26M0.18%-188Timeline
EUFNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 30,000 shares; 2019Q2: 52,000 shares; 2019Q3: 60,375 shares 60,375$1.06M0.15%+8,375Timeline
EWGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 39,074 shares 39,074$1.05M0.15%newTimeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,965 shares; 2018Q2: 9,849 shares; 2018Q3: 13,306 shares; 2018Q4: 7,596 shares; 2019Q1: 7,858 shares; 2019Q2: 5,258 shares; 2019Q3: 5,217 shares 5,217$1M0.15%-41Timeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 86,745 shares; 2018Q2: 81,845 shares; 2018Q3: 66,045 shares; 2018Q4: 66,045 shares; 2019Q1: 66,045 shares; 2019Q2: 66,045 shares; 2019Q3: 67,344 shares 67,344$841K0.12%+1,299Timeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 15,000 shares; 2018Q3: 21,000 shares; 2018Q4: 21,000 shares; 2019Q1: 21,000 shares; 2019Q2: 28,000 shares; 2019Q3: 35,000 shares 35,000$790K0.12%+7,000Timeline
VLUEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 8,000 shares 8,000$653K0.1%newTimeline
FLOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,700 shares; 2018Q2: 40,750 shares; 2018Q3: 11,100 shares; 2018Q4: 11,100 shares; 2019Q1: 11,100 shares; 2019Q2: 11,100 shares; 2019Q3: 11,100 shares 11,100$566K0.08%0Timeline
EWNISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 17,695 shares 17,695$550K0.08%newTimeline
BLDTOPBUILD CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 690 shares; 2018Q2: 3,412 shares; 2018Q3: 5,777 shares; 2018Q4: 5,777 shares; 2019Q1: 5,777 shares; 2019Q2: 5,255 shares; 2019Q3: 5,255 shares 5,255$494K0.07%0Timeline
BOOTBOOT BARN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,650 shares; 2018Q2: 9,919 shares; 2018Q3: 13,505 shares; 2018Q4: 13,505 shares; 2019Q1: 13,505 shares; 2019Q2: 13,505 shares; 2019Q3: 13,505 shares 13,505$469K0.07%0Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 188,116 shares; 2018Q2: 159,269 shares; 2018Q3: 115,269 shares; 2018Q4: 153,500 shares; 2019Q1: 153,500 shares; 2019Q2: 153,500 shares; 2019Q3: 78,713 shares 78,713$468K0.07%-74,787Timeline
ANGLVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,000 shares 15,000$439K0.06%newTimeline
EVOQUA WATER TECHNOLOGIES COEVOQUA WATER TECHNOLOGIES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 14,245 shares; 2018Q3: 15,426 shares; 2018Q4: 25,437 shares; 2019Q1: 25,437 shares; 2019Q2: 25,437 shares; 2019Q3: 25,437 shares 25,437$428K0.06%0
TDOCTELADOC HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,396 shares; 2018Q2: 7,195 shares; 2018Q3: 6,461 shares; 2018Q4: 6,094 shares; 2019Q1: 6,094 shares; 2019Q2: 7,365 shares; 2019Q3: 6,094 shares 6,094$405K0.06%-1,271Timeline
FIVEFIVE BELOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 782 shares; 2018Q2: 3,756 shares; 2018Q3: 4,463 shares; 2018Q4: 4,019 shares; 2019Q1: 3,856 shares; 2019Q2: 3,456 shares; 2019Q3: 3,171 shares 3,171$401K0.06%-285Timeline
GLPGLOBAL PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,532 shares; 2019Q3: 20,032 shares 20,032$393K0.06%+8,500Timeline
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,614 shares; 2018Q2: 7,615 shares; 2018Q3: 9,247 shares; 2018Q4: 8,124 shares; 2019Q1: 9,252 shares; 2019Q2: 9,522 shares; 2019Q3: 9,848 shares 9,848$372K0.05%+326Timeline
KRNTKORNIT DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 11,386 shares; 2019Q1: 11,386 shares; 2019Q2: 11,386 shares; 2019Q3: 11,386 shares 11,386$346K0.05%0Timeline
LITELUMENTUM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,920 shares; 2018Q2: 8,165 shares; 2018Q3: 8,986 shares; 2018Q4: 8,345 shares; 2019Q1: 9,370 shares; 2019Q2: 7,820 shares; 2019Q3: 6,499 shares 6,499$343K0.05%-1,321Timeline
CORTCORCEPT THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,355 shares; 2018Q2: 16,306 shares; 2018Q3: 23,488 shares; 2018Q4: 23,488 shares; 2019Q1: 23,488 shares; 2019Q2: 23,488 shares; 2019Q3: 23,488 shares 23,488$342K0.05%0Timeline
LEMBISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 10,000 shares; 2019Q1: 10,000 shares; 2019Q2: not reported; 2019Q3: 7,500 shares 7,500$332K0.05%newTimeline
NGVTINGEVITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 2,596 shares; 2018Q3: 3,892 shares; 2018Q4: 4,314 shares; 2019Q1: 4,314 shares; 2019Q2: 4,477 shares; 2019Q3: 3,892 shares 3,892$331K0.05%-585Timeline
NVCRNOVOCURE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,471 shares; 2018Q2: 18,430 shares; 2018Q3: 17,318 shares; 2018Q4: 16,193 shares; 2019Q1: 7,160 shares; 2019Q2: 5,210 shares; 2019Q3: 4,410 shares 4,410$324K0.05%-800Timeline
FORESCOUT TECHNOLOGIES INCFORESCOUT TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 8,765 shares; 2018Q4: 8,765 shares; 2019Q1: 8,765 shares; 2019Q2: 8,765 shares; 2019Q3: 8,765 shares 8,765$319K0.05%0
AMARIN CORP PLCAMARIN CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 29,198 shares; 2018Q4: 17,370 shares; 2019Q1: 19,411 shares; 2019Q2: 20,193 shares; 2019Q3: 20,193 shares 20,193$306K0.04%0
NVGSNAVIGATOR HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,560 shares; 2018Q2: 25,527 shares; 2018Q3: 27,643 shares; 2018Q4: 27,643 shares; 2019Q1: 27,643 shares; 2019Q2: 27,643 shares; 2019Q3: 27,643 shares 27,643$296K0.04%0Timeline
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 67,435 shares; 2019Q1: 67,435 shares; 2019Q2: 97,724 shares; 2019Q3: 97,724 shares 97,724$294K0.04%0
RPDRAPID7 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,116 shares; 2018Q2: 21,309 shares; 2018Q3: 15,146 shares; 2018Q4: 14,271 shares; 2019Q1: 10,037 shares; 2019Q2: 7,467 shares; 2019Q3: 6,462 shares 6,462$289K0.04%-1,005Timeline
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 5,557 shares; 2019Q3: 5,557 shares 5,557$284K0.04%0
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 792 shares; 2018Q2: not reported; 2018Q3: 9,293 shares; 2018Q4: 9,293 shares; 2019Q1: 9,293 shares; 2019Q2: 9,293 shares; 2019Q3: 9,293 shares 9,293$276K0.04%0Timeline
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 5,885 shares; 2018Q3: 6,808 shares; 2018Q4: 6,318 shares; 2019Q1: 3,227 shares; 2019Q2: 3,227 shares; 2019Q3: 2,734 shares 2,734$270K0.04%-493
FOAMIX PHARMACEUTICALS LTDFOAMIX PHARMACEUTICALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 38,420 shares; 2019Q3: 87,473 shares 87,473$269K0.04%+49,053
RBCRBC BEARINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,099 shares; 2018Q4: 2,788 shares; 2019Q1: 2,788 shares; 2019Q2: 1,898 shares; 2019Q3: 1,586 shares 1,586$261K0.04%-312Timeline
NTRANATERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 18,464 shares; 2018Q3: 10,231 shares; 2018Q4: 10,231 shares; 2019Q1: 13,195 shares; 2019Q2: 8,041 shares; 2019Q3: 8,041 shares 8,041$259K0.04%0Timeline
VCVISTEON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,530 shares; 2019Q1: 3,530 shares; 2019Q2: 3,530 shares; 2019Q3: 3,071 shares 3,071$249K0.04%-459Timeline
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,154 shares; 2018Q2: 9,063 shares; 2018Q3: 4,118 shares; 2018Q4: 4,623 shares; 2019Q1: 4,623 shares; 2019Q2: 3,974 shares; 2019Q3: 3,469 shares 3,469$247K0.04%-505
FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,297 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 14,995 shares; 2019Q1: 17,379 shares; 2019Q2: 17,379 shares; 2019Q3: 17,379 shares 17,379$242K0.04%0
AKTSQAkoustis Technologies IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 31,293 shares; 2019Q3: 31,293 shares 31,293$237K0.03%0Timeline
VERITEX HLDGS INCVERITEX HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 8,526 shares; 2018Q3: 9,662 shares; 2018Q4: 9,662 shares; 2019Q1: 9,662 shares; 2019Q2: 9,662 shares; 2019Q3: 9,662 shares 9,662$235K0.03%0
iShares MSCI Frontier 100iShares MSCI Frontier 100Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,529 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 8,384 shares; 2019Q3: 8,356 shares 8,356$234K0.03%-28
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 20,186 shares 20,186$232K0.03%new
MRCYMERCURY SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,673 shares 2,673$217K0.03%newTimeline
KAIKADANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,707 shares; 2018Q4: 3,707 shares; 2019Q1: 2,448 shares; 2019Q2: 2,448 shares; 2019Q3: 2,448 shares 2,448$214K0.03%0Timeline
CTSOCYTOSORBENTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,656 shares; 2018Q2: 45,038 shares; 2018Q3: 48,001 shares; 2018Q4: 48,576 shares; 2019Q1: 55,026 shares; 2019Q2: 45,361 shares; 2019Q3: 42,001 shares 42,001$214K0.03%-3,360Timeline
NEW RELIC INCNEW RELIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,906 shares; 2018Q2: 4,506 shares; 2018Q3: 4,271 shares; 2018Q4: 4,131 shares; 2019Q1: 4,796 shares; 2019Q2: 3,781 shares; 2019Q3: 3,421 shares 3,421$210K0.03%-360
STAASTAAR SURGICAL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 7,995 shares; 2019Q2: 7,995 shares; 2019Q3: 7,995 shares 7,995$208K0.03%0Timeline
AT HOME GROUP INCAT HOME GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 10,547 shares; 2019Q1: 13,772 shares; 2019Q2: 22,772 shares; 2019Q3: 21,359 shares 21,359$200K0.03%-1,413
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,980 shares; 2018Q2: 22,649 shares; 2018Q3: 24,526 shares; 2018Q4: 24,526 shares; 2019Q1: 24,526 shares; 2019Q2: 24,526 shares; 2019Q3: 24,526 shares 24,526$187K0.03%0
BOXBOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,634 shares; 2018Q2: 12,774 shares; 2018Q3: 15,868 shares; 2018Q4: 15,868 shares; 2019Q1: 11,564 shares; 2019Q2: 11,564 shares; 2019Q3: 11,564 shares 11,564$185K0.03%0Timeline
ORBCOMM INCORBCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 33,485 shares; 2018Q4: 33,485 shares; 2019Q1: 33,485 shares; 2019Q2: 33,485 shares; 2019Q3: 33,485 shares 33,485$163K0.02%0
FERRO CORPFERRO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 11,451 shares; 2018Q3: 12,400 shares; 2018Q4: 12,400 shares; 2019Q1: 12,400 shares; 2019Q2: 12,400 shares; 2019Q3: 12,400 shares 12,400$145K0.02%0
DVAXDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,490 shares; 2018Q2: 21,247 shares; 2018Q3: 23,008 shares; 2018Q4: 32,985 shares; 2019Q1: 32,985 shares; 2019Q2: 32,985 shares; 2019Q3: 32,985 shares 32,985$117K0.02%0Timeline
TRAKREPOSITRAK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 26,711 shares; 2019Q2: 19,049 shares; 2019Q3: 19,049 shares 19,049$109K0.02%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 11,500 shares; 2019Q2: 16,500 shares; 2019Q3: 12,000 shares 12,000$108K0.02%-4,500
PRTPERMROCK ROYALTY TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 50,000 shares; 2018Q3: 50,000 shares; 2018Q4: 50,000 shares; 2019Q1: 50,000 shares; 2019Q2: 50,000 shares; 2019Q3: 12,809 shares 12,809$105K0.02%-37,191Timeline
BRAINSTORM CELL THERAPEUTICSBRAINSTORM CELL THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,447 shares; 2018Q2: 24,774 shares; 2018Q3: 26,829 shares; 2018Q4: 26,829 shares; 2019Q1: 26,829 shares; 2019Q2: 26,829 shares; 2019Q3: 26,829 shares 26,829$104K0.02%0
INFRA AND ENERGY ALTRNTIVE IINFRA AND ENERGY ALTRNTIVE IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 23,163 shares 23,163$104K0.02%new
INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,743 shares; 2018Q2: 10,618 shares; 2018Q3: 11,499 shares; 2018Q4: 11,499 shares; 2019Q1: 11,499 shares; 2019Q2: 11,499 shares; 2019Q3: 11,499 shares 11,499$86K0.01%0
POLARITYTE INCPOLARITYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 27,081 shares; 2018Q3: 25,616 shares; 2018Q4: 26,416 shares; 2019Q1: 33,908 shares; 2019Q2: 35,278 shares; 2019Q3: 23,908 shares 23,908$84K0.01%-11,370
EYENOVIA INCEYENOVIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: 12,930 shares; 2018Q3: 14,001 shares; 2018Q4: 14,001 shares; 2019Q1: 14,001 shares; 2019Q2: 14,001 shares; 2019Q3: 14,001 shares 14,001$56K0.01%0
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,328 shares; 2018Q2: 99,156 shares; 2018Q3: 107,376 shares; 2018Q4: 107,376 shares; 2019Q1: 107,376 shares; 2019Q2: 107,376 shares; 2019Q3: 107,376 shares 107,376$54K0.01%0
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,000 shares; 2018Q2: 25,860 shares; 2018Q3: 66,775 shares; 2018Q4: 65,475 shares; 2019Q1: 83,275 shares; 2019Q2: 56,285 shares; 2019Q3: 46,775 shares 46,775$29K<0.01%-9,510

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
TLTISHARES TR 20 YR TR BD ETFput16,500$2.29Mnew
BARCLAYS BANK PLCBARCLAYS BANK PLC IPTH SR B S&Pcall45,000$1.22Mnew
AMARIN CORP PLCAMARIN CORP PLC SPONS ADR NEWput17,000$258Knew

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
CONDOR HOSPITALITY TR INCCONDOR HOSPITALITY TR INC475,000$4.07Mshares
CLDTCHATHAM LODGING TR100,000$1.89Mshares
XLVSELECT SECTOR SPDR TR12,000$1.11Mshares
BRAEMAR HOTELS & RESORTS INCBRAEMAR HOTELS & RESORTS INC36,000$679Kshares
FXBINVESCO CURRENCYSHARES BRIT5,450$671Kshares
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INC45,000$630Kput
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INC45,000$630Kcall
GNLGLOBAL NET LEASE INC28,000$549Kshares
IHFISHARES TR2,400$411Kshares
TSLATESLA INC1,600$358Kcall
RNGRINGCENTRAL INC2,773$319Kshares
SSTISOUNDTHINKING INC6,690$296Kshares
EEFTEURONET WORLDWIDE INC1,725$290Kshares
PROSHARES SHORTPROSHARES SHORT15,000$275Kshares
HUBSHUBSPOT INC1,494$255Kshares
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INC8,161$241Kshares
SPIRIT AIRLS INCSPIRIT AIRLS INC4,721$225Kshares
IBBISHARES TR1,900$207Kshares
LANDGLADSTONE LD CORP10,000$115Kshares
TILE SHOP HLDGS INCTILE SHOP HLDGS INC25,338$101Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001387131-19-007511 base2019-10-09acceptance time not in the bulk data set