13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 2,612 holding rows worth $37,160,703,000.
- Accession
- 0001141802-20-000012
- Filer
- CIK 1141802
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 2,612 entries on the cover page, a total value of $37,160,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,160,703,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 3,228 | $51,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,000 | $51,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,348 | $51,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,909 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 732 | $51,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 331 | $50,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 394 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 2,844 | $50,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 208 | $50,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 4,402 | $50,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 1,829 | $50,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 3,691 | $50,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 480 | $49,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 920 | $49,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 2,000 | $49,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 8,116 | $49,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 582 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 210 | $49,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,474 | $49,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 200 | $48,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,812 | $48,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 268 | $48,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,202 | $48,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,669 | $48,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,600 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 619 | $47,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 931 | $47,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,749 | $47,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,179 | $47,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 8,950 | $47,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 6,066 | $47,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 3,375 | $47,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 2,589 | $46,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 4,074 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 461 | $46,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 849 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 351 | $46,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 6,400 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,000 | $46,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 2,000 | $46,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,483 | $45,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 308 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,768 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 986 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,353 | $45,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,732 | $45,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,008 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 974 | $45,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,430 | $44,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 422 | $44,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,382 | $44,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,853 | $44,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 7,618 | $44,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 232 | $43,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,546 | $43,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 5,860 | $43,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 3,231 | $43,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 800 | $42,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 639 | $42,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 2,004 | $42,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 5,028 | $42,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 44 | $42,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,516 | $42,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 106 | $42,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,055 | $42,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,153 | $42,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,147 | $42,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 87 | $42,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 976 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,507 | $42,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,995 | $42,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 436 | $41,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 926 | $41,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 318 | $41,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,900 | $41,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 330 | $41,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,622 | $41,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,129 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,228 | $41,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 3,033 | $41,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 843 | $41,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 956 | $41,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 291 | $40,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 200 | $40,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 687 | $40,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 347 | $39,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 4,386 | $39,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 2,486 | $39,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 922 | $38,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 703 | $38,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,700 | $38,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 2,000 | $38,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 952 | $37,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 612 | $37,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 3,395 | $37,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,000 | $37,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,723 | $37,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 3,000 | $37,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 4,549 | $37,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 396 | $36,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 590 | $36,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,857 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 780 | $36,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,327 | $36,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 631 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,683 | $36,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,434 | $35,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 98 | $35,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 519 | $35,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 524 | $35,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 415 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 855 | $35,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 250 | $35,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 2,874 | $35,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,500 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,077 | $35,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,643 | $35,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 774 | $35,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 3,183 | $35,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 5,000 | $35,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 11,500 | $34,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 1,216 | $34,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,687 | $34,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 830 | $34,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 316 | $34,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 2,489 | $34,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,561 | $34,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 727 | $34,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,789 | $34,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 328 | $33,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 382 | $33,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 771 | $33,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 5,440 | $33,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 777 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 350 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 423 | $33,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,022 | $33,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 268 | $33,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,555 | $33,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,015 | $33,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 789 | $33,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 15,337 | $33,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $33,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,421 | $32,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,000 | $32,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,000 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,706 | $32,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,751 | $32,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 337 | $32,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 221 | $32,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 3,391 | $32,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 979 | $31,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 521 | $31,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,515 | $31,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 280 | $31,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,517 | $31,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 467 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 231 | $31,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 500 | $31,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 3,227 | $31,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,216 | $31,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 2,527 | $31,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,417 | $30,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 399 | $30,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 312 | $30,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 268 | $30,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 442 | $30,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,418 | $30,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 4,224 | $30,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 4,004 | $30,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 3,544 | $30,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 900 | $30,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 1,344 | $30,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 292 | $29,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,239 | $29,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 129 | $29,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 2,700 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 696 | $29,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 104 | $29,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,206 | $29,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 344 | $29,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,840 | $29,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,797 | $29,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,500 | $29,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 15,000 | $29,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 657 | $28,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 1,270 | $28,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 817 | $28,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 407 | $28,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 469 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 210 | $28,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,737 | $28,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 282 | $28,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 529 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,229 | $28,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 226 | $28,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 300 | $28,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 3,093 | $28,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 5,656 | $28,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,635 | $28,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 5,000 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 731 | $28,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,616 | $28,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 2,330 | $27,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 692 | $27,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 271 | $27,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,348 | $27,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 263 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 274 | $27,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 400 | $27,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,375 | $27,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 2,693 | $27,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 5,810 | $27,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,634 | $27,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 583 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 574 | $27,000 | thousands by filing date | |
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| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,791 | $26,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,700 | $26,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,276 | $26,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,480 | $26,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 392 | $26,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,100 | $26,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,247 | $26,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,531 | $26,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 896 | $25,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 300 | $25,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 558 | $25,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 251 | $25,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 129 | $25,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,080 | $25,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 3,250 | $25,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 946 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 269 | $25,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 248 | $25,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,086 | $25,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 412 | $25,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 339 | $25,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 255 | $25,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,388 | $25,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,346 | $24,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 436 | $24,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 300 | $24,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 400 | $24,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 288 | $24,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 1,639 | $24,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 925 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,750 | $24,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,000 | $24,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 186 | $24,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 666 | $24,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,594 | $24,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,872 | $24,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 5,000 | $24,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,232 | $23,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 582 | $23,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 700 | $23,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 6,743 | $23,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 926 | $23,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 875 | $23,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7,275 | $23,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,719 | $23,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 792 | $23,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,962 | $23,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 630 | $23,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 903 | $23,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 758 | $22,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 971 | $22,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,500 | $22,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 375 | $22,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 649 | $22,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,298 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 752 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 661 | $22,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,189 | $22,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 500 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 536 | $21,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 416 | $21,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 210 | $21,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 349 | $21,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 949 | $21,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 3,000 | $21,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 915 | $21,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 252 | $21,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 691 | $21,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 8,000 | $21,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 4,000 | $21,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 500 | $21,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 638 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 500 | $21,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,850 | $21,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 749 | $21,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 248 | $20,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 161 | $20,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 558 | $20,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 168 | $20,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 135 | $20,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,188 | $20,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,075 | $20,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 212 | $20,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 521 | $20,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,176 | $20,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 187 | $20,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 490 | $20,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 249 | $20,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 614 | $20,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,500 | $20,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,276 | $20,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,393 | $20,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 729 | $19,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 230 | $19,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 441 | $19,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 208 | $19,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,677 | $19,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 205 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 685 | $19,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 900 | $19,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,144 | $19,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 787 | $19,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 593 | $19,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,251 | $19,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 628 | $18,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,618 | $18,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 189 | $18,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,075 | $18,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 201 | $18,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 657 | $18,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 668 | $18,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,125 | $18,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,949 | $18,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,703 | $18,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,384 | $18,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 350 | $18,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 524 | $18,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 2,788 | $18,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,034 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,640 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,100 | $18,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 141 | $18,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 561 | $18,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 260 | $17,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 210 | $17,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 142 | $17,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 130 | $17,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 2,563 | $17,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,043 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 844 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 300 | $17,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 910 | $17,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,500 | $17,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 644 | $17,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 545 | $17,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 197 | $17,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 183 | $17,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 235 | $17,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,426 | $17,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 100 | $17,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 709 | $17,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,127 | $17,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 33 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 346 | $17,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 239 | $16,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 198 | $16,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 325 | $16,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1,012 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 163 | $16,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 176 | $16,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 532 | $16,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 144 | $16,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 409 | $16,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,120 | $16,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,315 | $16,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 742 | $16,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 2,223 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 500 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,000 | $16,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 182 | $15,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 622 | $15,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 525 | $15,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,000 | $15,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $15,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,749 | $15,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,163 | $15,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 777 | $15,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 268 | $15,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 218 | $15,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,986 | $15,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 146 | $15,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 831 | $15,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 732 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 382 | $15,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,918 | $15,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,158 | $15,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,011 | $15,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 247 | $14,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 115 | $14,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 196 | $14,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 915 | $14,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 166 | $14,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 487 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 312 | $14,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $14,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 401 | $14,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 229 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,046 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 351 | $14,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 978 | $14,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 632 | $14,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 438 | $13,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 903 | $13,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 112 | $13,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,143 | $13,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 719 | $13,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,491 | $13,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 252 | $13,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 120 | $13,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 27 | $13,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 231 | $13,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 200 | $13,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 286 | $13,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 466 | $13,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 149 | $13,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 569 | $13,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 8,296 | $13,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,375 | $13,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 400 | $12,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 144 | $12,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,894 | $12,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 181 | $12,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 372 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 201 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 438 | $12,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 457 | $12,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,014 | $12,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,019 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 373 | $12,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 971 | $12,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 65 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 226 | $12,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 370 | $12,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 878 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 209 | $12,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,650 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 297 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 400 | $12,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 764 | $12,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 269 | $12,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 551 | $12,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 215 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 260 | $12,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,147 | $11,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 192 | $11,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 153 | $11,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 158 | $11,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 167 | $11,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 206 | $11,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 86 | $11,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 563 | $11,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 408 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 238 | $11,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 535 | $11,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 272 | $11,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 261 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 319 | $11,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 95 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 256 | $11,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,263 | $11,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 600 | $11,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 103 | $11,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,153 | $11,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,085 | $11,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 910 | $11,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,270 | $11,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 263 | $11,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,000 | $11,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 374 | $10,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 300 | $10,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 159 | $10,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 517 | $10,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 65 | $10,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,690 | $10,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 339 | $10,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 283 | $10,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 580 | $10,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 92 | $10,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 234 | $10,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $10,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 88 | $10,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,321 | $10,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 296 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 196 | $10,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 335 | $10,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 540 | $10,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 173 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 170 | $10,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 3,277 | $10,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 174 | $10,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 819 | $10,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 710 | $10,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-20-000012 | this filing | 2020-11-13 | acceptance time not in the bulk data set |