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Disclosery

13F-HR filed by NORTHERN TRUST CORP

NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 4,461 holding rows worth $516,281,731,944.

Accession
0001256484-23-000033
Filer
CIK 73124
Filed
2023-11-13
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A combination report, 13,573 entries on the cover page, a total value of $516,281,731,944 stated on the cover page (in dollars after the unit check, H1), rows summing to $516,281,731,944 with VALUE read as dollars as filed, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
MAGYAR BANCORP INC55977T208COM10,262$105,185dollars as filed
PYXIS ONCOLOGY INC COMMON STOCK747324101Stock52,746$104,965dollars as filed
PERSONALIS INC71535D106COMMON STOCK86,591$104,775dollars as filed
THE ARENA GROUP HOLDINGS INC040044109CMN24,418$104,509dollars as filed
SYROS PHARMACEUTICALS INC87184Q206COM NEW26,394$104,257dollars as filed
FLOTEK INDUSTRIES INC343389409COMMON STOCK23,418$103,741dollars as filed
SHATTUCK LABS INC82024L103COMMON STOCK68,066$103,460dollars as filed
OPUS GENETICS INC67577R102COMMON STOCK30,870$103,415dollars as filed
UNITED STS NAT GAS FD LP912318300UNIT PAR15,001$102,457dollars as filed
PROPHASE LABS INC74345W108COM23,424$102,363dollars as filed
HEARTBEAM INC42238H108COM47,325$101,749dollars as filed
BROADWIND INC11161T207CMN31,730$101,536dollars as filed
GREAT ELM GROUP INC COM NEW39037G109COM NEW47,112$100,820dollars as filed
AQUESTIVE THERAPEUTICS INC COM03843E104Stock65,500$100,215dollars as filed
COMSCORE INC20564W105COM162,754$99,915dollars as filed
CARDIFF ONCOLOGY INC14147L108COM71,386$99,227dollars as filed
IRIDEX CORP462684101COM39,013$99,093dollars as filed
PERMA PIPE INTERNATIONAL HOL714167103COMMON STOCK12,038$98,350dollars as filed
CEL-SCI CORP150837607COM PAR NEW78,235$97,794dollars as filed
IDEAL PWR INC451622203COM NEW10,038$97,318dollars as filed
TUPPERWARE BRANDS CORP899896104COM69,442$97,218dollars as filed
CYTEIR THERAPEUTICS INC23284P103COMMON34,189$97,097dollars as filed
ANNOVIS BIO INC03615A108COM10,180$96,608dollars as filed
ASSEMBLY BIOSCIENCES INC045396108COM108,116$95,682dollars as filed
DERMTECH INC24984K105COM66,100$95,184dollars as filed
CORVUS PHARMACEUTICALS INC221015100COM65,017$94,925dollars as filed
TIGO ENERGY INC88675P103CMN13,367$93,703dollars as filed
FOCUS UNVL INC34417J104COM48,129$93,370dollars as filed
ODYSSEY MARINE EXPL INC676118201COM NEW24,903$93,137dollars as filed
GOLDEN MATRIX GROUP INC381098300COM31,522$92,675dollars as filed
ENVVENO MEDICAL CORPORATION29415J106COM17,074$92,029dollars as filed
VACASA INC91854V107COM199,090$91,801dollars as filed
INOTIV INC45783Q100COM29,756$91,649dollars as filed
HYDROFARMS HLDGS GROUP INC44888K209COM74,723$91,162dollars as filed
WEWORK INC96209A401COM29,934$90,101dollars as filed
APPTECH PMTS CORP03834B309COM27,071$89,199dollars as filed
RUBICON TECHNOLOGIES INC78112J208CL A42,657$88,727dollars as filed
BLACKROCK TECH AND PRIVATE E09260Q108SHS BEN INT12,717$88,510dollars as filed
AMERISERV FINL INC03074A102COM33,375$88,443dollars as filed
PRESTO AUTOMATION INC74113T105COM61,546$88,011dollars as filed
MILESTONE PHARMACEUTICALS IN59935P209COM NEW95,193$87,578dollars as filed
ARQ INC00770C101COM48,825$86,909dollars as filed
SmileDirectClub Inc83192H106COM207,702$86,196dollars as filed
FREIGHTCAR AMER INC357023100COM32,232$86,059dollars as filed
ALPHA PRO TECH LTD020772109COM19,817$86,006dollars as filed
LENSAR INC52634L108COM27,806$85,921dollars as filed
RETRACTABLE TECHNOLOGIES INC76129W105COM72,081$85,776dollars as filed
GSI TECHNOLOGY INC36241U106COMMON STOCK31,615$85,677dollars as filed
TALARIS THERAPEUTICS INC87410C104COM30,458$85,587dollars as filed
ICAD INC44934S206COM NEW40,035$84,474dollars as filed
NATURAL HEALTH TRENDS CORP63888P406COM15,905$84,297dollars as filed
LONGEVITY HEALTH HLDGS INC142922103COM23,394$84,282dollars as filed
Veru Inc92536C103Common Stock116,968$84,100dollars as filed
GAN LTDG3728V109SHS72,061$83,591dollars as filed
NATURAL ALTERNATIVES INTL IN638842302COM NEW12,825$83,234dollars as filed
CLEARSIDE BIOMEDICAL INC185063104COM94,783$82,452dollars as filed
ALLSPRING INCOME OPPORTUNITIES94987B105INC OPPTY FD13,509$82,405dollars as filed
HYCROFT MINING HOLDING CORP44862P109COM275,387$82,175dollars as filed
GOLD RESOURCE CORP38068T105COMMON STOCK188,844$80,825dollars as filed
DATA I O CORP237690102COM21,146$80,566dollars as filed
ALTISOURCE PORTFOLIO SOLNS SL0175J104REG SHS20,183$80,530dollars as filed
RESEARCH SOLUTIONS INC761025105CMN32,095$80,238dollars as filed
LIGHTBRIDGE CORP53224K302COMMON STOCK17,636$79,186dollars as filed
RAIN ONCOLOGY INC75082Q105COM91,148$78,551dollars as filed
BARNES & NOBLE ED INC06777U101COM71,696$78,149dollars as filed
PIMCO MUN INCOME FD II72200W106COM10,030$77,131dollars as filed
TRANSPORTATION & LOGISTI438083107COM65,762$76,942dollars as filed
SIEBERT FINL CORP826176109COM39,418$76,865dollars as filed
VISTAGEN THERAPEUTICS INC92840H400COM14,524$76,106dollars as filed
LIBERTY TRIPADVISOR HLDGS IN531465102COM SER A155,305$75,945dollars as filed
CUE HEALTH INC229790100COM170,141$75,253dollars as filed
PIONEER PWR SOLUTIONS IN723836300COMMON STOCK12,001$75,126dollars as filed
KARTOON STUDIOS INC.37229T509CMN53,602$75,043dollars as filed
AMPCO PITTSBURGH CORP032037103COMMON STOCK28,440$74,798dollars as filed
HARTE HANKS INC416196202COM11,484$74,761dollars as filed
DARE BIOSCIENCE INC23666P101COMMON161,316$74,496dollars as filed
LIGHTPATH TECHNOLOGIES INC532257805COM CL A51,219$74,268dollars as filed
MANHATTAN BRDG CAP INC562803106COM15,441$74,117dollars as filed
LITE STRATEGY INC55279B301COM10,550$73,956dollars as filed
NOVO INTEGRATED SCIENCES INC67011T201CMN246,809$73,598dollars as filed
Youdao Inc - Adr98741T104COM18,241$73,329dollars as filed
NICHOLAS FINANCIAL INC65373J209COM NEW15,276$73,021dollars as filed
U S GLOBAL INVS INC902952100CL A25,077$71,469dollars as filed
EVELO BIOSCIENCES INC299734202COM18,200$71,344dollars as filed
FLUX PWR HLDGS INC344057302COM NEW20,693$71,184dollars as filed
ORION ENERGY SYSTEMS INC686275108COM55,903$70,437dollars as filed
IZEA WORLDWIDE INC46604H204CMN31,519$68,711dollars as filed
IMMUCELL CORP452525306COM PAR12,865$68,698dollars as filed
STREAMLINE HEALTH SOLUTIONS86323X106COM70,987$68,680dollars as filed
KEY TRONIC CORP493144109COM15,336$68,552dollars as filed
HELIOGEN INC COM NEW42329E204Stock18,097$68,407dollars as filed
ADTHEORENT HOLDING COMPANY00739D109COM53,014$68,388dollars as filed
HOOKIPA PHARMA INC43906K100COM110,993$68,372dollars as filed
LESAKA TECHNOLOGIES INC64107N206CMN17,498$68,242dollars as filed
Rafael Holdings Inc Class B75062E106COM35,891$68,193dollars as filed
WRAP TECHNOLOGIES INC98212N107COM45,446$68,169dollars as filed
SURGEPAYS INC86882L204COM NEW14,389$67,341dollars as filed
FREELINE THERAPEUTICS HLDGS35655L206ADR15,659$67,334dollars as filed
CLEARSIGN TECHNOLOGIES CORP185064102COM61,539$67,078dollars as filed
PSYCHEMEDICS CORP744375205COM NEW16,864$66,950dollars as filed
CODA OCTOPUS GROUP INC19188U206COM NEW10,790$66,898dollars as filed
THE BEACHBODY COMPANY INC073463101COM226,500$66,818dollars as filed
NEURONETICS INC64131A105COM49,099$66,284dollars as filed
SOS LIMITED83587W205ADR15,000$65,700dollars as filed
FORIAN INC34630N106cs29,272$65,279dollars as filed
WHEELS UP EXPERIENCE INC96328L205COM CL A31,492$65,189dollars as filed
ELEDON PHARMACEUTICALS INC28617k101COM47,428$64,976dollars as filed
SOCIETAL CDMO INC75629F109COM138,391$64,906dollars as filed
SELLAS LIFE SCIENCES GROUP I81642T209COM NEW39,360$64,550dollars as filed
NETWORK-1 TECHNOLOGIES INC64121N109COM27,445$64,221dollars as filed
GAIA INC NEW36269P104CL A23,532$64,007dollars as filed
INSEEGO CORP45782B104COMMON STOCK152,230$63,937dollars as filed
INTELLICHECK MOBILISA INC45817G201COM NEW28,349$63,785dollars as filed
SENSUS HEALTHCARE INC81728J109COM23,011$63,740dollars as filed
WESTWATER RES INC961684206COM NEW95,251$63,599dollars as filed
CROWN CRAFTS INC228309100COM13,393$63,081dollars as filed
BROADWAY FINL CORP DEL111444105COM64,011$62,724dollars as filed
FATHOM HOLDINGS31189V109COM15,341$62,591dollars as filed
INTUITIVE MACHINES INC46125A100CLASS A COM17,116$62,473dollars as filed
STARLING ONCOLOGY INC68236X100COMMON STOCK44,588$62,423dollars as filed
GROVE COLLABORATIVE HOLDINGS39957D201Common Stock23,353$62,119dollars as filed
RESEARCH FRONTIERS INC760911107COM57,278$61,860dollars as filed
BYRNA TECHNOLOGIES INC12448X201COM NEW27,603$61,831dollars as filed
VOLITIONRX LTD928661107COM89,546$61,697dollars as filed
AIRGAIN INC00938A104COM16,650$61,106dollars as filed
PLAYBOY INC72814P109COM75,450$60,435dollars as filed
USIO INC917313108CMN34,532$60,431dollars as filed
SONO TEK CORP835483108COM11,439$59,712dollars as filed
CARECLOUD INC14167R100COM51,732$59,491dollars as filed
ASPIRA WOMENS HEALTH INC04537Y208COM11,002$58,971dollars as filed
ZYNERBA PHARMACEUTICALS INC98986X109COM46,072$58,742dollars as filed
CO-DIAGNOSTICS INC189763105COM55,250$58,565dollars as filed
Electriq Power Holdings Inc285046108Equity33,223$58,472dollars as filed
ARMATA PHARMACEUTICALS INC04216R102COM19,380$58,140dollars as filed
BRILLIANT EARTH GROUP INC109504100CMN19,473$57,445dollars as filed
ZIOPHARM ONCOLOGY INC98973P101COM435,575$57,409dollars as filed
Movano, Inc.62459M107common51,944$56,619dollars as filed
BIODESIX INC09075X108COM34,107$56,276dollars as filed
CONTEXT THERAPEUTICS INC21077P108COM37,219$56,201dollars as filed
Sandstorm Gold Ltd80013R206Common Stock12,054$56,172dollars as filed
WEREWOLF THERAPEUTICS INC95075A107CMN26,067$55,783dollars as filed
RITE AID CORP767754872COM123,903$55,509dollars as filed
NEXTCURE INC65343E108COM43,014$55,488dollars as filed
ATLANTIC AMERN CORP048209100COM28,706$55,402dollars as filed
NIOCORP DEVS LTD654484609COM NEW14,993$54,425dollars as filed
BIOSIG TECHNOLOGIES INC09073N201COM NEW110,859$54,244dollars as filed
UNITED STATES ANTIMONY CORP911549103COM147,026$54,238dollars as filed
NEOLEUKIN THERAPEUTICS INC64049K203COM NEW13,727$54,222dollars as filed
COMSTOCK INC205750300COM NEW131,325$53,830dollars as filed
PRECISION BIOSCIENCES INC74019P108COM156,938$53,563dollars as filed
CLENE INC185634102COM106,560$52,843dollars as filed
CPS TECHNOLOGIES CORP12619F104COM18,983$52,773dollars as filed
MESA AIR GROUP INC590479135COM NEW61,040$52,433dollars as filed
QUANTUM COMPUTING INC74766W108COM48,542$52,425dollars as filed
AUDIOEYE INC050734201COM NEW10,535$52,148dollars as filed
RED CAT HLDGS INC75644T100COM53,709$52,044dollars as filed
INDEPENDENCE CONTRACT DRILLI453415606COM17,334$52,002dollars as filed
CASA SYS INC14713L102COM61,320$51,969dollars as filed
UNITY BIOTECHNOLOGY INC COM NEW91381U200Stock21,638$51,932dollars as filed
ONE STOP SYSTEMS INC68247W109COMMON STOCK27,890$51,597dollars as filed
KORE GROUP HLDGS INC50066V107COM NEW84,943$51,391dollars as filed
FARADAY FUTRE INTLGT ELCTR I307359505COMMON38,212$50,822dollars as filed
FG GROUP HOLDINGS INC302462106COMMON30,187$50,714dollars as filed
SERA PROGNOSTICS INC81749D107CMN27,191$50,575dollars as filed
REGIS CORP758932107COM71,753$50,442dollars as filed
SOTHERLY HOTELS INC83600C103COM29,781$50,329dollars as filed
Zedge Inc98923T104COM22,765$49,855dollars as filed
RF INDUSTRIES LTD749552105COMMON STOCK16,558$49,840dollars as filed
THERAPEUTICSMD INC88338N206COM NEW16,491$49,803dollars as filed
AWARE INC MASS05453N100CMN35,925$49,577dollars as filed
MARKER THERAPEUTICS INC57055L206COM NEW10,881$49,400dollars as filed
STARTEK INC85569C107COM15,179$49,332dollars as filed
SONENDO INC835431107Common Stocks66,145$49,331dollars as filed
NAUTICUS ROBOTICS INC63911H108COM27,866$49,323dollars as filed
CORTEXYME INC22053A107COM43,858$49,121dollars as filed
NAUTILUS INC63910B102COMMON STOCK57,580$48,949dollars as filed
NETSOL TECHNOLOGIES INC64115A402COM PAR $.00126,991$48,854dollars as filed
LULUS FASHION LOUNGE HOLDING55003A108COM24,066$48,373dollars as filed
FRANKLIN WIRELESS CORP355184102COM14,880$47,616dollars as filed
ZEROFOX HLDGS INC98955G103COMMON54,090$47,556dollars as filed
KOSS CORP500692108COM15,971$47,297dollars as filed
MATINAS BIOPHARMA HLDGS INC576810105COM362,283$47,097dollars as filed
FUEL TECH INC359523107COM39,906$47,089dollars as filed
SOLITARIO RESOURCES CORP8342EP107COM85,888$46,792dollars as filed
XTANT MED HLDGS INC98420P308COM NEW42,409$46,650dollars as filed
SADOT GROUP INC627333107COM66,018$46,147dollars as filed
ALPHA TEKNOVA INC02080L102COMMON STOCK16,533$46,127dollars as filed
CPI AEROSTRUCTURES INC125919308COM NEW13,721$45,828dollars as filed
BARNWELL INDS INC068221100COM17,380$45,796dollars as filed
Checkpoint Therapeutics Inc162828206Common Stock26,857$45,657dollars as filed
Instil Bio, Inc.45783C101Common Stock106,295$45,494dollars as filed
KULR TECHNOLOGY GROUP INC50125G109COM125,627$45,088dollars as filed
IN8BIO INC45674E109COM43,258$44,988dollars as filed
ADAPTIMMUNE THERAPEUTICS PLC00653A107SPONDS ADR57,423$44,790dollars as filed
COGNITION THERAPEUTICS INC19243B102COM30,722$44,240dollars as filed
OXFORD SQUARE CAP CORP69181V107COM14,684$44,199dollars as filed
THE BRAND HOUSE COLLECTIVE I497498105COM25,479$43,824dollars as filed
FORTRESS BIOTECH INC34960Q109COM150,211$43,606dollars as filed
GAIN THERAPEUTICS INC36269B105COM13,277$43,549dollars as filed
SIFCO INDS INC826546103COM11,853$43,501dollars as filed
LANTERN PHARMA INC51654W101COM12,593$42,942dollars as filed
INUVO INC46122W204COM NEW200,165$42,835dollars as filed
ATERIAN INC02156U101COM130,938$42,817dollars as filed
US GOLD CORP90291C201COMMON STOCK13,671$42,517dollars as filed
RANI THERAPEUTICS HLDGS INC753018100CMN19,421$42,241dollars as filed
ORUKA THERAPEUTICS INC COM00211Y506Stock20,982$42,174dollars as filed
SAFETY SHOT INC48208F105COM NEW28,047$41,930dollars as filed
CATALYST BIOSCIENCES INC14888D208COM86,412$41,677dollars as filed
AEYE INC008183105COM197,023$41,375dollars as filed
THE REAL GOOD FOOD COMPANY I75601G109COM CL A12,315$41,255dollars as filed
SCIENCE 37 HOLDINGS INC808644108COM102,842$41,137dollars as filed
OCEAN PWR TECHNOLOGIES I674870506Equity105,416$41,112dollars as filed
PIERIS PHARMACEUTICALS INC720795103COM137,809$41,067dollars as filed
PEDEVCO CORP C70532Y303OM PAR40,572$40,978dollars as filed
SIENTRA INC82621J204COMMON14,735$40,964dollars as filed
PAVMED INC70387R106COM138,783$40,885dollars as filed
EMCORE CORP290846203COM85,259$40,541dollars as filed
PHARMACYTE BIOTECH INC71715X203COM NEW19,283$40,494dollars as filed
ONDAS HLDGS INC68236H204COM NEW65,584$39,973dollars as filed
EXAGEN INC30068X103COM16,440$39,785dollars as filed
AYTU BIOPHARMA INC054754858COM14,568$39,333dollars as filed
SYPRIS SOLUTIONS INC871655106COM20,534$39,140dollars as filed
GOOD TIMES RESTAURANTS INC382140879COM NEW13,070$38,949dollars as filed
AIM IMMUNOTECH INC00901B105COM85,566$38,933dollars as filed
YUNHONG GREEN CTI LTD98873Q100COM14,685$38,915dollars as filed
KINNATE BIOPHARMA INC49705R105COM27,778$38,889dollars as filed
CYPHERPUNK TECHNOLOGIES INC52187K200COM NEW28,146$38,841dollars as filed
CURO GROUP HOLDINGS CORP23131L107COM36,700$38,535dollars as filed
VIRACTA THERAPEUTICS INC92765F108COM36,461$37,919dollars as filed
SEELOS THERAPEUTICS INC81577F109COM205,847$37,876dollars as filed
Gaotu Techedu Inc36257Y109COM13,619$37,588dollars as filed
KNIGHTSCOPE INC49907V102CLASS A COM47,398$37,582dollars as filed
Xilio Therapeutics Inc.98422T100COM17,798$37,554dollars as filed
CUMBERLAND PHARMACEUTICALS I230770109COM19,824$37,467dollars as filed
Fluent Co34380C102COM82,710$36,723dollars as filed
S&W SEED COMPANY COM785135104COM32,552$36,458dollars as filed
AKILI INC00974B107COMMON STOCK66,290$36,387dollars as filed
XOS INC98423B108COM105,133$36,145dollars as filed
BM TECHNOLOGIES INC05591L107COM17,987$35,974dollars as filed
Vivani Medical Inc - US92854B109Equity35,189$35,893dollars as filed
MYMD PHARMACEUTICALS INC62856X102COMMON59,846$35,429dollars as filed
CREXENDO INC226552107COMMON STOCK16,741$35,324dollars as filed
BSQUARE CORP11776U300COM30,120$35,240dollars as filed
WORKSPORT LTD98139q209COM16,780$35,238dollars as filed
PASSAGE BIO INC702712100COM53,113$34,948dollars as filed
PROTARA THERAPEUTICS INC74365U107COM STK20,587$34,380dollars as filed
EIGER BIOPHARMACEUTICALS INC28249U105COM112,323$34,259dollars as filed
HOUSTON AMERN ENERGY CORP44183U209COM17,033$33,214dollars as filed
ASTRA SPACE INC04634X202CL A NEW17,922$33,156dollars as filed
FAZE HOLDINGS INC31423J102COMMON STOCK199,398$33,061dollars as filed
BOLT BIOTHERAPEUTICS INC097702104COM31,182$32,429dollars as filed
GENPREX INC372446104COM81,861$32,327dollars as filed
COSMOS HEALTH INC221413305COM20,554$32,270dollars as filed
SAFEGUARD SCIENTIFICS INC786449207COMMON STOCK32,005$32,005dollars as filed
CALAMP CORP128126109COMMON STOCK77,936$31,611dollars as filed
SUNWORKS INC86803X204COMMON STOCK59,764$31,077dollars as filed
MIROMATRIX MED INC60471P108COM23,699$31,046dollars as filed
SHIFT TECHNOLOGIES INC82452t305COM19,401$31,042dollars as filed
VIRNETX HLDG CORP92823T108COM121,692$30,922dollars as filed
CELULARITY INC151190105COM138,248$30,705dollars as filed
CURIOSITYSTREAM INC23130Q107COMMON STOCK43,266$30,688dollars as filed
SINGULAR GENOMICS SYSTEMS IN82933R100COM80,363$30,618dollars as filed
TMC THE METALS CO INC87261Y106COMMON STOCK30,061$29,796dollars as filed
ELEVATION ONCOLOGY INC COM28623U101Stock44,534$29,508dollars as filed
CLIMB BIO INC28658R106COMMON STOCK11,182$29,409dollars as filed
ALIGOS THERAPEUTICS INC COM NEW01626L105Stock39,351$29,395dollars as filed
NULL84862C203NULL49,754$29,355dollars as filed
MYOMO INC62857J201COM NEW26,225$29,110dollars as filed
SOLID BIOSCIENCES INC83422E204COMMON STOCK11,434$28,814dollars as filed
ALPINE 4 HLDGS INC CLASS A02083E204COM39,489$28,630dollars as filed
ALITHYA GROUP INC01643b106COM18,921$28,570dollars as filed
SAB BIOTHERAPEUTICS INC78397T103COM44,476$28,020dollars as filed
CHARLES + COLVARD LTD159765106COM48,261$27,615dollars as filed
DOLPHIN ENTMT INC25686H209COM NEW15,234$27,421dollars as filed
NEONODE INC64051M709CMN17,098$27,357dollars as filed
KINGSTONE COS INC496719105COMMON STOCK15,212$27,229dollars as filed
RAVE RESTAURANT GROUP INC754198109COM11,378$26,966dollars as filed
BURGERFI INTERNATIONAL INC12122L101COM23,158$26,863dollars as filed
Dingdong Cayman Ltd -Sp25445D101COM13,574$26,469dollars as filed
CXAPP INC23248B109CMN14,619$26,460dollars as filed
MOVELLA HOLDINGS INC - CLASS A - MVLA62459N105Stock48,772$26,156dollars as filed
EQUILLIUM INC29446K106COM35,155$26,015dollars as filed
PHUNWARE INC71948P100COMMON144,662$25,880dollars as filed
VINCERX PHARMA INC92731L106COM NEW25,614$25,870dollars as filed
BIOTRICITY INC09074H203COMMON STOCK12,002$25,684dollars as filed
IGC PHARMA INC45408X308COM NEW71,364$25,641dollars as filed
ORGENESIS INC68619K204COM41,227$25,561dollars as filed
AMPLITECH GROUP INC03211Q200COM12,652$25,557dollars as filed
WIDEPOINT CORP967590209COMMON14,844$25,532dollars as filed
NULL103197208NULL13,347$25,493dollars as filed
ONCTERNAL THERAPEUTICS INC68236P107COM84,706$25,412dollars as filed
GLIMPSE GROUP INC37892C106COM13,772$25,340dollars as filed
22ND CENTY GROUP INC90137F202COMMON25,536$24,969dollars as filed
LONGEVERON INC CL A NEW54303L104Stock10,623$24,858dollars as filed
PALATIN TECHNOLOGIES INC696077502COM NEW16,426$24,803dollars as filed
NANOVIRICIDES INC630087302COM18,494$24,782dollars as filed
FLEXSHOPPER INC33939J303COM23,622$24,685dollars as filed
SCORPIUS HOLDINGS INC42237K409COMMON46,817$24,673dollars as filed
REGULUS THERAPEUTICS INC75915K309COM17,978$24,630dollars as filed
ALZAMEND NEURO INC02262M308COM NEW103,775$24,595dollars as filed
BIORA THERAPEUTICS INC74319F305COM11,306$24,534dollars as filed
ACUTUS MED INC005111109COM35,038$24,408dollars as filed
VTV THERAPEUTICS INC CL A918385105Stock50,416$24,099dollars as filed
AEROCENTURY CORP007737109COM27,004$23,749dollars as filed
ADVENT TECHNOLOGIES HOLDNG I00788A105COM CL A60,255$23,572dollars as filed
CYCLO THERAPEUTICS INC23254X201Common Stock16,593$23,562dollars as filed
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ENGLOBAL CORP293306106COM67,786$22,959dollars as filed
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COCRYSTAL PHARMA INC19188J409COM NEW12,207$22,828dollars as filed
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PROQR THERAPEUTICS NVN71542109SHS EURO17,420$22,646dollars as filed
CAMBER ENERGY INC13200M607COM96,969$22,283dollars as filed
VIRIOS THERAPEUTICS INC92829J104COM24,035$22,228dollars as filed
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VBI VACCINES INC91822J202Foreign Stock32,992$21,979dollars as filed
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High Templar Tech Limit747798106COM10,346$21,934dollars as filed
TRAWS PHARMA INC COM NEW68232V801Stock30,783$21,899dollars as filed
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ASP ISOTOPES INC00218A105COM22,151$21,043dollars as filed
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KNOW LABS INC499238103COM NEW78,887$19,722dollars as filed
CAPSTONE GREEN ENERGY CORP.14067D508Common Stock27,566$19,544dollars as filed
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HCW BIOLOGICS INC40423R105COM10,205$19,390dollars as filed
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BUZZFEED INC CL A NEW12430A102Stock49,907$19,069dollars as filed
MICROBOT MED INC59503A204COM NEW13,446$18,690dollars as filed
URBAN-GRO INC91704K202COM NEW13,741$18,688dollars as filed
ALLIED GAMING & ENTRTNMNT IN019170109COM20,261$18,397dollars as filed
NULL68620A203NULL14,672$18,340dollars as filed
EKSO BIONICS HLDGS INC282644301COM24,959$18,295dollars as filed
ACER THERAPEUTICS INC00444P108CMN22,231$18,118dollars as filed
CANDEL THERAPEUTICS INC137404109COMMON STOCK19,617$18,048dollars as filed
JOANN INC47768J101COM24,896$17,925dollars as filed
BIOMERICA INC09061H307COM NEW20,826$17,915dollars as filed
FORTE BIOSCIENCES INC34962G109COM26,911$17,815dollars as filed
PALLADYNE AI CORP80359A205COMMON STOCK20,835$17,806dollars as filed
NEUROONE MED TECHNOLOGIES CORP COM64130M209Stock19,933$17,748dollars as filed
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Surrozen, Inc.86889P109COM35,833$17,558dollars as filed
STRAN & CO INC86260J102COMMON STOCK13,861$17,344dollars as filed
TFF PHARMACEUTICALS INC87241J104COM49,238$17,233dollars as filed
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DSS INC26253C102COM91,649$16,854dollars as filed
CODEX DNA INC192003101COM15,937$16,574dollars as filed
EDUCATIONAL DEV CORP281479105COM15,550$16,483dollars as filed
VOLCON INC92864V103COM32,157$16,239dollars as filed
STAR EQUITY HOLDINGS INC85513Q103COMMON16,536$16,205dollars as filed
GETAROUND INC37427G101COM46,329$16,169dollars as filed
STRATA SKIN SCIENCES INC86272A206COMMON27,170$16,166dollars as filed
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CYNGN INC23257B107COM31,994$15,357dollars as filed
CINEVERSE CORP172406308COM CL A13,068$15,288dollars as filed
TRINITY PLACE HOLDINGS ORD89656D101COM41,793$15,254dollars as filed
Senti Biosciences, Inc.81726A100Common Stock36,848$15,218dollars as filed
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GALECTO INC36322Q107COM20,551$14,786dollars as filed
THERIVA BIOLOGICS INC87164U409COM NEW26,599$14,345dollars as filed
EDESA BIOTECH INC27966L108COM22,540$14,245dollars as filed
TOMI ENVIRONMENTAL SOLUTIONS890023203COM NEW15,835$14,100dollars as filed
TROIKA MEDIA GROUP INC89689F404COM12,781$14,059dollars as filed
PARAMOUNT GOLD NEV CORP COM69924M109Stock48,743$13,833dollars as filed
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KAIVAL BRNDS INNOVATNS GRP I483104204COM NEW31,772$13,408dollars as filed
ELYS GAME TECHNOLOGY CORP290734102COM27,474$13,229dollars as filed
BTCS INC05581M404CMN14,020$13,165dollars as filed
POLISHED COM INC28252C109CMN158,005$12,751dollars as filed
PRESIDIO PPTY TR INC74102L303COM CL A15,685$12,485dollars as filed
COFFEE HLDG CO INC192176105COM14,324$12,463dollars as filed
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UPHEALTH INC91532B200COM12,515$12,262dollars as filed
INKT603693102Stock11,125$12,237dollars as filed
VIRPAX PHARMACEUTICALS INC928251107COM15,221$12,175dollars as filed
GALERA THERAPEUTICS EQUICLASS EQUITY36338D108COMMON STOCK69,029$12,087dollars as filed
QUALIGEN THERAPEUTICS INC74754R202COMMON11,919$12,038dollars as filed
BELLEROPHON THERAPEUTICS INC078771300COM NEW30,251$12,028dollars as filed
AKUMIN INC01021X100COM79,696$11,628dollars as filed
SONIM TECHNOLOGIES INC83548F200COM NEW17,176$11,508dollars as filed
MARIADB PLCG5920M100COMMON23,697$11,370dollars as filed
EMERSON RADIO CORP291087203COM NEW20,010$11,324dollars as filed
ATHERSYS INC NEW COM NEW04744L205COM25,971$11,222dollars as filed
CEA INDUSTRIES INC86887P200COM NEW14,722$11,081dollars as filed
SALEM MEDIA GROUP INC CLASS A794093104COM18,706$11,037dollars as filed
BRAINSTORM CELL THERAPEUTICS10501E201COM54,788$10,963dollars as filed
CLEARONE INC18506U104COM14,248$10,823dollars as filed
MARIN SOFTWARE INC56804T205COM NEW25,394$10,792dollars as filed
CERBERUS CYBER SENTINEL CORP15672X102COM76,612$10,726dollars as filed
CASTELLUM INC14838T204COM NEW46,025$10,595dollars as filed
SG BLOCKS INC78418A505COM NEW17,420$10,452dollars as filed
MSP RECOVERY INC553745100COM CL A47,116$10,121dollars as filed
Aravive Inc03890D108Common / Ordinary Stock74,696$9,860dollars as filed
BRIDGELINE DIGITAL INC10807Q700COM11,551$9,597dollars as filed
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PINEAPPLE ENERGY INC72303P107COM10,089$8,576dollars as filed
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BIOCARDIA INC09060U507COM19,226$8,265dollars as filed
REMARK HOLDINGS INC75955K300COM16,060$8,007dollars as filed
NEUROMETRIX INC641255807COM11,059$7,923dollars as filed
GT BIOPHARMA INC36254L209COM NEW32,347$7,799dollars as filed
AIRSPAN NETWORKS HOLDINGS IN00951K104COM50,615$7,592dollars as filed
LM FDG AMER INC COM NEW502074404Stock14,830$7,237dollars as filed
ENSERVCO CORP29358Y201COM NEW18,920$7,209dollars as filed
COMPANHIA BRASILEIRA DE DISTRI20440T300SPONSORED ADR10,713$7,141dollars as filed
GSE SYS INC36227k106COM34,732$7,019dollars as filed
TREVENA INC89532E208COM11,276$6,799dollars as filed
BIO-PATH HLDGS INC09057N300COM17,711$6,553dollars as filed
AURORA CANNABIS INC-NEW05156X884COM11,000$6,435dollars as filed
AETHLON MED INC00808Y307COM28,288$6,387dollars as filed
TALPHERA INC00444T209COM NEW10,944$6,348dollars as filed
BETTER THERAPEUTICS INC COMMON08773T104COM16,703$6,113dollars as filed
APPLIED MOLECULAR TRANS INC03824M109COM38,666$6,071dollars as filed
BIO-KEY INTL INC09060C408COM NEW10,727$5,792dollars as filed
AUDDIA INC05072K107COM15,712$5,719dollars as filed
VIVOS THERAPEUTICS INC92859E108COM29,655$5,697dollars as filed
IMPEL PHARMACEUTICALS INC45258K109CMN13,218$5,684dollars as filed
RVL PHARMACEUTICALS PLCG6S41R101COM65,334$5,658dollars as filed
NUVVE HOLDING CORP67079Y100COMMON STOCK16,129$5,468dollars as filed
IBIO INC COM451033609Stock17,757$5,389dollars as filed
The Alkaline Wtr Co01643A306COM14,737$5,379dollars as filed
CYCLACEL PHARMACE 6percent PFDCONV23254L603Stock14,957$5,305dollars as filed
CHICKEN SOUP FOR THE SOUL EN16842Q100COM15,185$5,238dollars as filed
A K A BRANDS HLDG CORP COM SHS00152K101Stock11,724$5,099dollars as filed
WAVEDANCER INC456696103COM18,422$4,762dollars as filed
NUBURU INC67021W103COM13,651$4,751dollars as filed
KUBIENT INC COM USD0.0000150116V107COM15,585$4,668dollars as filed
SOCIETY PASS INC83370P102COM12,315$4,667dollars as filed
APTEVO THERAPEUTICS INC03835L207COMMON14,121$4,660dollars as filed
SIDUS SPACE INC CL A COM NEW826165102Stock32,552$4,655dollars as filed
SRX HEALTH SOLUTIONS INC. COM NEW08771Y303Stock34,545$4,284dollars as filed
Tempest Therapeutics, Inc.87978U108Common Stock13,553$4,130dollars as filed
SOLUNA HOLDINGS INC583543103COM NEW19,424$4,071dollars as filed
MOLEKULE GROUP INC007744105COM27,409$3,974dollars as filed
TRACON PHARMACEUTICALS INC89237H209COM NEW21,691$3,861dollars as filed
PROCESSA PHARMACEUTICALS INC COM NEW74275C205Stock15,401$3,853dollars as filed
TOUGHBUILT INDS INC89157G884COMMON19,706$3,843dollars as filed
NAVIDEA BIOPHARMACEUTICALS INC63937x202COM39,414$3,535dollars as filed
LGL GROUP INC50186A132*W EXP 11/16/20222,155$3,323dollars as filed
ISUN INC465246106COMMON14,705$3,307dollars as filed
NEAR INTELLIGENCE INC639494103COM13,347$3,269dollars as filed
NEXIMMUNE INC65344D109COM12,668$2,659dollars as filed
PERASO INC71360T101COM14,077$2,639dollars as filed
Appreciate Holdings Inc03832J106Equity12,500$2,020dollars as filed
FOXO TECHNOLOGIES INC351471107COM CL A18,493$1,953dollars as filed
AVALO THERAPEUTICS INC COM NEW05338F207Stock10,836$1,308dollars as filed
MICROMOBILITY.COM INC42309B402CLASS A COM10,260$604dollars as filed
EBET INC278700109COM14,935$472dollars as filed
SINOVAC BIOTECH LTDP8696W104SHS13,787$0dollars as filedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001256484-23-000033this filing2023-11-13acceptance time not in the bulk data set