13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 2,426 holding rows worth $32,416,078,000.
- Accession
- 0001141802-20-000010
- Filer
- CIK 1141802
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 2,426 entries on the cover page, a total value of $32,416,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,416,078,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 3,486 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 255 | $42,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,128 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 473 | $42,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 940 | $42,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,418 | $42,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,000 | $42,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 2,938 | $42,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 800 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 952 | $41,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,252 | $41,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 275 | $41,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 250 | $41,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,536 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 910 | $41,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 3,033 | $41,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 16,800 | $41,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,567 | $41,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 1,770 | $41,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,995 | $41,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 538 | $40,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 2,147 | $40,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 703 | $40,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 3,882 | $40,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 3,119 | $40,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,659 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,974 | $40,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,018 | $39,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 396 | $39,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,686 | $39,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 436 | $39,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,853 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,507 | $39,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 774 | $39,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 591 | $38,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,407 | $38,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 3,740 | $38,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 789 | $38,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 524 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 1,324 | $37,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 5,000 | $37,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,310 | $37,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 3,325 | $37,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 3,484 | $36,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 318 | $36,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 246 | $36,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 297 | $36,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 321 | $36,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 5,573 | $36,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 13,465 | $36,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 878 | $36,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,500 | $36,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 15,591 | $36,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,180 | $35,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,526 | $35,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 44 | $35,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 151 | $35,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,700 | $35,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 190 | $35,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 3,247 | $35,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 849 | $35,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 2,363 | $35,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 289 | $34,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 957 | $34,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 332 | $33,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 382 | $33,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 5,546 | $33,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 100 | $33,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,556 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 274 | $33,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 316 | $33,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 3,231 | $33,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 307 | $33,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,634 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,003 | $33,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,192 | $33,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,882 | $32,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,487 | $32,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 3,277 | $32,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 2,482 | $32,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,723 | $32,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 692 | $31,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 558 | $31,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 521 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,205 | $31,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 226 | $31,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 631 | $31,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,549 | $31,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 3,255 | $31,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 5,274 | $31,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,384 | $30,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,268 | $30,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 315 | $30,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 469 | $30,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 344 | $30,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,466 | $30,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 650 | $30,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,125 | $30,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,398 | $30,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,192 | $30,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 1,344 | $30,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,616 | $30,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,503 | $29,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 501 | $29,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 476 | $29,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 742 | $29,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,438 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 423 | $29,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 650 | $29,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,885 | $29,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 633 | $29,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 288 | $29,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,206 | $29,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,768 | $29,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 727 | $29,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,467 | $29,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 1,299 | $29,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 666 | $28,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,000 | $28,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,370 | $28,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 2,700 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 231 | $28,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 268 | $28,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,000 | $28,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,549 | $28,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 3,093 | $28,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 252 | $28,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 3,072 | $28,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 818 | $28,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 271 | $27,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,582 | $27,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 867 | $27,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,286 | $27,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 279 | $27,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 875 | $27,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,392 | $27,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,000 | $27,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,962 | $27,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,635 | $27,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 5,708 | $27,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 398 | $27,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $27,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,108 | $26,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 756 | $26,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,000 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 900 | $26,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 700 | $26,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,100 | $26,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 4,291 | $26,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7,275 | $26,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 782 | $26,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,787 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 731 | $26,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,500 | $26,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 129 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,234 | $25,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,541 | $25,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 972 | $25,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,130 | $25,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 469 | $25,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 42 | $25,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,904 | $25,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,388 | $25,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 234 | $24,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 180 | $24,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 3,209 | $24,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 248 | $24,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,603 | $24,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 529 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,750 | $24,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 192 | $24,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 583 | $24,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 344 | $23,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 300 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 516 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 693 | $23,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 400 | $23,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 557 | $23,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,260 | $23,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 2,756 | $23,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 579 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 860 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 269 | $22,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 125 | $22,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 305 | $22,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,316 | $22,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 500 | $22,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 903 | $22,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 62 | $22,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 257 | $21,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,749 | $21,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 225 | $21,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 400 | $21,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 2,563 | $21,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 271 | $21,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 383 | $21,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 187 | $21,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,765 | $21,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,500 | $21,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,840 | $21,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 920 | $21,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,175 | $21,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 50 | $20,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 881 | $20,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,080 | $20,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 337 | $20,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 80 | $20,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 461 | $20,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 700 | $20,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 267 | $20,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 697 | $20,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,043 | $20,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 183 | $20,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,298 | $20,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 2,460 | $20,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 41 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 208 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 316 | $20,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 32,000 | $20,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 3,000 | $20,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 736 | $20,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 1,000 | $20,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 133 | $19,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 159 | $19,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 324 | $19,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 937 | $19,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,041 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 499 | $19,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 197 | $19,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 915 | $19,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 68 | $19,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,247 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 352 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 500 | $19,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,393 | $19,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,466 | $19,000 | thousands by filing date | |
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| ISHARES TR | 464289446 | RUS TOP 200 ETF | 247 | $18,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 595 | $18,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 262 | $18,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 670 | $18,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,188 | $18,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 228 | $18,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 275 | $18,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 1,178 | $18,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 640 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 731 | $18,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 203 | $18,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 319 | $18,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,533 | $18,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,384 | $18,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 593 | $18,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 452 | $18,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 8,591 | $18,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,457 | $18,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 5,000 | $18,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,216 | $18,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 368 | $17,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,578 | $17,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,677 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 300 | $17,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 251 | $17,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 100 | $17,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,321 | $17,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 737 | $17,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 122 | $17,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 606 | $17,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,640 | $17,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 1,785 | $17,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 185 | $17,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 7,618 | $17,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,638 | $16,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 419 | $16,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 260 | $16,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 189 | $16,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 239 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 163 | $16,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,500 | $16,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 521 | $16,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,000 | $16,000 | thousands by filing date | |
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| PATTERSON COS INC | 703395103 | COM | 709 | $16,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 732 | $16,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,100 | $16,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,805 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 650 | $16,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 210 | $15,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 125 | $15,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,075 | $15,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 765 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 471 | $15,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,000 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 133 | $15,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,315 | $15,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 220 | $15,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 603 | $15,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 512 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 377 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 500 | $15,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 314 | $15,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,011 | $15,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 182 | $14,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 269 | $14,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 558 | $14,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 285 | $14,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 130 | $14,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,491 | $14,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 4,039 | $14,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 189 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 570 | $14,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,125 | $14,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,158 | $14,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 535 | $14,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 218 | $14,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 146 | $14,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 810 | $14,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,144 | $14,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 342 | $14,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 368 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,046 | $14,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,310 | $14,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 110 | $13,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 804 | $13,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,125 | $13,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 420 | $13,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,370 | $13,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 715 | $13,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 103 | $13,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 387 | $13,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 200 | $13,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,000 | $13,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,080 | $13,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 167 | $13,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 457 | $13,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 272 | $13,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 409 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 312 | $13,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 971 | $13,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 753 | $13,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 375 | $13,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 90 | $13,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 558 | $13,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,270 | $13,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,650 | $13,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 462 | $13,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 585 | $13,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 641 | $13,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 15,000 | $13,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,375 | $13,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 191 | $12,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 167 | $12,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 215 | $12,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 768 | $12,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 100 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 127 | $12,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 125 | $12,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,019 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 451 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 226 | $12,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 2,000 | $12,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 878 | $12,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 5,163 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 209 | $12,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 800 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 400 | $12,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 764 | $12,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 274 | $12,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 1,488 | $12,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,000 | $12,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,147 | $11,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 143 | $11,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 73 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 201 | $11,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 584 | $11,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 963 | $11,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,000 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 90 | $11,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 449 | $11,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,958 | $11,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 5,725 | $11,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 910 | $11,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 173 | $11,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,287 | $11,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 700 | $11,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 269 | $11,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,091 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 338 | $11,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 185 | $10,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 110 | $10,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 511 | $10,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 48 | $10,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,894 | $10,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 496 | $10,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 700 | $10,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 839 | $10,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 580 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 238 | $10,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 566 | $10,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 551 | $10,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 200 | $10,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 123 | $10,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 234 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 348 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 86 | $10,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 250 | $10,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,720 | $10,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 945 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 196 | $10,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 94 | $10,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 150 | $10,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 330 | $10,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 125 | $10,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 819 | $10,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 263 | $10,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 8,296 | $10,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $10,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 750 | $10,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 517 | $10,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 169 | $10,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 20,000 | $10,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 124 | $10,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 277 | $9,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 190 | $9,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 335 | $9,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 117 | $9,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 153 | $9,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 100 | $9,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 339 | $9,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 206 | $9,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 300 | $9,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 110 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 200 | $9,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 348 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 375 | $9,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 479 | $9,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 625 | $9,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,473 | $9,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 438 | $9,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 300 | $9,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 167 | $9,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 111 | $9,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 59 | $9,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 858 | $9,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 240 | $9,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 100 | $9,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 300 | $9,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,993 | $9,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 693 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 170 | $9,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,004 | $9,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,046 | $9,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,184 | $9,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,295 | $9,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,500 | $9,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 401 | $9,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 100 | $9,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 614 | $9,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 7,000 | $9,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 254 | $8,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 100 | $8,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 48 | $8,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 442 | $8,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 187 | $8,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 752 | $8,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 135 | $8,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 216 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 500 | $8,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,000 | $8,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $8,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 9 | $8,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 859 | $8,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,528 | $8,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 185 | $8,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 606 | $8,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 600 | $8,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 425 | $8,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,108 | $8,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 588 | $8,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 359 | $8,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 860 | $8,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 195 | $8,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,026 | $8,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 7,150 | $8,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 218 | $8,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 663 | $8,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,398 | $8,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 384 | $8,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 328 | $7,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 390 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $7,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 950 | $7,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 105 | $7,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 380 | $7,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 565 | $7,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 90 | $7,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 92 | $7,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 444 | $7,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 745 | $7,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 146 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-20-000010 | this filing | 2020-08-14 | acceptance time not in the bulk data set |