13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 2,612 holding rows worth $37,160,703,000.
- Accession
- 0001141802-20-000012
- Filer
- CIK 1141802
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 2,612 entries on the cover page, a total value of $37,160,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,160,703,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 922 | $10,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 10,000 | $10,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 100 | $10,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $10,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 1,166 | $10,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 175 | $9,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 118 | $9,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 831 | $9,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 300 | $9,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 135 | $9,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 85 | $9,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 566 | $9,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 305 | $9,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 60 | $9,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 300 | $9,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 149 | $9,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 129 | $9,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 250 | $9,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 132 | $9,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 1,032 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,528 | $9,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,128 | $9,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,017 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 158 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 494 | $9,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 359 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 321 | $9,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 860 | $9,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,004 | $9,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,091 | $9,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 702 | $9,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 750 | $9,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 390 | $8,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,000 | $8,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 129 | $8,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 460 | $8,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 421 | $8,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 137 | $8,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 580 | $8,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 565 | $8,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 135 | $8,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 575 | $8,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 145 | $8,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 287 | $8,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 500 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 500 | $8,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 114 | $8,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,164 | $8,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 625 | $8,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 240 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,633 | $8,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 599 | $8,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,201 | $8,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 606 | $8,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 321 | $8,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 693 | $8,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 1,145 | $8,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 151 | $8,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,108 | $8,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 800 | $8,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 690 | $8,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 539 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 250 | $8,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 1,140 | $8,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 257 | $8,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 310 | $8,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 696 | $8,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 452 | $8,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 17 | $7,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 92 | $7,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 133 | $7,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 254 | $7,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 146 | $7,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 614 | $7,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 82 | $7,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 284 | $7,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 40 | $7,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 49 | $7,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 752 | $7,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 35 | $7,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 993 | $7,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 285 | $7,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 500 | $7,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,900 | $7,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,473 | $7,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 100 | $7,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 85 | $7,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 858 | $7,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 9 | $7,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 398 | $7,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 115 | $7,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 242 | $7,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 859 | $7,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,892 | $7,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 378 | $7,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 250 | $7,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 318 | $7,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 510 | $7,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 223 | $7,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 250 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 160 | $7,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 5,250 | $7,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,184 | $7,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 833 | $7,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,000 | $7,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,790 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 500 | $7,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 350 | $7,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 1,000 | $7,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,000 | $7,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 165 | $6,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 720 | $6,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 116 | $6,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,659 | $6,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 907 | $6,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 115 | $6,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 90 | $6,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 154 | $6,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 122 | $6,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 78 | $6,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 600 | $6,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 22 | $6,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 655 | $6,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,167 | $6,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 439 | $6,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 92 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 240 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 128 | $6,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 745 | $6,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 182 | $6,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 585 | $6,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 165 | $6,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 167 | $6,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 175 | $6,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 193 | $6,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,139 | $6,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 110 | $6,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 128 | $6,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 500 | $6,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 139 | $6,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 100 | $6,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 550 | $6,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 166 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 170 | $6,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 125 | $6,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 6,000 | $6,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,000 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $6,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,867 | $6,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $6,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 673 | $6,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 7,150 | $6,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 535 | $6,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,000 | $6,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 500 | $6,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 350 | $5,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 250 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 127 | $5,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 613 | $5,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 125 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $5,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 53 | $5,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 140 | $5,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 79 | $5,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 58 | $5,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 168 | $5,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 124 | $5,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 111 | $5,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 234 | $5,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 132 | $5,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 65 | $5,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 9 | $5,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 150 | $5,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 245 | $5,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 26 | $5,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 114 | $5,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 220 | $5,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 140 | $5,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 298 | $5,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 230 | $5,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 269 | $5,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 158 | $5,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 165 | $5,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 114 | $5,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 135 | $5,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 105 | $5,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 925 | $5,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 196 | $5,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 500 | $5,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 57 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 147 | $5,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,800 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $5,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 1,500 | $5,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 300 | $5,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 5,500 | $5,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 5,000 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 2,500 | $5,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 7,500 | $5,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 2,000 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 78 | $4,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $4,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 165 | $4,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 450 | $4,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 301 | $4,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 494 | $4,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 22 | $4,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 27 | $4,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 64 | $4,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 57 | $4,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 350 | $4,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 90 | $4,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 17 | $4,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 526 | $4,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 81 | $4,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 87 | $4,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 323 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 51 | $4,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 329 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 79 | $4,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 114 | $4,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 45 | $4,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 95 | $4,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $4,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 294 | $4,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 35 | $4,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 257 | $4,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 148 | $4,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 75 | $4,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 79 | $4,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 143 | $4,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 139 | $4,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 361 | $4,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 134 | $4,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 100 | $4,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 29 | $4,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 103 | $4,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 190 | $4,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 16 | $4,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 201 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 320 | $4,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 100 | $4,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 792 | $4,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 60 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 91 | $4,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 550 | $4,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 334 | $4,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 254 | $4,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 540 | $4,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 152 | $4,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,000 | $4,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,000 | $4,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 331 | $4,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 215 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 441 | $3,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 55 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 110 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $3,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 83 | $3,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 254 | $3,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 67 | $3,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 44 | $3,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 75 | $3,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 51 | $3,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 14 | $3,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 182 | $3,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 500 | $3,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 47 | $3,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 903 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 144 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 15 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 43 | $3,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 180 | $3,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 115 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $3,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 78 | $3,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 238 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 128 | $3,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 25 | $3,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 288 | $3,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 34 | $3,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123 | $3,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 139 | $3,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 85 | $3,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 14 | $3,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 103 | $3,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 570 | $3,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 202 | $3,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 61 | $3,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 145 | $3,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 93 | $3,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 269 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 212 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 22 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 165 | $3,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 89 | $3,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 240 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $3,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 684 | $3,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,300 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 320 | $3,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 361 | $3,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 199 | $3,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,000 | $3,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 1,000 | $3,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,000 | $3,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 52 | $3,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000 | $3,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 129 | $3,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 2,000 | $3,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $3,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 100 | $3,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 1,667 | $3,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $2,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 33 | $2,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 12 | $2,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 56 | $2,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 14 | $2,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 38 | $2,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 24 | $2,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 69 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 139 | $2,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 47 | $2,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 146 | $2,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 12 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 72 | $2,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 89 | $2,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 37 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $2,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 44 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 42 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 26 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 52 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 200 | $2,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 73 | $2,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 216 | $2,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 207 | $2,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 150 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 86 | $2,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 150 | $2,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 53 | $2,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 120 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 66 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 128 | $2,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 74 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 172 | $2,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 37 | $2,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 16 | $2,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 11 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 26 | $2,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 300 | $2,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 245 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 75 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 267 | $2,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 201 | $2,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 321 | $2,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 188 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 237 | $2,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 82 | $2,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 40 | $2,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 229 | $2,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 25 | $2,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 200 | $2,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 99 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 31 | $2,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 18 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 33 | $2,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 19 | $2,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 181 | $2,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 103 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 38 | $2,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 243 | $2,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 850 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 366 | $2,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 54 | $2,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 125 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 125 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 140 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 68 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 62 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $2,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 87 | $2,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 77 | $2,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 85 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 40 | $2,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 571 | $2,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 311 | $2,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 153 | $2,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 300 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 72 | $2,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,000 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,000 | $2,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 65 | $2,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,000 | $2,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 51 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 285 | $2,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,000 | $2,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 289 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,000 | $2,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 37 | $1,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 17 | $1,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 11 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 70 | $1,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 76 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 28 | $1,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 65 | $1,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 70 | $1,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 500 | $1,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 58 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 116 | $1,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 36 | $1,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 29 | $1,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 174 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 34 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 14 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 177 | $1,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 251 | $1,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 53 | $1,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 65 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 26 | $1,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 65 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 100 | $1,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 31 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 8 | $1,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 50 | $1,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 10 | $1,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 200 | $1,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 32 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $1,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 150 | $1,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 167 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 43 | $1,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 49 | $1,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 49 | $1,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 108 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50 | $1,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 141 | $1,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 43 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 10 | $1,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 2,500 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 207 | $1,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 44 | $1,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 5 | $1,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 60 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 110 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 464 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 179 | $1,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 226 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 84 | $1,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 16 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $1,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 48 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 33 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 277 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 107 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 29 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 34 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 8 | $1,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 2,343 | $1,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 80 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 40 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 34 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,500 | $1,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 150 | $1,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 9 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 218 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 300 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 5,700 | $1,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 210 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,000 | $1,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,000 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 20 | $1,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 191 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $1,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 582 | $1,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 100 | $1,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 100 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 374 | $1,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 439 | $1,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 73 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-20-000012 | this filing | 2020-11-13 | acceptance time not in the bulk data set |