13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 2,426 holding rows worth $32,416,078,000.
- Accession
- 0001141802-20-000010
- Filer
- CIK 1141802
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 2,426 entries on the cover page, a total value of $32,416,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,416,078,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UMB FINL CORP | 902788108 | COM | 128 | $7,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 100 | $7,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,836 | $7,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 89 | $7,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 513 | $7,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 519 | $7,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,000 | $7,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 142 | $7,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 555 | $7,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 139 | $7,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 504 | $7,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 306 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 223 | $7,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 335 | $7,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 223 | $7,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 805 | $7,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 250 | $7,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 5,250 | $7,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,000 | $7,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,867 | $7,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 202 | $7,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,000 | $7,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 7,500 | $7,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 196 | $6,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 450 | $6,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 133 | $6,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 179 | $6,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 460 | $6,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 265 | $6,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 248 | $6,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 255 | $6,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 145 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 425 | $6,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 152 | $6,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,900 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 250 | $6,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 163 | $6,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 245 | $6,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 150 | $6,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 189 | $6,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 550 | $6,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 51 | $6,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 537 | $6,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 234 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 315 | $6,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 925 | $6,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 500 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $6,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 207 | $6,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 200 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 572 | $6,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 525 | $6,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 696 | $6,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 2,000 | $6,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 189 | $5,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 350 | $5,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $5,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 165 | $5,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 109 | $5,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 140 | $5,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 600 | $5,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 350 | $5,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 214 | $5,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 79 | $5,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 478 | $5,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 285 | $5,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 180 | $5,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 203 | $5,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 74 | $5,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 235 | $5,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 585 | $5,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 322 | $5,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 152 | $5,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 25 | $5,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $5,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 397 | $5,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 158 | $5,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 114 | $5,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 218 | $5,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $5,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 333 | $5,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 673 | $5,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,852 | $5,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 213 | $5,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,344 | $5,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,000 | $5,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,790 | $5,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 300 | $5,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 5,500 | $5,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 574 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 78 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $4,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 151 | $4,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 116 | $4,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 707 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 247 | $4,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 69 | $4,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 526 | $4,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 168 | $4,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 115 | $4,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 323 | $4,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 93 | $4,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 22 | $4,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 165 | $4,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 83 | $4,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 45 | $4,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $4,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 646 | $4,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 80 | $4,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123 | $4,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 75 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 446 | $4,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 80 | $4,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 361 | $4,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 134 | $4,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 114 | $4,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 190 | $4,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 275 | $4,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 101 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 51 | $4,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 350 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 86 | $4,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 60 | $4,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 197 | $4,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 239 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 91 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 127 | $4,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 74 | $4,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 540 | $4,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 110 | $4,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,300 | $4,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $4,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 327 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 5,000 | $4,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 2,500 | $4,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 215 | $4,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 76 | $3,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 301 | $3,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 494 | $3,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 198 | $3,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 75 | $3,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 146 | $3,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 51 | $3,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,167 | $3,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 221 | $3,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 133 | $3,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 58 | $3,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 80 | $3,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 100 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 25 | $3,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 881 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 144 | $3,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 115 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $3,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 78 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 118 | $3,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 258 | $3,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 75 | $3,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 139 | $3,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 21 | $3,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 385 | $3,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 82 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 300 | $3,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 149 | $3,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 223 | $3,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 3,050 | $3,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 125 | $3,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 116 | $3,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 91 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 53 | $3,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 300 | $3,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 366 | $3,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 62 | $3,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 145 | $3,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 294 | $3,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 82 | $3,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 216 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 110 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 69 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 103 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $3,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,000 | $3,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 1,000 | $3,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,000 | $3,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,000 | $3,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 70 | $3,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,000 | $3,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 111 | $3,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 1,000 | $3,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 2,000 | $3,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $3,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 2 | $3,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 839 | $3,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $2,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 100 | $2,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 83 | $2,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 46 | $2,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 67 | $2,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 12 | $2,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 14 | $2,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 163 | $2,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 43 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 76 | $2,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 100 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 47 | $2,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 108 | $2,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 214 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 15 | $2,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 216 | $2,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 50 | $2,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 184 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 130 | $2,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 31 | $2,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 209 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 267 | $2,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 237 | $2,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 18 | $2,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 200 | $2,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 570 | $2,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 72 | $2,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 181 | $2,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 103 | $2,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 243 | $2,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 269 | $2,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $2,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,000 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 80 | $2,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 383 | $2,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 74 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $2,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 117 | $2,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 571 | $2,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,500 | $2,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 121 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 300 | $2,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 67 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 224 | $2,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,000 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $2,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,000 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,000 | $2,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 100 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 285 | $2,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,000 | $2,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 289 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,000 | $2,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 2,525 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 200 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 6 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 12 | $1,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 390 | $1,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 102 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 139 | $1,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 20 | $1,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 14 | $1,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 500 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 536 | $1,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 12 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 37 | $1,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 110 | $1,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $1,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 25 | $1,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 12 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 34 | $1,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 26 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 100 | $1,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 30 | $1,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 56 | $1,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 13 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 133 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 15 | $1,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 50 | $1,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 200 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 101 | $1,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 100 | $1,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 41 | $1,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 150 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 43 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 252 | $1,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 354 | $1,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 21 | $1,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 200 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50 | $1,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 200 | $1,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 8,040 | $1,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 161 | $1,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 108 | $1,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 2,500 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 145 | $1,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 44 | $1,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 60 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 110 | $1,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 201 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $1,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 396 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $1,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 35 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 33 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 60 | $1,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 20 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 70 | $1,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 200 | $1,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 2,343 | $1,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 80 | $1,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 218 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 206 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 30 | $1,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 20 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 200 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,000 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,250 | $1,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 434 | $1,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 135 | $1,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 73 | $1,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 3,799 | $1,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,000 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 8 | $1,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 138 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $1,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 200 | $1,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 127 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 1,000 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3,232 | $1,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 133 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSCOUT SYS INC | 64115T104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TODAY CO INC | 36472T109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHOICE HOTELS INTL INC | 169905106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOW GROUP INC | 11040G103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PBF ENERGY INC | 69318G106 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTLAKE CORPORATION | 960413102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAUCH CORP | 024061103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVARA INC | 805111101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANAPLAN INC | 03272L108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QIAGEN NV | N72482123 | SHS NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARS COM INC | 14575E105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN OUTFITTERS INC | 917047102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 197 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BATTALION OIL CORP | 07134L107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 736 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 374 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRICKELL BIOTECH INC | 10802T105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOLOGIX INC | 29266S304 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A853 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 607 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M508 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E203 | SHS | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-20-000010 | this filing | 2020-08-14 | acceptance time not in the bulk data set |