13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 2,612 holding rows worth $37,160,703,000.
- Accession
- 0001141802-20-000012
- Filer
- CIK 1141802
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 2,612 entries on the cover page, a total value of $37,160,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,160,703,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,961 | $217,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 4,501 | $217,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 33,364 | $214,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2,406 | $213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,722 | $213,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,324 | $213,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 9,960 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,520 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 13,210 | $211,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 246 | $209,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,607 | $209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,400 | $209,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,156 | $208,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,982 | $208,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 9,693 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,201 | $208,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 4,500 | $206,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,154 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,997 | $206,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,170 | $205,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 18,517 | $205,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,430 | $204,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 8,321 | $204,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5,500 | $203,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,330 | $202,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,938 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,644 | $201,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 3,642 | $200,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,111 | $200,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 7,155 | $200,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 11,146 | $200,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 5,105 | $199,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 18,525 | $199,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,444 | $198,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,390 | $198,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,223 | $197,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,578 | $196,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 18,933 | $195,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,743 | $193,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 11,563 | $193,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 990 | $193,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 15,804 | $192,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 24,079 | $191,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,443 | $191,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,353 | $190,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,735 | $190,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,949 | $189,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,701 | $188,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,769 | $187,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 6,877 | $187,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 2,672 | $187,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,093 | $186,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 6,944 | $186,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 6,254 | $185,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 6,816 | $183,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,293 | $183,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,972 | $183,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 7,092 | $180,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,934 | $180,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 6,986 | $180,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,492 | $179,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 3,538 | $179,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 18,034 | $179,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 6,607 | $179,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 968 | $177,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 7,151 | $175,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,251 | $175,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,425 | $174,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 42,583 | $174,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 4,112 | $173,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,102 | $173,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,577 | $173,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 930 | $172,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,795 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 12,387 | $172,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 4,187 | $172,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 500 | $171,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 12,522 | $171,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 4,398 | $169,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 9,275 | $169,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 5,954 | $169,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,613 | $168,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,394 | $168,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,553 | $168,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,003 | $168,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 9,523 | $168,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 6,427 | $168,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,647 | $167,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,141 | $167,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 7,441 | $167,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 42,423 | $166,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 7,471 | $166,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 15,054 | $166,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 5,691 | $165,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22,176 | $164,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,355 | $164,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 6,085 | $164,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 14,242 | $164,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 6,176 | $163,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,569 | $163,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 32,431 | $162,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,553 | $162,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,366 | $162,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 4,439 | $161,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,350 | $159,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,634 | $159,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,836 | $159,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 13,576 | $159,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 7,291 | $159,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 832 | $158,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 11,706 | $158,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 3,079 | $157,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 4,180 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2,030 | $155,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 4,069 | $155,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,450 | $154,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 470 | $154,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 14,365 | $154,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 5,700 | $154,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 2,647 | $153,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,900 | $153,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 5,277 | $153,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,029 | $152,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,162 | $152,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 7,163 | $151,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 2,120 | $150,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,240 | $150,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,076 | $149,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 4,996 | $149,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,406 | $149,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 17,961 | $149,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,389 | $148,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,529 | $146,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 13,904 | $146,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 9,651 | $145,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 5,596 | $145,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 13,279 | $143,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 692 | $143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 4,571 | $143,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,850 | $143,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 6,250 | $143,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 8,505 | $142,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,403 | $142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,239 | $142,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,347 | $141,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,861 | $140,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,159 | $140,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 33,308 | $140,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 15,901 | $139,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,812 | $139,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,644 | $139,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,610 | $138,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 982 | $138,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 2,553 | $138,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 31,325 | $138,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 9,434 | $138,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,496 | $138,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 8,681 | $138,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,123 | $137,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 4,187 | $136,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,482 | $136,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,475 | $135,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 490 | $134,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,059 | $134,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,886 | $133,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,767 | $133,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,114 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 889 | $133,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 868 | $133,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,445 | $133,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 3,185 | $132,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,330 | $132,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 833 | $131,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 639 | $131,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 8,398 | $131,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,315 | $131,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,509 | $131,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,722 | $130,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 3,141 | $130,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 20,930 | $129,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 5,120 | $128,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,377 | $128,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 2,318 | $128,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 864 | $127,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 9,046 | $126,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 13,266 | $126,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,713 | $125,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,996 | $125,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 372 | $125,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 30,969 | $124,000 | thousands by filing date | |
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| OSHKOSH CORP COM | 688239201 | Stock | 1,676 | $123,000 | thousands by filing date | |
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| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,049 | $118,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 405 | $118,000 | thousands by filing date | |
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| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 4,211 | $115,000 | thousands by filing date | |
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| ISHARES | 46435U432 | EXCHANGE TRADED | 4,046 | $114,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,553 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,195 | $113,000 | thousands by filing date | |
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| BANDWIDTH INC | 05988J103 | COM CL A | 647 | $113,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 4,188 | $113,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 4,215 | $113,000 | thousands by filing date | |
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| TRIMBLE INC COM | 896239100 | Stock | 2,298 | $112,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,529 | $112,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,751 | $111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 1,800 | $111,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 4,000 | $111,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 3,724 | $111,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 14,164 | $111,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 1,960 | $110,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,061 | $110,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,310 | $109,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 684 | $109,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 8,401 | $108,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,359 | $108,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 4,337 | $108,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 4,964 | $108,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 3,370 | $108,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 9,300 | $108,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 12,075 | $107,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 427 | $107,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 2,965 | $107,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,625 | $107,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 7,824 | $106,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 2,876 | $106,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 301 | $105,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,563 | $105,000 | thousands by filing date | |
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| COHEN & STEERS LTD DURATION | 19248C105 | COM | 4,500 | $105,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 486 | $104,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 454 | $103,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 29,568 | $103,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,146 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,707 | $102,000 | thousands by filing date | |
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| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,077 | $100,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 1,963 | $100,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,566 | $100,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,060 | $100,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 6,083 | $100,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 7,124 | $100,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,867 | $99,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,171 | $99,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 501 | $98,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,260 | $97,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 4,509 | $97,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,693 | $97,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 8,160 | $97,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 7,073 | $97,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 8,340 | $96,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,578 | $96,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,357 | $96,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 11,373 | $96,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 7,463 | $95,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,763 | $95,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,793 | $95,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 3,511 | $95,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,213 | $95,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 2,175 | $95,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 2,646 | $94,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 891 | $94,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 23,853 | $94,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 1,799 | $93,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,000 | $93,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 3,512 | $93,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 4,120 | $93,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 7,425 | $93,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 6,273 | $93,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,525 | $92,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 8,489 | $92,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 8,073 | $92,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,279 | $92,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,191 | $92,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 784 | $91,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 588 | $91,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,541 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,600 | $91,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,612 | $91,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 11,418 | $91,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,550 | $90,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,323 | $90,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,933 | $90,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 33,500 | $90,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 9,133 | $90,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 5,168 | $90,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 635 | $89,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 8,956 | $89,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,898 | $89,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,606 | $89,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,115 | $88,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 720 | $88,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 6,035 | $88,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 4,138 | $87,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 9,800 | $87,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 4,576 | $86,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 3,721 | $85,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,864 | $84,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,885 | $84,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 781 | $84,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 2,813 | $84,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 9,799 | $84,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 3,928 | $84,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 1,458 | $83,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,468 | $83,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 1,925 | $83,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 56 | $83,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,136 | $83,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,860 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 3,961 | $82,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 1,995 | $82,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,359 | $82,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 662 | $81,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,224 | $81,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,004 | $81,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 7,961 | $80,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 717 | $80,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 411 | $80,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 4,389 | $80,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,519 | $80,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 1,005 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 1,033 | $80,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 971 | $79,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 488 | $79,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 3,146 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,266 | $79,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,366 | $78,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,951 | $78,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 978 | $78,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 7,728 | $78,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 637 | $77,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 2,782 | $77,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,893 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 1,353 | $77,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 700 | $77,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 694 | $76,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 4,769 | $76,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,935 | $76,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 18,929 | $76,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,471 | $76,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,391 | $76,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 3,393 | $76,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,808 | $75,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,188 | $75,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,513 | $75,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 9,087 | $75,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,102 | $75,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,498 | $75,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,264 | $74,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 4,715 | $74,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,549 | $74,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 627 | $74,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 2,374 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,260 | $74,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,217 | $73,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,764 | $73,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,023 | $73,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 809 | $73,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 3,049 | $72,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 6,449 | $72,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 1,042 | $72,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,225 | $72,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,038 | $72,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 8,738 | $72,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 6,713 | $71,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 3,235 | $71,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,996 | $70,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,885 | $70,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,205 | $70,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,748 | $70,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 1,185 | $70,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 6,593 | $70,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 4,896 | $70,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 758 | $69,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,081 | $69,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 3,124 | $69,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 11,896 | $68,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 622 | $68,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 2,197 | $68,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,724 | $68,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,551 | $68,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 1,862 | $68,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 474 | $67,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 7,009 | $67,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,712 | $67,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,193 | $67,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 3,888 | $67,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 5,189 | $67,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 2,000 | $67,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,851 | $67,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,695 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 394 | $64,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 5,132 | $64,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 1,194 | $64,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 1,148 | $64,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,361 | $63,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 7,470 | $63,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 177 | $63,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 7,966 | $63,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 139 | $63,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,908 | $63,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 3,161 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,737 | $62,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 1,047 | $62,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 3,100 | $62,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 401 | $61,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,354 | $61,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 1,492 | $61,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 12,480 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 4,050 | $61,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 987 | $60,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 2,191 | $60,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,004 | $60,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,265 | $60,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 1,524 | $59,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,231 | $59,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 2,690 | $59,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 644 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 1,553 | $58,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,324 | $58,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 1,450 | $58,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 2,344 | $58,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,235 | $57,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,463 | $57,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,256 | $57,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 8,320 | $57,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 720 | $57,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 525 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,020 | $57,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 256 | $56,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,563 | $56,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 748 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,015 | $56,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 9,383 | $56,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,071 | $55,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 451 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,796 | $55,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 14,188 | $55,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 299 | $55,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 43,983 | $55,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,210 | $54,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 723 | $54,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,045 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 1,155 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,583 | $54,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 961 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,904 | $54,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,739 | $54,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 2,483 | $54,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 3,958 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,653 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 3,847 | $54,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,000 | $54,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,406 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 443 | $52,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 8,158 | $52,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 584 | $52,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 3,857 | $52,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 626 | $52,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,742 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 3,419 | $52,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,516 | $52,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 3,951 | $52,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 494 | $52,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,700 | $52,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,881 | $52,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,052 | $51,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,348 | $51,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,286 | $51,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,564 | $51,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 687 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-20-000012 | this filing | 2020-11-13 | acceptance time not in the bulk data set |